Many students complete PhDs in functional programming each year. As a service to the community, twice per year the Journal of Functional Programming publishes the abstracts from PhD dissertations completed during the previous year.

In a dependently typed language, we can guarantee correctness of our programmes by providing formal proofs. To check them, the typechecker elaborates these programs and proofs into a low-level core language. However, this core language is by nature hard to understand by mere humans, so how can we know we proved the right thing? This question occurs in particular for dependent copattern matching, a powerful language construct for writing programmes and proofs by dependent case analysis and mixed induction/coinduction. A definition by copattern matching consists of a list of clauses that are elaborated to a case tree, which can be further translated to primitive eliminators. In previous work this second step has received a lot of attention, but the first step has been mostly ignored so far. We present an algorithm elaborating definitions by dependent copattern matching to a core language with inductive data types, coinductive record types, an identity type, and constants defined by well-typed case trees. To ensure correctness, we prove that elaboration preserves the first-match semantics of the user clauses. Based on this theoretical work, we reimplement the algorithm used by Agda to check left-hand sides of definitions by pattern matching. The new implementation is at the same time more general and less complex, and fixes a number of bugs and usability issues with the old version. Thus, we take another step towards the formally verified implementation of a practical dependently typed language.

The Garsia–Wachs algorithm is an algorithm for building a binary leaf tree whose cost is as small as possible. The problem and the algorithm are described in more detail below, but the task is essentially the same as that of building a Huffman coding tree with the added constraint that the fringe of the tree has to be exactly the given list of inputs (in Huffman coding, the fringe of the tree can be any permutation of the input). As we will show below, the Garsia–Wachs algorithm can be implemented with a linearithmic running time—a running time of O (n log n) steps for an input of length n, the same time bound as for Huffman coding.

Plotkin and Pretnar’s effect handlers offer a versatile abstraction for modular programming with user-defined effects. This paper focuses on foundations for implementing effect handlers, for the three different kinds of effect handlers that have been proposed in the literature: deep, shallow, and parameterised. Traditional deep handlers are defined by folds over computation trees and are the original construct proposed by Plotkin and Pretnar. Shallow handlers are defined by case splits (rather than folds) over computation trees. Parameterised handlers are deep handlers extended with a state value that is threaded through the folds over computation trees. We formulate the extensions both directly and via encodings in terms of deep handlers and illustrate how the direct implementations avoid the generation of unnecessary closures. We give two distinct foundational implementations of all the kinds of handlers we consider: a continuation-passing style (CPS) transformation and a CEK-style abstract machine. In both cases, the key ingredient is a generalisation of the notion of continuation to accommodate stacks of effect handlers. We obtain our CPS translation through a series of refinements as follows. We begin with a first-order CPS translation into untyped lambda calculus which manages a stack of continuations and handlers as a curried sequence of arguments. We then refine the initial CPS translation by uncurrying it to yield a properly tail-recursive translation and then moving towards more and more intensional representations of continuations in order to support different kinds of effect handlers. Finally, we make the translation higher order in order to contract administrative redexes at translation time. Our abstract machine design then uses the same generalised continuation representation as the CPS translation. We have implemented both the abstract machine and the CPS transformation (plus extensions) as backends for the Links web programming language.

From the outset, lambda calculus represented natural numbers through iterated application. The successor hence adds one more application, and the predecessor removes. In effect, the predecessor un-applies a term—which seemed impossible, even to Church. It took Kleene a rather oblique glance to sight a related representation of numbers, with an easier predecessor. Let us see what we can do if we look at this old problem with today’s eyes. We discern the systematic ways to derive more predecessors—smaller, faster, and sharper—while keeping all teeth.

Effect handlers are a promising way to structure effectful programs in a modular way. We present the Scala library Effekt, which is centered around capability passing and implemented in terms of a monad for multi-prompt delimited continuations. Effekt is the first library implementation of effect handlers that supports effect safety and effect polymorphism without resorting to type-level programming. We describe a novel way of achieving effect safety using intersection types and path-dependent types. The effect system of our library design fits well into the programming paradigm of capability passing and is inspired by the effect system of Zhang & Myers (2019, Proc. ACM Program. Lang.3(POPL), 5:1-5:29). Capabilities carry an abstract type member, which represents an individual effect type and reflects the use of the capability on the type level. We represent effect rows as the contravariant intersection of effect types. Handlers introduce capabilities and remove components of the intersection type. Reusing the existing type system of Scala, we get effect subtyping and effect polymorphism for free.

We explore the design and implementation of Frank, a strict functional programming language with a bidirectional effect type system designed from the ground up around a novel variant of Plotkin and Pretnar’s effect handler abstraction. Effect handlers provide an abstraction for modular effectful programming: a handler acts as an interpreter for a collection of commands whose interfaces are statically tracked by the type system. However, Frank eliminates the need for an additional effect handling construct by generalising the basic mechanism of functional abstraction itself. A function is but the special case of a Frank operator that interprets no commands. Moreover, Frank’s operators can be multihandlers which simultaneously interpret commands from several sources at once, without disturbing the direct style of functional programming with values. Effect typing in Frank employs a novel form of effect polymorphism which avoids mentioning effect variables in source code. This is achieved by propagating an ambient ability inwards, rather than accumulating unions of potential effects outwards. With the ambient ability describing the effects that are available at a certain point in the code, it can become necessary to reconfigure access to the ambient ability. A primary goal is to be able to encapsulate internal effects, eliminating a phenomenon we call effect pollution. Moreover, it is sometimes desirable to rewire the effect flow between effectful library components. We propose adaptors as a means for supporting both effect encapsulation and more general rewiring. Programming with effects and handlers is in its infancy. We contribute an exploration of future possibilities, particularly in combination with other forms of rich type systems.

Build systems are awesome, terrifying – and unloved. They are used by every developer around the world, but are rarely the object of study. In this paper, we offer a systematic, and executable, framework for developing and comparing build systems, viewing them as related points in a landscape rather than as isolated phenomena. By teasing apart existing build systems, we can recombine their components, allowing us to prototype new build systems with desired properties.

Highly critical application domains, like medicine and aerospace, require the use of strict design, implementation, and validation techniques. Functional languages have been used in these domains to develop synchronous dataflow programming languages for reactive systems. Causal stream functions and functional reactive programming (FRP) capture the essence of those languages in a way that is both elegant and robust. To guarantee that critical systems can operate under high stress over long periods of time, these applications require clear specifications of possible faults and hazards, and how they are being handled. Modeling failure is straightforward in functional languages, and many functional reactive abstractions incorporate support for failure or termination. However, handling unknown types of faults, and incorporating fault tolerance into FRP, requires a different construction and remains an open problem. This work demonstrates how to extend an existing functional reactive framework with fault tolerance features. At value level, we tag faulty signals with reliability and probability information and use random testing to inject faults and validate system properties encoded in temporal logic. At type level, we tag components with the kinds of faults they may exhibit and use type-level programming to obtain compile-time guarantees of key aspects of fault tolerance. Our approach is powerful enough to be used in systems with realistic complexity, and flexible enough to be used to guide system analysis and design, validate system properties in the presence of faults, perform runtime monitoring, and study the effects of different fault tolerance mechanisms.

Algebraic effects are computational effects that can be described with a set of basic operations and equations between them. As many interesting effect handlers do not respect these equations, most approaches assume a trivial theory, sacrificing both reasoning power and safety. We present an alternative approach where the type system tracks equations that are observed in subparts of the program, yielding a sound and flexible logic, and paving a way for practical optimisations and reasoning tools.

Multi types – aka non-idempotent intersection types – have been used. to obtain quantitative bounds on higher-order programs, as pioneered by de Carvalho. Notably, they bound at the same time the number of evaluation steps and the size of the result. Recent results show that the number of steps can be taken as a reasonable time complexity measure. At the same time, however, these results suggest that multi types provide quite lax complexity bounds, because the size of the result can be exponentially bigger than the number of steps. Starting from this observation, we refine and generalise a technique introduced by Bernadet and Graham-Lengrand to provide exact bounds. Our typing judgements carry counters, one measuring evaluation lengths and the other measuring result sizes. In order to emphasise the modularity of the approach, we provide exact bounds for four evaluation strategies, both in the λ-calculus (head, leftmost-outermost, and maximal evaluation) and in the linear substitution calculus (linear head evaluation). Our work aims at both capturing the results in the literature and extending them with new outcomes. Concerning the literature, it unifies de Carvalho and Bernadet & Graham-Lengrand via a uniform technique and a complexity-based perspective. The two main novelties are exact split bounds for the leftmost strategy – the only known strategy that evaluates terms to full normal forms and provides a reasonable complexity measure – and the observation that the computing device hidden behind multi types is the notion of substitution at a distance, as implemented by the linear substitution calculus.

As popularity of algebraic effects and handlers increases, so does a demand for their efficient execution. Eff, an ML-like language with native support for handlers, has a subtyping-based effect system on which an effect-aware optimising compiler could be built. Unfortunately, in our experience, implementing optimisations for Eff is overly error-prone because its core language is implicitly typed, making code transformations very fragile. To remedy this, we present an explicitly typed polymorphic core calculus for algebraic effect handlers with a subtyping-based type-and-effect system. It reifies appeals to subtyping in explicit casts with coercions that witness the subtyping proof, quickly exposing typing bugs in program transformations. Our typing-directed elaboration comes with a constraint-based inference algorithm that turns an implicitly typed Eff-like language into our calculus. Moreover, all coercions and effect information can be erased in a straightforward way, demonstrating that coercions have no computational content. Additionally, we present a monadic translation from our calculus into a pure language without algebraic effects or handlers, using the effect information to introduce monadic constructs only where necessary.

Consider two widely used definitions of equality. That of Leibniz: one value equals another if any predicate that holds of the first holds of the second. And that of Martin-Löf: the type identifying one value with another is occupied if the two values are identical. The former dates back several centuries, while the latter is widely used in proof systems such as Agda and Coq. Here we show that the two definitions are isomorphic: we can convert any proof of Leibniz equality to one of Martin-Löf identity and vice versa, and each conversion followed by the other is the identity. One direction of the isomorphism depends crucially on values of the type corresponding to Leibniz equality satisfying functional extensionality and Reynolds’ notion of parametricity. The existence of the conversions is widely known (meaning that if one can prove one equality then one can prove the other), but that the two conversions form an isomorphism (internally) in the presence of parametricity and functional extensionality is, we believe, new. Our result is a special case of a more general relation that holds between inductive families and their Church encodings. Our proofs are given inside type theory, rather than meta-theoretically. Our paper is a literate Agda script.

Many students complete PhDs in functional programming each year. As a service to the community, twice per year the Journal of Functional Programming publishes the abstracts from PhD dissertations completed during the previous year.