Published online by Cambridge University Press: 24 March 2016
The Japanese developmental state catapulted Japan into economic prominence. However, almost just as world attention focused on Japan's distinctive model, the era of the developmental state was drawing to a close. A generation of scholars has ably documented the story of Japan's developmental state by focusing on industrial policy. They chronicled how a strong bureaucracy buffered by insulation from politicians lay at the heart of the developmental state. As Joseph Wong points out in the introductory essay to this special issue, scholars have also argued that the developmental state contained within itself the seeds of its own dismantling.1 Since the 1960s, formal powers had been stripped from the bureaucracy, leaving it increasingly dependent upon “administrative guidance” not legally enforceable.2 By the late 1980s, the very success of the developmental state had eroded the powers of the bureaucracy to set industrial policy.
For comments on earlier drafts of this article I would like to thank Akihiro Ogawa; all participants at the conference “After the Developmental State,” Seoul, Korea, March 2004; the editor, Byung-Kook Kim; and anonymous reviewers of Journal of East Asian Studies. I am grateful to Jaeyoung Choe for his help familiarizing me with the JIGS data set. I am indebted to Joseph Wong for his comments and direction in shaping this article.Google Scholar
1. Evans, Peter, Embedded Autonomy (Princeton, N.J.: Princeton University Press, 1995).CrossRefGoogle Scholar
2. Johnson, Chalmers, MITI and the Japanese Miracle (Stanford, Calif.: Stanford University Press, 1982).CrossRefGoogle Scholar
3. Johnson, , MITI and the Japanese Miracle , p. 317.Google Scholar
4. Johnson, , MITI and the Japanese Miracle , p. 319. Although I will not treat the subject at length here, Johnson's magnum opus spawned a veritable cottage industry of responses. Indeed, it has been remarked that a generation of Japan political scientists earned their jobs by responding to Johnson. Richard J. Samuels offered one of the major responses, stressing the reciprocal rather than unilateral nature of bureaucrat-business cooperation: Samuels, Richard J., The Business of the Japanese State: Energy Markets in Comparative and Historical Perspective (Ithaca: Cornell University Press, 1987). For reviews of the literature, see Pekkanen, Saadia, Picking Winners? TIPs from Postwar Japan (Stanford, Calif.: Stanford University Press, 2003), and Noble, Gregory W., “The Japanese Industrial Policy Debate.” In Haggard, Stephan and Moon, Chung-in, eds., Pacific Dynamics: The International Politics of Industrial Change (Boulder: Westview, 1989).Google Scholar
5. E.g., Samuels, , The Business of the Japanese State. Google Scholar
6. Elder, Mark, “METI and Industrial Policy in Japan: Change and Continuity,” The Japanese Economy 28, no. 4 (2000): 3–34, 4–6.Google Scholar
7. Scheiner, Ethan, Muramatsu, Michio, and Krauss, Ellis S., “Incentives, Institutions, and Bureaucrat-Politician Relations in Japan.” Paper presented at the annual meeting of the Association for Asian Studies, San Diego, Calif., 2004.Google Scholar
8. In this way, my analysis differs in scope from T. J. Pempel's Regime Shift: Comparative Dynamics of the Japanese Political Economy (Ithaca: Cornell University Press, 1998). Pempel's major investigation of the transformation of the Japanese polity is broader in focus, including “socioeconomic coalitions, political institutions, and public policy profiles” as well as international factors (p. 14).Google Scholar
9. Sato, Seizaburo and Matsuzaki, Tetsuhisa, Jiminto Seiken [LDP rule] (Tokyo: Chou Koronsha, 1986); Inoguchi, Takashi and Iwai, Tomoaki, Zoku giin no kenkyuu [Research on policy tribe Diet members] (Tokyo: Nihon Keizai Shimbunsha, 1987).Google Scholar
10. Classic treatments of constrained interest group politics include Pempel, T. J. and Tsunekawa, Keiichi, “Corporatism Without Labor: The Japanese Anomaly.” In Shmitter, Philippe C. and Lehmbruch, Gerhard, eds., Trends Toward Corporatist Intermediation (Beverly Hills, Calif.: Sage, 1979). Muramatsu, Michio and Krauss, Ellis, “The Japanese Political Economy Today: The Patterned Pluralist Model.” In Yamamura, K. and Yasuba, Yasukichi, eds., The Political Economy of Japan, vol. 1 (Stanford, Calif.: Stanford University Press, 1987).Google Scholar
11. Typically, these favored groups were economic interest groups (employers groups, agricultural groups, industry associations). As such they are conceptually distinct—either excluded from civil society as market organizations or forming a distinct subgroup within civil society. Under the latter conception, Japan's civil society could be said to have a triple structure: (1) strong local grassroots groups and (2) weak professionalized groups except for (3) strong economic interest groups. The leading Japanese scholar of civil society includes business organizations in his conception of civil society and characterizes Japan's civil society as exhibiting “business supremacy”; Tsujinaka, Yutaka, “Japan's Civil Society Organizations in Comparative Perspective.” In Schwartz, Frank J. and Pharr, Susan J., eds., The State of Civil Society in Japan (Cambridge, U.K.: Cambridge University Press, 2003). This is completely consonant with the above usage of “triple structure.” Google Scholar
12. McKean, Margaret A., Environmental Protest and Citizen Politics in Japan (Berkeley: University of California Press, 1981).Google Scholar
13. The local groups contributed to social capital formation. Participation in such groups correlates with higher levels of trust in surveys and also by itself constitutes an important network for propagating social norms. I also advance an argument for why Japan's civil society has a dual structure. See Pekkanen, Robert, “Japan's Dual Civil Society: Members Without Advocates.” Ph. D. diss., Harvard University, 2002). Pekkanen, Robert, “Molding Japanese Civil Society.” In Schwartz, Frank J. and Pharr, Susan J., eds., The State of Civil Society in Japan (Cambridge, U.K.: Cambridge University Press, 2003). Pekkanen, Robert, “Japan: Social Capital Without Advocacy.” In Alagappa, Muthiah, ed., Political Change in Asia: The Role of Civil Society (Stanford, Calif.: Stanford University Press, forthcoming).Google Scholar
14. This supervision is established by Civil Code article 67. Paragraph 2 establishes a supervision system (kanshi seido) by the competent supervising ministry (shumu kanchou). Article 84 makes further provisions for fines by PIP directors who violate directions by the competent ministry.Google Scholar
15. Remarks at conference “Financial Support to NGOs,” sponsored by Japan Center for International Education, Tokyo, June 20, 1997.Google Scholar
16. Noumi, Yasushi, “Kouekiteki dantai ni okeru kouekisei to hieirisei” [Public interest and nonprofit in public interest groups], Juristo 1105 (1997): 50–55.Google Scholar
17. Hayashi, Shigeo, Koueki Houjin kenkyuu nyuumon [Introduction to public interest legal person research] (Tokyo, Japan: Public Interest Legal Person Association, 1972), pp. 192–193.Google Scholar
18. Salamon, Lester M. and Anheier, Helmut K., Defining the Nonprofit Sector: A Cross-National Analysis (New York: St. Martin's, 1997); Atoda, Naosumi, Amenomori, Takayosh, and Ohta, Mio, “The Scale of the Japanese Nonprofit Sector.” In Yamamoto, Tadashi, ed., The Nonprofit Sector in Japan (Manchester, U.K.: Manchester University Press, 1998), p. 105.Google Scholar
19. On these issues, see variously (moral issues) Hardacre, Helen “Japan: The Public Sphere in a Non-Western Setting.” In Wuthnow, Robert, ed., Between States and Markets: The Voluntary Sphere in Comparative Perspective (Princeton: Princeton University Press, 1991). In Schwartz, Frank J. and Pharr, Susan J., eds., The State of Civil Society in Japan (Cambridge, U.K.: Cambridge University Press, 2003); (women's issues) Pharr, Susan J., Losing Face: Status Politics in Japan (Berkeley: University of California Press, 1990), and Upham, Frank K., Law and Social Change in Postwar Japan (Cambridge, Mass.: Harvard University Press, 1987); (environment) Pharr, Susan J. and Badaracco, Joseph L., “Coping with Crisis: Environmental Regulation.” In McCraw, Thomas K., ed., America Versus Japan (Boston: Harvard Business School Press, 1986); (Kyoto Accord) Reimann, Kim, “Building Networks from the Outside In.” In Schwartz, Frank and Pharr, Susan, eds., The State of Civil Society in Japan (Cambridge, U.K.: Cambridge University Press, 2003); and (Korean residents) Shipper, Apichai, “The Political Construction of Foreign Workers in Japan,” Critical Asian Studies 34, no. 1 (March 2002).Google Scholar
20. Pekkanen, Robert, “Japan's New Politics: The Case of the NPO Law,” Journal of Japanese Studies 26, no. 1 (Winter 2000); Pekkanen, Robert, “Hou, kokka, shimin shakai” [Law, the state, and civil society], Leviathan 27 (Autumn 2000); and Imada, Makoto, “The Voluntary Response to the Hanshin Awaji Earthquake: A Trigger for the Development of the Voluntary and Non-profit Sector in Japan.” In Osborne, Stephen P., ed., The Voluntary and Non-Profit Sector in Japan (London: Routledge, 2003).Google Scholar
21. Tsujinaka, , “Japan's Civil Society Organizations,” p. 92.Google Scholar
22. Takao, Yasuo, “The Rise of the ‘Third Sector’ in Japan,” Asian Survey 41, no. 1 (2001): 290–309, 295. Takao provides a convincing description of the rise of independent civil society groups in Japan. See also Nakamura, Karen, Signing Deaf in Japan: Deaf Identity, Sign Language, and Politics in Modern Japan (Ithaca: Cornell University Press, forthcoming) and, for a critical view, Ogawa, Akihiro, “The Failure of Civil Society? An Ethnography of NPOs and the State in Contemporary Japan” (Ph.D. diss., Cornell University, 2004).CrossRefGoogle Scholar
23. EPA (Economic Planning Agency), 2001nen shiminkatsudou repooto [Citizens' activities report 2001] (Tokyo: Ministry of Finance, 2001), p. 7.Google Scholar
24. In some ways, this development is consistent with Ronald Inglehart's argument about value shifts in postmodernization: Inglehart, Ronald, Culture Shift in Advanced Industrial Society (Princeton, N.J.: Princeton University Press, 1990); although scholars have generally focused on technological changes, regime transformations, and economic development per se as explanations.Google Scholar
25. Pharr, Susan J., “Conclusion.” In Schwartz, Frank J. and Pharr, Susan J., eds., The State of Civil Society in Japan (Cambridge, U.K.: Cambridge University Press, 2003), p. 329.Google Scholar
26. Keck, Margaret E. and Sikkink, Kathryn, Activists Beyond Borders: Advocacy Networks in International Politics (Ithaca: Cornell University Press, 1998), p. 11.Google Scholar
27. Clark, Ann Marie, Friedman, Elisabeth J., and Hochstetler, Kathryn, “The Sovereign Limits of Global Civil Society: A Comparison of NGO Participation in UN World Conferences on the Environment, Human Rights, and Women,” World Politics 51, no. 1 (1998): 1–35, 6–9.Google Scholar
28. Reimann, , “Building Networks from the Outside In,” p. 308.Google Scholar
29. Ibid., p. 299.Google Scholar
30. Pekkanen, , “Japan's New Politics”; Yasufumi, Tanaka, Keidanren [Social Affairs Bureau], personal interview, Tokyo, October 8, 1997.Google Scholar
31. See Pekkanen, , “Japan's New Politics” and “Hou, kokka, shimin shakai” [Law, the state, and civil society], on the NPO Law and on the tax revisions. Pekkanen, Robert, “A Less-Taxing Woman? New Regulation on Tax Treatment of Nonprofits in Japan,” International Journal of Not-for-Profit Law 3, no. 3 (2001).Google Scholar
32. Katsumata, Hideko, “Interim Report on Public Interest Corporation Reforms Stirs Further Debate,” Civil Society Monitor 9 (June 2004).Google Scholar
33. Peng, Ito, “Postindustrial Pressures, Political Regime Shifts, and Social Policy Reforms in Japan and South Korea.” Paper prepared for the conference “After the Developmental State,” Seoul, South Korea, 2004; and Peng, , The New Politics of Welfare State in Developmental Context: Explaining the 1990s Social Care Expansion in Japan (for UNRISD Project: Welfare States in Developmental Context, n.d.).Google Scholar
34. See also Pharr, Susan J. and Putnam, Robert, eds., Disaffected Democracies: What's Troubling the Trilateral Countries? (Princeton, N.J.: Princeton University Press, 2000).CrossRefGoogle Scholar
35. N=2091. Source: http://roperweb.ropercenter.uconn.edu, May 25, 1994, Yomiuri Shimbun poll. Accessed March 17, 2004.Google Scholar
36. Source: http://roperweb.ropercenter.uconn.edu, April 1, 1998 poll. Accessed March 17, 2004.Google Scholar
37. Source: http://roperweb.ropercenter.uconn.edu, March 22, 1998 poll. Accessed March 17, 2004.Google Scholar
38. Muramatsu, Michio, “An Arthritic Japan? The Relationship between Poltiiciand and Bureaucrats.” Asia Program Special Report 117 January 2004), pp. 26–33, 27.Google Scholar
39. Scheiner, , et al., “Incentives, Institutions, and Bureaucrat-Politician Relations in Japan,” p. 34.Google Scholar
40. Krauss, Ellis S. and Pekkanen, Robert, “Explaining Party Adaptation to Electoral Reform: The Discreet Charm of the LDP?” Journal of Japanese Studies 30, no. 1 (2004): 1–31.Google Scholar
41. Asahi Shimbun , June 9, 2004.Google Scholar
42. Author interviews with LDP members of the House of Representatives, Tokyo, Japan. Interviews were conducted on July 10, 2002, and June 19, 2004, with two Diet Members. Electoral figures are from Asahi Shimbun , “Toshi mutouhasou to kasanari” [NPOs are the urban unaffiliated voters], June 9, 2004, and Asahi Shimbun , July 13, 2004.Google Scholar
43. Pekkanen, , “Japan's New Politics.” Google Scholar
44. Democratic Party of Japan party documents.Google Scholar
45. Without providing exact figures, the Asahi Shimbun argued that “the number of secretaries and policy staffers with NPO backgrounds is increasing in the DPJ,” in an article entitled “Genba keiken, seisaku ni han' ei“ [Experience in the field reflected in policies], Asahi Shimbun , June 16, 2004.Google Scholar
46. Calculated from Kokkai Youran [Diet Handbook] various years (Tokyo: Kokusei Jyouhou Sentaa).Google Scholar
47. For example, see Peng, (“Postindustrial Pressures” and The New Politics of Welfare State in Developmental Context); and Estevez-Abe, Margarita, “State-Society Partnerships in the Japanese Welfare State.” In Schwartz, Frank J. and Pharr, Susan J., eds., The State of Civil Society in Japan (Cambridge, U.K.: Cambridge University Press, 2003).Google Scholar
48. As Chan-Tiberghien argues, between 1997 and 2001, other changes also occurred as women's groups reframed their agenda in terms of women's human rights. These changes include the 1999 legalization of the birth control pill (thirty-eight years after the government established a panel to study it), the 1999 Basic Law on Gender Equality and the 2000 Anti-Stalking Law, as well as the 2001 Domestic Violence Prevention Law. Chan-Tiberghien, Jennifer, Gender and Human Rights Politics in Japan (Stanford, Calif.: Stanford University Press, 2004).CrossRefGoogle Scholar