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Society, State and Nationality in the Recent Historiography of Ethiopia

Published online by Cambridge University Press:  22 January 2009

Donald Crummey
Affiliation:
University of Illinois, Urbana-Champaign

Extract

Events since 1974 have challenged fundamental assumptions about Ethiopian history, calling in question the country's borders and internal coherence, the nature of its social order, the centrality of its monarchy and Zionist ideology to the maintenance of the polity, and the viability of the peasant way of life. In so doing they challenge a young, but vigorous, historiography, one founded in the 1960s with the creation of a History Department at what is now Addis Ababa University and of an international coterie of scholars. Its early stages were marked by archivally-based studies of Ethiopia‘s international emergence in the nineteenth and early twentieth centuries and of trade and politics. Its later stages were marked by a steady growth in the number of contributors and in the emergence of major new themes many of which depend on the use of indigenous sources, both oral and written. Class and class relations; economy, state, and society; the Kushitic- and Omotic-speaking peoples; the use of social anthropology—such are the concerns of contemporary historians of Ethiopia. These concerns inform new work on agrarian issues and on the roots of famine, on urbanization, on the nature of the twentieth-century state, on the revolution itself and on the roots of resistance and social unrest, and on ethnicity. Meanwhile, more traditional work continues to glean insights from the manuscript tradition and to bring to light major new texts both Ethiopian and foreign. The article surveys this material and concludes by noting the persistence of certain limitations—the lack of work on women or on pastoralism, the scarcity of it on Islam, the heavy emphasis on that part of the country lying west of the Rift Valley, and the absence of an integrating synthesis—and the prospective integration of work on Ethiopia into the mainstream of African historiography.

Type
New Perspectives on Ethiopia
Copyright
Copyright © Cambridge University Press 1990

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21 Pankhurst's, R. much cited ‘The great Ethiopian famine of 1888–1892: a new assessment’, J. Hist. Medicine and Allied Sciences, XXI (1966), 95124, 271–94CrossRefGoogle Scholar, remains one of the few historical treatments, recently joined by Ahmed, Abdussamad H., ‘Peasant conditions in Gojjarn during the great famine 1888–1892’, J. Ethiopian Studies, XX (1987), 118.Google Scholar

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23 ‘History, drought and reproduction: dynamics of society and ecology in northeast Ethiopia’, pp. 283–303 in Johnson, Douglas and Anderson, David (eds.), The Ecology of Survival. Case Studies from Northeast African History (London/Boulder, 1988).Google Scholar In the same volume see also Turton, David, ‘Looking for a cool place: the Mursi, 1890s to 1980s’, pp. 261–82Google Scholar; and McCann, 's ‘The social impact of drought in Ethiopia: oxen, households, and some implications for rehabilitation’, pp. 245–67Google Scholar in Glantz, Michael H. (ed.), Drought and Hunger in Africa: Denying Famine a Future (Cambridge, 1987).Google Scholar

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33 Dessalegn Rahmato argues that the relevant comparative context is that of ‘modernday post-colonial states’ rather than ‘post-medieval monarchies of either western or eastern Europe’: ‘Political power and social formation in Ethiopia under the Old Regime: notes on Marxist theory’, pp. 463–78 in vol. 1, Proc. Eighth Int. Conference.

34 For a graphic account of the avarice of Haile Sallassie, and for many other insights into the workings of the Ethiopian state and the formation of its foreign policy, see Spencer, John H., Ethiopia at Bay: A Personal Account of the Haile Sellassie Years (Algonac, MI, 1987).Google Scholar

35 Shiferaw Bekele has contributed to the general issues involved here with studies of the Addis Ababa—Jibouti railroad, which emphasize the political consequences of the designs which international capital had on Ethiopia: ‘The railway, trade and politics: a historical survey, 1896–1935’ (M.A. thesis, AAU, 1982)Google Scholar; idem, ‘Some notes on the genesis and interpretation of the tripartite treaty’, J. Ethiopian Studies, XVIII (1985), 63–79.

36 Pankhurst's best-known work is his Economic History of Ethiopia 1800–1935 (Addis Ababa, 1968)Google Scholar, which, for all its redundancies, confusions, and errors remains a point of departure for many important issues. Abir's first monograph, Ethiopia: The Era of the Princes, was very much in the S.O.A.S. ‘trade and politics’ mode of the late 1960s and early 1970s.

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44 Markakis also benefited, as had Clapham, although this time more indirectly, by his long association with the Horn. See his Ethiopia. Anatomy of a Traditional Polity (Oxford, 1974).Google Scholar

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47 In his ‘Rural protest in Ethiopia, 1941–1970: a study of three rebellions’ (Ph.D. thesis, Syracuse University, 1977)Google Scholar, now reworked into a manuscript entitled ‘Ethiopia: power and protest. Peasant revolts in the twentieth century’. Some of Gebru's material was published as: ‘Peasant resistance in Ethiopia: the case of Weyane’, J. Afr. Hist., xxv (1984), 7792.Google Scholar He extends his argument in ‘Preliminary history of resistance in Tigrai (Ethiopia)’, Africa, XXXIX, 2 (Rome, 1984), 201–26.Google Scholar

48 Selassie, Bereket Habte is the most senior Eritrean to publish, but his book is disappointingly thin: Conflict and Intervention in the Horn of Africa (New York and London, 1980).Google ScholarSherman, Richard provides a reasonable outline from the Eritrean perspective: Eritrea. The Unfinished Revolution (New York, 1980).Google Scholar The reader will find the main issues addressed in Davidson, B., Cliffe, L., and Selassie, Bereket H. (eds.), Behind the War in Eritrea (Nottingham, 1980).Google Scholar None of these contributions rivals, in their solidity, Trevaskis's, G. K. N.Eritrea: A Colony in Transition (London, 1960).Google Scholar

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50 Taddia, Irma, L'Eritrea—Colonia 1890–1952. Paesaggi, strutture, uomini del colonial-ismo (Milan, 1986).Google Scholar See also Tekeste Negash's collection of essays, No Medicine; and the published version of his Uppsala Ph.D. thesis: Italian Colonialism in Eritrea, 1882–1941: Policies, Praxis and Impact (Uppsala, 1987).Google Scholar

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53 Gebre-Medhin, Jordan, Peasants and Nationalism in Eritrea (Trenton, NJ, 1989).Google Scholar See also Medhanie's, TesfatsionEritrea. Dynamics of a National Question (Amsterdam, 1986)Google Scholar, which, although critical of both the Eritrean liberation movement and of the Ethiopian government, adopts an Ethiopian national position.

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58 See also Garretson's earlier ‘Manjil Hamdan Abu Shok (1898–1938) and the administration of Gubba’, pp. 197–210 in Proc. Fifth Int. Conference (Session A).

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61 McClellan, Charles W., ‘Coffee in centre-periphery relations: Gedeo in the early twentieth century’, pp. 175–95Google Scholar; idem, State Transformation and National Integration: Gedeo and the Ethiopian Empire, 1895–1935 (East Lansing, MI, 1988); and ‘The Ethiopian occupation of northern Sidamo—recruitment and motivation’, pp. 513–23 in Proc. Fifth Int. Conference (Session B).

62 Others have also contributed recently to the histories of southern peoples, notably Ulrich Braukämper and Werner Lange, who build on the tradition of Kulturgeschichte: Braukämper, U., Geschichte der Hadiya Süd-Athiopiens von den Anfängen bis zur Revolution 1974 (Wiesbaden, 1980);Google Scholar and Die Kambata (Wiesbaden, 1983).Google Scholar Lange has substituted a sometimes vulgar marxism for Kulturgeschichte, but it does not wholly vitiate the substantial work he has done on the Käfa region: Gimira (remnants of a vanishing culture), his Ph.D. dissertation at the Johann Wolfgang von Goethe-Universität, Frankfurt-am-Main, 1975; and idem, History of the Southern Gonga (Southwestern Ethiopia) (Wiesbaden, 1982).Google Scholar

63 Tamrat, Taddesse, ‘Processes of ethnic interaction and integration in Ethiopian history: the case of the Agaw’, J. Afr. Hist, XXXIX, 1 (1988), 518CrossRefGoogle Scholar; idem, ‘Ethnic interaction and integration in Ethiopian history: the case of the Gafat’, J. Ethiopian Studies, XXI (1988), 121–54.Google Scholar One of Taddesse's junior colleagues, Tecle Haimanot Gebre Selassie, has done an ethnohistorical study of a hunting—gathering people who live by T'ana, Lake: ‘The Wayto of Lake Tana: an ethno-history’ (M.A. thesis, AAU, 1984).Google Scholar See also Haimanot's, TecleYäGumare Särg: initiation ceremony among the Wayto of Lake Tana’, pp. 234–43Google Scholar in Proceedings of the Second Annual Seminar.

64 Quirin, James ‘The Beta Israel (Felasha) in Ethiopian History: caste formation and culture change, 1270–1868’ (Ph.D. dissertation, University of Minnesota, 1977)Google Scholar; idem, ‘The process of caste formation in Ethiopia: a study of the Beta Israel (Felasha), 1270–1868’, Int. J. Afr. Hist. Studies, XII, 2 (1979), 235–58. See also Kessler, David, The Falashas. The Forgotten Jews of Ethiopia (London and New York, 1982);Google Scholar and Hess, Robert, ‘An outline of Falasha history’, pp. 99112Google Scholar in vol. 1, Proc. Third Int. Conference.

65 Kaplan, Steven, ‘A brief history of the Beta Israel,’ pp. 1129Google Scholar in The Jews of Ethiopia. A People in Transition (Tel Aviv/New York, 1986).Google Scholar Both Kaplan and Quirin draw on the work of Kay Shelemay: see above, footnote 31; also her contribution to The Jews of Ethiopia: ‘The Beta Israel in twentieth-century Ethiopia’ (pp. 40–9).

66 Hassen, Mohammed, ‘The Oromo of Ethiopia, 1500–1850: with special emphasis on the Gibe region’ (Ph.D. thesis, University of London, 1983).Google Scholar

67 Gidada, Negaso, ‘History of the Sayyoo Oromoo of Southwestern Wallaga, Ethiopia, from about 1730 to 1886’ (Ph D. dissertation, Johann Wolfgang von Goethe-Universität, Frankfurt-am-Main, 1984).Google Scholar

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69 Gemeda, Guluma, ‘Gomma and Limmu: the process of state formation among the Oromo in the Gibe region, c. 1795–1889’, unpublished M.A. thesis, AAU, 1984Google Scholar; idem, ‘The process of state formation in the Gibe region: the case of Gomma and Jimma’, pp. 129–52 in Proceedings of the Second Annual Seminar; and idem,’ Markets, local traders and long-distance merchants in southwestern Ethiopia during the nineteenth century’, pp. 375–89 in vol. II, Proc. Eighth Int. Conference. See also Tekalign Wolde Mariam, works as cited above, note 38; and idem, ‘Some patterns of slave acquisition in the kingdom of Jimma Abba Jiffar (c 1875–1932)’, pp. 214–33 in Proceedings of the Second Annual Seminar.

70 Daniel Ayana, ‘Protestant missions in Wollaga: a study of the activities of the missions and the local converts 1898–1935’ (M.A. thesis, AAU, 1984); idem, ‘The concept of Waaqa and the missionaries: a preliminary study in the grafting of Christianity on a traditional belief in Wollega’, pp. 105–28 in Proceedings of the Second Annual Seminar; and idem, ‘Some notes on the role of village schools in grafting Protestantism in Wollega: 1898–1935’, pp. 329–36 in vol. 1, Proc. Eighth Int. Conference.

71 Tafla, Bairu (ed.), A Chronicle of Emperor Yohannes IV (1872–89) (Wiesbaden, 1977).Google Scholar

72 Tafla, Bairu (ed.), Ethiopia and Germany. Cultural, Political and Economic Relations, 1871–1936 (Wiesbaden, 1981).Google Scholar

73 Tafla, Bairu, Asma Giyorgis and his work. History of the Galla and the kingdom of Sawa (Stuttgart, 1987).Google Scholar Bairu's textual editions benefited from his command of the sources, which, in turn, rested on his earlier career as historian of the later nineteenth-century nobility and literati. See his articles in the J. Ethiopian Studies: ‘Three portraits: Ato Asmä Giyorgis, Ras Gobäna Daci and Sähafé Tezaz Gäbrä Selassé’, v, 2 (1967), 133–50Google Scholar; ‘Four Ethiopian biographies: Däjjazmac Gärmamé, Däjjazmac Gäbrä-Egzl'abehér Moroda, Däjjazmac Balca and Käntiba Gäbru Dästa’, VII, 2 (1969), 131Google Scholar; ‘Two of the last provincial kings of Ethiopia’, XI, 1 (1973), 2955Google Scholar; ‘Some aspects of land-tenure and taxation in Sälalé under Ras Dargé 1871–1900’, XII, 2 (1974), 19Google Scholar; and ‘Ras Dargé Sahlä Selassé, c. 1827–1900’, XIII, 2 (1975), 1737.Google Scholar

74 Haile, Getatchew, A Catalogue of Ethiopian Manuscripts Microfilmed for the Ethiopian Manuscript Microfilm Library, Addis Ababa, and for the Hill Monastic Manuscript Library, Collegeville, vol. IV: Project Numbers 1101–1500 (Collegeville, MN, 1979)Google Scholar. The most recent volume is IX: Project Numbers 3501–4000 (Collegeville, 1987).Google Scholar William F. Macomber started the cataloguing and has continued to play an important part in the project.

75 See, for example: ‘The homily of Ase Zär'a Ya'eqob of Ethiopia in honour of Saturday’, Orientalia Lovaniensia Periodica, XIII (1982), 185231Google Scholar; ‘A new look at some dates of early Ethiopia history’, Le Muséon, XCV, 3–4 (1982), 311–22Google Scholar; ‘Inside the royal confinement’, Northeast African Studies, IV 1 (1982), 1952Google Scholar; ‘Documents on the history of Asé Dawit (1382–1413)’, J. Ethiopian Studies, XVI (1983), 2535Google Scholar; ‘The end of a deserter of the established church of Ethiopia’, pp. 193–203, and ‘Materials on the theology of Qeb'at or unction’, pp. 205–50 in Proc. Sixth Int. Conference; ‘Ethiopian, Christian captives in the territory of the Arämi’, pp. 113–19 in Proc. Seventh Int. Conference; ‘The unity and territorial integrity of Ethiopia’, J. Modern African Studies, XXIV, 3 (1986), 465–87;Google Scholar‘A history of the Tabot of Atronesä Maryam in Amhara (Ethiopia)’, Paideuma, XXXIV (1988), 1322.Google Scholar

76 Rubenson, S. with co-editors Haile, Getatchew and Hunwick, John, Acta Aethiopica, 1, Correspondence and Treaties 1800–1854 (Evanston/Addis Ababa, 1987).Google Scholar Some of these documents have been published by others in different editions: Girma-Selassie Asfaw and David Appleyard with Ullendorff, E., The Amharic Letters of Emperor Theodore of Ethiopia to Queen Victoria and Her Special Envoy (London, 1979);Google ScholarAppleyard, David and Irvine, A. K. with Pankhurst, R. and Tafia, Bairu, Letters from Ethiopian Rulers (Early and Mid-Nineteenth Century) (London, 1985).Google Scholar

77 For example: Täf We'etu und Täf Naccäw in den Äthiopischen Chroniken’, Journal of Semitic Studies, XXVI, 2 (1981), 267–71Google Scholar; ‘Zur “Kurzen Chronik” der äthiopischen Könige’, Oriens Christianus, S. IV, lxv (1981), 137–47Google Scholar; ‘An hypothesis concerning an author or compiler of the “Short Chronicle” of the Ethiopian kings’, pp. 359–72 in Proc. Sixth Int. Conference; ‘The Ser'ata Gebr. A mirror view of daily life at the Ethiopian royal court in the middle ages’, pp. 219–32 in vol. I, Proc. Eighth Int. Conference; and ‘Les premières querelles théologiques d'Abuna Salama III en Ethiopie’, Annates d'Ethiopie, XIV (1987), 101–16.Google Scholar Hans A. Dombrowski has published one new example of the tradition on which Kropp is working: Tanasee 106: Eine Chronik der Herrscher Athiopiens (Wiesbaden: 2 vols., 1983).Google Scholar

78 Michels, Joseph W., ‘The Axumite kingdom: a settlement archaeology perspective’, pp. 173–83Google Scholar in vol. VI, Proc. Ninth Int. Congress.

79 Kaplan, Steven, The Monastic Holy Man and the Christianization of Early Solomonic Ethiopia (Wiesbaden, 1984).Google Scholar See also idem, ‘Ezana's conversion reconsidered’, J. Religion in Africa, XIII, 2 (1982), 101–9; ‘The Ethiopian cult of the saints. A preliminary investigation’, Paideuma, XXXII 113Google Scholar; ‘Christianity and the early state in Ethiopia’, pp. 148–67 in Eisenstadt, S. N., Abitbol, M. and Chazan, N. (eds.), The Early State in African Perspective. Culture, Power and Division of Labor (Leiden, 1988).Google Scholar

80 Abir, M., Ethiopia and the Red Sea. The Rise and Decline of the Solomonic Dynasty and Muslim—European Rivalry in the Region (London, 1980).Google Scholar See also idem, ‘Ethiopia and the Horn of Africa’, in Gray, Richard (ed.), Cambridge History of Africa, IV: c. 1600–c. 1790 (1975). 537–77.Google Scholar

81 Donzel, E. van, Foreign Relations of Ethiopia 1642–1700. Documents Relating to the Journeys of Khodja Murad (Leiden 1979)Google Scholar; and idem, A Yemenite Embassy to Ethiopia 1647–1649. al-Habasha, Al-Hayml's Sirat. Newly Introduced, Translated and Annotated (Wiesbaden, 1986).Google Scholar For a single new text of importance for the sixteenth and early seventeenth century it would be hard to beat Lockhart, Donald M. and Becking-am's, C. F.The Itinerario of Jeronimo Lobo (London: Hakluyt Society, 1984).Google Scholar

82 Chernetsov, S. B., ‘The “History of the Gallas” and death of Za-Dengel, king of Ethiopia (1603–1604)’, pp. 803–8Google Scholar in vol. I, Proc. Fourth Int. Congress; ‘Who wrote “The History of King Sarsa Dengel”—was it the monk Bahrey?’ pp. 131–6 in vol. I, Proc. Eighth Int. Conference; and ‘Medieval Ethiopian historiographers and their methods’, pp. 191–200 in vol. v, Proc. Ninth Int. Congress. La Verle Berry has also contributed to the understanding of the Gondär period: ‘Factions and coalitions during the Gonder period, 1630–1755’, pp. 431–41 in Proc. Fifth Int. Conference (Session B).

83 But see here Chris Prouty Rosenfeld's study: Empress Taytu and Menilek II: Ethiopia 1883–1910 (London/Trenton, NJ, 1986);Google Scholar and her ‘Eight Ethiopian women of the Zemene Mesafi.nl, 1769–1855’, Northeast African Studies, 1, 2 (1979), 6385.Google Scholar

84 Ahmed, Hussein, ‘Studies in Islam: retrospect and prospect’, pp. 4060Google Scholar in vol. II of Proceedings of the Second Annual Seminar; and ‘Introducing an Arabic hagiography from Wällo’, pp. 185–97 in vol. 1. Proc. Eighth Int. Conference. See also Shehim, Kassim, ‘The influence of Islam on the “Afar”’ (Ph.D. dissertation, University of Washington, 1982).Google Scholar There has also been an attenuation of interest in the church and its varied roles in the twentieth century. For an exception, see Larebo, Haile Mariam, ‘The Ethiopian orthodox church and politics in the twentieth century,’ Northeast African Studies, IX, 3 (1987), 117 and X, 1 (1988), 123.Google Scholar

85 Although see here the work of Samatar, Said S., Oral Poetry and Somali Nationalism: The Case of Sayyid Mohammad Abdille Hasan (Cambridge, 1982).CrossRefGoogle Scholar

86 Jones, A. H. M. and Monroe, Elizabeth, A History of Ethiopia (Oxford, 1935).Google Scholar The latest printing in my possession was in 1978. It differs from the 1935 version in its nine-page chronology bringing events down to 1944.

87 In the Epilogue to The Southern Marches, 249.