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Interpretation of Security Council Resolutions under Chapter VII in the Aftermath of the Iraqi Crisis
Published online by Cambridge University Press: 17 January 2008
Abstract
The ‘Operation Iraqi Freedom’ in 2003 raised many international legal questions, which all have been more or less addressed in the academic literature since then. However, the thrust of the relevant legal etiology pertained to the implementation of a series of UN Security Council Resolutions, whose hermeneutics, ie the rules of interpretation, in contrast to other issues, have been scarcely explored and elucidated. Accordingly, the purpose of this article is to address the latter question of the hermeneutics of Security Council Resolutions, and propound a coherent thesis in this respect, which would be applicable not only in the Iraqi conflict but even beyond. It will examine, first, whether the provisions of Articles 31–33 of VCLT are applicable either ipso jure or mutatis mutandis in this respect and then having deprecated both of these options, it will turn its focus to the question of which theoretical framework in relation to the hermeneutics in international law could better serve its purposes. Drawing insights from, amongst others, Stanley Fish, Ian Johnstone and Aharon Barak, it will be possible to propound the thesis that any relevant regulatio interpretations should pay due regard to the institutional setting of the ‘community’ of the Council, which in turn qualifies the ‘inter-subjective’ approach or the collective will of the Council in light of the object and purpose of the Charter, ie the maintenance of peace and security, as the most pertinent hermeneutic paradigm. Premised upon the latter, the article proceeds and articulates a rubric of interpretive principles and presumptions to be applied in this regard, which, at the end, will be tested in the case of ‘Operation Iraqi Freedom’.
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- Copyright © British Institute of International and Comparative Law 2007
References
1 Legal interpretation is part of the science of hermeneutics, whose historical roots date back to great thinkers such as Maimonides and Spinoza and has developed mostly around the interpretation of literary and historical texts. The literature on hermeneutics is extensive. See, inter alia, Bruns, G, Hermeneutics Ancient and Modern (Yale University Press, Yale, 1992)Google Scholar; Shapiro, G and Sica, A (eds), Hermeneutics: Questions and Prospects (University of Massachusetts Press, Amherst, 1994)Google Scholar; Bleicher, J, Contemporary Hermeneutics: Hermeneutics as Method, Philosophy and Critique (Routledge, London, 1980). Modern hermeneutics has developed with the theories of Schleiermacher and Betti (theoretical hermeneutics), Heidegger and Gadamer (philosophical hermeneutics), Habermas and Hirsch (critical hermeneutics), Ricoeur (phenomenological hermeneutics), Baratta and Lévi-Strauss (structural hermeneutics) and Derrida (deconstruction).Google Scholar
2 General hermeneutic theories are relevant to legal interpretation, since they create a number of options among which the interpreter must choose, at his or her discretion, but not without restriction. Nonetheless, legal hermeneutics are distinctive, because of the nature of law and rules of legal interpretation should not give the reader the freedom to understand the text according to his or her subjective perception; see: Posner, R, Law and Literature (rev edn, Harvard University Press, Cambridge, Mass, 1998) 211Google Scholar and Barak, A (n 69) 58.Google Scholar
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19 For the operations in 1993 and 1998 see ibid. As regards Operation Iraqi Freedom, the preponderant view is that it was beyond the bounds of international law. From the plethora of relevant scholarly opinions see inter alia, per the legality of the war: WH Taft IV and TF Buchwald (n 9) 557 et seq; Greenwood, C, ‘International Law and the Pre-emptive Use of Force: Afghanistan, Al-Qaida and Iraq’ (2003) 4 San Diego International Law Journal 7 et seqGoogle Scholar; and contra: White, ND and Myjer, EPJ, ‘Editorial: Use of Force against Iraq’ (2003) 8 Journal of Conflict and Security Law 1–14CrossRefGoogle Scholar; Lowe, V, ‘The Iraq Crisis: What Now?’ (2003) 52 ICLQ 866Google Scholar; Franck, TH, ‘What Happens Now? The United Nations After Iraq The Agora: Future Implications of the Iraq Conflict’ (2003) 97 American Journal of International Law 607 et seqCrossRefGoogle Scholar; Corten, O, ‘Opération Iraqi Freedom: Peuton Admettre l'Argument de l' Autorisation Implicate du Conseil de Securité?’ (2003) 36 Revue Belge de Droit International 205–47.Google Scholar
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21 See the reform proposals of the Secretary-General of the United Nations enunciated in his Report ‘In Larger Freedom: towards development, security and human rights for all’ (21 03 2005) UNGA A/59/2005 available at <http://www.un.org/largerfreedom/report-largerfreedom.pdf>..>Google Scholar See also with regard to the High-Level Panel Report: Manusama, KM, ‘The High Level Panel Report on Threats, Challenges and Change and the Future Role of the UNSecurity Council’ (2005) 18 Leiden Journal of International Law 605–20.CrossRefGoogle Scholar
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31 It should be mentioned here that the present enquiry has confined itself solely to the assessment of the relevant decisions of international bodies and not of national courts, since the former bear much more evaluative weight for its purposes than the latter.
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43 cf, eg, the relevant dictum of the Namibia case, which alludes specifically to the provisionsof the Charter invoked as criterion of the interpretation to be given respectively, see (n 32) and corresponding text.
44 Note in this regard that the interpretive communities have much in common with ‘epistemic communities’, though their main difference is that the interpretive community offers not only knowledge and policy advice but more importantly passes judgment. See for ‘epistemic communities’, Haas, PM, ‘Introduction: Epistemic Communities and International Policy Coordination’ (1992) 46 International Organization 1.CrossRefGoogle Scholar
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59 See discussion in ibid 452 et seq.
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62 ‘A common lifeworld consists of shared experiences and assumptions: a supply of collective interpretations of the world and of themselves, as provided by language, common history or culture’, Risse (n 60) 10–11.
63 See Johnstone (n 48) 460.
64 In this regard, he argues that ‘[a]ll that is necessary is a sense of being in a relationship of some duration from which common meanings and expectations have emerged and of being engaged in an enterprise the general purpose of which all understand in roughly the same way’. ibid 456.
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73 See in this regard the Namibia and Tadić cases (n 32) and (n 37) correspondingly.
74 See (n 11).
75 We should recall at this point the definition of Johnstone, namely that ‘the interpretive task is to ascertain what the text means to the parties collectively rather than to each individually’, see (n 58).
76 See also White (n 19) 657.
77 Resolution 678 (1990) authorized Member States cooperating with the government of Kuwait ‘to use all necessary means to uphold and implement resolution 660 (1990) and all subsequent relevant resolutions …’ in the context of the Second Gulf War, see SC Res 678 (29 11 1990) para 2Google Scholar, [1990] 29 ILM 1565.Google Scholar
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86 See (n 70) and corresponding text.
87 ibid.
88 See Barak (n 69) 91. In his words, ‘purposive interpretation is a kind of dialogue between the intention of the reasonable author and of the system and the intention of the actual author. Interpreters play a dual role in this dialogue. On the one hand, they live in the present, and their understanding is a product of the legal system's contemporary values. On the other hand, interpreters try to understand a text that was created in the past …’ ibid 112.
89 See Dworkin (n 50).
90 See in this regard Byers (n 16) 25 et seq.
91 See Farer, T, ‘An Inquiry into Legitimacy of Humanitarian Intervention’ in Damrosch, L and Scheffer, D (eds), Law and Force in the International Order (Westview Press, Boulder, 1991) 185 et seq, and ibid 23.Google Scholar
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93 ibid 24. Contra ‘implied authorization’: L-A Sicilianos (n 22) 42 et seq, Lobel and Ratner (n 18).
94 See (n 11).
95 See on the last point the remarks of Frowein (n 16) 99.
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103 As a Rapporteur of ILC on the Law of Treaties (1951), Sir Gerald Fitzmaurice drew up acomprehensive set of principles of interpretation. Amongst them was ‘Principle VI: contemporaneity-that the terms of a treaty must be interpreted in the light of linguistic usage current at the time when the treaty was concluded’, see id (n 72) 203. See also a discussion of them in light of the recent jurisprudence of ICJ in Thirlway, H, ‘The Law and Procedure of the International Court of Justice, 1960–1989 (Part Three)’ (1991) 62 British Yearbook of International Law 16 et seq.Google Scholar
104 See in this regard (n 24).
105 See (n 28).
106 See the relevant dictum in Nicaragua case, which implies that the above norm is considered as such by the whole international community. See [1986] ICJ Rep, p 100Google Scholar and more generally for jus cogens: inter alia, Kolb, R, Theorie du lus Cogens International (Presses Universitaires de France, Paris, 2001) and Orakhelasvili, A, Peremptory Norms in International Law (OUP, Oxford, 2006).Google Scholar
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118 See in this regard Amerasinghe (n 3) 182. This is premised upon an old rule of interpretation of treaties, frequently invoked before the VCLT, according to which treaties must be interpreted as respecting the sovereignty of States as far as possible, cf Case Relating to the Territorial Jurisdiction of the International Commission of the River Oder PCIJ Series A, No 23, p 26.Google Scholar See also Sur, S, L'intérpretation en droit international public (Librairie générate de droit et de jurisprudence, Paris, 1974) 121 et seq.Google Scholar
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123 See (n 9) (USA) and 10 (UK).
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128 See with regard to this principle (n 103) and corresponding text.
129 Of paramount importance in this regard is besides the reaffirmation of the commitment of all States to the sovereignty and territorial integrity of Iraq in the preamble, the declaration of the Council in the last paragraph that it ‘remains seized of the matter and would take such further steps as may be required for the implementation of this resolution and to secure peace and security to the area’ (para 34). This was confirmed by an Indian declaration in the Council debate preceding the adoption of the said Resolution. According to that statement, ‘as regards operative paragraph 34 of the draft resolution, it is India's understanding that it does not confer authority on any country to take unilateral action under any of the previous resolutions of the Council. Rather, the sponsors have explained to us that in case of an threat or actual violation of the boundary in the furure the Security Council will meet to take, as appropriate, all necessary measures …’, see Doc S/PV.2981, 3 04 1991, p 72 et seq. See also Sicilianos (n 22) 103 and Frowein (n 16) 107.Google Scholar
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136 See (n 131).
137 It should be reiterated here that, according to the view of the present writer, the ‘context’ of a Resolution encompasses also the documents to which explicit allusion is made in the corpus of the Resolution in question, eg the Reports of the Secretary General. See (n 78) and correspondingtext.
138 See in this respect F Nguyen-Roualt (n 18) 843 et seq and further references therein.
139 See Lord Goldsmith (n 10) 812.
140 In his Advice on 7 March 2003, Lord Goldsmith revealed in this respect that ‘I was impressed by the strength and sincerity of the views of the US Administration which I heard in Washington on this point. However, the difficulty is that we are reliant on their assertions for the view that the French (and others) knew and accepted that they were voting for a further discussion and no more’, see ibid 774.
141 See D McGoldrick (n 135).
142 Logic as interpretive method is not a terra incognita in the context of our enquiry, bearing in mind the relevant reference to it in the Tadić case; see (n 37). See also in this respect: O Corten (n 19) 212 et seq.
143 See Byers (n 16) 41.
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