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The Kosovo Crisis and Nato's Application of Armed Force Against the Federal Republic of Yugoslavia
Published online by Cambridge University Press: 17 January 2008
Extract
In the fifth week of NATO's 78–day aerial intervention in the Federal Republic of Yugoslavia (FRY), the FRY initiated proceedings in the International Court of Justice against ten of its member States which it accused of violating the principles of international law in relation to the jus ad bellum and the jus in bello.1 NATO's action, known as Operation Allied Force, had commenced on the night of 24 March 1999 when cruise missiles were directed on Serbian targets located in the Kosovan capital of Pristina and in the Republic's capital of Belgrade.2 This robust application of armed force came on the eve of the 50th anniversary of NATO, an organisation which was established after the Second World War for the collective defence of its member States, and constituted the first offensive launched against another sovereign State in the organisation's entire history.
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References
1. I.C.J. Press Communiqué No.99/17 (29 Apr. 1999). The applications for proceedings against Belgium, Canada, the Netherlands, Portugal, Spain and the United Kingdom based the jurisdiction of the Court on Art.36(2) of its Statute and on Art.IX of the 1948 Convention on the Prevention and Punishment of the Crime of Genocide, whereas the applications for proceedings against France, Germany, Italy and the United States based the jurisdiction of the Court on Art.IX of the Genocide Convention and on Art.38(5) of the Rules of the Court. In each of these cases, the FRY also filed a request for interim measures of protection, based on Art.73 of the Rules of the Court, where it asked the Court to order these States to “cease immediately [their] acts of use of force” and to “refrain from any act of threat or use of force against the Federal Republic of Yugoslavia”. For full provision of all relevant documentation pertaining to the applications, the oral proceedings and rulings of the Court, see http://www.icj-cij.org/.
2. Fitchett, , “NATO Missiles Open Air War Against Yugoslavia”, International Herald Tribune (London), 25 03 1999, p.1.Google Scholar
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7. http://www.icj-cij.org/icjwww/idocket/iybe/iybefrarae.htm. In its view, the “basic rights of individuals—members of minorities—are provided for by the Yugoslav Constitution and relevant laws. There is a large number of minority communities in Yugoslavia. In the northern part of Serbia, Vojvodina, the Hungarians, Slovaks, Romanians, Ruthenians are the largest minority communities. There are no special difficulties in relations between them and the State. These communities are represented at all levels of State organisation. They are practising local self-government and exercising their rights in the fields of education, culture and media. The Albanian community in Kosovo and Metohija has the same legal status and same rights”.
8. For an excellent and comprehensive electronic database of United Nations materials, see <http://www.un.org/peace/kosovo/sc-kosovo.htm=.
9. Security Council Resolution 1160 (1998), operative para.8 (where the Security Council “[d]ecide[d] that all States shall, for the purposes of fostering the peace and stability in Kosovo, prevent the sale or supply to the [FRY], including Kosovo, by their nationals or from their territories or using their flag vessels and aircraft, of arms and related matériel of all types, such as weapons and ammunition, military vehicles and equipment and spare parts for the aforementioned, and shall prevent arming and training for terrorist activities there”).
10. Ibid., operative para.5. In the preamble of the Resolution, the Council affirmed the “commitment of all member States to the sovereignty and territorial integrity of the Federal Republic of Yugoslavia”.
11. In the preamble of Resolution 713 (25 Sept. 1991), the Security Council recalled the principles of the United Nations Charter and emphasised that “no territorial gains or changes within Yugoslavia brought about by violence are acceptable”. Upholding the “principle of unity and territorial integrity” had been a central concern of States, in particular Ecuador, Zimbabwe, India, China and Zaire, in the debate that preceded the adoption of this resolution by the Security Council: UN Doc.S/PV.3009 (25 Sept 1991). See further Weller, , “The International Response to the Dissolution of the Socialist Federal Republic of Yugoslavia” (1992) 86 A.J.I.L 569Google Scholar. In addition, s.5(4) of the Yugoslav Constitution of 1974 stipulated that “,[t]he frontiers of the Socialist Federal Republic of Yugoslavia may not be altered without the consent of all Republics and Autonomous Provinces”.
12. Supra n.10.
13. According to Art.29 of the Statute of the ICTY, States “shall co-operate” with the ICTY “in the investigation and prosecution of persons accused of committing serious violations of international humanitarian law”. The Statute also makes provision for the temporal jurisdiction of the ICTY, but does not specify a cut-off date: the ICTY has “the power to prosecute persons responsible for serious violations of international humanitarian law committed in the territory of the former Yugoslavia since 1991” (Art.1): UN Doc.S/25704 (3 May 1993).
14. Supra n.9, operative para.17 (which also specified that the Contact Group countries would “make available to the Tribunal substantiated relevant information in their possession”).
15. Crossette, , “UN Chief Reports Little Help in Monitoring Balkan Arms Ban”, New York Times, 11 08 1998, A3.Google Scholar
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17. Security Council Resolution 1199 (23 Sept. 1998), Preamble.
18. Ibid. Secretary-General Annan had earlier issued a report on Kosovo: UN Doc.S/1998/834 and Add.1. (4 Sept. 1998).
19. Black, , Steel, and Walker, , ‘Russia Digs in Against NATO Strikes’, The Guardian (London), 7 10 1998, p.2.Google Scholar
20. Supra n.17, operative para.1.
21. Ibid., operative para.3.
22. Ibid., operative para.4. In operative para.6, the Council insisted that the Kosovo Albanian leadership “condemn all terrorist action” and that “all elements in the Kosovo Albanian community should pursue their goals by peaceful means only”.
23. Ibid., operative para.8.
24. Ibid., operative para.14.
25. Keesing's Record of World Events (1998), Vol.44, p.42580Google Scholar. A cease-fire had been announced by the KLA four days beforehand, on 8 Oct., but it was broken on 17 Oct. when KLA members killed three Serbian policemen at Orlate: idem, at 42581.
26. The former agreement, reached with NATO, established the Kosovo Verification Mission (KVM), which would provide an air surveillance system to verify compliance with Security Council Resolution 1199 (1998): UN Doc.S/1998/991 (23 Oct. 1998). This system was said to complement the ground surveillance system, which had been created by the agreement reached with the OSCE: UN Doc.S/1998/978 (16 Oct. 1998). By virtue of that agreement, the FRY accepted a monitoring mission of the order of 2,000 members at 8 time of reducing the presence of police and armed forces on the ground.
27. In particular, it endorsed (in the first operative paragraph of the resolution) the agreements reached between the FRY, NATO (on 15 Oct. 1998) and the OSCE (on 16 Oct. 1998) concerning the verification mechanisms established to monitor compliance with Resolution 1199 (1998).
28. Supra n.26.
29. Security Council Resolution 1207 (17 Nov. 1998), operative para.3. In operative para.1, the Council reminded the FRY of its legal obligations under the ICTY Statute.
30. UN Doc.S/1221/1998 (24 Dec. 1998), para.4.
31. “New Fighting in Kosovo is Reported”, International Herald Tribune (London), 18 12 1998, p.18.Google Scholar
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35. Whitaker, , “Belgrade's Link to Massacre”, The Independent (London), 29 01 1999, p.13Google Scholar and Bird, , “Raçak Report Finds Serbs Guilty”, The Guardian (London), 18 03 1999, p.13.Google Scholar
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37. Ibid.
38. Evans, , “War Crimes Threat for Milosevic”, The Times (London), 9 03 1999, p.11Google Scholar (reporting Prime Minister Blair's warning that “President Milosevic and his commanders must … understand that NATO will not stand by in the face of renewed repression in Kosovo or atrocities like the one we witnessed in Raçak”).
39. Buchan, , “Contact Group to Push for Peace Conference on Kosovo”, Financial Times (London), 23–24 01 1999, p.3Google Scholar. For a fuller account of the developments at Rambouillet, see Judah, , Kosovo: War and Revenge (2000), pp. 196–226Google Scholar and Weller, , “The Rambouillet Conference on Kosovo” (1999) 75 Int. Affairs 211.CrossRefGoogle Scholar
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42. UN Doc.S/1999/96 (29 Jan. 1999).
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45. Ibid., and “Holbrooke's ‘Two Days of Intense Talks’”, Financial Times (London), 24 03 1999, p.2Google Scholar and Judah, supra n.39, at p.227.
46. Supra n.7. Serbian President Milan Miluntinovic announced at Rambouillet that, in the context of the crisis in Kosovo, he could see “no circumstances” in which foreign forces would be allowed on Yugoslav soil. He also questioned the potential utility of such a force: Buchan, , “Success of Rambouillet Talks Far From Guaranteed”, Financial Times (London), 22 02 1999, p.2.Google Scholar
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48. Buchan, and Dinmore, , “US Steps Up Pressure on Serbs and Ethnic Albanians”, Financial Times (London), 22 02 1999, p.14.Google Scholar
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50. Davison, , “Massive Bombardment by NATO smashes into Serb Air Defences”, The Independent (London), 25 03 1999, p.3.Google Scholar
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52. A legal counsellor of the Foreign and Commonwealth Office said that the “intervention in northern Iraq ‘Provide Comfort’ was in fact, not specifically mandated by the United Nations, but the States taking action … did so in exercise of the customary international law principle of humanitarian intervention”: (1992) 63 B.Y.B.I.L. 824, 827.
53. Bird, , Black, , Walker, and Ellison, , “NATO Unleashes Massive Air and Missile Strikes Across Defiant Yugoslavia: The Onslaught Begins”, The Guardian (London), 25 Mar. 1999, p.1.Google Scholar
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58. UN Doc.GA/9599 (21 Sept. 1999).
59. Clines, , “NATO Opens Broad Barrage Against Serbs as Clinton Denounces ‘Brutal Repression’”, New York Times, 25 03 1999, A5Google Scholar and Dejevsky, , “Clinton Acts to Avert A ‘Catastrophe’”, The Independent (London), 25 03 1999, p.2.Google Scholar
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61. Supra n.1.
62. CR 99/24: Verbatim Record of 11 May 1999 <http://www.icj-cij.org/icjwww/idocket/iybe/iybe frame. htm>.
63. See in particular the legal justifications given for the American intervention in Grenada in Oct. 1983 in Moore, Law and the Grenada Mission (1984), pp. 125–129 and the statement of President George Bush in defence of the American intervention in Panama in Dec. 1989: Statement of the Office of the President, 3 Jan. 1990.
64. CR 99/24: supra n.62 “A failure by NATO to act immediately would have been to the irreparable prejudice of the people of Kosovo. The [member States] of NATO refused to stand idly by to watch yet another campaign of ethnic cleansing unfold in the heart of Europe”.
65. CR 99/15: Verbatim Record of 10 May 1999.
66. Ibid.
67. See e.g. France's position not to “seek to enter in any way whatever into a discussion on the substance of the alleged dispute which the Application aims to resolve. Instead, she will limit herself to showing that the Court has no jurisdiction to entertain that Application”. CR 99/17: Verbatim Record of 10 May 1999. It is imperative to mention, though, that France “associate[d] herself completely” with the arguments that “have been and will be developed before you by the Respondents in the other cases to be considered by the Court at these hearings”. Italy also considered that it was “unnecessary and even an abuse of [the Court's] patience to spend time at this stage on matters relating solely to the merits [of the case for the use of force] and it will therefore avoid as far as possible making any such reference”: CR 99/19: Verbatim Record of 11 May 1999. See also the position of the Netherlands, CR 99/20: Verbatim Record of 11 May 1999 and Portugal, CR 99/21: Verbatim Record of 11 May 1999.
68. See e.g. the argument of Germany at CR 99/18: Verbatim Record of 11 May 1999, that the NATO action had been undertaken “as a last resort in order to put a stop to the massive human rights violations perpetrated by the [FRY] in Kosovo and to protect the population of Kosovo from the unfolding humanitarian catastrophe”. Indeed, one expert commentator has already written that the German government “called a spade a spade and spoke of the NATO threat as an instance of ‘humanitarian intervention’”: infra n.88, at pp. 12–13. The United Kingdom recalled the statement made by its Permanent Representative to the United Nations, Sir Jeremy Greenstock, who described Operation Allied Force as “an exceptional measure to prevent an overwhelming humanitarian catastrophe”: CR 99/23: Verbatim Record of 11 May 1999. The Permanent Representative informed the Security Council that the “force now proposed is directed exclusively to averting a humanitarian catastrophe, and is the minimum judged for that purpose”. UN Doc.S/PV. 3988 (24 March 1999). See also Black, “Allies Argue A Humanitarian Case”, The Guardian (London), 25 Mar. 1999, p3.
69. Halliday, “Are the Actions of NATO in Kosovo Prudent and Are They Legal?”, The Irish Times (Dublin), 1 Apr. 1999, p.18 located at <http://www.ireland.com/newspaper/opinion/1999/0401/opt3Jitm>.
70. Supra n.53.
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77. Whitehouse, , “Russia Warns of Another Vietnam”, The Guardian (London), 25 03 1999, p.3Google Scholar (noting that the action “means war in Europe, possibly even more”). See further Evans, and Brodie, , “Yeltsin Says West Risks A World War”, The Times (London), 10 04 1999, p.1.Google Scholar
78. President Yeltsin is reported to have described the action as “open aggression”: “Russia Condemns NATO at UN”, BBC Online Network, 25 Mar. 1999 <http://www.bbc.co.uk/hi/english/Wworld/europe/newsid_303000/303127.stm>. The FRY's Representative at the United Nations, Vladislav Jovanovic, also referred to the action as an “aggression”: Usborne, and Reeves, , “UN Swept Aside by Bombing Offensive”, The Independent (London), 25 03 1999, p.4Google Scholar. President Nursultan Nazarbayev of Kazakhstan thought that the “bombing should be stopped, while at the same time stopping the Serbs from pushing the Kosovars from their country”—although he did not go as far as calling the intervention unlawful: “Kazakhstan Backs Russia on Kosovo”, International Herald Tribune (London), 29 04 1999, p.5.Google Scholar
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80. Kynge, , “China Hits At ‘Gunboat Diplomacy’”, Financial Times (London), 11 05 1999, p.2.Google Scholar
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90. Supra n.88, at p.2.
91. Ibid., at pp.3–4 (noting, for the sake of comprehensiveness, that “the mechanism of the so–called ‘enemy-state clauses’ (Articles S3 and 107) should be left aside as it is now unanimously considered obsolete”).
93. Under Art.5 of the 1949 North Atlantic Treaty, the Parties agreed that “an armed attack against one or more of them in Europe or North America shall be considered an attack against them all and consequently they agree that, if such an armed attack occurs, each of them, in the exercise of the right of individual or collective self-defence, recognised by Article 51 of the Charter of the United Nations, will assist the Party or Parties so attacked by taking forthwith… such action as it deems necessary, including the use of armed force, to restore and maintain the security of the North Atlantic area”. 34 U.N.T.S. 541Google Scholar. See further Higgins, , “Peace and Security: Achievements and Failures” (1995) 6 E.J.I.L. 445Google Scholar and White, , Keeping the Peace: The United Nations and the Maintenance of International Peace and Security (2nd ed., 1997), p.21.Google Scholar
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95. See the communiqué issued on 25 03 1999 by Mexico on behalf of the countries which are members of the Permanent Mechanism for Consultation and Concerted Political Action in Latin America (the Rio Group). The communiqué expressed “regret” that “the recourse to the use of force in the Balkan region [occurred] in contravention of the provisions of Article 53(1) and Article 54 of the Charter of the United Nations”: UN Doc.S/1999/347 (26 March 1999).
96. Franck, , Fairness in International Law and Institutions (1995), p.312.Google Scholar
97. Simma's assessment is that the “requirement” of Art.53(l) of the Charter, “for an—express or implicit, prior or ex-post-facto—authorisation of enforcement action under regional arrangements or by regional agencies is not formally applicable in the case of NATO. The Alliance constitutes an international organisation on the basis of Article 51 of the Charter, the only ‘enforcement action’ envisaged in this Article is self-defence”: supra n.88, at p.10.
98. Ibid., at p.6.
99. Ibid., at p.12.
100. Ibid., at p.22.
101. Ibid., at p.11. Cassese, infra n.102, at p.353, regards the distinction drawn by Simma as one where unlawful actions can be “not so grave” as opposed to “grave” violations of the United Nations Charter.
102. Cassese, , “Ex Injuria ius Oritur. Are We Moving Towards Legitimation of Forcible Humanitarian Countermeasures in the World Community?” (1999) 10 E.J.I.L. 23, 24.Google Scholar
103. Ibid., at p.24.
104. Ibid.
105. Ibid., at p.25. This predicament was experienced elsewhere: “How can I, as an advocate of human rights, resist the assertion of a moral imperative on States to intervene in the internal affairs of another State where there is evidence of ethnic cleansing, rape and other forms of systematic abuse, regardless of what the Charter mandates about the use of force and its allocation of competence?” Chinkin, , “Kosovo: A ‘Good’ or ‘Bad’ War?” (1999)93 A.J.I.L. 841, 843.Google Scholar
106. Ibid.
107. Franck, and Rodley, , “After Bangladesh: The Law of Humanitarian Intervention By Military Force” (1973) 67 A.J.I.L. 275Google Scholar (where they admitted the occasional desirability of such operations, but felt that even where desired, such operations would fall foul of international law and would, instead, benefit from the defence of “superior necessity” which “belongs in the realm not of law but of moral choice, which nations, like individuals, must sometimes make, weighing the costs and benefits to their cause, to the social fabric and to themselves”).
108. Cassese, supra n.102, at p.25.
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141. Supra nn.78–81.
142. Supra n.69.
143. Supra nn.106 and 107.
144. On 2 June 1999, the Court held that it manifestly lacked jurisdiction for two of the ten cases that had been referred to it for provisional measures (Yugoslavia's proceedings against Spain and the United States of America), but that in the remaining cases, it lacked prima facie jurisdiction: see I.C.J. Communiqué No.99/23 (2 June 1999). This meant that it could not indicate provisional measures in those cases. The Court, however, said that it remained seized of those cases because its findings “in no way prejudgc[d] the question of the jurisdiction of the Court to deal with the merits‘ of the cases, which left ’unaffected the right of the Governments of Yugoslavia and [of the respondent States] to submit arguments in respect of those questions‘: I.C.J. Press Communiqué’ No.99/39 (2 July 1999), where the Court decided that the FRY should submit a memorial in each of the eight cases by 5 01 2000 and that the respondent States (Belgium, Canada, France, Germany, Italy, the Netherlands, Portugal and the United Kingdom) should submit a counter-memorial by 5 July 2000.
145. Supra n.102, at p.27.
146. Nicaragua Case: Case Concerning Military and Paramilitary Activities In and Against Nicaragua (1986) I.C.J. Reports 14, 109 (para.207).Google Scholar
147. Supra n.102, at p30, and n.111.
148. Supra n.107.
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