Published online by Cambridge University Press: 13 May 2014
Communication between the practitioners of the two disciplines [history and archeology] is still often difficult.
Five years ago Jan Vansina asked historians whether archeologists were their siblings. The question seems to have been rhetorical, since Vansina himself offered the opinion that, at least “when archaeologists offer specific reconstructions of history, as they often do in their site reports, they are historians.” However, he also admitted that archeology “is a discipline in its own right.” Since no historians were sufficiently riled by these assertions to offer a response to Vansina's article, we must assume that archeologists are accepted, though not necessarily with open arms, in the family of historians. But what did archeologists say about their adoption? Nothing it appears, though perhaps many archeological practitioners missed Vansina's article because it was published in an historical, not an archeological, journal. I stumbled across the article a couple of years ago and plunged in with both anticipation and trepidation. Which archaeologist could resist reading a critique of his discipline by a respected historian? My feelings turned out to be justified. I was both excited and a little dismayed by what I read, though I was relieved to find that my own archeological efforts in Uganda were favorably viewed by the eminence grise.
1 Vansina, Jan, “The Power of Systematic Doubt in Historical Enquiry,” HA 1 (1974), 120.Google Scholar
2 Vansina, Jan, “Historians, Arc Archeologists your Siblings?” HA 22 (1995), 369–408.Google Scholar
3 Ibid., 399.
4 Ibid., 370. What a relief for archeologists!
5 I will forego speculation about why archeologists failed to rise to the bait.
6 I thank Kathryn Green, one of the H-Africa listserv's editors, for suckering me into this effort and for her comments on various drafts. She is not responsible for what follows. The online version of this paper appeared on March 2, 1999 and, I assume, can still be accessed at http://h-net2.msu.edu/-africa/africaforum/Vansina.html.
7 My thanks to these colleagues; you know who you are.
8 With apologies for my arrogance! Cynics might rightly complain that I have enough trouble attempting to do decent archeology.
9 Vansina, , “Historians,” 399.Google Scholar
10 Are historians archeologists? Since archeologists attempt to reconstruct the past from its material remains, then, reluctantly, I think that historians arc not archeologists, since the objects of historians' studies are far from tangible. Indeed, Vansina makes this point at some length. In the words of a colleague, “if you give a historian a trowel, it does not make him or her an archaeologist.” Of course, I hasten to add that you don't have to use a trowel to be an archaeologist, though in my opinion it often serves to focus the mind.
11 Methodology in particular is discussed in Section III, while Section VI focuses upon the “Neolithic Revolution”; others may well wish to comment on the interesting ideas expressed in those sections. Sections IV and V present a synopsis of some recent archeological research of interest to historians, and might, therefore, be deemed less controversial. Although I hope that it is not necessary to read Vansina's article in order to comprehend this paper, I recommend doing so.
12 For example, Little, Barbara J., ed., Text-Aided Archaeology (Boca Raton, 1992)Google Scholar; Orser, Charles E. Jr., A Historical Archaeology of the Modern World (New York, 1995).Google Scholar For text-aided archeology in Africa, see Posnansky, Merrick and DeCorse, Christopher R., “Historical Archaeology in sub-Saharan Africa: a Review,” Historical Archaeology 20(1986), 1–14.CrossRefGoogle Scholar For examples of research, see publications on most of the regions discussed in Connah, Graham, African Civilizations (Cambridge, 1987)Google Scholar; also Connah, Graham, ed., Transformations in Africa: Essays on Africa's Later Past (London, 1998).Google Scholar
13 Vansina, , “Historians,” 369.Google Scholar
14 Ibid., 370.
15 I for one always had ambivalent feelings about the long-running (but now defunct) series of commissioned articles on archeology in the Journal of African History that seem to have been conceived of as annotated lists of radiocarbon dates to be mined by historians. Of course, it was hard to refuse when asked to prepare one of these articles since the invitation carried the aura that one had finally achieved a certain professional standing. However, the ways in which archeologists tried to subvert the format of these articles presumably contributed to the demise of the series. Of course, now that the series has ended, it would be good to see more archeologists contributing substantive papers to the journal. My impression here is that the paucity of such papers should not be charged to the editors of the journal, but rather to archeologists and to the rise of the African Archeological Review, Of course, one difference between archeologists and historians, which is perhaps not as trivial as it appears, is that historians use these damn footnotes all the time.
16 Vansina, , “Historians,” 396.Google Scholar
17 Ibid., 371-73, 376.
18 Ibid., 371. Halls, Martin recent Archeology Africa (London, 1996)Google Scholar, while discussing various topics in African prehistory, is aimed more as an introduction to archeological method and theory for an African audience, though historians might well benefit from reading it.
19 Phillipson, D.W., African Archaeology (2d ed.: Cambridge, 1993).Google Scholar
20 Devisse, Jean, ed., Vallées du Niger (Paris, 1993)Google Scholar; idem., “La recherche archéologique et sa contribution à l'histoire de l'Afrique,” Recherche de pédagogie et culture 55 (19S1), 2-8.
21 Indeed, my own students find the book very hard going; it certainly takes a dogged reader to plow through the chapter on the Middle and Late Stone Ages.
22 This comment is applicable to much, if not most, of Phillipson's work, not just African Archaeology.
23 See below for more information and some examples. Admittedly the pace of posf-processual archeological research has quickened remarkably since the publication of African Archaeology, but its absence from the book is nonetheless notable, For an early discussion of some post-proccssual approaches to African archeology, see Schmidt, Peter R., “An Alternative to a Strictly Materialist Perspective: a Review of Historical Archaeology, Ethnoarchaeology, and Symbolic Approaches in African Archaeology,” American Antiquity 48 (1983), 62–79.CrossRefGoogle Scholar
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25 Vansina, , “Historians,” 374.Google Scholar Vansina seems to be profoundly ambivalent about the work of the McIntoshs. While deriding their use of models, he nevertheless considers the 1977 Jenne-jeno excavations as the last archeological endeavor to have seized the attention of historians; ibid., 369. He also expends considerable space in a discussion of the results of the McIntoshes' recent work; ibid., 385-87. Vansina also seems to have changed his opinion of the value of models: previously, he wrote that “… models are of primary importance. Not only do they raise questions or elucidate possible connections between phenomena, but they are also the best means of evolving material to bridge gaps in information;” Vansina, , “Power,” 119.Google Scholar Some of Vansina's change of heart may have come from reading Devisse's critique of what he considers to have been over-hasty, model-based generalizations based on inadequate excavated samples; see Devisse, “Recherche,” 5 and note 24.
26 R.J. McIntosh, Peoples; McIntosh, S.K., ed. Excavations at Jenne-jeno, Hambarketolo, and Kaniana in the Inland Niger Delta (Mali). The 1981 Season (Berkeley, 1995)Google Scholar; McIntosh, S.K. and McIntosh, R.J., Prehistoric Investigations in the Region of Jenne, Mali (Oxford, 1980).Google Scholar
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28 Vansina, , “Historians,” 370.Google Scholar He clearly has the Annales school of history in mind here, as indeed he makes clear later; ihid., 375.
29 Ibid., 396.
30 Ibid., 399.
31 Ibid., 396.
32 Ibid., 371; see also Devisse, “Recherche,” note 24.
33 Ibid., 377.
34 Trigger, Bruce G., “Archaeology and the Image of the American Indian,” American Antiquity 45(1980), 662–76.CrossRefGoogle Scholar
35 For example, Susan McIntosh, whose enthusiasm for models is noted by Vansina, , “Historians,” 374Google Scholar, has explicitly stated her rejection of neo-evolutionism; see McIntosh, Susan Keech, “Pathways to Complexity: An African Perspective” in McIntosh, S.K., ed., Beyond Chiefdoms: Pathways to Complexity in Africa (Cambridge, 1999), 1–30CrossRefGoogle Scholar; moreover, her disillusionment with neo-evolutionisin was already evident in 1994 in McIntosh, “Chancing Perceptions.” McIntosh also draws on both processual and post-processual approaches in her work.
36 For a primer in post-processual archeology, see Hodder, Ian, Reading the Past (2d ed.: Cambridge 1991).Google Scholar
37 Huffman, Thomas N., “Archaeology and Ethnohistory of the African Iron Age,” Annual Review of Anthropology 11 (1982), 133–50CrossRefGoogle Scholar; idem., “Archaeological Evidence and Conventional Explanations of Southern Bantu Settlement Patterns,” Africa 56 (1986), 280-98; idem., “Broederstroom and the Central Cattle Pattern,” South African Journal of Science 89 (1993), 220-26; idem., Snakes and Crocodiles: Power and Symbolism in Ancient Zimbabwe (Johannesburg, 1996). It is indeed strange that Vansina, , “Historians,” 374Google Scholar, cites this research as exemplary of the New Archeology; Huffman's work is far removed from processualism and, particularly, neo-evolutionism. In fact, a common criticism of Huffman's endeavors is that he imposes the ethnographie record onto the past and does not allow for evolutionary change in settlement patterns; see Vansina, “Historians,” note 70; Lane, Paul, “The Use and Abuse of Ethnography in the Study of the Southern African Iron Age,” Azania 29 (1996), 51–64.Google Scholar Far better examples of the impact of New Archeology can be found in the southern African literature; the researches of Hilary Deacon and John Parkington, among others, in the late 1960s and early 1970s were to inspire a generation of South African archeologists to pursue ecological approaches: Deacon, H.J., Where Hunters Gathered: A Study of Holocene Stone Age People in the Eastern Cape (Claremont, 1976)Google Scholar; Parkington, J.E., “Seasonal Mobility in the Late Stone Age,” African Studies 31 (1972), 223–43CrossRefGoogle Scholar, are perhaps the seminal publications. For further discussion see Deacon, Janette, “Weaving the Fabric of Stone Age Research in Southern Africa” in Robertshaw, Peter, ed., A History of African Archaeology (London, 1990), 39–58.Google Scholar
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47 The “direct historical approach” in analogical reasoning has a long history in archeology, especially in the American Southwest. The term was probably coined by Wedel, Waldo K., The Direct Historical Approach in Pawnee Archeology (Washington, 1938)Google Scholar, while the most famous statement of the underlying principles is Ascher, Robert, “Analogy in Archaeological Interpretation,” Southwestern Journal of Anthropology 17 (1961), 317–25CrossRefGoogle Scholar; for recent discussions, see Wylie, Alison, “‘Simple’ Analogy and the Role of Relevance Assumptions: Implications of Archaeological Practice,” International Studies in the Philosophy of Science 2 (1988), 134–50CrossRefGoogle Scholar; and for Africa, see Stahl, Ann B., “Change and Continuity in the Banda Area, Ghana: The Direct Historical Approach,” Journal of Field Archaeology 21 (1994), 181–203.Google Scholar
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49 As understood by Vansina.
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53 See especially ibid., 379; cf. ibid., 381-82.
54 Ibid., 384.
55 I hesitate to cite examples of this practice among the work of my colleagues, Vansina mentions examples in his discussion in Section III. In fact, the critical reader wishing to find examples need look no further than my own site reports.
56 Historical linguistics seems to me to be a field of study, like archeology, where extravagant extrapolation may be easily concealed in technical appendices.
57 McIntosh, Peoples.
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61 In the interests of both brevity and debate, allow me to indulge in a few somewhat sweeping generalizations.
62 Historians may supply their own examples.
63 See previous note.
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66 See also Vansina, “Power.”
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69 Miller, Joseph C., ed., The African Past Speaks: Essays on Oral Tradition and History (Folkestone, 1980).Google Scholar
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71 Vansina, Jan, “Is Elegance Proof?” HA 10(1983), 307–48.Google Scholar
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74 Ibid., 47.
75 Ibid., 49. For a thorough and recent discussion by the same author, see Miller, Joseph C., “History and Africa/Africa and History,” American Historical Review 104(1999), 1–32.CrossRefGoogle Scholar
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80 Ibid., 2.
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108 Ibid., 18.
109 Ibid., 28.
110 Ibid., 34.
111 Ibid., 41ff.
112 As, for example, with the Nyoru kinglist and its ties to that of the Baganda; see ibid., 105-14.
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131 I thank Jan Vansina for inspiring this paper and for not giving up on archeology. I can only wish that my command of Jan's discipline would even approach his command of mine.