Introduction
The holy spirit (ruaḥ haqqodeš) has a lengthy and variegated history within Jewish sources, spanning from biblical to modern kabbalistic literature. It is within rabbinic literature that the holy spirit was developed in two specific ways: 1) prophetic or sub-prophetic inspiration; and 2) divine personified metonym.Footnote 1 Importantly, sub-prophetic inspiration, primarily through the holy spirit, was an active phenomenon after the cessation of prophecy within certain rabbinic circles.Footnote 2 Within medieval Jewish thought, both philosophical and kabbalistic, we see a further development of the holy spirit. Similar to many key rabbinic terms, the term ruaḥ haqqodeš was reinterpreted by Jewish thinkers in new and innovative fashions—at times—even at odds with its original meaning. A common trend found among various medieval Jewish philosophers is the configuration of the holy spirit as an inspirational, sub-divine, and sub-prophetic phenomenon, incorporated into the various metaphysical and cosmological models that held sway in this period. In contrast, Jewish kabbalists reincorporated the holy spirit into the Godhead. Most importantly, it is within this stage of development that the two distinct rabbinic connotations of the holy spirit are more fully integrated, for within the various schemata the holy spirit is associated with the dynamics of divine or metaphysical overflow, which reaches the individual and induces various forms of inspiration and is associated with the divine or metaphysical power. Early kabbalah marks the shift of the term from prophetic and sub-prophetic inspiration to mystical fusion and embodiment with the divine essence. This development finds its fullest articulation in sixteenth-century kabbalah.
In this kabbalah, the holy spirit was no longer understood as merely prophetic inspiration, but rather as one of the key terms used to articulate a more ambitious ideal of mystical integration with the divine in daily life. This is a very intense, personal religious and moral path, in which one must become purified—transform into a vessel, a chariot, or throne—so that the divine, qua holy spirit, may dwell within the human entity. While much may be said concerning the development of the holy spirit in medieval Jewish philosophy, I will focus in the coming pages on the Jewish sources, which incorporated various Islamic and, possibly, Christian ideas, that acted as the backdrop for these kabbalists.
The Holy Spirit in Medieval Jewish Thought
The holy spirit represented a problem for several medieval Jewish philosophers, such as Saadia Gaon and Moses Maimonides. These thinkers were keenly aware of the possible binitarian connotations of such an entity. This conception of the holy spirit had always been present within Jewish literature, as Daniel Boyarin wrote: “Binitarian thought had not been (nor ever would be) entirely exiled from the religious life of Jewry.”Footnote 3 Saadia would devalue the holy spirit as a created entity synonymous with God’s glory (kaḇod),Footnote 4 while Maimonides relegated it to the status of another metaphor for the functionality of the metaphysical overflow (Ar. fayḍ; Heb. šefa‘).Footnote 5 While Saadia’s interpretation is more directly in connection to Christian thought, Maimonides’s conception may be applicable as a critique of Christianity, but he was in greater dialogue with Islamic philosophical thought and internal Jewish developments.Footnote 6 The primary interlocutors for Maimonides in this regard were Alfarabi, Avicenna, and al-Ghazālī. It is within their philosophical systems that the holy spirit is reincorporated within a metaphysical framework and that Maimonides finds himself negotiating its meaning within his Jewish context.Footnote 7
In contrast, Judah Halevi, an important medieval Jewish philosopher, was unconcerned with the implications of the holy spirit as a somewhat divine entity. Combining Shīʽī Imām,Footnote 8 Ismāʽīlī, and Sufi thought, Halevi conceived of the holy spirit as enwrapping the individual Jewish person and being in commune with their soul.Footnote 9 Furthermore, Halevi would incorporate the holy spirit into the astral-magical conception of ruḥaniyyot—spiritual forces that are brought down from the supernal realms.Footnote 10 This conceptualization of spiritual overflow would be further emphasized in kabbalistic discourse.Footnote 11
Both Judah Halevi’s correlation of the holy spirit with a spiritual divine substance (Ar. al-ruhani; Heb. ruḥani) as well as Maimonides’s conceptualization of it as a metaphor for the functionality of the metaphysical overflow (Ar. fayḍ; Heb. šefa‘) were of crucial importance for its later kabbalistic rehabilitation.Footnote 12 It is within this context that the holy spirit undergoes the necessary transformation through which it is reincorporated into the kabbalistic Godhead. The Hebrew terms ruḥaniyyut (spirituality), koaḥ (power), and šefa‘ (overflow), together with their prophetic and sub-prophetic connotations, were incorporated within the kabbalistic systems of thought, becoming central pillars within the dynamics of the Godhead, which interacted with the physical and human world through the divine overflow.
We find that within kabbalistic sources the holy spirit was understood as divine and a central power of the Godhead. Fundamental to most early kabbalistic systems was the idea that the divine overflows and emanates its essence and power into the mundane realm.Footnote 13 The Godhead was understood to be radiating with divine energy, which emanated from its highest persona or divine name, through its various sefirot or divine names, until it reached the mundane realm. It is important to note that pneumatic imagery was not the only one employed by the kabbalists to describe such dynamics; due to Neoplatonic influences, imagery of light and water was also significant.Footnote 14 However, pneumatic imagery was particularly employed for discussions of mystical integration between the human and divine, since the spirit was conceived as being mutually shared by these entities.Footnote 15 The shift of the term ruaḥ haqqodeš in thirteenth-century theosophical kabbalah from an emphasis on prophecy and sub-prophecy to the mystical reception of the indwelling of the holy spirit is no less than a Jewish spiritual revival—the possibility of the divine dwelling within the perfected individual.
A key source for such development may be found within the thirteenth-century kabbalistic readings of Sefer Yeṣirah, especially that of Asher ben David and the Catalan kabbalists.Footnote 16 Of note is again the binitarian aspects of this text.Footnote 17 Within these writings the holy spirit is understood as being the source of divine emanation and vitality, the overflow that flows through the Godhead, and the sefirotic vessels that hold divinity. Furthermore, a correlation is formed between the holy spirit emanating through and being contained by the divine vessels and the human voice (qol) receiving the holy spirit as a sub-prophetic inspiration.Footnote 18
Another central source is that of thirteenth-century kabbalist Abraham Abulafia’s prophetic-ecstatic kabbalah. Based on Maimonides’s philosophical thought, Abulafia developed a strong mystical interpretation of Judaism, in which the reception of the holy spirit was perceived in both prophetic and mystical terms. The reception of the holy spirit is both a moment of mystical fusion with the divine substance and a moment of prophetic revelation—in the fullest sense.Footnote 19 Likewise, Abulafia was influenced by Sefer Yeṣirah, and, as Moshe Idel has demonstrated, his reading of this text emphasized not only the binitarian aspects but even the potential trinitarian readings of this work.Footnote 20
Last, the Zohar focuses on the dynamics of divine overflow (šefa‘), which carries divine blessings through the Godhead to the mystic.Footnote 21 The holy spirit is contextualized within this greater dynamic, although the Zohar also discusses the holy spirit (Aram. ruḥa’ deqqudeša’) in a specific context. On the Sabbath we are taught that the holy spirit is the additional soul as well as the vitality through which man impregnates his wife and thereby conceives a holy son. This infusion of spirit creates a unique temporal moment in which the eschatological future is experienced in the present;Footnote 22 conjugal union is transformed into mystical union.Footnote 23 Within this discussion it is difficult not to be aware of the Christian undertones. As many scholars have demonstrated,Footnote 24 the Zohar is engaged in a deep encounter with Christianity. The passage described here of the three-person relationship between a man, his wife, and the holy spirit, which begets a son,Footnote 25 cannot be discounted as oblivious to similar Christian conceptions. However, it remains unclear to what extent it is polemical with actual Christian doctrine or with imagined Christianity or if it is truly polemical. If polemical, it may be read in a variety of ways, such as: only through the keeping of the commandments—not their abolition—can the holy spirit bring forth a holy son; a child can only be born through human intercourse— while the divine can emanate from itself into the child, the divine alone cannot impregnate a human woman; while Christian religious life calls for celibacy to attain the holy spirit, in the carnal Jewish religiosity it is precisely the opposite;Footnote 26 or, last, that Jesus being conceived by the holy spirit is not unique, but rather, within Jewish religious life any Jew can be imbibed with the holy spirit in utero.
A final note that must preface our discussion of the holy spirit in sixteenth-century kabbalah is the development of a pneumatic worldview among Iberian kabbalists in the fifteenth century, as expressed through such works as Sefer Hammeyšib and Kaf Haqqeṭoret,Footnote 27 as well as the incorporation of older traditions proposed by such works as Sefer Hattemunah, Sefer Happeli’yah, and Sefer Haqqanah.Footnote 28 All of these works, but especially Sefer Hammeyšib and Kaf Haqqeṭoret, have a renewed focus on revelation through the holy spirit and magiddim.Footnote 29 As R. J. Zwi Werblowsky noted, this development undoubtedly had ramifications for sixteenth-century Safedian kabbalists.Footnote 30
The Pneumatic Worldview of Sixteenth-Century Safedian Kabbalists
Sixteenth-century Safed of the Ottoman Empire witnessed a renaissance of kabbalistic thought. Due to a variety of factors, many of the greatest kabbalists of the era arrived in the Galilee and formed kabbalistic confraternities to progress their endeavors.Footnote 31 Their members included such luminaries as Joseph Karo, Solomon Alqabeṣ, Moses Cordovero, Moses Alsheḵ, Abraham Galante, Eleazer Azkiri, Ḥayyim Vital, and Isaac Luria.Footnote 32 This project was greatly enhanced through the printing of the Zohar in Cremona (1558) and Mantua (1558–1560).Footnote 33 Although these kabbalists still utilized their own manuscripts, the printed edition of the Zohar provided a more rigid framework for their conceptualization of zoharic kabbalistic doctrine.Footnote 34 It is within this atmosphere that we find the monumental undertaking of Moses Cordovero, who set out systematically to construct kabbalistic doctrine based on earlier traditions and especially that of the Zohar.Footnote 35 Alongside his organizational endeavors, Cordovero, and his students, invested great efforts within a new genre, that of kabbalistic-musar literature.Footnote 36 This literature was, to an extent, a popularization of kabbalistic doctrine—an exotericization of the esoteric. It was still rooted within kabbalistic thought. However, kabbalistic sources were buttressed by other rabbinic sources, which helped simplify these esoteric concepts. The various compositions focused primarily on how one is to act, without focusing on the theurgic or mystical effects and without discussing the more theoretical and technical details of the theosophical-theurgical aspects of the kabbalistic systems. This is not to say that this literature is entirely bereft of these elements;Footnote 37 rather, only someone with a kabbalistic background would pick up on those topics, while most readers would see it as closer to conduct literature.Footnote 38
Alongside the political upheavals of the nomadic Spanish Jews, the technological advancement of the printing press, and the encyclopedic drive of these kabbalists, we would do well to pay attention to the cultural and religious environment of Safed and its inhabitants. In this period and place many conversos had begun to come back to the fold. Already in the fifteenth century, the Ottoman Empire had gained a reputation as being more tolerant of Jews than Christian Europe.Footnote 39 These ex-conversos may have brought with them certain Christian sensibilities.Footnote 40 Likewise, Safed itself was not only inhabited by Jews. As is gleaned from Ḥayyim Vital’s journal, Muslims not only dwelled there, but there was even dialogue concerning spiritual matters.Footnote 41 While these possible influences should not be discounted, in the texts that we will discuss below, it would be more prudent to look for these influences in the medieval Jewish sources discussed above. While medieval Jewry was in close contact with other theologies and philosophies, within the intellectual-cultural milieu of Safed we find these kabbalists to be less concerned with either endeavor. Following Moshe Idel’s panoramic approach,Footnote 42 we may discern that the more adjacent sources of influence were not necessarily the most immediate.
The ascendency of the holy spirit in sixteenth-century kabbalah comes about through the unprecedented crystallization of disparate, scattered notions found in various medieval Jewish philosophical and mystical texts—reflecting Islamic and Christian influences—transforming it into a full-fledged mystical path. The holy spirit was exemplary for the promotion of both the ideals of mystical fusion and revelation. Its rabbinic understanding as inspiration and prophecy was combined with medieval conceptualizations of embodiment and fusion. Within this new amalgamation, the holy spirit was now a religious path leading an individual to a state of mystical fusion with the divine and, consequently, mystical revelation within the human being through the overflowing divine “spirituality” and the indwelling of the holy spirit.
In Cordoverean kabbalah—especially within the kabbalistic-musar (ethical) literature written primarily by Cordovero’s disciplesFootnote 43—we find an emphasis on the process of conjunction (deḇeyqut) through the drawing down of divine influx (šefa‘), spirituality (ruḥaniyut), and the holy spirit (ruaḥ haqqodeš), thereby leading to a pneumatic life of ongoing integration of the individual and God. Indeed, as R. J. Zwi Werblowsky and Mordechai Pachter have demonstrated, it is within kabbalistic-musar literature that the mystical values of deḇeyqut and living a pneumatic life are highlighted.Footnote 44 In contrast, the more advanced literature investigates the complex theosophical structures and their relation to each element of sacred theurgy.
The cleaving of the human to the divine influx—conceptualized as a pneumatic divine substance—was configured as the height of religious and human existence, ultimately leading to the ontological fusion of the human with the highest powers of the divine.Footnote 45 The rise of pneumatic mysticism ultimately developed into a mystical path focusing both on the spiritual and the corporeal, for the spirit becomes incarnated and embodied within man.Footnote 46 Accordingly, this is a very complex process of both mystical and ritualistic performance, in which commandments and Torah study have extraordinary purpose and meaning. This path usually includes some forms of mild to intense asceticism meant to transform the harsh material body into a translucent vessel for the indwelling or incarnation of the spirit. In the following sections, I will be focusing on the function of the holy spirit in the teachings of Moses Cordovero, Elijah de Vidas’s Re’šit Ḥoḵmah, and Ḥayyim Vital’s Ša‘arey Qeduššah.
A. The Holy Spirit (Ruaḥ Haqqodeš) and Spirit of Holiness (Ruaḥ Haqqadoš) in Cordovero’s Thought
While we find in Cordovero’s kabbalistic thought a highly developed pneumatic system—spanning from a pneumatic theosophy to a pneumatic anthropology—in which the terms šefa‘ and ruḥaniyut are used widely to refer to “pneumatic continua” spanning between man and the Godhead, thus facilitating a powerful mystical system of pneumatic fusion, there is a slightly different picture concerning the role of the term “holy spirit.”
Cordovero explains that the sefirotic theosophy is paralleled by one of divine names. These divine names serve as “palaces (heḵalot) for the ruḥaniyut (spirituality) of the sefirot and this ruḥaniyut is a garment (leḇuš) for their inner ruḥaniyut, which is hinted within the tetragrammaton that is in every single sefirah.”Footnote 47 The entire Godhead contains an inner stratum of spirituality—housed in palaces and divine names. The letters of the divine names act in a talismanic fashion, in which they can hold this pneumatic substance.Footnote 48 We find a similar role played by šefa‘.Footnote 49 The overflow is what enlivens and vitalizes the entire chain of being perpetually at every moment. This overflow is understood as a vital link to which the mystic can cleave in order to draw down the hidden gnosis.Footnote 50
Needless to say, within Cordovero’s kabbalistic mystical system the divine overflow plays a key role in the inner dynamics of the Godhead and its relation to the sub-divine realms, including the human. These pneumatic entities of ruḥaniyut and šefa‘ allow for peak fusionary mystical experiences for the devotee. By the close of the sixteenth century the practice of drawing down the divine pneumatic power and integrating the holy spirit into one’s corporeal flesh had become one of the most advanced forms and goals of mystical Jewish religious life.Footnote 51 While Cordovero, more than any other kabbalist of the time, developed pneumatic kabbalah, he was careful not to use the term “holy spirit” as its primary term of reference. Instead, he employed the terms spirituality and spirit of holiness, possibly due to the prophetic overtones associated with the term “holy spirit.” I suggest that he purposely did this so as not to equate his pneumatic mysticism exclusively with prophetic mysticism. While some kabbalists were drawn to its sub-prophetic undertones, others were aware of its overtly strong prophetic overtones and were hesitant to give the term primacy in order not to identify their mystical path as “prophetic.” Maimonides’s famous typology of the holy spirit was critical in this respect, since it provided a framework in which this term is on the border between prophetic and sub-prophetic phenomena. Interestingly enough, we may witness within Cordovero’s work both an indebtedness to Maimonides concerning the term šefa‘, which he highly expanded, and to the holy spirit, which he seemingly situated as Maimonides did in Guide 2:45.Footnote 52
In Sefer Ha’ellimah Cordovero creates his own typology of prophecy.Footnote 53 The highest level is that of Moses,Footnote 54 the next level is that of the other prophets, and the third is that of the holy spirit.Footnote 55 This list clearly echoes that of Maimonides— situating the holy spirit as the lowest form of prophecy, even on the verge of sub-prophecy. Furthermore, within his section defining kabbalistic terms, he writes, “Ketuvim (Hagiographa) are in [the sefirot] of malḵut and yesod, for they are not the Prophets, as [the sefirot] neṣaḥ and hod, rather they are lower than them in the holy spirit, and above all of them Torah in [the sefirah] of tif ’eret.”Footnote 56
Alongside the Maimonidean conception of the holy spirit, Cordovero refers to the holy spirit as a specific channel of divine overflow or power running from the vessel of divine wisdom: “The spirit emanating from the supernal holy—ḥoḵmah (wisdom)—and although the holy spirit is lower than prophecy, the referenced holy spirit here is higher than prophecy.”Footnote 57 Thus, there is a higher holy spirit, which is linked to ḥoḵmah, and a lower holy spirit, which is linked to malḵut. This may also reflect a certain gender hierarchy, in which ḥoḵmah is engendered as masculine and malḵut as feminine.
Alongside these two trends, culled from Maimonides and Sefer Yeṣirah, Cordovero, as a foremost commentator on the Zohar, was also inspired by zoharic passages concerning ruḥa’ deqqudeša’ (Aram.), which Cordovero translates as ruaḥ haqqadoš (Heb.), spirit of holiness, not ruaḥ haqqodeš, the holy spirit. This “spirit of holiness” is constructed in light of his general understanding of the pneumatic overflowing Godhead and the many different spirits that emanate from it. For example, in the Zohar we find a discussion of the lifespan of the biblical figure Jacob. The Zohar writes, “The holy one, blessed be he, returns his spirit to him,” to which Cordovero comments:
Meaning, that the spirit of holiness (ruaḥ haqqadoš) that is within man is retrieved (nišlaf) from on high and drawn down (ništarbeḇ) within man for his existence, and when his time arrives, the holy one, blessed be he, desires (roṣeh) to enter the same spirit that filled (šennafaḵ) man to the supernal place from which it was retrieved.Footnote 58
The spirit of holiness discussed here should not be confused with the holy spirit, and it is clear that Cordovero is well aware of this difference; rather, it is referring to the general substratum of a divine, spiritual system, which is conceived in pneumatic terms.Footnote 59
This is further illustrated by Cordovero’s comments on Zohar 3:169b concerning the pneumatic body in which the righteous are clothed. This clothing was likened to the royal (malḵut) garb of Esther. He wrote:
“Malḵut—spirit of holiness (ruaḥ qudša’),” meaning that it garbed itself (šennitlabšah) in the secret of the holy spirit (bessod ruaḥ haqqodeš), [which is] the atmospheres of the Garden of Eden … which is the atmosphere of the land of Israel, which is the secret of malḵut, and thus the righteous garb spiritual subtle garments, and thus Esther who refined herself and so too Mordecai, merited that the refined spirit of holiness rested upon them, and they engarbed (nitlabšu) themselves in it.Footnote 60
In this passage Cordovero extends the spirit of holiness, when it is acting through the “secret of the holy spirit,” beyond its confines within malḵut and prophecy; the spirit of holiness envelops human beings and is embodied within them. If the spirit of holiness is synonymous with the holy spirit, then this passage is quite enigmatic. Rather, it is clear that Cordovero conceived of different types of pneumata, which exist within the supernal and mundane worlds. The spirit of holiness is a broader term referring to all types of pneumatic divine power, while the holy spirit refers specifically to a movement of spirit inside the Godhead. These passages demonstrate that the spirit of holiness is a manifestation of the holy spirit. These spirits emanate from the Godhead and ultimately are embodied within the individual.
Within Cordovero’s conception of the holy spirit there are clearly three different and intertwined traditions—Maimonidean, kabbalistic, and zoharic. These three sources may contradict one another to a certain extent, as they each come from different discourses. However, through his monumental efforts, Cordovero attempted to synthesize these disparate trends by making distinctions in the different types of spirits that are active in the mundane and supernal world. Thus, Cordovero could retain the holy spirit within his complex pneumatic worldview, while infusing it with new meanings and negotiating its exact placement.
B. Envitalized Holy Spirit in Elijah de Vidas’s Re’šit Ḥoḵmah
Elijah de Vidas (1518–1587) was Cordovero’s foremost disciple. His primary work, Re’šit Ḥoḵmah (“Beginning of Wisdom”), was meant as a primer to his master’s work.Footnote 61 Within it we find an anthology of classic rabbinic texts, musar literature, such as Baḥya ibn Paqudah’s Ḥoḇot Halleḇaḇot, and mystical literature, such as the teachings of Isaac of Acre and, especially, the Zohar, concerning the subjects of fear and awe, love, repentance, holiness, and humility. While scholarship has generally focused on the role his work played for the dissemination of Cordoverean influence in later kabbalistic doctrines, especially that of Hasidism,Footnote 62 recently scholars have begun to take interest in this work on its own terms.Footnote 63 De Vidas presents a manual for mystical transformation, which leads to the perfection of the individual—defined in terms of sanctification through the indwelling of the divine and holy spirit. This mystical transformation contains two phases. In the first phase, found in the “Gate of Love,” the individual, through mystical transformation, arrives at a state of full mystical fusion of his soul and the divine soul. In the second phase, found in the “Gate of Holiness,” the individual is sanctified through the embodiment of the holy spirit and the tetragrammaton within their body and mind.
The concept of holiness within this work, just as the concept of the holy spirit, is charged with mystical overtone. Sanctification occurs on an ontological and substantial level; the entire human being—body, soul, and mind—is understood as undergoing mystical fusion. This holiness is attained by refraining from prohibited behavior and engaging in righteous behavior. Thus, the human being is transformed into a vessel or chariot for the divine influx,Footnote 64 which causes the mystical fusion to occur between the divine and human.
The element of fusion is critical as it emphasizes the embodied and internalized aspect of mystical experience in De Vidas’s thought. The individual strives for fusion with the holy spirit not only to become prophetically inspired, rather the prophetic inspiration is a consequence and outcome of the mystical fusion, in which the corporeal flesh of the human being is sanctified. It should also be noted that this prophetic inspiration is also dependent on the kabbalist being physically situated within the holy land of Israel—the terrestrial plane is sanctified and transformed into a site for prophetic revelation.
As mentioned above, De Vidas culled passages from various rabbinic writings, but of central importance for his worldview was the Zohar. It is from this source that De Vidas drew his most profound teachings concerning the holy spirit, and where we see a divergence from his master, Moses Cordovero, whose opinions we discussed above. Utilizing Zohar 3:68a—“ ‘In the night’: for out of love for the blessed Holy One, a person should rise every night”Footnote 65—De Vidas discusses the nocturnal study of Torah and the subsequent overflowing of the holy spirit, stating:
When he awakes at night, he will awaken with desire for her love and will rush to carry out the marital duty to the king’s daughter who is the Torah … by studying Torah they cleave to the upper life and to the Šeḵinah, and She comes and pours forth on them of her holy spirit (mi-ruaḥ qodešah). And the love of the Šeḵinah for us does not require proofs … for the prophet calls the Šeḵinah “my soul,” and he craves (mitaveh) for her, for she is the holy spirit (ruaḥ haqqodeš) that comes and rests upon him.Footnote 66
This conceptualization of Torah study as coupling with the Šeḵinah is well attested to within Jewish mystical literature. For our purposes, what should be noted is the double embodied character of this act. The first embodiment is that of the Šeḵinah, the divine presence, within the Torah itself,Footnote 67 while the second embodied action is that of the overflowing of the holy spirit, expressed as the essence of the divine, flowing out from the Šeḵinah, through the study of Torah, upon and within the kabbalist.
A similar embodied conceptualization may be found in De Vidas’s correlation of the perfected human somatic form and the supernal ethereal form, in which the human body is transformed in a pristine vessel for the reception of the divine essence. Expounding upon Zohar 3:183b, “We have learned: whoever guards his mouth and tongue is worthy of being clothed in the holy spirit,”Footnote 68 De Vidas writes:
“Whoever guards his mouth and tongue is worthy of being clothed in the holy spirit” … as the holy spirit emanates from the higher mouth … “and for that reason the spirit that dwells in the prophets of truth is called ‘the mouth of god’ ” (Zohar 3:134a) … from here you can understand the significance of guarding the vapor of your mouth, that hints to the supernal place, and thus he merits to be clothed in the holy spirit.Footnote 69
As we saw in Cordovero’s zoharic sources, the sefirah of Ḥoḵmah is referred to as qodeš (holy) and the spirit that emanates from there through the sefirotic chain is referred to as the holy spirit. The spirit is embodied by the kabbalist who has purified his mouth in order to receive this supernal breath.
Perhaps the most advanced forms of the embodiment of the holy spirit may be found in De Vidas’s zoharic influenced conceptualization of the additional soul received on the Sabbath and likewise the holy soul created on Friday night through the union of man, wife, and the holy spirit. As De Vidas quotes:
The main practice that one should perform on the Eve of the Sabbath in his body to acquire the holiness of Sabbath and the additional soul is to immerse in forty śe’ah [a halaḵic unit of dry measure], in order to unclothe himself from the garment of the mundane spirit and garb [himself] in the spirit of the holy Sabbath, which is “a spirit that overflows from ‘Atiqa’ [Qadiša’]” (Zohar 2:205a), which requires immersion. And perhaps the holy spirit will rest upon him “As Sabbath enters, the Holy People must wash themselves of weekly functioning. Why? because during the weekdays another [foreign] spirit goes roaming and settles upon the people, and when a person wants to leave that spirit and enter another, holy supernal spirit, he should wash himself so that the supernal holy spirit may settle upon him” (Zohar 2:204a).Footnote 70
The holy spirit emanates from the uppermost point in the Godhead—‘Atiqa’ Qadiša’ (Holy Ancient One)—overflowing through the different gradations and vessels to be eventually embodied by the individual. The supernal holiness of the Sabbath, combined with the ascetic weekly life, allows for the kabbalist to conjugally unite with his earthly wife in order to arouse the supernal feminine element and thus receive the holy spirit within the holy seed that enters the female’s womb. As De Vidas writes:
Our holy Torah has commanded us, “You shall sanctify yourselves and be holy, for I am holy” (Lev. 11:44); and our sages, may their memory be blessed, explained that this holiness refers to sexual (tašmiš; lit. use) holiness…. And so, it was interpreted in the Zohar (3:81b), that about this it is also stated, “You shall be holy” (Lev. 19:2) “When male and female join, they become one body. So, they are one soul and one body, a human being called one. Then the blessed Holy One dwells with one and emits a spirit of holiness in that one. And these are called the sons of the blessed Holy One.”Footnote 71
Likewise, De Vidas discussed the significance of the unification for the upper realm and lower realm, through which they facilitate the creation of a holy soul that embodies the holy spirit of the infinite. He wrote:
As it is in the supernal reality, that the infinite (’eyn sof), blessed and exalted be he, does not rest upon a blemished throne, rather in his being all is united as one [on the Eve of Sabbath], then the supernal lights illuminate; so it is in the lower reality, in their [man and his wife’s] union with the mentioned intention, they merit a holy soul (nešamah), and this is as they stated, “a holy spirit” (ruḥa deqqeduša’).Footnote 72
In general, we find a development of pneumatic mysticism that is focused more than ever on receiving the holy spirit as mystical embodiment. In De Vidas’s work we see an intensification concerning the holy spirit, whose focus is almost purely on embodied aspects and betrays an almost sole reliance on the zoharic conception of the holy spirit. In this manner we see a slight difference between his emphasis on the embodied aspect of the holy spirit and Cordovero’s systematic treatment of the concept, in which he is working with multiple models of holy spirits and not only that which is found in the Zohar.
C. Embodied Holy Spirit in Ḥayyim Vital’s Writings
The final thinker that we will investigate in this article is Ḥayyim Vital (1542–1620). Vital began his career as a disciple of Cordovero, but after Cordovero’s passing, he became the leading disciple, and disseminator, of Lurianic kabbalah. This shift in Vital’s intellectual allegiances may be demonstrated in the difference between his rendering of Isaac Luria’s teachings in Ša‘ar Ruaḥ Haqqodeš (Gate of the Holy Spirit) and his own Ša‘arey Qeduššah (Gates of Holiness). When the latter work was compiled is a matter of scholarly debate, for while it is heavily influenced by ecstatic kabbalah, which appears in Cordovero’s thought,Footnote 73 it also contains Lurianic influences. We may postulate that Vital may have written the work in his youth and then later added Lurianic elements to align his work with his new master’s thought, but it is also possible that Vital “returned” to his former teacher’s path.Footnote 74 For our purposes here, it is less important when the work was compiled; instead, we are interested in its phenomenological value and depiction of the holy spirit in this work, in contrast to that which is found in the Lurianic composition Ša‘ar Ruaḥ Haqqodeš.Footnote 75
Ša‘arey Qeduššah is one of the most popular kabbalistic manuals to be printed.Footnote 76 Although its actual composition is somewhat obscured,Footnote 77 most agree that, as a whole, it is an authentic work of Vital. This manual is perhaps most famous for its infamous fourth part, which was not brought out in print until the 1980s. It is presumed that the reason it was not printed was its focus on “letter kabbalah,” i.e., Abulafian kabbalah, commonly referred to as ecstatic-prophetic kabbalah.Footnote 78 This kabbalah was deemed dangerous, to the extent that it was viewed as a form of “practical kabbalah.” Regardless, for our purposes the fourth part is of less interest, for Vital heavily discusses the holy spirit and prophecy in the first three sections of the work.Footnote 79 It could be said that the entire manual is focused on the dynamics of deḇeyqut and the indwelling of the holy spirit. This work signifies the ultimate expression of the rise of the holy spirit both as a mystical and prophetic ideal in sixteenth-century kabbalah. Within it, the ideal of receiving the holy spirit is developed as the most advanced form of mystical life; fusion with the spirit leads not only to mystical revelations but to sanctification. It is important to note that for Vital these goals are attainable in the present and not only in some eschatological state.
In this work we find perhaps the apex of pneumatic mystical life: being focused on living in and through the holy spirit by drawing on the Neoplatonic tradition of a bifurcated self.Footnote 80 As Vital writes:
This is the secret of that which is written about the righteous whose names have been doubled, Abraham Abraham, Jacob Jacob, Moses Moses. The first is against the aspect of the root that remains above conjoined to the [Godhead] tree (’ilan), and this is called man’s sign (mazalo) … for from it the influx flows to the branch that descended and enclothes itself in the body.Footnote 81
Vital’s understanding of revelation is better understood as “self-revelation.”Footnote 82 Importantly, the “higher” self is still to be found within one’s soul, for it is drawn down through the continua connecting a person with the divine.Footnote 83 In this model there is a complete fusion between the human being and the divine. It is this divine aspect, i.e., “the higher self,” that reveals the divine wisdom within a person’s being. Thus, the soul is envisioned as spanning the entirety of existence, connecting below to above and above to below. Yet, the goal is to embody the divine essence— overflowing in the form of the holy spirit through the channel formed through the elongated soul—and not to ascend mystically and leave the body.Footnote 84
This quality should be understood in the same vein as self-sanctification—the transformation of one’s self into a vessel or chariot for the indwelling of the divine. As we saw with De Vidas, a new emphasis was placed on ontological transformation of one’s self in order to bring down the divine into this world, particularly the human being. While deḇeyqut, the ascending element of the fusion dynamic, remained important within this scheme, it is the descending element—the embodiment of the holy spirit—that became more pronounced. The following passage demonstrates how Vital connects deḇeyqut with that of the holy spirit:
He will lovingly cleave to God, may he be blessed, with a great desire, and through this he may merit the holy spirit in one of the following ways that will be mentioned: The first is that he will draw down upon his soul a supernal light from the root of his supernal soul, as was mentioned above in the fifth gate, and it will reveal itself to him, and this is complete ruaḥ haqqodeš (holy spirit).Footnote 85
The element of deḇeyqut will prove to be a decisive difference between Vital’s Ša‘arey Qeduššah and his Lurianic works mentioned above. Within the Lurianic work the term deḇeyqut is nonfunctional, whereas in Ša‘arey Qeduššah it is of central importance. Furthermore, within Lurianic kabbalah the fusionary element is only utilized for revelatory purposes, which occur outside of the body through its airy extensions, while, as we have seen, in this current work Vital sets the complete fusion of the individual as the mystical goal itself—the human being is sanctified through mystical fusion and consequently receives revelatory infused visions.Footnote 86
This mystical understanding of human transformation may be understood as a two-staged fusion with the divine: the human soul cleaves to the root of its higher soul, which cleaves to the light at the core of the Godhead, which in turn simultaneously is incarnated within the individual. In order to cause this mystical fusion an individual must take upon themselves mild forms of asceticism, which consequently cleanse the self of its (false) self. This act of self-negation, later to become an integral aspect of Hasidism,Footnote 87 is actually an act of self-realization and revelation.Footnote 88 The negation of the false self is done through the detachment from the more corporeal elements, such as the body and the imaginative faculty,Footnote 89 yet this negation is not to be understood as a separation from these elements, but rather their complete transformation into “finer” materials. As Vital writes:
Behold, when someone prepares himself to cleave to the supernal root, he will be able to cleave to it. However, despite the fact that he is worthy to achieve this [achievement] he should divest his soul in a complete manner, and separate it from all matters of matter, and then you should be able to cleave to her spiritual root. And, behold … a real divestment [in which] the soul exits from his body really, as it happens in sleep, because if it is so this is not a prophecy but a dream like all the dreams. However, the dwelling of the [h]oly [s]pirit upon man takes place while his soul is within him, in a state of awakenedness. But the matter of divestment is that he should remove all his thoughts whatsoever Then the imaginative power transforms his thought so as to imagine and conceptualize, as if he ascends to the supernal worlds, to the roots of his soul that are there, from one [root] to another, until the concept of his imagination … arrives to his supernal source. All this is the divestment of the power of imagination from all the thoughts of matter in a complete manner.Footnote 90
Alongside the act of self-negation, the imaginative faculty is transformed so as no longer to think of frivolous matters; rather, it is transformed into a visionary apparatus for the divine realm. While the individual’s thought contemplatively ascends to the Godhead, the holy spirit is drawn down and integrated into the individual’s consciousness and their faculties are translated into various forms of revelatory content.Footnote 91
We may state that just as the self is negated and becomes a more refined and truer self, so too the imaginative faculty is negated and transformed into a more refined and truer version of itself. This fusion has cognitive consequences as well, for the lower mind can process the content drawn into the lower faculties of the mind in the form of prophetic experience. As is well known, the imaginative faculty was understood as playing a very important role in the medieval conception of prophecy, especially that of Maimonides. In this context, the imaginative faculty also plays an important prophetic role for Vital, which he understood in a more visionary manner. It should be noted that within Vital’s system the holy spirit is divine and is drawn into the individual through the mediation of their own “twin” soul, which sanctifies the individual and causes revelatory experiences. This contrasts with the conception of the holy spirit as a sub-prophetic phenomenon, as it was for Maimonides and within aspects of Cordovero’s system.
Last, in the following passage, we witness how the holy spirit is not only an essence sanctifying the individual, but it is also simultaneously a vital medium that connects a person to their higher divine soul. Following the Zohar, Vital states:
When the flow of [h]oly [s]pirit becomes aroused to descend to the person, to dwell upon him—if he sins, behold the evil urge causes a dark veil [to separate] the intellective soul … from the source of the [h]oly [s]pirit…. Therefore, one who comes to be purified must have all of his rungs be like clear glass, cleansed of all the filth of the evil urge that is mixed in with all the rungs of the soul [B]e purified, with no dross or foul materiality whatsoever and none of the filth of the evil urge (hayyeṣer hara‘) will remain in him at all Then there will be no obstruction that will separate between the powers of the soul and its source in the light of the quarry of souls, that is joined to the source of the [h]oly [s]pirit, that is in the light of the ten sefirot.Footnote 92
A vital aspect of preparing oneself to receive the holy spirit within Vital’s system is that of hitbodedut, which may be best understood as contemplation, and not seclusion.Footnote 93 This mild form of asceticism is one of the purifying activities mentioned above that allows an individual to become who they truly are. By practicing this anomian technique, religious Jews were able to close the gap between the two levels of the soul. In Ša‘arey Qeduššah, Vital describes this meditative technique at length:
He should shut his eyes and divest his thought from all matters of the world as if his soul has departed like a dead person who feels nothing, and then make an effort and be strengthened with a strong desire to contemplate the supernal world and to adhere there to the roots of his [higher] soul and the higher lights, and imagine himself as if his [lower] soul has departed and ascended above, and picture the higher worlds as if he is standing in them. And if he performs a yihud—he should contemplate it, to draw light and influx with it in all the worlds…. And he should concentrate mentally …, as though the spirit had rested on him, until he awakens somewhat and if he does not feel anything it would seem that he is not worthy and ready as yet, … and after a few days he should return to concentrate in this fashion, until he merits having the spirit reside on him.Footnote 94
Again, we see the development of Vital’s understanding of deḇeyqut and the holy spirit, in which a person progresses in their connection to the supernal realm and consequently cleaves to the divine realm and receives the holy spirit.
This manual represents an advanced development of fused and pneumatic mysticism of the holy spirit. Its primary purpose is to prepare the practitioner for the ultimate mystical experience in which one resides in the holy spirit, gradually becoming a living embodiment of the spirit and participating in the inner life of the Godhead. Vital draws upon various kabbalistic doctrines, in order to create a guide for attaining the holy spirit in the present.
Conclusion
The rise of the holy spirit in sixteenth-century kabbalah marks an intensification of the pneumatic mystical path planted in thirteenth-century kabbalah—particularly in the Zohar and ecstatic kabbalah. The kabbalistic interpretations of the term ruaḥ haqqodeš merged two separate rabbinic vectors: the holy spirit as a device of divine communication and inspiration and the hypostatical understanding of the holy spirit as divinity. This synthesis offered a new understanding of the holy spirit as an ontological extension of the Godhead that overflows and fuses with the individual. This embodied fusion of the divine in the mystic was the final stage of a gradual process of integration into the Godhead—simultaneously sanctifying the human person and inducing a variety of mystical revelations.
In this study, I have charted the internal development of the kabbalistic conception of the “holy spirit.” While being attuned to possible external influences upon these understandings of the holy spirit, of which many may be found in the medieval corpus that these kabbalists had at their disposal, I have not found evidence to suggest any direct influence on the rise of the holy spirit in sixteenth-century Safedian kabbalah. In fact, we may suggest that the remote town in the Galilee served as a somewhat isolated location, in which kabbalists, descended from Christian-controlled Iberia, were able to develop—outside the sphere of Christendom—an advanced Jewish mystical understanding of the holy spirit. Thus, the holy spirit could flourish in the Holy Land, and perhaps in a way that would be inconceivable in Western Europe.Footnote 95
The holy spirit in Jewish thought has undergone numerous developments and transformations. Some of these transformations led to its marginalization, while others highlighted its important role traversing the divine and human realms— transfusing both. Within the philosophical tradition it lost its hypostatical nature and was employed as a metaphor for the functionality of the metaphysical overflow,Footnote 96 while in the kabbalistic tradition it was elevated back into the Godhead and, as I demonstrated, in the sixteenth century was privileged by leading kabbalists within their mystical pneumatic paths.
Highly influenced by his reading of Sefer Yeṣirah and Maimonides, Moses Cordovero attempted a grand synthesis of various traditions, in which the holy spirit is a specific strand of ethereal divinity. In his discussion of this phenomenon, he was careful not to identify the holy spirit with the general pneumatic divine power; rather, he referred to that power with the term “spirit of holiness.” In contrast, his disciple, Elijah de Vidas, conceptualized the holy spirit primarily through the prism of the Zohar, in which he identified the holy spirit with the spirit of holiness. Through this identification, these same zoharic passages are now describing the holy spirit as a vital element of the divine—bringing new life into this world. Last, Ḥayyim Vital placed the holy spirit at the center of his pietistic manual, transforming it into the ideal of religious life while emphasizing its ecstatic qualities.
These three positions employ a certain pneumatic worldview that allows forms of mystical fusion to occur, leading to various types of revelations and advanced stages of sanctification. This had a decisive impact upon later Jewish mystical trends exemplified within Hasidism.Footnote 97 Although we did not discuss in these pages the important place of the holy spirit within the confines of Lurianic kabbalah, it was also echoed in later Jewish mystical trends, specifically that of Sabbateanism and the kabbalah of Moses Ḥayyim Luzzatto.Footnote 98 Through these different trends the holy spirit was elevated to previously unheard of heights—becoming a central component of Jewish mystical religiosity. No longer was it demoted to mere inspiration; instead, living in the holy spirit and sanctification through the holy spirit were to be sought after as the peak experience within Jewish mystical life.
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