Introduction
People with severe mental illness (SMI) die on average 10–20 years earlier than the general population, and this mortality gap is even bigger in low- and middle-income countries (LMICs) (Liu et al., Reference Liu, Daumit, Dua, Aquila, Charlson, Cuijpers, Druss, Dudek, Freeman, Fujii, Gaebel, Hegerl, Levav, Munk Laursen, Ma, Maj, Elena Medina-Mora, Nordentoft, Prabhakaran, Pratt, Prince, Rangaswamy, Shiers, Susser, Thornicroft, Wahlbeck, Fekadu Wassie, Whiteford and Saxena2017). People with SMI are disproportionately affected by cardiometabolic risk factors, including obesity and long term physical health conditions that can be attributed to the presence of additional health risk behaviours such as smoking, poor diet, physical inactivity, poor sleep, harmful alcohol use and a side effect of antipsychotic medication (Scott and Happell, Reference Scott and Happell2011; Bartlem et al., Reference Bartlem, Bowman, Bailey, Freund, Wye, Lecathelinais, McElwaine, Campbell, Gillham and Wiggers2015). Numerous challenges interfere with achieving health risk modification in this population, including low or no access to healthcare and health risk modification advice, stigma, the impact of psychoactive medication on motivation, and poverty (Naslund et al., Reference Naslund, Whiteman, McHugo, Aschbrenner, Marsch and Bartels2017).
Influential position statements by the WHO and a Lancet Commission have taken note of the importance of addressing cardiometabolic and health risk behaviours to improve physical health and reduce the mortality gap in people with SMI (WHO, 2018; Firth et al., Reference Firth, Siddiqi, Koyanagi, Siskind, Rosenbaum, Galletly, Allan, Caneo, Carney, Carvalho, Chatterton, Correll, Curtis, Gaughran, Heald, Hoare, Jackson, Kisely, Lovell, Maj, McGorry, Mihalopoulos, Myles, O'Donoghue, Pillinger, Sarris, Schuch, Shiers, Smith, Solmi, Suetani, Taylor, Teasdale, Thornicroft, Torous, Usherwood, Vancampfort, Veronese, Ward, Yung, Killackey and Stubbs2019). Reviews evaluating interventions to address obesity, (Teasdale et al., Reference Teasdale, Samaras, Wade, Jarman and Ward2017a, Reference Teasdale, Ward, Rosenbaum, Samaras and Stubbs2017b) smoking, (Peckham et al., Reference Peckham, Brabyn, Cook, Tew and Gilbody2017), alcohol abuse, (Boniface et al., Reference Boniface, Malet-Lambert, Coleman, Deluca, Donoghue, Drummond and Khadjesari2018) and multiple health risk behaviours (Cabassa et al., Reference Cabassa, Ezell and Lewis-Fernández2010) in this population have found that interventions are effective for mitigating these factors in this population. There are no systematic reviews which focus on evidence from the perspective of LMICs, where trial based evidence is essential in formulating policy and practice, but evidence from high-income countries (HICs) may not necessarily be applicable (Cabassa et al., Reference Cabassa, Ezell and Lewis-Fernández2010). Research evidence from low-resourced health systems will be contextually useful and may have addressed the specific challenges of health improvement, behaviour change and prevention that this population is facing in LMICs.
We performed a systematic review and evidence synthesis of the available trial-based literature to identify important evidence gaps to inform the future research agenda. The aim of this review is to evaluate ‘what works’ in the modification or prevention of cardiometabolic and health risk behaviours that are detrimental to health or that promote behaviours that facilitate good health in people with SMI in LMICs. More specifically the review assessed the effectiveness of interventions that focus on (1) weight reduction; (2) smoking cessation; (3) improving sleeping patterns; and (4) alcohol and illicit substance abuse. As a secondary aim we compared the number of interventions addressing body weight and health risk behaviours in LMICs v. those reported in other published systematic reviews.
Methods
The review was reported in accordance with the Preferred Reporting Items for Systematic Reviews and Meta-Analysis (PRISMA), (Page et al., Reference Page, McKenzie, Bossuyt, Boutron, Hoffmann, Mulrow, Shamseer, Tetzlaff, Akl, Brennan, Chou, Glanville, Grimshaw, Hróbjartsson, Lalu, Li, Loder, Mayo-Wilson, McDonald, McGuinness, Stewart, Thomas, Tricco, Welch, Whiting and Moher2021) and the Centre for Reviews and Dissemination guidance on the conduct and reporting of systematic reviews, (Akers et al., Reference Akers, Aguiar-Ibáñez and Baba-Akbari2009) and the protocol is registered at the International Prospective Register of Systematic Reviews (CRD42021229449) (Zavala et al., Reference Zavala, Gilbody, Aslam, Khalid, Jarde, Choudhury, Todowede, Mazumdar and Siddiqi2020).
Search strategy
With input from an information specialist, we searched OVID MEDLINE, EMBASE, CINAHL and APA PsychoINFO databases from inception to 14 December 2020. Combining relevant keywords for (1) Population (SMI); (2) Type of study (Randomised control trials) and; (3) Outcomes (health risk behaviours and body weight). Further relevant studies were sought by citation searching (forwards and backwards) of the included studies and relevant systematic reviews. The results of the database and citation tracking reference searches were stored and de-duplicated in an EndNote library (Bramer et al., Reference Bramer, Giustini, de Jonge, Holland and Bekhuis2016).
Selection criteria
We included randomised controlled trials assessing interventions for health risk behaviours in people with SMI in LMICs (using the World bank gross national income (GNI) classification) (Santos et al., Reference Santos, Pimenta and Nobre2007). Population: People aged ≥18 years with SMI, including severe depression with psychotic features, psychotic disorders and bipolar disorders where the diagnosis had been validated against diagnostic criteria, such as International Classification of Diseases (ICD) and Diagnostic and Statistical Manual of Mental Disorders (DSM) (Segal, Reference Segal2010; World Health Organization, 2004). Intervention: Any intervention targeting weight reduction and health risk behaviour (i.e. tobacco use, poor sleep, and alcohol and illicit substance abuse). Comparator: No intervention, placebo, very brief intervention, usual care. We excluded non-randomised trials, and one arm interventions, since they are not recommended to measure efficacy and effectiveness of interventions (Evans, Reference Evans2010).
Outcomes
We included any outcome related to weight or health risk behaviour. For instance, Weight gain: Reduction in body weight or body mass index (BMI). Tobacco use: Self-reported abstinence with biochemical verification, including expired carbon monoxide (CO level of <10 ppm, salivary cotinine <15 ng/ml, urinary cotinine <50 ng/ml, or serum cotinine <15 ng/ml), and reduction in levels of expired carbon monoxide, cotinine and nicotine. Alcohol abuse: Alcohol abstinence, frequency of alcohol use, and quantity of alcohol use measured with any standardised and validated questionnaires. Substance use (illicit drug and unprescribed medication): Self-reported abstinence measured as any standardised and validated questionnaires. Biochemically-verified abstinence was recorded where available. Sleep: Sleep time, self-reported prevalence of bad sleep (less than 7 h or more than 9 h per day) and improvement in insomnia measured by any standardised questionnaire. Quality of life: measured by any validated scale and adverse events.
Screening and study selection
The EndNote library was exported to Covidence (Melbourne, Australia) and de-duplicated again (Covidence, 2016). Titles and abstracts were screened for potential eligibility by two independent reviewers, discrepancies were resolved through consensus, and disagreements were resolved by a third independent reviewer (GZ). Full text of potentially eligible studies was retrieved and independently assessed for eligibility by two reviewers. Missing data to assess eligibility were sought by contacting the corresponding authors. The reason for exclusion was recorded. Discrepancies were resolved by consulting a third reviewer, who independently assessed the study (PM). For included studies, multiple reports from the same study were linked.
Data extraction
Each record was extracted and reviewed by two of three independent authors using a pre-designed data extraction form. Discrepancies were resolved through consensus, and disagreements were resolved by a third independent reviewer (GZ). Missing data were requested from the study authors. The extracted information included: Study reference (authors name, year of publication), study population, country, setting (primary care, community, secondary care, mental health care), study design, intervention aim, number of intervention groups, description of the intervention, comparison intervention(s), duration of the intervention and outcome collection: short term (<6 months), medium term (6≤12 months), long term (12 months or longer); number of participants, participant demographics (age, gender, ethnicity, index of deprivation/social class where specified), participant diagnoses (including diagnostic criteria according to ICD and DSM) and baseline characteristics, primary outcome measure, secondary outcome measures, overall effect size/relative effect of intervention and funding source.
Risk of bias
The methodological quality of the included studies was independently assessed by two reviewers (GZ, OT) with discrepancies resolved by a third reviewer (PM). We used the Cochrane Collaboration risk of bias tool 2.0, (Higgins et al., Reference Higgins, Savović, Page, Elbers and Sterne2019a) which assesses the risk of bias in five domains: randomisation; deviations from intended intervention; missing data; outcome measurement; and selection of reported results. The overall risk of bias was defined as the worst risk of bias in any of the domains. However, if a study was judged to have ‘some concerns’ about the risk of bias for more than three domains it was judged as at high risk of bias overall (Sterne et al., Reference Sterne, Savović, Page, Elbers, Blencowe, Boutron, Cates, Cheng, Corbett, Eldridge, Emberson, Hernán, Hopewell, Hróbjartsson, Junqueira, Jüni, Kirkham, Lasserson, Li, McAleenan, Reeves, Shepperd, Shrier, Stewart, Tilling, White, Whiting and Higgins2019). To best capture the current state and quality of research in this field, studies were not excluded based on quality assessment, and thus all eligible articles were included.
Data synthesis and analysis
We conducted a narrative synthesis of the findings from the included studies, structured around the type of intervention, target population characteristics and type of outcome (Pope et al., Reference Pope, Mays and Popay2007). It was only possible to conduct a meta-analysis on the studies addressing cardiometabolic risk. We used a random-effects model and calculated the effect sizes using the pooled mean difference; where the study did not report the standard deviation for the mean difference we used imputation methods described in the Cochrane handbook (Enzmann, Reference Enzmann2015; Higgins et al., Reference Higgins, Thomas, Chandler, Cumpston, Li, Page and Welch2019b). Although not originally planned in our protocol, we undertook a sensitivity analysis to pool the high risk of bias and low/middle risk of bias studies separately. This emerged as an important but unanticipated variable when we looked at study quality using the Risk of Bias instrument. The meta-analyses were conducted using the ‘metafor’ package in R (Vienna, Austria) (R Core Team, 2020).
Comparison with high-income countries
To compare evidence generated in HICs compared to LMICs, we did a systematic search using the same key words excluding the LMICs search terms and including ‘review and meta analysis’. HICs were defined using the World Bank GNI classification (Santos et al., Reference Santos, Pimenta and Nobre2007). We extracted data from published systematic reviews looking at each specific risk behaviour (i.e. cardiometabolic risk, smoking, substance abuse and sleeping), and compared the number of available studies of LMICs with those of HICs (Fantom and Serajuddin, Reference Fantom and Serajuddin2016). This search was not originally planned in the protocol and was performed to (1) provide a rough estimate of the interventions conducted in HICs, and (2) evaluate if the studies found in this review were also included in other reviews.
We also mapped the countries where trial evidence is available and the number of trials available per country. Maps were generated using the r worldmap package in R 4.1 (Vienna, Austria).
Results
The search strategy identified 15 657 records. After removing 6773 duplicates, 8884 titles and abstracts were screened for eligibility (Fig. 1). We assessed the full texts of 34 eligible records from which 6 met the study inclusion criteria. We found three additional records from reference searching (Acil et al., Reference Acil, Dogan and Dogan2008; Methapatara and Srisurapanont, Reference Methapatara and Srisurapanont2011; Attux et al., Reference Attux, Martini, Elkis, Tamai, Freirias, Camargo, Mateus, de Mari, Reis and Bressan2013). Six trials focused on weight reduction, (Baptista et al., Reference Baptista, Rangel, Fernández, Carrizo, El Fakih, Uzcátegui, Galeazzi, Gutiérrez, Servigna, Dávila, Uzcátegui, Serrano, Connell, Beaulieu and de Baptista2007; Wu et al., Reference Wu, Zhao, Jin, Shao, Fang, Guo, He, Liu, Chen and Li2008; Methapatara and Srisurapanont, Reference Methapatara and Srisurapanont2011; Attux et al., Reference Attux, Martini, Elkis, Tamai, Freirias, Camargo, Mateus, de Mari, Reis and Bressan2013; Romo-Nava et al., Reference Romo-Nava, Alvarez-Icaza González, Fresán-Orellana, Saracco Alvarez, Becerra-Palars, Moreno, Ontiveros Uribe, Berlanga, Heinze and Buijs2014; de Silva et al., Reference de Silva, Dayabandara, Wijesundara, Henegama, Gunewardena, Suraweera and Hanwella2015) (two lifestyle interventions, three pharmacological interventions and one was a combination of lifestyle and pharmacological interventions) (Wu et al., Reference Wu, Zhao, Jin, Shao, Fang, Guo, He, Liu, Chen and Li2008; Methapatara and Srisurapanont, Reference Methapatara and Srisurapanont2011; Attux et al., Reference Attux, Martini, Elkis, Tamai, Freirias, Camargo, Mateus, de Mari, Reis and Bressan2013), one on sleeping patterns (Kumar et al., Reference Kumar, Andrade, Bhakta and Singh2007) and two on the effect of physical activity on quality of life (Acil et al., Reference Acil, Dogan and Dogan2008; Loh et al., Reference Loh, Abdullah, Abu Bakar, Thambu and Nik Jaafar2015) (Table 1).
Risk of bias
As seen in Fig. 2, two studies scored low in the overall risk of bias evaluation, (Attux et al., Reference Attux, Martini, Elkis, Tamai, Freirias, Camargo, Mateus, de Mari, Reis and Bressan2013; de Silva et al., Reference de Silva, Dayabandara, Wijesundara, Henegama, Gunewardena, Suraweera and Hanwella2015) two were evaluated as ‘with some concerns’ (Baptista et al., Reference Baptista, Rangel, Fernández, Carrizo, El Fakih, Uzcátegui, Galeazzi, Gutiérrez, Servigna, Dávila, Uzcátegui, Serrano, Connell, Beaulieu and de Baptista2007; Romo-Nava et al., Reference Romo-Nava, Alvarez-Icaza González, Fresán-Orellana, Saracco Alvarez, Becerra-Palars, Moreno, Ontiveros Uribe, Berlanga, Heinze and Buijs2014) and five with high risk of bias (Kumar et al., Reference Kumar, Andrade, Bhakta and Singh2007; Acil et al., Reference Acil, Dogan and Dogan2008; Wu et al., Reference Wu, Zhao, Jin, Shao, Fang, Guo, He, Liu, Chen and Li2008; Methapatara and Srisurapanont, Reference Methapatara and Srisurapanont2011; Loh et al., Reference Loh, Abdullah, Abu Bakar, Thambu and Nik Jaafar2015).
Body weight
There were a total of 459 participants in the six studies, all focusing on weight reduction. All of the studies reported body weight, BMI and waist circumference as primary outcomes. As shown in Fig. 3. Lifestyle and pharmacological interventions alone and in combination are effective to reduce weight in people with SMI in LMICs with an overall pooled effect size of −3.17 Kg (95% CI −4.88 to −1.45, 6 studies, 500 subjects, I 2 = 37.8%). The highest effect size was found on the combination of lifestyle and metformin (Wu et al., Reference Wu, Zhao, Jin, Shao, Fang, Guo, He, Liu, Chen and Li2008) −7.30 Kg (95% CI −10.08 to −4.52, 1 study, 43 subjects), followed by pharmacological interventions with a pooled effect size of −3.39 Kg (95% CI −5.71 to −1.05, 4 studies, 225 subjects, I 2 = 7.3%). We found low heterogeneity between the studies I 2 = 37.8%.
Sensitivity analysis
The sensitivity analysis excluding studies with a high risk of bias (Wu, Reference Wu, Zhao, Jin, Shao, Fang, Guo, He, Liu, Chen and Li2008; Methapatara and Srisurapanont, Reference Methapatara and Srisurapanont2011) included a total of 308 participants from four studies with a pool effect size of −2.21 (95% CI −4.89 to −0.47, I 2 = 0.0%).
Sleep
Only one study focused on sleeping patterns (Kumar et al., Reference Kumar, Andrade, Bhakta and Singh2007). This study evaluated the use of melatonin to improve insomnia in people with schizophrenia. A total of 40 outpatients with DSM-IV paranoid schizophrenia were included in the study. The patients were not provided with behavioural counselling and prior psychotropic medications were continued and unchanged during the study in both groups. People in the intervention group had a significant reduction in the number of night time awakenings of 0.75 times (s.d. = 0.91) v. 1.70 times (s.d. = 0.57) in the control; increase in sleeping time, being 5.7 h (s.d. = 1.6) in the intervention group v. 5.4 h (s.d. = 0.9) in the control group. The use of melatonin was effective as a short-term hypnotic for patients with schizophrenia with insomnia, as participants who received the treatment experienced greater early morning freshness all through the study.
Physical activity
Two studies focusing on the effect of physical activity on quality of life among chronic schizophrenia patients were found (Acil et al., Reference Acil, Dogan and Dogan2008; Loh et al., Reference Loh, Abdullah, Abu Bakar, Thambu and Nik Jaafar2015). The primary outcome measure was health-related quality of life measured with World Health Organization Quality of Life Scale-Turkish Version (WHOQOL-BREF-TR) in the study by Acil et al. (Reference Acil, Dogan and Dogan2008) and the SF-36 in the study by Loh et al. (Reference Loh, Abdullah, Abu Bakar, Thambu and Nik Jaafar2015) The study by Acil et al. (Reference Acil, Dogan and Dogan2008) showed that physical activity significantly improves all domains of quality of life (physical, mental, social, environmental and cultural), while the study by Loh et al. (Reference Loh, Abdullah, Abu Bakar, Thambu and Nik Jaafar2015) showed significant improvement on physical functioning, physical role and social functioning domains. It was not possible to conduct a meta analysis since the quality of life domains were different between the two studies.
Cost-effectiveness
We could not find any evidence of cost or cost-effectiveness in any of the included trials
Comparison with high-income countries
As seen in Table 2, we found seven reviews assessing the effectiveness of interventions to reduce weight, perform physical activity and smoking in people with SMI. From the five systematic reviews, we identified 88 unique studies, of which only 6 were performed in LMICs (Fig. 4). In addition, five of the nine studies included in this review were not identified in the systematic reviews listed in Table 2.
a Only the RCTs of interventions for weight management and smoking were included.
b Only RCTs were included.
Discussion
Main findings
We found only nine interventions targeting cardiometabolic and health risk behaviours in people with SMI from LMICs. We identified nine trials in nine LMICs and 88 trials across 20 HICs from other reviews. Overall we found that interventions to address cardiometabolic risk (focusing on weight reduction) and sleep were effective while there was a gap in trial evidence regarding smoking cessation and alcohol and illegal substance use.
Interventions addressing cardiometabolic risk
All of the interventions focused on weight reduction and reported additional cardiometabolic risk factors as secondary outcomes. Similarly to our findings, evidence from HICs have shown that lifestyle and pharmacological interventions are effective to maintain and reduce body weight in people with SMI (Naslund et al., Reference Naslund, Whiteman, McHugo, Aschbrenner, Marsch and Bartels2017; Teasdale et al., Reference Teasdale, Samaras, Wade, Jarman and Ward2017a, Reference Teasdale, Ward, Rosenbaum, Samaras and Stubbs2017b). Despite the high prevalence of obesity in people with SMI, the known benefits of weight reduction, and the evidence of the effectiveness of lifestyle interventions, (Henry, Reference Henry2011) people with SMI have consistently shown to have poor access to lifestyle interventions to reduce weight, specially in LMICs (Maj, Reference Maj2009). In addition to the evidence of the effectiveness of pharmacological interventions to manage body weight, context-specific interventions evaluating the effectiveness of nutrition and physical activity interventions are needed in LMICs. People with SMI living in LMICs experience additional challenges such as less availability and affordability of healthy foods, walkability of the cities and safe spaces to perform physical activity (Kavle and Landry, Reference Kavle and Landry2018). Context-specific evidence could aid the development of programmes considering the challenges and barriers of people with SMI specific to their environment. (Teasdale et al., Reference Teasdale, Samaras, Wade, Jarman and Ward2017a, Reference Teasdale, Ward, Rosenbaum, Samaras and Stubbs2017b)
Interventions addressing health risk behaviours
Regardless of the high prevalence of health risk behaviours including physical inactivity, smoking, alcohol abuse, unhealthy diet, and poor sleep in people with SMI, (Prochaska et al., Reference Prochaska, Fromont, Delucchi, Young-Wolff, Benowitz, Hall, Bonas and Hall2014; Vancampfort et al., Reference Vancampfort, Firth, Schuch, Rosenbaum, Mugisha, Hallgren, Probst, Ward, Gaughran, De Hert, Carvalho and Stubbs2017; Teasdale et al., Reference Teasdale, Samaras, Wade, Jarman and Ward2017a, Reference Teasdale, Ward, Rosenbaum, Samaras and Stubbs2017b) trial evidence of the effectiveness of interventions to target these health risk behaviours in LMICs is limited or inexistent. This is further evidence of the health inequalities suffered by this population (Hallett and Rees, Reference Hallett and Rees2017). Adaptation of existing interventions might be a cost-effective approach to gather trial evidence in these settings, collect evidence on barriers and facilitators and provide information that may assist scaling up programmes promoting physical activity, smoking cessation, and improving the quality of sleep (Thornicroft et al., Reference Thornicroft, Ahuja, Barber, Chisholm, Collins, Docrat, Fairall, Lempp, Niaz, Ngo, Patel, Petersen, Prince, Semrau, Unützer, Yueqin and Zhang2019).
Information in HICs and LMICs
The disproportionate low number of trials in LMICs has been related to the low resources devoted to health care and insufficient funds to conduct research in these countries (Rathod et al., Reference Rathod, Pinninti, Irfan, Gorczynski, Rathod, Gega and Naeem2017). The majority of information comes from the USA, UK and Australia. While information in Africa, the Middle East and Latin America is nearly non-existent. Testing the feasibility and cost-effectiveness of context-appropriate interventions in these countries should be the first step to scale up larger programmes to address health risk behaviours to reduce inequalities, physical health conditions and the mortality gap in this population.
Most of the studies included in this review were missed by other recent reviews (published between 2011 and 2018). It is likely that we were able to identify them because of the specific search terms focusing on LMICs in our review and the additional databases we searched.
Strengths and limitations
There are a few limitations of our study that require acknowledgement. (1) Most of the studies had small samples, and were categorised as having a high risk of bias. Furthermore, our sensitivity analyses show that these studies significantly bias the results of our meta-analyses. However, even after removing these studies with high risk of bias, the pooled effect on weight reduction remains statistically significant.; (2) There were minor deviations from the protocol. We intended to assess the effectiveness of interventions that focused on diet and physical activity for weight gain, however we also included pharmacological interventions with the same primary outcome (weight reduction). We did sub-group analysis according to the type of interventions, which allows for an assessment of non-pharmacological interventions independently. (3) We did not systematically search for the number of interventions to address weight and health risk behaviours in people with SMI in HICs, but systematically looked for available reviews that have looked in detail into these topics instead. There was an overlap in the RCTs included in the previously published reviews and our review, however, we excluded duplicated studies to avoid over-estimation of studies in any particular region. Despite these limitations, we provide for the first time a summary of the available interventions to address health risk behaviours and weight gain in people with SMI living in LMICs.
Conclusion
Pharmacological and behavioural interventions were effective in reducing body weight in people with SMI. There was a limited number of interventions addressing sleep and physical activity and no interventions addressing smoking, alcohol or illicit drugs abuse. We found a disproportionate number of interventions performed in LMICs as compared to HICs. The absence of smoking cessation studies, and the gap between LMICs and HICs was the most surprising, since smoking makes the greatest contribution to poor health and health inequalities for people with SMIs. There is a need to test the feasibility and cost-effectiveness of context-appropriate interventions to address health risk behaviours and weight gain in people with SMI in LMIC, and to generate evidence that might aid in the development of policy and programmes to address these issues that might reduce the mortality gap in people with SMI.
Author contributions
S. G., N. S. and G. Z. design the study, all authors were involved in the screening; A. H., A. J., H. K., P. M., S. R., O. T. did data extraction; G. Z., O. T., and P. M. drafted the article; all the co-authors critically revised the article, all authors approved the final version of the manuscript.
Financial support
This research was funded by the National Institute for Health Research (NIHR) (Grant: GHRG 17/63/130:) using UK aid from the UK Government to support global health research. The views expressed in this publication are those of the author(s) and not necessarily those of the NIHR or the UK Department of Health and Social Care.
Conflict of interest
The authors report no conflict of interest