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The Romanian Constitutional Court and the Principle of Primacy: To Refer or Not to Refer?

Published online by Cambridge University Press:  06 March 2019

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This Article aims to constructively analyze the emerging constitutional dialogue between the Constitutional Court of Romania (the CCR or the Court) and the Court of Justice of the European Union (CJEU). It focuses, in particular, on the lack of a reference for a preliminary ruling from the first court, and aims to unveil the possible motives underlying this passive behavior.

Type
Part Four
Copyright
Copyright © 2015 by German Law Journal GbR 

References

2 The author holds the view that the CJEU, whilst not a specialized constitutional court of the EU, has important features of a constitutional jurisdiction, including the assessment of the consistency of acts of the EU and Member States with the letter and spirit of the constituent Treaties, the general principles of EU law, the compliance with fundamental rights, and the observance of the inter-institutional balance of power. In taking this stance, the article joins the scholarly work supporting the constitutional character of the CJEU. On the constitutional features of the CJEU. See Vauchez, Antoine, Brokering EuropeEuro-Lawyers and the Making of a Transnational Polity, 19 Lse Law Society And Economy Working Papers, 8 (2013); Búrca, Grainne De, The ECJ and the international legal order: a re-evaluation, in The Worlds of European Constitutionalism, 105–150 (Joseph H.H. Weiler and Grainne De Búrca eds., 2011).Google Scholar

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56 Council Directive 93/83/EEC of 27 September 1993 0. J. 1993 L 248.Google Scholar

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81 Joined Cases C–293/12 and C–594/12, Digital Rights Ireland Ltd v. Minister for Communications, Marine and Natural Resources, Minister for Justice, Equality and Law Reform, The Commissioner of the Garda Síochána, Ireland and the Attorney General, (Apr. 8, 2014), http://curia.europa.eu/.Google Scholar

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92 Law 343/2006, Official Monitor of Romania No. 662 of 1 August 2006, Art. 1.Google Scholar

93 Letter of Formal Notice IP/07/372, Brussels, 21 March 2007. According to the letter, “[s]imilar infringement procedures regarding discriminatory car taxation had been opened against Cyprus, Poland and Hungary upon their entry to the EU.”Google Scholar

94 Emergency Ordinance 50/2008, Official Monitor of Romania No 327 of 25.04.2008.Google Scholar

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96 Decision of the High Court of Cassation and Justice no. 24/2011 of 14 November 2011 regarding the uniform interpretation and application of the legal provisions regulating the pollution tax, Official Monitor No. 1 of 3 January 2012.Google Scholar

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98 Law 9/2012, Official Monitor of Romania No 17 of 10 January 2012.Google Scholar

99 According to CCR database search results by keyword “Ordonanta 50/2008”, during the 2008-2011 period, 122 a posteriori exceptions of unconstitutionality were brought in front of the CCR, challenging the constitutionality of the Government Emergency Ordinance 50/2008 establishing the tax, available at http://www.ccr.ro.Google Scholar

100 Joined Cases C–29/11 and C–30/11, Aurora Elena Sfichi v Direcţia Generalâ a Finanţelor Publice Suceava and Others, 2011 E.C.R. I–00059; Case C–573/10, Sergiu Alexandru Micşa v. Administraţia Finanţelor Publice Lugo, 2011 E.C.R. I–00101; Case C–441/10, loan Anghel împotriva Direcţia Generalâ a Finanţelor Publice Bacâu, 2010 E.C.R. I–00164; Case C–440/10, SC SEMTEX SRL împotriva Direcţa Generalâ a Finanţelor Publice Bacâu, 2010 E.C.R. I–00163; Case C–439/10, SC DRA SPEED SRL v. Direcţia Generalâ a Finanţelor Publice Bacâu, 2010 E.C.R. I–00162; Case C–438/10, Direcţia Generalâ a Finanţelor Publice Bacâu and Administraţia Finanţelor Publice Bacâu v. Lilia Druţu, 2011 E.C.R. I–00100; Case C–335/10, Administraţia Finanţelor Publice a Municipiului Târgu-Jiu şi Administraţia Fondului pentru Mediu v. Claudia Norica Vijulan, 2011 E.C.R. I–00099; Case C–336/10, Administraţia Finanţelor Publice a Municipiului Târgu-Jiu şi Administraţia Fondului pentru Mediu împotriva Victor Vinel Ijac, 2011 E.C.R. I–00058; Joined Cases C–136/10 and C–178/10, Daniel lonel Obreja v. Ministerul Economiei, 2011 E.C.R. I-00057; Case C–402/2009, loan Tatu v. Statul Român prin Ministerul Finanţelor şi Economiei and Others, 2011 E.C.R. I–02711; Case C–263/10, lulian Nisipeanu v. Directia Generala a Finantelor Publice Gorj, 2011 E.C.R. I–00097.Google Scholar

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106 CCR, Decision 668/2011, Official Monitor of Romania No. 487 of 08 July 2011. [hereinafter CCR Decision No. 668/2011].Google Scholar

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108 According to the Constitution of Romania, “Judicial Authority” is enshrined at Title III, Chapter VI, pursuant to which justice is realized through the High Court of Cassation of Justice and other courts as established by law. The Constitutional Court enjoys a separate Title V.Google Scholar

109 Decision no. 137/2010, Official Monitor of Romania no. 182 of 22 March 2010.Google Scholar

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111 Decision no. 1249/2010, Official Monitor of Romania 764 of 16 November 2010 (Author's translation from Romanian).Google Scholar

112 CCR Decision No. 668/2011.Google Scholar

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115 Decision no. 668/2011, at point 3.Google Scholar

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117 Contra CCR Decision No. 59/2007. It must be additionally stressed that in the dissenting opinion, Judge Moţoc found the matter to be precisely a constitutionality one, in view of the Article 148 accession clause, corroborated with Art. 135 (The Economy) on the obligation of the state to secure “the free trade, protection of fair competition, provision of a favorable framework in order to stimulate and capitalize every factor of production.”Google Scholar

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119 Joined Cases C–46/93 and C–48/93, Brasserie du Pěcheur SA v. Bundesrepublik Deutschland and The Queen v. Secretary of State for Transport, ex parte: Factortame Ltd. and others, 1996 E.C.R. I-01029.Google Scholar

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127 Case C–6/64, Costa v. ENEL, 1964 E.C.R. 1251, 1269.Google Scholar

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130 Constitution of Romania, Art. 26(1) (“The public authorities shall respect and protect the intimate, family and private life.”).Google Scholar

131 Id. at Art. 28 (“Secrecy of the letters, telegrams and other postal communications, of telephone conversations, and of any other legal means of communication is inviolable.”).Google Scholar

132 Id. at Art. 30(1) (“Freedom of expression of thoughts, opinions, or beliefs, and freedom of any creation, by words, in writing, in pictures, by sounds or other means of communication in public are inviolable.”).Google Scholar

133 Id. at Art. 23(11) (“Any person shall be presumed innocent till found guilty by a final decision of the court.”).Google Scholar

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137 For contrast, see the subsequent approaches of the Austrian Constitutional Court and the Irish High Court who chose both to address a reference for a preliminary ruling to the CJEU. Digital Rights Ireland, Case C–293/12.Google Scholar

138 See in this sense the referral of the Austrian High Court of 11 June 2012 in Case C–293/12, where the Court does not limit the referral to the Charter provisions, but goes far beyond referring to the treaty articles and general principles of EU law.Google Scholar

139 CCR Decision 253/2000, (note 55).Google Scholar

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144 See Sandru, Simona, Noul act normativ privind retinerea datelor—între constitutionalitate si europenitate, 8 Curierul Judiciar (2012). The author argues that the new legal text does not insert substantive differences in terms of human rights protection and that ultimately has adopted a border stance between constitutionality and the need to conform to EU obligations.Google Scholar

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147 CCR, Decision 440/2014, published in Official Monitor No 653 of 4 September 2014, http://www.ccr.ro/files/products/Decizie_440_2014_reviz.pdf.Google Scholar

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149 Bundesverfassungsgericht [BVerFG] [Constitutional Court], 2 Mar. 2010, 1 BvR 256/08, http://www.bverfg.de/entscheidungen/rs20100302_1bvr025608.html.Google Scholar

150 Constitutional Court of the Czech Republic, PI. ÚS 24/10 of 22 March 2011.Google Scholar

151 Supreme Administrative Court of Bulgaria, Decision No.13.627 of 11 December 2008.Google Scholar

152 CCR Decision 148/2003.Google Scholar

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156 Id. at para. 461 (“… accepting the new wording proposed at Article 148 (2) would amount to creation of necessary premises allowing the limitation of the jurisdiction of the Constitutional Court, in the sense that only the normative acts adopted in the areas not subject to the transfer of competences to the European Union would still be subject to constitutional review, whereas the normative acts […] adopted in the areas of shared competence, would be subject exclusively to the legal order of the European Union, being excluded from constitutional control. However, irrespective of the area of the legal acts, these must respect the supremacy of the Romanian Constitution, according to Article 1 para. 5 thereof.”) (Author's translation from Romanian).Google Scholar

157 Id. at para. 462 (“Therefore, the Court finds that such a change would constitute a restriction of the citizens right to constitutional justice, to defend certain constitutional values, rules and principles, namely the suppression of a guarantee of these constitutional values, rules and principles, which also include the sphere of fundamental rights and freedoms.”) (Author's translation from Romanian).Google Scholar

158 Constitutional Tribunal of Poland, Decision no K 18/04 of 11 May 2005.Google Scholar

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173 Decision 871 of 25 June 2010, Official Journal of Romania no. 433 of 28 June 2010, para. 11.3.Google Scholar

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175 On the phenomenon, see tatham, supra note 104, at 164.Google Scholar

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180 CCR Decision 440/2014.Google Scholar

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186 Burley & Mattli, supra note 7, at 43.Google Scholar

187 The pro-European attitude and the enthusiasm towards EU accession are most visible in the CCR's “inertial” Decision 59/2007. The Decision mentions repeatedly the moment of accession of 1 January 2007 and the duty to respect the EU accession treaty commitments.Google Scholar

188 Alter, supra note 8, at 45–46.Google Scholar

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190 Id. at 34.Google Scholar

191 Conant, supra note 9, at 1–30. The statement is endorsed by the most referrals of the Constitutional Courts. For instance, in the M. Jeremy F. referral, the French Conseil Consitutionnel formulates the questions strategically so as to clearly suggest its views on the legal issue and implicitly the preferred answer it would like to hear from the CJEU. Conseil Constitutionnel, Decision n° 2013-314P of 4 April 2013. See on this point: EUI, Centre for Judicial Cooperation, Database, M. Jeremy F., case note (“[t]he Constitutional Council included in the preliminary reference addressed to the CJEU its own interpretation of the balance between the principle of mutual recognition of criminal judgments and the right to effective remedy, seemingly in favor of higher guarantees for the right to an effective remedy, making a strategic attempt to influence the CJEU.”), available at http://judcoop.eui.eu/data/?p=data&fold=10&subfold=10.3.Google Scholar

192 Constitution of Romania, Arts. 126(1) & Art. 2(2) Law 304/2004 on judicial organization (“Justice shall be administered by the following courts: a) High Court of Cassation and Justice; b) courts of appeal; c) tribunals; d) specialized tribunals; e) military courts; f) district courts.”).Google Scholar

193 Case C–33/07, Directia Generala de Pasapoarte Bucuresti v. Jipa, 2008 E.C.R I–0515.Google Scholar

194 Id. The case concerned the free movement of citizens and the prohibition imposed on a Romanian citizen to enter the territory of another Member State following a decision for expulsion based on public security reasons.Google Scholar

195 CJEU, Annual Report 2013, 109 (2013).Google Scholar

196 See, supra note 154.Google Scholar

197 Efrim, Dragos, Zanfir, Gabriela & Moraru, Madalina, The Hesitating Steps of the Romanian Courts Towards Judicial Dialogue on EU Law Matters, Social Science Research Network, 27 (2013), available at http://papers.ssrn.com/abstract=2261915.Google Scholar

198 See, supra note 164.Google Scholar

199 CCR, Decision 668/2011.Google Scholar

200 Weiler, Joseph H.H., In Defence of the European Status quo: Europe's constitutional Sonderweg, in European Constitutionalism Beyond The State 7-23 (Joseph H.H. Weiler & Wind Marlene eds., 2003).Google Scholar