Published online by Cambridge University Press: 06 March 2019
In the ongoing debate about preliminary references raised by constitutional courts, the Italian Corte costituzionale (Constitutional Court, hereafter, ICC) is apparently a latecomer. Despite its pivotal role in the founding era in which the relationships between Community law and national legal orders were assessed, its reluctance towards preliminary references to the ECJ (since 2009: Court of Justice of the European Union, CJEU) has repeatedly been invoked as a standard in legal scholarship. Whereas from the early 1960s onwards it engaged dialectically with the CJEU, and contributed to some basic tenets of EC law vis-à-vis national law (direct effect, primacy, limits concerning basic constitutional principles, so-called counter-limits), it appeared for a long time to be almost silent on the crucial aspect concerning its ability to enter into a direct dialogue with the CJEU via the preliminary reference procedure. Although this ambivalence may appear contradictory, one should not forget that behind the scenes, dialogue took place along indirect or “hidden” channels. Either in response to claims raised by the judiciary in incidenter proceedings, or in adjudicating disputes between State and Regions in principaliter ones, the ICC often sent messages and alerts to the CJEU. In so doing, it indirectly contributed to shaping the relationships between EU law and domestic law. In the long run, the absence of the ICC's direct involvement in the relationships with the CJEU has, however, estranged its action from the core of EU law in favor of the partnership between the CJEU and the common judges (both ordinary and administrative).
1 For the sake of uniformity, throughout the present article I will use the current denomination of the Court even when I refer to pre-2009 cases and situations, whereas EU law is used to refer to Union law in general.Google Scholar
2 Like in the seminal Costa (judgment 7. March 1964, no. 14), Frontini (judgment 17. Decembrer 1973, no. 183) and Granital (judgment 8. June 1984, no. 170) cases. All judgments and orders of the ICC are available at http://www.cortecostituzionale.it/actionPronuncia.do. A selection of recent cases (since 2006) translated into English is available at http://www.cortecostituzionale.it/ActionPagina_1260.do.Google Scholar
3 For an insightful overview on hidden dialogue, see Martinico, Giuseppe, Judging in the Multilevel Legal Order: Exploring the Techniques of ‘Hidden Dialogue,' 21 K.L.J. 257 (2010).Google Scholar
4 Moving from the functions demanded of Constitutional Courts in the process of European legal integration as elaborated by Monica Claes and Bruno De Witte, one may summarize the overall approach of the ICC in the following terms: extensive facilitation of the legal integration between Community law and domestic law, procedural resistance against a shift of ultimate judicial authority in internal law, and a minor direct contribution to the development of a common constitutional heritage for Europe. Monica Claes and Bruno De Witte, The Role of National Constitutional Courts in the European Legal Space, in The Role of Constitutional Courts in Multilevel Governance 77, 81 (Patricia Popelier, Armen Mazmanyan & Werner Vandenbruwaene eds., 2013).Google Scholar
5 Article 11 reads, “Italy agrees, on conditions of equality with other States, to the limitations of sovereignty that may be necessary to a world order ensuring peace and justice among the Nations. Italy promotes and encourages international organisations furthering such ends.”Google Scholar
6 Judgment No. 170/1984 at para. 4.Google Scholar
7 Antonio La Pergola and Patrick Del Duca, Community Law, International Law and the Italian Constitution, 79 Am. J. Int'l L. 598, 614, 615 (1985) (emphasis added). The doctrinal roots of a similar judicial strategy must be seen in the pluralist theory of Santi Romano, whose seminal oeuvre L'ordinamento giuridico 146 (1951, 1st ed. 1918) is devoted, among others objectives, to challenging the idea that relationships between legal orders are entirely shaped by the principle of exclusivity. In this light, coordination occurs as the outcome of the acceptance by one legal order of the rules adopted by another, that are acknowledged by the former not as a mere fact but in their proper legal relevance.Google Scholar
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9 Order 28. July 1976, No. 206.Google Scholar
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13 In so doing, the ICC took into account the need to integrate in the same theoretical setting what Rideau, Joël, Les garanties juridictionnelles des droits fondamentaux dans l'Union Européenne, in L'Union européenne et les droits fondamentaux 75, 91 (Stéphane Leclerc, Jean-François Akandji-Kombé & Marie-Joëlle Redor eds., 1999), defined as “hiérarchies normatives” and “hiérarchies institutionnelles”. Google Scholar
14 One of the earliest and most insightful accounts of this misplacement has been made by Panunzio, Sergio, I diritti fondamentali e le Corti in Europa, in I diritti fondamentali e le Corti in Europa 3, 23 (Sergio Panunzio ed., 2005).Google Scholar
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20 According to the rules regulating the procedure before the ICC, an order of referral raised by a judge is admissible insofar as the decision of the ICC is necessary in order to define the case pending before it (criterio della rilevanza). Google Scholar
21 Judgment 23. April 1985, No. 113 and judgment 11 July 1989, No. 389.Google Scholar
22 Judgments 10. November 1994, No. 384; 30. March 1995, No. 94; 13. January 2004, No. 7; 28. March 2006, No. 129.Google Scholar
23 Order 28. July 1976, No. 206.Google Scholar
24 Judgment 18. April 1991, No. 168.Google Scholar
25 See, inter alia, orders 29. December 1995, No. 536; 26. July 1996, No. 319.Google Scholar
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31 Judgment 18. December 2002, No. 529.Google Scholar
32 EU Framework decision 2001/220 of 15 March 2001, O.J. 2001 L 82/1.Google Scholar
33 See Spaventa, Eleanor, Opening Pandora's Box: Some Reflections on the Constitutional Effects of the Decision in Pupino, 3 EuConst 5 (2007).Google Scholar
34 Case 105/03, Criminal proceedings against Maria Pupino, 2005 E.C.R. I–5285, para. 47.Google Scholar
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36 EEC Directive 68/151 of 9 March 1968, O.J. L 65.Google Scholar
37 Art. 117(1) reads, “Legislative powers shall be vested in the State and the Regions in compliance with the Constitution and with the constraints deriving from EU legislation and international obligations.”Google Scholar
38 Order 1. June 2004, No. 165.Google Scholar
39 Joined Cases C–387/02, C–391/02, and C–403/02, Silvio Berlusconi, 2005 E.C.R. I–3565, para. 75.Google Scholar
40 The exemplarity of the Berlusconi saga is thoroughly investigated by Cartabia, supra note 28, at 110.Google Scholar
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43 Judgment No. 102/2008 (note 43), para. 8.2.8.1.Google Scholar
44 “[…]where the ordinary courts question the compatibility of national law with EC law, the failure to make a preliminary reference to the European Court of Justice means that any question of constitutionality raised by it is not relevant and therefore inadmissible.” See id. Google Scholar
45 Order 15. April 2008, No. 103 (official translation http://www.cortecostituzionale.it/documenti/download/doc/recent_judgments/O2008103_Bile_Gallo_en.pdf).Google Scholar
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48 Bartole, supra note 46, at 902.Google Scholar
49 Order 18. July 2013, No. 207 (official translation http://www.cortecostituzionale.it/documenti/download/doc/recent_judgments/207-2013.pdf).Google Scholar
50 Council Directive concerning the framework agreement on fixed-term work concluded by ETUC, UNICE and CEEP, O.J. L 175/43.Google Scholar
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52 Order 17. December 2008, Nos. 415 and 2. April 2009, No. 100.Google Scholar
53 See supra note 20.Google Scholar
54 The outcome is even more striking if one highlights that, with a judgment issued in 2012 (No. 10127 of 20 June 2012) the Italian Court of Cassation stated that the norms at stake did not have to be challenged before the CJEU because of its univocal case law on this matter. See 0. Pollicino, From Partial to Full Dialogue with Luxembourg: the Last Cooperative Step of the Italian Constitutional Court, 10 EuConst 151 (2014).Google Scholar
55 Order No. 207/2013.Google Scholar
56 Cannizzaro, supra note 12, at 827 (arguing that this need for a justification can be qualified in terms of “active cooperation”).Google Scholar
57 Order no. 207/2013.Google Scholar
58 A similar opinion is shared by Matteucci, Stefano Civitarese, The Italian Constitutional Court Strengthens the Dialogue with the European Court of Justice Lodging for the First Time a Preliminary Ruling in an Indirect (‘Incidenter') Proceeding, 20 Eur. Pub. L. (2014), 641.Google Scholar
59 Judgments 23. December 2008, No. 439; 21. January 2010, No. 16; 16. October 2014, No. 235.Google Scholar
60 Judgment 31. March 2015, No. 56.Google Scholar
61 Judgment 7. July 2015, No. 130.Google Scholar
62 For a partially different stance, according to which in this case the ICC has accepted to be engaged in a “full dialogue” with the CJEU. See Pollicino, supra note 54, at 153.Google Scholar
63 See supra note 50.Google Scholar
64 See supra note 38.Google Scholar
65 Judgment 22. May 2013, No. 94.Google Scholar
66 Cerri, Augusto, La doppia pregiudiziale in una innovativa decisione della Corte, 57 GC 2897, 2898 (2013).Google Scholar
67 Id. at 2900; Onida, supra note 17, at 557.Google Scholar
68 Decisions of 2, 15, and 29 January 2013.Google Scholar
69 The difference between first order and second order of justification is drawn by MacCormick, Neil, Legal Reasoning and Legal Theory 99 (1994).Google Scholar
70 In a similar vein, Cartabia, supra note 15, at 29, argued that “[d]octrines like direct and indirect effect could easily be interpreted so as to involve also the supreme and constitutional courts, instead of banning them.”Google Scholar
71 One might see in this the acceptance by the ICC of the systemic combination of direct effect and preliminary reference as it has been emphasized by Joseph H.H. Weiler, Van Gend en Loos: The individual as subject and object and the dilemma of European legitimacy, 12 I-CON 94, 95 (2014).Google Scholar
72 Prechal, Sacha, Direct Effect, Indirect Effect, Supremacy and the Evolving Constitution of the European Union, in The Fundamentals of EU Law Revisited: Assessing the Impact of the Constitutional Debate 35, 36 (Catherine Barnard ed., 2007).Google Scholar
73 These transformations involving the doctrine of direct effect are deeply analyzed by Sophie Olivier-Robin, The evolution of direct effect in the EU: Stocktaking, problems, projections, 12 I-CON 165 (2014).Google Scholar
74 In this (slightly different) perspective, I share the assumption of Dani, supra note 9, at 169, according to which “[a]s long as the EU judicial architecture will maintain its current post-Simmenthalstructure, the task of conveying constitutional traditions to Luxembourg cannot but rest with ordinary courts.”Google Scholar
75 Olivier-Robin, supra note 73, at 185.Google Scholar
76 Prechal, supra note 72, at 37.Google Scholar
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78 Cannizzaro, supra note 12, at 830.Google Scholar
79 Needless to refer, among others, to the Landtová case decided by the Czech Constitutional Court (Judgment of 31 January 2012, PI. ÚS 5/12, Slovak Pensions XVII) or to the OMT case of the German Federal Constitutional Tribunal (Decision of 14 January 2014, 2 BvR 2728/13).Google Scholar
80 ICC, Judgment 22. October 2014, No. 238 with respect to Jurisdictional Immunities of the State (Germany v. Italy), ICJ Reports 2012, 96.Google Scholar
81 ICC, Judgment 28. November 2012, No. 264.Google Scholar
82 Martinico, Giuseppe, The Tangled Complexity of the EU Constitutional Process. The frustrating knot of Europe 116 (2013).Google Scholar
83 As far as the role of Constitutional Courts in the European legal landscape is concerned, the pluralist setting enshrined in the “constitutional sensitivity” approach could lead to an understating of the clash between the “jurisprudence of constitutional conflict” setting. See Kumm, Mattias, The Jurisprudence of Constitutional Conflict: Constitutional Supremacy in Europe before and after the Constitutional Treaty, 11 EU 262 (2005). For the strain toward the establishment of a “European constitutional democracy” recently proposed by Jan Komárek, see Jan Komárek, National Constitutional Courts in the European Constitutional Democracy, 12 I-CON 525 (2014). Their mutual commitment to constitutional pluralism can be emphasized in that the need to provide a balance between European and national constitutional supremacy cannot find a solution only in the reasons and arguments advanced by (national and supranational) courts, because a more deep commitment to the value choices enshrined in the continuum EU-national law is required: either in terms of the relevant principles governing the “constitutionalism beyond the State” paradigm (“the formal principle of legality, jurisdictional principle of subsidiarity, the procedural principle of democracy, and substantive principle of the protection of basic rights or reasonableness,” Kumm, supra in this note, at 299) or by recalling the capacity of Constitutional Courts to revitalize the communicative arrangement for those who are de facto excluded by the enjoyment of EU individual freedoms (Komárek, supra in this note, at 539).Google Scholar
84 Joined Cases C–22/13, C–61/13 to C–63/13, and C–418/13, 2014, Raffaella Mascolo v. Ministero dell'Istruzione, dell'Università e della Ricerca, (Nov. 26, 2014), http://curia.europa.eu/.Google Scholar
85 Sarmiento, Daniel, National Voice and European Loyalty. Member State Autonomy, European Remedies and Constitutional Pluralism in EU Law, in The European Court of Justice and the Autonomy of Member States 325, 336 (Hans-W. Micklitz & Bruno De Witte eds., 2012). It must however be observed that Mascolo was mainly addressed to the legislator because of the persistent and massive noncompliance of the school recruitment system with the basic criteria of EU law with regard to fixed-term employment.Google Scholar
86 Dani, supra note 10, at 168. In a similar vein see Amtenbrink, Fabian, The European Court of Justice's Approach to Primacy and European Constitutionalism—Preserving the European Constitutional Order?, in The European Court of Justice and the Autonomy of Member States, 35, 60 (Hans-W. Micklitz & Bruno De Witte eds., 2012).Google Scholar
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