Article contents
“It's the Autonomy, Stupid!” A Modest Defense of Opinion 2/13 on EU Accession to the ECHR, and the Way Forward
Published online by Cambridge University Press: 06 March 2019
Extract
The Court of Justice of the European Union has arrived! Gone are the days of hagiography, when in the eyes of the academy and informed observers the Court could do no wrong. The pendulum has finally swung the other way. The judicial darling, if there is one today, is Strasbourg, not Luxembourg. Not hours had passed before the Court's 258-paragraph long Opinion 2/13 on the Draft Agreement on EU Accession to the European Convention on Human Rights was condemned as “exceptionally poor.” Critical voices have mounted steadily ever since, leading to nothing short of widespread “outrage.”
- Type
- Special Section - Opinion 2/13: The E.U. and the European Convention on Human Rights
- Information
- Copyright
- Copyright © 2015 by German Law Journal GbR
References
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55 The revised accession agreement would best not specify who determines whether such “doubt” exists. Once the agreement specifies the institution that has ultimate authority over whether “doubt” exists, the Court will, once again, insist that this power be given to the CJEU.Google Scholar
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60 Id. at para. 208.Google Scholar
61 Id. at para. 209.Google Scholar
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72 For a German example, see the landmark judgment in Lüth, Bundesverfassungsgericht [BVerfG – Federal Constitutional Court], Case No. 1BvR 400/51, 7 Entscheidungen des Bundesverfassungsgerichts [BVerfGE] 198 (Jan. 15, 1958) (striking down defamation charge against applicant as violating his free speech rights). For a prominent U.S. example, compare Catharine MacKinnon, Pornography as Defamation and Discrimination, 71 B.Y.U. Law Rev. 793 (1991) with American Booksellers Ass'n, Inc. v. Hudnut, 771 F.2d 323 (7th Cir. 1985), aff'd, 475 U.S. 1001 (1986) (striking down local anti-pornography statute as violating free speech).Google Scholar
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76 I am generally puzzled by the phrase “higher” in this context, as it suggests some kind of linear metric of rights. But that seems to be the way the concern is usually formulated. A better phrase would be to speak about “additional” rights (i.e., rights not recognized as part of the Charter by the CJEU or as part of the Convention by the ECtHR) insofar as they do not conflict with the rights guaranteed in Charter (or the Convention). Whether those additional rights are “higher” in any meaningful sense of that term will likely depend on your point of view.Google Scholar
77 Opinion 2/13 at para. 189. A good argument can be made that this entire paragraph is incoherent, but there is no need to get into that here.Google Scholar
78 Id. at para. 190.Google Scholar
79 This system originated in the Dublin Convention Determining the State Responsible for Examining Applications for Asylum Lodged in One of the Member States of the European Communities, 1997 O.J. (C 254) 1 (Aug. 19, 1997), which was replaced by Council Regulation No. 343/2003 of 18 Feb. 2003, Establishing the Criteria and Mechanisms for Determining the Member State Responsible for Examining an Asylum Application Lodged in one of the Member States by a Third Country National, 2003 O.J. (L 50) (“Dublin II”), and ultimately replaced by Council and Parliament Regulation No. 604/2013 Establishing the Criteria and Mechanisms for Determining the Member State Responsible for Examining an Application for International Protection Lodge in one of the Member States by a Third-Country national or a Stateless Person (recast) (applicable from 1 January 2014). The asylum process relies on a set of complementary directives: European Council Directive 2003/9/EC of 27 Jan. 2003 Laying Down Minimum Standards for the Reception of Asylum Seekers, 2003 O.J. (L 31); European Council Directive 2004/83/EC of 29 Apr. 2004 on Minimum Standards for the Qualifications and Status of Third Country Nationals or Stateless Persons as Refugees or as Person who Otherwise Need International Protection and the Content of the Protection and the Content of the Protection Granted, 2004 O.J. (L 304) and corrigendum, 2005 O.J. (L204); European Council Directive 2005/85/EC of 1 Dec. 2005 on Minimum Standards and Procedures in Member States Granting and Withdrawing Refugee Status, 2006 O.J. (L 236), and corrigendum 2006 OJ (L 236).Google Scholar
80 N.S. v. Sec'y of State for the Home Dep't, Case C-411/10, EU:C:2011:865, para. 94.Google Scholar
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82 Id. at para. 83.Google Scholar
83 Abdullahi v. Bundesasylamt, Case C-394/12, EU:C:2013:813.Google Scholar
84 Id. at para. 62.Google Scholar
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87 Id. at para. 264.Google Scholar
88 Id. at para. 396.Google Scholar
89 Id. at para. 293; cf. id. at paras. 359, 365.Google Scholar
90 R (E.M.(Eritrea)) v. Sec. of State for the Home Dep't, [2014] UKSC 12 (Feb. 19, 2014).Google Scholar
91 Id. at para. 42.Google Scholar
92 Id. at para. 48.Google Scholar
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95 ECHR App. No. 29217/12 (Nov. 4, 2014), http://hudoc.echr.coe.int/sites/eng/pages/search.aspx?i=001-148070#{itemid:[“001-148070”]}.Google Scholar
96 Switzerland is bound by the Dublin System by virtue of the association agreement of 26 October 2004 between the Swiss Confederation and the European Community regarding criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or in Switzerland (O.J. (L 53) Feb. 27, 2008). The Dublin III Regulation was passed into law by the Swiss Federal Council on 7 March 2014.Google Scholar
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98 Id. at paras. 100–103.Google Scholar
99 Id. at para. 104 (emphasis added).Google Scholar
100 Id. (citing the U.K. Supreme Court's judgment in E.M.).Google Scholar
101 Id. at para. 105.Google Scholar
102 To be sure, some might argue that this is already the case since Article 53 CFR refers to the Convention. Therefore, some might say that the Charter of Fundamental Rights already today requires application of the “real risk” standard. Currently, however, the CJEU is ultimately in charge of interpreting the Charter, including the extent to which the Charter imports the ECHR's standards. The clash today, then, is legally a rather indirect tension between the two standards. After accession, any difference would transform into a clear violation of the EU's legal obligations under the Charter.Google Scholar
103 Cf., e.g., Peers, supra note 3 (describing the CJEU's resistance to Member States’ imposition of higher fundamental rights standards as “shocking” from a human rights perspective, and especially in the light of the Court's ruling on mutual trust).Google Scholar
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109 This is, indeed, the posture of many of the recent asylum cases in Strasbourg. States in those cases could, legally under EU law, have invoked the so-called “sovereignty” clause and chosen to keep the asylum seeker. The decision to send the asylum seeker back to the state of first entry was, therefore, fully attributable to that Member State.Google Scholar
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113 Much like a wholesaler, who does not deal with individual customers but sells goods only in bulk (or en gros), so, too, the German high court refuses to deal with individuals’ case-by-case fundamental rights complaints, considering only a claim that the EU has generally violated fundamental rights.Google Scholar
114 BVerfG, Case No. 2 BvR 197/83 at para. 132.Google Scholar
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116 Bosphorus, ECHR App. No. 45036/98.Google Scholar
117 Cf., e.g., Michaud v. France, ECHR. App. No. 12323/11 (Dec. 6, 2012), http://hudoc.echr.coe.int/sites/eng/pages/search.aspx?i=001-115377#{itemid:[“001-115377”]}.Google Scholar
118 To be sure, even Germany has since developed additional retail checks on EU law, such as ultra vires and identity actions. See, e.g., Franz C. Mayer, Rebels Without a Cause? A Critical Analysis of the German Constitutional Court's OMT Reference, 15 German L.J. 111 (2014); Bast, Jürgen, Don't Act Beyond Your Powers: The Perils and Pitfalls of the German Constitutional Court's Ultra Vires Review, 15 German L.J. 168 (2014); Kumm, Mattias, Rebel Without a Good Cause: Karlsruhe's Misguided Attempt to Draw the CJEU into a Game of “Chicken” and What the CJEU Might do About It, 15 German Law Journal 204 (2014); Armin von Bogdandy and Stephan Schill, Overcoming absolute primacy: Respect for national identity under the Lisbon Treaty, 48 Comm. Mkt. L. Rev. 1417 (2011); Kumm, Mattias, The Jurisprudence of Constitutional Conflict: Supremacy Before and After the Constitutional Treaty, 11 Eur. L. J. 262, 302–03 (2005). But the scope of these threats would likely pale in comparison to what would be unleashed if the German Constitutional Court would step back into the retail business of fundamental rights adjudication.Google Scholar
119 As Olivier de Schutter further points out, the ECtHR would have little reason to grant the EU special Bosphorus-type deference after accession. See Olivier de Schutter, Bosphorus Post-Accession: Redefining the Relationship between the European Court of Human Rights and the Parties to the Convention, in The EU Accession to the ECHR 177 (Vasiliki Kosta, Nikos Skoutaris & Vassilis P. Tzevelekos eds., 2014).Google Scholar
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121 Regulation No. 343/2003, art. 3(2). Indeed, this is the posture of the current cases in Strasbourg. In the cases discussed earlier in the text, Strasbourg held that Member States bore full responsibility for the transfer because they could have allowed the individual applicant to remain in their territory pursuant to the “sovereignty” clause. The Strasbourg court then held that the Member State has an obligation under the Convention to exercise this option as a way to protect the individual's rights under the Convention. See, e.g., Tarakhel, ECHR App. No. 29217/12.Google Scholar
122 M.S.S. v. Belgium and Greece, ECHR App. No. 30696/09 (Jan. 21, 2011), para. 293, http://hudoc.echr.coe.int/sites/eng/pages/search.aspx?i=001-103050#{itemid:[“001-103050”]}; cf. Tarakhel, ECHR App. No. 29217/12 at paras. 359, 365.Google Scholar
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125 See, e.g., TEU arts. 22, 24, 31(1).Google Scholar
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127 TEU art. 24(1), TFEU art. 275.Google Scholar
128 Judgment Criminal Proceedings Against Maria Pupino, Case C-105/03, EU:C:2005:386.Google Scholar
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130 Cf. Christophe Hillion & Ramses Wessel, Restraining External Competences of EU Member States under CFSP, in EU Foreign Relations Law: Constitutional Fundamentals 79 (Marise Cremona & Bruno de Witte eds., 2008).Google Scholar
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132 See TEU art. 24 (1); TFEU art. 275.Google Scholar
133 See generally Opinion of Advocate General Mengozzi, Gestoras Pro Amnistía and Others v. Council, C- 354/04 P and C- 355/04 P, EU:C:2006:667 (Oct. 26, 2006) (albeit predating the Treaty of Lisbon).Google Scholar
134 TFEU art. 274.Google Scholar
135 Opinion 2/13 at para. 101.Google Scholar
136 Oliver Wendell Holmes, Collected Legal Papers, 295–296 (1921).Google Scholar
137 The 19th Century U.S. episodes of nullification and interposition were in part based not on unreviewable component state laws, but on component states’ assertion of their authority to interpret the national constitution. See H. Jefferson Powell, Joseph Story's Commentaries on the Constitution: A Belated Review, 94 Yale L.J. 1285, 1292 (1985).Google Scholar
138 TFEU art. 275.Google Scholar
139 TEU art. 19(1).Google Scholar
140 See, e.g., Al Jedda v. United Kingdom, ECHR App. No. 27021/08 (July 7, 2011). Cf. Marko Milanovic, Al-Skeini and Al-Jedda in Strasbourg, 23 Eur. J. Int'l L. 121 (2012).Google Scholar
141 Behrami and Behrami v. France and Saramati v. France, Germany and Norway, ECHR App. Nos. 71412/01, 78166/01 (May 2, 2007).Google Scholar
142 See Judgment in Haegeman, Case 181/73 at para. 5. For brief reflections, see Bruno de Witte, Beyond the Accession Agreement: Five Items for the European Union's Human Rights Agenda, in The EU Accession to the ECHR 349 (Vasiliki Kosta, Nikos Skoutaris & Vassilis P. Tzevelokos eds., 2014).Google Scholar
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144 Given the ECHR's substance as a fundamental rights catalogue and its deep structural incorporation by reference and, after accession, as binding international agreement into the core of fundamental rights protection in the EU, the ECHR will, after accession, undoubtedly have quite more than the usual legal effect of an ordinary international agreement to which the EU is a party.Google Scholar
145 See Protocol No. 16 to the European Convention for the Protection of Human Rights and Fundamental Freedoms, Feb. 2013, C.E.T.S. No. 214, arts. 1, 10.Google Scholar
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148 Kadi, Case C-402/05 P, C-415/05 P.Google Scholar
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