Article contents
The Embryo and its Rights: Technology and Teleology
Published online by Cambridge University Press: 06 March 2019
Extract
Why do fundamental rights and market freedoms attract and repel each other? Why can they neither be together nor remain separate? This paper argues that at least part of the explanation is that they are each governed by different types of “logic.” They are at the fault-lines of different discourses. Market freedoms are promoted in a technological discourse, fundamental rights in a teleological discourse. The former are expressed in an observational view from above, while the latter embody the view of a first-person agent. Travelling back and forth between these two discourses, as legal authorities like the European legislator and the Court of Justice of the European Union (CJEU) often have to do, is an ambiguous enterprise. It may create opacity, but it may also bring clarity to the otherwise muddy waters of a “common” (now: “internal”) EU market under capitalist conditions. Much is dependent on their ability to orientate themselves on a map that recognizes the poles of these discourses, technology and teleology. This paper contributes to drawing that map through analysis of a case study in patent law involving the concept of an embryo. Construed as “an autonomous concept of European law” the notion of an embryo will appear to be paradigmatic of alternative ways in which the two discourses may relate to each other.
- Type
- Lisbon vs. Lisbon Part I: Engaging the Fundamentals
- Information
- German Law Journal , Volume 14 , Issue 10: Special Issue—Lisbon vs. Lisbon , 01 October 2013 , pp. 1939 - 1958
- Copyright
- Copyright © 2013 by German Law Journal GbR
References
1 See infra Part B.II (explaining the significance of this paraphrase).Google Scholar
2 Brüstle v. Greenpeace e.V., CJEU Case Case C-34/10, 2011 E.C.R. I-09821 [hereinafter Greenpeace].Google Scholar
3 Paton, Mark & Denoon, Alex, The Ramifications of the Advocate General's Opinion in the Olivier Brüstle Case, 33 Eur. Intell. Prop. Rev. 590, 591 (2011).Google Scholar
4 See Jürgen Habermas, Between Facts and Norms: Contributions to a Discourse Theory of Law and Democracy 253– 61 (1998) (describing how rights trump values).Google Scholar
5 Communication from the Commission, Europe 2020: A Strategy for Smart, Sustainable and Inclusive Growth, at 3 (Mar. 3, 2010) (“We need a strategy to help us come out stronger from the crisis and turn the EU into a smart, sustainable and inclusive economy delivering high levels of employment, productivity and social cohesion. Europe 202 sets out a vision of Europe's social market economy for the 21st century.”), available at http://ec.europa.eu/eu2020/pdf/COMPLET%20EN%20BARROSO%20%20%20007%20-%20Europe%202020%20-%20EN%20version.pdf.Google Scholar
6 See Greenpeace, CJEU Case C-34/10.Google Scholar
7 Council Directive 98/44, 1998 O.J. (L 213) 13 (EC).Google Scholar
8 Id. at 18.Google Scholar
9 Id. (“On the basis of paragraph 1, the following, in particular, shall be considered patentable: … uses of human embryos for industrial or commercial purposes. …”).Google Scholar
10 This is the core of the more technical questions asked by the BGH, of which I quote only the first set here:Google Scholar
What is meant by the term “human embryos” in Article 6(2)(c) of [the Directive]?
-
(a)
(a) Does it include all stages of the development of human life, beginning with the fertilisation of the ovum, or must further requirements, such as the attainment of a certain stage of development, be satisfied?
-
(b)
(b) Are the following organisms also included:
-
–
– unfertilised human ova into which a cell nucleus from a mature human cell has been transplanted;
-
–
– unfertilised human ova whose division and further development have been stimulated by parthenogenesis?
-
–
-
(c)
(c) Are stem cells obtained from human embryos at the blastocyst stage also included?
Greenpeace, CJEU Case C-34/10 at para. 23.
11 See id. This is also a core phrase in the relevant German legislation that the CJEU considers, namely the Patentgesetz (Patent Law) and the Embryonenschutzgesetz (Law on the Protection of Embryos). It mentions, in particular, Paragraph 8(1) of the ESchG: “an embryo is a fertilised human ovum capable of development, from the time of karyogamy, and any cell removed from an embryo which is “totipotent,” that is to say, able to divide and develop into an individual provided that the other conditions necessary are satisfied. A distinction must be made between those cells and pluripotent cells, which are stem cells which, although capable of developing into any type of cell, cannot develop into a complete individual.” Id. at para. 12.Google Scholar
12 Id. at para. 25 (referencing further “Case 327/82 Ekro [1984] ECR 107, paragraph 11; Case C-287/98 Linster [2000] ECR I-6917, paragraph 43; Case C 5/08 Infopaq International [2009] ECR I 6569, paragraph 27; and Case C-467/08 Padawan [2010] ECR I 0000, paragraph 32.”).Google Scholar
13 Id. at para. 26. This is in line with multiple uses of the phrase “an autonomous concept of European law” by the CJEU. See id. at para. 25.Google Scholar
14 See id. at paras. 34–36.Google Scholar
15 See Press Release, Court of Justice of the European Union, Press Release No. 112/11 (Oct. 18, 2011), available at http://curia.europa.eu/jcms/upload/docs/application/pdf/2011-10/cp110112en.pdf.Google Scholar
16 A later stage of embryonic development considered at a certain point in time, almost five days after fertilization.Google Scholar
17 Greenpeace, CJEU Case C-34/10 at para. 38.Google Scholar
18 Id. at para. 30.Google Scholar
19 Id. at para. 27. Compare id., with id. at para. 28 (“The lack of a uniform definition … would create a risk of the authors of certain biotechnological inventions being tempted to seek their patentability in the Member States which have the narrowest concept of human embryo … because those inventions would not be patentable in other Member States.”).Google Scholar
20 Council Directive 98/44, supra note 7, at 8.Google Scholar
21 Id. Google Scholar
22 See id. at para. 29.Google Scholar
23 See id. at para. 28.Google Scholar
24 See id. at para. 34.Google Scholar
25 See Somsen, Han, Brüstle: Embryonale Fout Met Grote Gevolgen, 18 Nederlands tijdschrift voor Europees recht (NtEr) 33, 36 (2012) (wondering why different definitions of “embryo” in Member States should not be regarded as an incentive of competition (“comme d'habitude”)). My responsive explanation is that the dissent on the proper definition of “embryo” spills over to a dissent on the proper definition of “invention,” which would affect the basis of patent law.Google Scholar
26 Greenpeace, CJEU Case C-34/10 at para. 32.Google Scholar
27 Council Directive 98/44, supra note 7, at 14.Google Scholar
28 Id. at 18 (“The human body, at the various stages of its formation and development, and the simple discovery of one of its elements, including the sequence or partial sequence of a gene, cannot constitute patentable inventions.”).Google Scholar
29 See id. Google Scholar
30 In daily life discourse, we often work with the idea of a goal (finis) causing or bringing about some action, knowing quite well that this very action will cause or bring about the goal as a result of the action. Scientific discourse, though, accepts only the second sense of causation.Google Scholar
31 See Council Directive 98/44, supra note 7, paras. 35–37 (describing the nature of the human embryo).Google Scholar
32 Note that “getting fertilized” can be conceived as one of the conditions for an ovum to develop into a human being, while, alternatively, “being a fertilized ovum” may also be conceived as a characteristic of the entity prior to any further conditions. For teleological discourse, this is immaterial. Even an ovum or a spermatozoid may be capable of such development, provided fertilization is one of the conditions. And, even more typically, the stage of “maturity” may be infinitely deferred, as even adult men will always retain some potentiality to discover ever-richer forms of human flourishing.Google Scholar
33 Immanuel Kant, Kritik der reinen Vernunft 75 (1781).Google Scholar
34 Moreover, it is a thoroughly modern one—which means (1) that it is already part and parcel of the way we think, talk, and behave; and (2) that we are at a distance from what teleology in the Aristotelian sense meant, much greater than we imagine.Google Scholar
35 Typically, some Christian denominations like Catholicism are in the habit of referring to “human nature” to get a moral angle on technological issues, ignoring that this very concept has been occupied by technology-driven natural sciences. See Litterae Encyclicae Lumen Fidei, Instruction on Respect for Human Life in its Origin and on the Dignity of Procreation, available at: http://www.vatican.va/roman_curia/congregations/cfaith/documents/rc_con_cfaith_doc_19870222_respect-for-human-life_en.html (last visited Sept. 17, 2013).Google Scholar
36 Council Directive 98/44, supra note 7, para. 38 (emphasis added).Google Scholar
37 Id. para. 27.Google Scholar
38 It is only fair to say that I take my cue here from Charles Taylor's notion of “radical reflexivity.” See Charles Taylor, Sources of the Self: The Making of Modern Identity passim (1989); Cf. id. at index. What I think amounts largely to the same thing, from a too rapidly forgotten strand in philosophical thinking called “phenomenology.”Google Scholar
39 Aristotle, On the Soul III, 8 (1957).Google Scholar
40 Thus, Taylor's thesis “radical objectivity is only intelligible and accessible through radical subjectivity,” remains true if read inversely. See supra note 38, at 176.Google Scholar
41 Kiessling, Ann A., What is an Embryo?, 36 Conn. L. Rev. 1051, 1063 (2004) (emphasis added to indicate first-person use of the concept).Google Scholar
42 Note, again, that this narrative loses all meaning if it is transposed into technological discourse.Google Scholar
[I]f it is true that before being a person we were embryos, it is also true that before being embryos, we were a strange cell (certainly not definable as “embryo”) which contained two separate nuclei and a polar globule, and, before that, we were two cells that were partially united by a fusion of membranes, and before that we were two gametes, a spermatozoon and an oocyte. There is no doubt that we come from things very different from what we are, things that we cannot consider “our fellow man” and in comparison to which we do not feel we have to predispose rules of protection analogous to those that are due to people.
Flamigni, Carlo, The Embryo Question, 943 Annals N.Y. Acad. of Sci. 352, 357 (2001).Google Scholar
43 Greenpeace, CJEU Case C-34/10 at paras. 36–37.Google Scholar
44 See BabyMed, What is the Earliest I Can Feel Pregnancy Signs and What are the Typical Pregnancy Signs?, http://www.babymed.com/pregnancy-symptoms/what-earliest-i-can-feel-pregnancy-signs-and-what-are-typical-pregnancy-signs (last visited Sept. 17, 2013).Google Scholar
45 Professional medical staff will use the term embryos for these fertilized ova. See, e.g., Johns Hopkins Medicine: Fertility Center, In Vitro Fertilization (IVF), http://www.hopkinsmedicine.org/fertility/services/ivf/ (last visited Sept. 17, 2013).Google Scholar
46 See, e.g., Jim Graves, Church Teaching on In Vitro Fertilization, The Catholic World Report, Nov. 29, 2012, available at http://www.catholicworldreport.com/Item/1774/church_teaching_on_in_vitro_fertilization.aspx#.UjjDfhXCTmQ.Google Scholar
47 A modern coil has many more contraceptive effects, but one of them is still “thinning the endometrium to make it more difficult for eggs to implant.” See Medic, The Mirena IUD, available at: http://www.medic8.com/healthguide/articles/mirenaiud.html (last visited June 4, 2012).Google Scholar
48 Compare the Merriam-Webster medical dictionary, an embryo in contemporary medical discourse is “an animal in the early stages of growth and differentiation that are characterized by cleavage, the laying down of fundamental tissues, and the formation of primitive organs and organ systems; especially: the developing human individual from the time of implantation to the end of the eighth week after conception.” After eight weeks, the organism is called a fetus. Merriam-webster.com, Embryo definition, http://www2.merriam-webster.com/cgi-bin/mwmednlm?book=Medical&va=embryo (last visited June 4, 2012).Google Scholar
49 Kiessling, supra note 41, at 1063.Google Scholar
50 Cf. Bert Van Roermund, Migrants, Humans and Human Rights: The Right to Move as the Right to Stay, in A Right to Inclusion and Exclusion? Normative Fault Lines of the EU's Area of Freedom, Security and Justice 161, 168 (Hans Lindahl ed., 2009).Google Scholar
51 Nomads just have a different definition of “their own country,” and they don't move to a foreign one. Cf. Hans Lindahl, Breaking Promises to Keep Them: Immigration and the Boundaries of Distributive Justice, in A Right to Inclusion and Exclusion? Normative Fault Lines of the EU's Area of Freedom, Security and Justice 137 (Hans Lindahl ed., 2009).Google Scholar
52 Laval Un Partneri Ltd. v. Svenska Byggnadsarbetareförbundet, CJEU Case C-341/05, 2007 E.C.R. I-11767; Int'l Transport Workers’ Fed'n v. Viking Line ABP, CJEU Case C-438/05, 2007 E.C.R. I-0779.Google Scholar
53 Karl Marx, Zur Kritik der Nationalökonomie—Ökonomisch-philosophische Manuskripte, in Frühe Schriftn Bd. 1 559 (Hans-Joachim Lieber & Peter Furth eds., 1971) (1844).Google Scholar
54 No wonder we see the CJEU wrestling, as Chiara Raucea's paper demonstrates elsewhere in this issue, with a notion of EU citizenship that travels back and forth between what humans need and what markets require. See Chiara Raucea, Fundamental Rights: The Missing Pieces of European Citizenship?, 14 German L.J. 2021 (2013).CrossRefGoogle Scholar
55 It would exceed the limits of this paper to elaborate that, in an important way, goods, services, and capital are not completely external to agents and what they hold in common. Suffice it to point here to the new awareness of the meaning of capital and the role of banks that the current financial crisis has brought about.Google Scholar
56 Greenpeace, CJEU Case C-34/10 at para. 53.Google Scholar
57 Id. at para. 30.Google Scholar
- 1
- Cited by