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Comment on Petroski—On MacCormick's Post-Positivism

Published online by Cambridge University Press:  06 March 2019

Abstract

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Article Commentary
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Copyright © 2011 by German Law Journal GbR 

References

1 Petroski, Karen, Is Post-positivism Possible?, 12 Germ. L.J. 670 (2011).Google Scholar

2 Id at 673.Google Scholar

3 Id. at 677.Google Scholar

4 Id. at 678.Google Scholar

5 Id. at 678.Google Scholar

6 Id. at 678.Google Scholar

7 Id. at 679.Google Scholar

8 Id. at 680.Google Scholar

9 Id. at 680 (emphasis added).Google Scholar

10 A natural lawyer would have to say that the normativity of law is justified by some objective moral principles which cannot be entirely excluded from practical legal reasoning. See generally John Finnis, Natural Law and Natural Rights (1979). A pragmatist would never deny that reasons of policy and arguments from other non-strictly institutionalized materials play an important part in legal argumentation, although she would tend to be skeptical about the role of moral principles in legal practice. See generally Richard Posner, The Problems of Jurisprudence (1993). A non-positivist like Dworkin or Alexy, finally, would argue that the key principles of political morality are in any case part of the materials that lawyers use in their practical activity. See generally Robert Alexy, The Argument from Injustice: A Reply to Legal Positivism (2002); Dworkin, Ronald, Law's Empire (1986).Google Scholar

11 Habermas, Jürgen, Between Facts and Norms—Contributions to a Discourse Theory of Law and Democracy 49 (1996).Google Scholar

12 See generally Luhmann, Niklas, Law as a Social System (2008).Google Scholar

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28 The best defense of this interpretation of Bentham can be found in Gerald Postema, Bentham and the Common Law Tradition (1986).Google Scholar

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44 This is precisely what Dworkin means, for instance, when he holds that in any legal dispute there is always the possibility of a “theoretical disagreement” about the law. In hard cases, judges and lawyers may disagree not only about whether or not a particular act falls within the scope of a master rule such as Hart's rule of recognition, but rather about the content of the master rule itself. The criterion on which one relies to identify the law in a given case may depend on the theory one upholds to develop his conception of law. See, e.g., Dworkin, supra note 10, at 4–5. To pick up an example, in addition to the cases quoted by Dworkin in the first two chapters of his Law's Empire, we can mention the decision of the House of Lords in Jackson v. Her Majesty's Attorney General [2005] UKHL 56. In this case, the Law Lords disagreed not only about the validity of a particular rule, but about the rule of recognition itself. For the particulars of this case, see Michael Plaxton, The concept of legislation: Jackson and Others v Her Majesty's Attorney-General, 69 Mod. L. Rev. 249, 249–61 (2006).Google Scholar

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53 A contemporary positivist might reply that positivism no longer advocates the first thesis (Separability). This kind of argument is part of a general attempt to narrow down positivism in order to escape from objections raised by Dworkin and other post-positivists such as MacCormick. Nonetheless, I believe this does not affect my argument here, for it suffices to prove that MacCormick rejects the so-called Sources Thesis in order to claim that his theory is very different from positivism.Google Scholar

54 To illustrate this point, we can quote the following excerpt from an interview that MacCormick gave to Manuel Atienza on the occasion of the publication of his Institutions of Law: “The most illuminating and lasting aspect of Hart's writings has to do with the need to understand any conduct regulated by rules from the ‘internal point of view.’ This is essentially to develop a clear and convincing theory of norms. But rules are just one type of norm. The analysis of Law as a system of primary and secondary rules, although a valuable intuition, is at the end incomplete and unsatisfactory. A fresh start is needed.” Manuel Atienza, Entrevista a Neil MacCormick 29 Doxa—Cuadernos de filosofía del derecho 479, 482 (2006) (trans. unknown).Google Scholar

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60 Id. at 292. Like Alexy, MacCormick claims that legal doctrine has not only empirical and analytical dimensions, but also a normative one.Google Scholar

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65 MacCormick, Neil, Rhetoric and the Rule of Law: A Theory of Legal Reasoning 6 (2005). It is not a surprise, therefore, that MacCormick has recently confessed that his interest in legal philosophy developed from an attempt to reconcile philosophy and legal practice. When asked by Manuel Atienza about the roots of his legal philosophy, MacCormick answered in the following way: “M. A.: Why have you become interested in legal philosophy? N. M.: Because I was fascinated about philosophy, but wanted to dedicate myself to the practice of law.” Atienza, supra note 54, at 480.Google Scholar

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69 Id. at 13 (emphasis added).Google Scholar

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71 Id. at 26.Google Scholar

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74 Id. at 244.Google Scholar

75 In this particular, an inclusive or “soft” positivist would have to concede that it is at least theoretically possible to conceive a perfectly valid legal system that does not incorporate any moral principles to its rule of recognition. Whatever connections one can find between law and morality will be contingent, as opposed to necessary. See generally Jules Coleman, Negative and Positive Positivism, in Ronald Dworkin and Contemporary Jurisprudence (Marshall Cohen ed., 1984); Waluchow, Will, Inclusive Legal Positivism (1994).Google Scholar

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80 Id. at 183.Google Scholar

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86 Id. at 98.Google Scholar

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90 MacCormick, , supra note 65, at 30.Google Scholar

91 This obviously does not mean, however, that law and morality are not distinguishable. The fact that legal discourse operates within a set of institutional constraints implies that legal decisions are limited by the exigency to respect the statutes, precedents, and other authoritative materials found in a legal system. It is this constraint in practical legal reasoning that makes it a special case of practical general discourse.Google Scholar

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93 Id. at 275.Google Scholar

94 Id. at 276.Google Scholar

95 Habermas, , supra note 89.Google Scholar

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100 Id. at 10.Google Scholar

101 Id. at 15–16.Google Scholar

102 Id. at 19.Google Scholar

103 Id. at 25.Google Scholar

104 Id. at 25.Google Scholar

105 Alexy, Robert, Law and Correctness, 51 Current Legal Problems 205, 208 (1998).Google Scholar

106 Alexy, Robert, Derecho y Moral, in La institucionalización de la justicia 21 (2005).Google Scholar

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114 Viehweg, Theodor, Topik und Jurisprudenz (1953).Google Scholar

115 If we accept this argument, we will have to deal with new problems such as, for instance, that of the potential conflict between “positive” arguments in a strict sense and the principles of justice that can be vindicated by means of the rules of general practical discourse. Neither MacCormick nor Alexy accept that there is always a primacy of strictly positive reasons in such case. Nonetheless, I do not need to deal with this kind of problems here.Google Scholar

116 See generally Bankowski, Zenon, Bringing the Outside in the Ethical Life of Legal Institutions, in Law and Legal Cultures in the 21ST Century (Tomasz Gizbert-Studnicki & Jerzy Stelmach eds., 2007).Google Scholar

117 For some examples of positivists trying to read Neil MacCormick as belonging to their camp of theoretical discussion see, e.g., Frederick Schauer, Positivism as Pariah, in The Autonomy of Law: Essays of Legal Positivism 32–56 (Robert George ed., 1996); Villa, Vittorio, Neil MacCormick's Legal Positivism in Law as Institutional Normative Order 44–64 (Makysimilian Del Mar & Zenon Bankowski eds., 2009); Waluchow, , supra note 75, at 1–4.Google Scholar

118 MacCormick, Neil, Norms, Institutions and Institutional Facts, 17 Law and Philosophy 301, 305 (1998).Google Scholar

119 See generally Searle, John, Speech Acts—An Essay in the Philosophy of Language (1970).Google Scholar

120 MacCormick, , supra note 118, at 305.Google Scholar

121 Nevertheless, MacCormick criticizes Dworkin's claim to reconcile his legal constructivism with the moral thesis (which is difficult to reconcile with constructivism) that there is only one correct answer for each and every legal problem. As MacCormick argues, there is an ambiguity in the heart of the Ronald Dworkin's, legal theory. Neil MacCormick, Dworkin as Pre-Benthamite, 87 Phil. Rev. 585–607, (1978).Google Scholar

122 Bankowski, , supra note 116, at 198.Google Scholar

123 See generally Günther, Klaus, The Sense of Appropriateness—Application Discourses in Morality and in Law (1993); MacCormick, , supra note 65.Google Scholar

124 Bankowski, , supra note 116, at 202.Google Scholar

125 Id. at 199.Google Scholar

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127 MacCormick, , supra note 45, at 278.Google Scholar

128 Jeremy Waldron, for instance, agrees with Neil MacCormick that legal philosophy cannot be understood apart from its connections to the rule of law and its intrinsic relations to rationality and argumentation. As he wrote in a recent essay, “a philosophy of law is impoverished as a general theory if it pays no attention to the formalized procedural aspects of courts and hearings or to more elementary features of natural justice like offering both sides an opportunity to be heard.” Jeremy Waldron, The Concept and the Rule of Law 43 Ga. L. Rev. 1, 5556 (2009). A legal philosophy that fails to capture the arguable aspect of law (as well as its implications for the idea of the rule of law) is depicted as “empty and irrelevant.” Id. at 56. Hence, Waldron expressly relies on MacCormick to hold that law is indeed an argumentative discipline and that modern positivism is guilty of the “fallacy” of putting its emphasis exclusively on the “command-and-control aspect of law.” Id. Whether or not normative positivists such as Waldron will remain positivist once they accept this new paradigm that MacCormick is advocating, one thing is sure: Even if positivism endures, it needs to be radically modified if its upholders manage to provide a reasonable answer to the problems that MacCormick is bringing to the front with his post-positivism.Google Scholar