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Article contents
“Breaking through the Foul and Ugly Mists of Vapours”— Regulation of Alternative Tobacco and Related Products by the New TPD and Exercise of EU Competence
Published online by Cambridge University Press: 06 March 2019
Abstract
Directive 2014/40—the new Tobacco Products Directive—was unsuccessfully challenged in three cases, Philip Morris, Poland v. European Parliament and Council, and Pillbox 38. This Article examines provisions of the Directive relating to some alternative tobacco and related products, both in terms of exercise of EU competence and substantive regulation of these products. The main flavored tobacco products can no longer be placed on the market. Electronic cigarettes are regulated by the Directive, as the initial provisions of the Commission proposal were substantially amended. The new Tobacco Products Directive reproduced the prohibition of tobacco for oral use, already at issue in the Swedish Match and Arnold André cases, and again subject of another preliminary ruling reference by Swedish Match, the Advocate General's Opinion having concluded in its validity. The Directive also provides the possibility for Member States to prohibit categories of tobacco or related products. Parallel to its analysis of their substance in terms of health regulation, this Article considers European Union competence issues relating to these provisions and examines the adequacy of the Article 114 TFEU internal market legal basis as well as compliance with the principles of proportionality and subsidiarity.
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References
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104 See Commission Proposal for a Directive of the European Parliament and of the Council on the Approximation of the Laws, Regulations and Administrative Provisions of the Member States Concerning the Manufacture, Presentation and Sale of Tobacco and Related Products, supra note 27, at art. 18(1)(a)-(c), with the possibility under art. 18(2) for the Commission to update by delegated acts nicotine quantities in light of scientific developments and authorizations granted under Directive 2001/83, supra note 103; Commission Staff Working Document Impact Assessment, supra note 22, at part 1 at 52-53, 77-84 and 117-118, part 5 at 4 (on the various policy options and impacts considered in the impact assessment).Google Scholar
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106 See Committee on Legal Affairs Opinion (EP) PE510.591 of 25 June 2013, Amendment 65 (art. 18(1), (1a)(1b)— “nicotine-containing products that are presented as having properties for treating or preventing disease in human beings”); Committee on International Trade Opinion (EP) PE510.734 of 19 June 2013, Amendment 55 (“if nicotine containing products are presented as having properties for treating or preventing disease”).Google Scholar
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108 See Committee on Agricultural and Rural Development Opinion (EP) PE507.956 of 27 June 2013, Amendment 69 (referring to the high level of health protection); TFEU art. 168(7).Google Scholar
109 See Committee on Environment, Public Health and Food Safety Report on the Proposal (EP) PE508.085 of 24 July 2013, Amendments 34, 33, and 71; Committee on Industry, Research, and Energy Opinion (EP) PE508.180 of 8 July 2013, Amendments 13, (“regulated either under the upcoming review of the pharmaceutical package or by virtue of a specific legal instrument … may include provisions allowing the placing on the market of lower-risk nicotine containing products … provided they feature an appropriate health warning”), 14 and 65.Google Scholar
110 See Committee on Internal Market and Consumer Protection Opinion (EP) PE508.048 of 20 June 2013, at 4, Amendments 16 and 59.Google Scholar
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113 See Directive 2014/40, supra note 6, at art. 30(b) (transitional provision that allowed the placing on the market until 20 May 2017 of “electronic cigarettes or refill containers manufactured or released for free circulation before 20 November 2016”).Google Scholar
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124 Bates, supra note 105.Google Scholar
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201 See Directive 2014/40, supra note 6, at recital 43.Google Scholar
202 See Germany, Case C-376/98, supra note 4, at para. 102; Directive 98/43, supra note 4, at art. 3(2). See below on bans.Google Scholar
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223 See Committee on Agricultural and Rural Development Opinion (EP) PE507.956 of 27 June 2013, at 4, Amendments 13 and 65-66; Committee on International Trade Opinion (EP) PE510.734 of 19 June 2013, Amendments 7, 13, 45; Committee on Internal Market and Consumer Protection Opinion (EP) PE508.048 of 20 June 2013, Amendments 14, 23 and 51. The Committees refer to the prohibition of cross-border distance sales alongside that of distribution of free or discounted tobacco products through distance sales and “in public places for promotional purposes”, as well as bartering/ swapping. See also Directive 2003/33, supra note 4, at art. 5(2) (prohibiting free distribution in the context of event sponsorship), and the general ban of free distribution promoting tobacco products in article 3(4) of the annulled Directive 98/43 1998 O.J. (L 213) 9 (EC)); Committee on Environment, Public Health and Food Safety Report on the Proposal (EP) PE508.085 of 24 July 2013, Draft EP Legislative Resolution/ P7_TA(2013)0398 (EP partial vote), Amendments 29, 45, 68 and 69 (art. 16a).Google Scholar
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225 Council, Press Release 17905/13, at 2; Amendments by the European Parliament to the Commission Proposal, AM\P7_AMA(2013)0276(190-190) – (EP) PE515.932, at art. 16(1).Google Scholar
226 See Poland, Case C-358/14, supra note 6, at para. 94.Google Scholar
227 See Morris, Philip, Case C-547/14, supra note 6, at paras. 37–41.Google Scholar
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229 See Directive 2014/40, supra note 6, at recital 33. The Advocate General noted that prohibition of cross-border distance sales was “the price for the circulation in the European internal market of [compliant] tobacco products”). See also Commission Staff Working Document Impact Assessment, supra note 22, part 1 at 44–45, 56, 104–07, part 3 at 11–12.Google Scholar
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234 See Commission Staff Working Document Impact Assessment, supra note 22, part 4 at 8 (prohibition: France and Lithuania; authorization: Austria, Bulgaria, Hungary, Latvia, and Spain).Google Scholar
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236 See Case C-37/83, Rewe-Zentral AG v. Direktor der Landwirtschaftskammer Rheinland, 1984 E.C.R. 1229, para. 20; Philip Morris, Case C-547/14, supra note 6, at paras. 63, 134 (“harmonization only in stages” and “gradual abolition of unilateral measures”).Google Scholar
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238 See Directive 2014/40, supra note 6, at recital 33.Google Scholar
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240 See Pillbox 38, Case C-477/14, supra note 6, at paras. 129–30, Opinion of Advocate General Kokott at paras. 135–39.Google Scholar
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242 See Council Directive 92/41, art. 1(5), 1992 O.J. (L 158) 30 (EEC), amending Council Directive 89/622 1989 O.J. (L 359) 1 (EEC) on the approximation of the laws, regulations and administrative provisions of the Member States concerning the labelling of tobacco products.Google Scholar
243 See Directive 2001/37 2001 O.J. (L 194) 26 (EC); Article 151 of the Act of Accession of Austria, Finland and, Sweden O.J. 1994 C 241/3.Google Scholar
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245 See Committee on International Trade Opinion (EP) PE510.734 of 19 June 2013 Amendment 44.Google Scholar
246 See Committee on Legal Affairs Opinion (EP) PE510.591 of 25 June 2013, Amendments 10 and 62 (“This ban should, however, not affect traditional products for oral use, which may be allowed by individual Member States on cultural or historical grounds.”); Committee on Industry, Research, and Energy Opinion (EP) PE508.180 of 8 July 2013, Amendment 11.Google Scholar
247 See Committee on Agricultural and Rural Development Opinion (EP) PE507.956 of 27 June 2013 Amendment 64.Google Scholar
248 See Committee on Internal Market and Consumer Protection Opinion (EP) PE508.048 of 20 June 2013, Amendments 49, 50 (art. 15(1a)-1b)) and 72 (annex Ila - NNN, NNK, B(a)P limits, based on WHO Technical Report No. 955 toxicity recommendations, subject to adaptation by delegated acts). On the diversity of smokeless tobacco in terms of TSNA: see SCENIHR, see Health Effects of Smokeless Tobacco Products (2008), at 119; WHO Study Group on Tobacco Product Regulation, Report on the Scientific Basis of Tobacco Product Regulation (2009), at 26–29, 32–34, 36.Google Scholar
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253 The Tobacco and Related Products Regulations 2016, c. 507 (Eng.), http://www.legislation.gov.uk/uksi/2016/507/contents/made.Google Scholar
254 See Swedish Match AB, Case C-151/17, supra note 16, Opinion of Advocate General Saugmandsgaard Øe at paras. 3 and 17–19. Articles 1 and 7 CFREU concern respectively human dignity and respect for private and family life, article 35 CFREU constitutes the health care mainstreaming provision.Google Scholar
255 See Commission Report on the Public Consultation on the Possible Revision of the Tobacco Products Directive, at 11–13, 2001/37 (July 2011).Google Scholar
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258 See Swedish Match AB, Case C-151/17, supra note 16, Opinion of Advocate General Saugmandsgaard Øe at paras. 4–5, 89.Google Scholar
259 See Committee on International Trade Opinion (EP) PE510.734 of 19 June 2013, Amendment 44 (art. 2.1, 2.2, TBT Agreement, art. I and III GATT).Google Scholar
260 On the inappropriateness of the then Article 133 EC—now art. 207 TFEU—as a secondary legal basis yet validity of the measure, as in British American Tobacco: see Swedish Match, Case C-210/03, supra note 4, at paras. 43–44.Google Scholar
261 See André, Arnold, Case C-434/02, supra note 4, at paras. 32–33; Swedish Match, Case C-210/03, supra note 4, at paras. 31–32.Google Scholar
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268 See Arnold André, Case C-434/02, supra note 4; Swedish Match, Case C-210/03, supra note 4, at para. 78. See however paragraph 79 on the improvement of internal market conditions not being required “in respect of every individual product” and the argument as to “diminish[ed] enforcement costs and … even diminish[ed] … of the enforcement of regulations on related products … if snus is not on the market … the effort to control the marketing of other smokeless tobacco products can be reduced.” The Union legislature and the Court provided no such justification, yet even such an interpretation of the prohibition “as part of a wider regime dedicated to freeing trade in other kinds of products which were regarded as less harmful,” rather than as a “free standing ban,” is problematic as “it invites strategic drafting … it encourages the drafting of legislative measures that are broad not targeted.” See Weatherill, supra note 102, at 836–37.Google Scholar
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283 See Commission Staff Working Document Impact Assessment, supra note 22, part 4 at 2. Five Member States have banned chewing tobacco: Greece, Ireland, Latvia, Lithuania, and Poland; two Member States have banned nasal tobacco: Latvia and Lithuania.Google Scholar
284 See Swedish Match AB, Case C-151/17, supra note 16, Opinion of Advocate General Saugmandsgaard Øe at paras. 70–77.Google Scholar
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296 See Morris, Philip, Case C-547/14, supra note 6, at paras. 37–41.Google Scholar
297 The Advocate General referred to the prohibition of flavors.Google Scholar
298 The Court thus alluded to TFEU art. 168(7).Google Scholar
299 See Directive 2014/40, supra note 6, at recital 48.Google Scholar
300 See Dougan, M., Minimum Harmonization and the Internal Market, 37 Common Mkt. L. Rev. 853 (2000).Google Scholar
301 Justification given in the preamble for the contested provision: see Directive 2014/40, supra note 6, at recital 54.Google Scholar
302 See TFEU art. 114(8) (providing that “when a Member State raises a specific problem on public health in a field which has been the subject of prior harmonization measures, it shall bring it to the attention of the Commission which shall immediately examine whether to propose appropriate measures to the Council”); TFEU art. 114(10) (stipulating that “harmonization measures … shall, in appropriate cases, include a safeguard clause authorizing the Member States to take, for one or more of the non-economic reasons referred to in article 36, provisional measures subject to a Union control procedure”).Google Scholar
303 As with Directive 2014/40, supra note 6, at art. 24(2) (on packaging standardization).Google Scholar
304 See Morris, Philip, Case C-547/14 at paras. 85–92; Opinion of Advocate General Kokott at paras. 121–29.Google Scholar
305 See Morris, Philip, Case C-547/14 at paras. 93–94; Opinion of Advocate General Kokott at paras. 130–31.Google Scholar
306 On use of the case-law formulations by the Union legislature to draft TFEU art. 114 measures, see Weatherill, supra note 102.Google Scholar
307 See Poland, Case C-358/14, supra note 6, at para. 35; Philip Morris, Case C-547/14 at para. 61; TFEU art. 168(1) and 114(3).Google Scholar
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310 See Poland, Case C-358/14, supra note 6, at para. 34; Philip Morris, Case C-547/14 at para. 60.Google Scholar
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313 See Poland, Case C-358/14, supra note 6, at para. 79; Philip Morris, Case C-547/14, supra note 6, at para. 166.Google Scholar
314 See Pillbox 38, Case C-477/14, supra note 6, at paras. 49, 61, 96.Google Scholar
315 For a general discussion of mainstreaming provisions, the EU legislature's discretion/broad discretion, public health legal basis, as well as provisions on labelling and packaging, see Abaquesne de Parfouru, Choking Smokers Don't You Think The Joker Laughs At You’ – European Union Competence and Regulation of Tobacco Products Packaging under the New Tobacco Products Directive, Maastricht J. Eur. & Comp. L. (forthcoming).Google Scholar
316 See Morris, Philip, Case C-547/14, supra note 6, Opinion of Advocate General Kokott at para. 301; Poland, Case C-358/14, supra note 6, Opinion of Advocate General Kokott at para. 188.Google Scholar
317 FCTC Partial Guidelines for Implementation of Articles 9 and 10, Decision FCTC/COP4(10) and Decision FCTC/COP5(6).Google Scholar
318 See Wyatt, supra note 53.Google Scholar
319 See Committee on International Trade Opinion (EP) PE510.734 of 19 June 2013, Amendments 8, 11; Committee on Internal Market and Consumer Protection Opinion (EP) PE508.048 of 20 June 2013, Amendments 2 and 15; Committee on Agricultural and Rural Development Opinion (EP) PE507.956 of 27 June 2013, at 3, 4, Amendments 3 and 14; Committee on Industry, Research, and Energy Opinion (EP) PE508.180 of 8 July 2013, Amendment 18; Committee on Environment, Public Health and Food Safety Report on the Proposal (EP) PE508.085 of 24 July 2013/P7_TA(2013)0398 (EP partial vote), Amendments 4 and 40; See Guidelines for the Implementation of Article 12 of the WHO FCTC (Education, Communication, Training and Public Awareness), Decision FCTC/COP4(7).Google Scholar
320 See Committee on Internal Market and Consumer Protection Opinion (EP) PE508.048 of 20 June 2013, Amendment 2; Committee on Agricultural and Rural Development Opinion (EP) PE507.956 of 27 June 2013 Amendment 3; Committee on Industry, Research, and Energy Opinion (EP) PE508.180 of 8 July 2013, Amendment 18; Committee on Proposal on Environment, Public Health and Food Safety Report on the Proposal (EP) PE508.085 of 24 July 2013/P7_TA(2013)0398 (EP partial vote), Amendment 40; Directive 2014/40, supra note 6, at art. 10(1)(b) (on smoking cessation information, which constitutes part of the combined health warnings). See also the amendment proposed by the European Parliament ITRE Committee of combined health warnings of “50% … with 50% of that area providing information on smoking cessation”: Committee on Industry, Research, and Energy Opinion (EP) PE508.180 of 8 July 2013 Amendment 39.Google Scholar
321 See Committee on Environment, Public Health and Food Safety Report on the Proposal (EP) PE508.085 of 24 July 2013/P7_TA(2013)0398 (EP partial vote), Amendments 11 (recital 14a), 50/50–87–95 (art. 6(10a)) and 85 (annex I). See Amendments 7 (recital 10a) on Polonium 210, and 12 (recital 14b) on Regulation 1272/2008. See also COM(2005) 339 final, at 7–8; Commission Staff Working Document Impact Assessment, supra note 22, part 1 at 34, part 4 at 6, and 39–45.Google Scholar
322 See Council of the European Union General Approach, supra note 20, annex, at recital 39, and art. 23(2)(d); Directive 2014/40, supra note 6, at recital 52 subpara. 2, and art. 28(2)(d).Google Scholar
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324 See Committee on Internal Market and Consumer Protection Opinion (EP) PE508.048 of 20 June 2013; Amendment 59 (art. 18(1e)).Google Scholar
325 See Directive 2014/40, supra note 6, at art. 20(2) subpara. 1, 2(b)–(c), (e)–(g), (8)–(9); Committee on Internal Market and Consumer Protection Opinion (EP) PE508.048 of 20 June 2013, Amendment 59 (art. 18(2)).Google Scholar
326 See Committee on Internal Market and Consumer Protection Opinion (EP) PE508.048 of 20 June 2013 Amendments 59 (art. 18(1b)–(1c)), 73 (annex IIb); Committee on Legal Affairs Opinion (EP) PE510.591 of 25 June 2013, Amendment 74 (annex Ia).Google Scholar
327 See Committee on Internal Market and Consumer Protection Opinion (EP) PE508.048 of 20 June 2013, Amendments 49, 50 (art. 15(1a)–(1b)) and 72 (annex IIa).Google Scholar
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