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The Explanationist and the Modalist

Published online by Cambridge University Press:  18 February 2022

Dario Mortini*
Affiliation:
University of Glasgow, UK
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Abstract

Recent epistemology has witnessed a substantial opposition between two competing approaches to capturing the notion of non-accidentality in the analysis of knowledge: the explanationist and the modalist. According to the latest advocates of the former (e.g., Bogardus and Perrin 2020), S knows that p if and only if S believes that p because p is true. According to champions of the latter (e.g., safety and sensitivity theorists), S knows that p if and only if S's belief that p is true in a relevant set of possible worlds. Because Bogardus and Perrin's explanationism promises to deliver a plausible analysis of knowledge without any need for modal notions, it is an elegant proposal with prima facie appeal. However, such version of explanationism ultimately does not live up to its promises: in this paper, I raise some objections to their explanationist analysis of knowledge while showing that modalism is in much better shape than they think. In particular, I argue that their explanationist condition generates the wrong results in Gettier cases and fake-barn cases. I also offer and defend a novel version of modalism: I introduce a refined safety condition which is shown to successfully handle the same Gettier cases that beset Bogardus and Perrin's version of explanationism. The paper concludes with a reassessment of the explanationist's initial ambition to provide an analysis of knowledge without modal notions. The upshot will be that even if the prospects for such analysis remain dim, our money should be on the modalist, not the explanationist.

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Introduction

While the task of providing an analysis of knowledge was once crucial to epistemology, in retrospect it looks more like a hopeless series of misplaced efforts. Troubles began when Gettier's paper was taken to show that even if truth, belief and justification are individually necessary, they are nonetheless jointly insufficient conditions for knowledge. This naturally prompted the question at the very heart of the Gettier problem: in addition to these three, which further condition is ultimately sufficient for knowledge? Epistemologists embarked on a long journey searching for such missing condition, and considered different candidates along the way. Modal conditions stood out among the most promising but equally fell prey to Gettier-style counterexamples, and, after almost three decades of unsuccessful proposals, the hope in a full-blooded analysis slowly but steadily wore off.Footnote 1 Craig (Reference Craig1990) urged to focus on the function of the concept of knowledge rather than on its analysis, Zagzebski (Reference Zagzebski1994) showed that the Gettier problem is virtually inescapable, and Williamson (Reference Williamson2000: 2–5) suggested, quite radically, that knowledge simply cannot be analysed. As a result, many epistemologists no longer hold out hope that there is – or there even can be – a satisfactory analysis of knowledge, and such pessimism appears to be well-motivated.

Many, though not every epistemologist: some don't share the pessimism and still retain hope. Recent times have seen the rise of novel explanationist analyses of knowledge.Footnote 2 The explanationist begins by taking issue with a dominant figure of post-Gettier epistemology, the modalist. With Sosa (Reference Sosa1999), modalists ask how knowledge must be modally related to what is known. They give two answers: sensitivity (roughly, S knows that p if and only if in the closest possible world where p is false, S does not believe that p) or safety (roughly, S knows that p if and only if in most or all close possible worlds S's belief that p is true).Footnote 3 Modalists occasionally quibble over the details, but they all agree that a modal condition such as sensitivity or safety is the key to solve the Gettier problem.Footnote 4 And at precisely this point, the explanationist demurs: instead of asking how knowledge must be modally related to what is known, she asks how knowledge must be explanatorily related to what is known. Since explanation is a hyperintensional notion (Nolan Reference Nolan2014: 157), the key to solve the Gettier problem is not a modal condition. According to the explanationist, knowledge doesn't require the subject's belief to be true in an appropriate set of possible worlds. More simply, it only requires the subject to believe p because p is true.

In this paper, I object to the explanationist and I side with the modalist: I shall argue that the most recent explanationist condition offered by Bogardus and Perrin (Reference Bogardus and Perrin2020) remains insufficient for knowledge due to, once again, Gettier-style cases. But the significance of my contribution goes beyond a mere discussion of the intuitively correct verdicts in Gettier-style vignettes, for what is at stake is more than just that. If successful, this recent explanationist proposal would deliver what many epistemologists have longed for – an analysis of knowledge – and it would do so without modal conditions. Crucially, the success of explanationism also casts serious doubt on the relevance of modal notions to epistemological theorising, and, a fortiori, on the tenability of modalism in general. Accordingly, modalists have urgent enough reason to halt the explanationist advance, and such is the task I take on here: I will show that the most recent version of explanationism not only fails to provide a satisfactory analysis, but it also incurs difficulties that modalism easily avoids. Ultimately, such version of explanationism does not live up to its promises: thus, epistemologists should not do away with modal conditions on knowledge – not yet at least.

My plan is as follows. In section 1, I lay out the main tenets of explanationism and focus on the putative analysis of knowledge offered by its most recent advocates (Bogardus and Perrin Reference Bogardus and Perrin2020). In section 2, I argue that the explanationist condition is not sufficient for knowledge due to standard Gettier cases and fake-barn cases. The latter are especially troubling in virtue of a problematic closure failure. In section 3, I turn the spotlight to modalism and I defend it in two stages: I introduce a refined safety condition and I show its superiority in handling the same Gettier cases that beset Bogardus and Perrin's version of explanationism. I close by reassessing the case for their initial ambition to provide an analysis of knowledge without modal notions. The upshot will be that even if the prospects for such analysis remain dim and modalism is not problem-free, our money should be on the modalist, not the explanationist.

1. Explanationism outlined

Explanationist analyses of knowledge take the following simple form: S knows that p if and only if S believes that p because p is true. The truth of p must enter prominently – or figure crucially – in the explanation of why the target belief is held. Instead of modal conditions and related possible world talk, the focus is primarily on the hyperintensional notion of explanation.Footnote 5 Explanationist approaches may vary in the details, but they all accept some qualified version of this simple analysis.

Variation in the details is due to how the key notion of explanation is unpacked. Alan Goldman (Reference Goldman1984: 101) and Rieber (Reference Rieber1998) both invoke the truth of p as ‘the best explanation’ of why S believes p. However, as also noted elsewhere (Jenkins Reference Jenkins2005: 142–3), both these analyses leave the central notion of explanation too vaguely stated. Accordingly, I shall put them aside for the purpose of this paper. Jenkins (Reference Jenkins2005: 139) refines the explanationist condition: she appeals to the truth of p being a good explanation for an outsider – someone not acquainted with a more specific set of facts. Despite her explanationist sympathies, Jenkins is nonetheless keen to deny the ambitious status of reductive analysis to her proposal. More modestly, she only aims at “getting a handle on the concept of knowledge” and “understanding what its role in our lives might be” (Jenkins Reference Jenkins2005: 138; emphasis mine). Since my focus is on full-blooded analyses of knowledge and Jenkins is careful to stress that she's not offering one, I will have to put also Jenkins's proposal to one side.

This leaves me with one main candidate left. In what follows, the action will be exclusively on the most recent and fully developed explanationist analysis offered by Bogardus and Perrin (Reference Bogardus and Perrin2020). My reason to do so is simple: Bogardus and Perrin (Reference Bogardus and Perrin2020: 1) are explicit in stating that their explanationist condition is both necessary and sufficient for knowledge. Hence, theirs is a full-blooded reductive analysis. Since I am chiefly interested in whether explanationism provides a satisfactory reductive analysis and they are indeed offering one, I shall narrow down my focus specifically to their proposal.Footnote 6

Bogardus and Perrin make a two-fold case for explanationism. First, they offer a knockdown counterexample aimed at every modalist approach. Then, they proceed to provide an alternative explanationist analysis of knowledge. Before focussing on their explanationist analysis, let's look at the knockdown counterexample to modalism. Consider the following case:

atomic clock

The world's most accurate clock hangs in Mia's office. The clock's accuracy is due to a clever radiation sensor. However, this radiation sensor is very sensitive and could easily malfunction if a radioactive isotope were to decay in the vicinity. This morning, against the odds, someone did in fact leave a small amount of a radioactive isotope near the world's most accurate clock in Mia's office. This alien isotope has a relatively short half-life, but – quite improbably – it has not yet decayed at all. It is 8:20 am. The alien isotope will decay at any moment, but it is indeterminate when exactly it will decay. Whenever it does, it will disrupt the clock's sensor, and freeze the clock on the reading ‘‘8:22.’’ Therefore, though it is currently functioning properly, the clock's sensor is not safe. The clock is in danger of stopping at any moment, even while it currently continues to be the world's most accurate clock. (Bogardus Reference Bogardus2014: 12; Bogardus and Perrin Reference Bogardus and Perrin2020: 4)

According to the explanationist, Mia knows the time but her belief is neither safe nor sensitive. Mia's belief is unsafe: since the isotope could have easily decayed, in the very close worlds where it does the clock stops and Mia forms the false belief that it's 8:22. Mia's belief is also insensitive: in the closest possible world where the isotope decays and the clock stops, she forms the false belief that it's 8:22. Thus, had p been false, Mia would have believed it anyway. From this, the explanationist swiftly concludes that no modal condition is necessary for knowledge.Footnote 7 Such conclusion paves the way for a different explanationist analysis, to which I now turn the attention.

Recall the general structure of explanationist analyses: S knows that p if and only if S believes that p because p is true. The truth of p must figure crucially in the explanation of why the target belief is held, but what notion of explanation is relevant here? Bogardus and Perrin lean on Strevens's ‘kairetic test’ for difference-making in scientific explanations (Strevens Reference Strevens2008). The idea is roughly this: begin with a set of potential explanantes for why the target belief is held, and progressively subtract (‘abstract away’) each of them until the explanation fails. The only explanans left is the one that crucially figures in the complete explanation of why the target belief is held. If such explanans is the truth of p, then the belief under consideration is in the market for knowledge.

We can see this explanationist analysis in action by focussing on ordinary cases of perceptual knowledge (this will be important also for the related explanationist treatment of fake-barn cases; more on this below). Suppose I truly believe that there's a cup of coffee in front of me. There is a set of different explanations for my belief: it might be because it appears to me that there's a cup of coffee, because of particularly favourable lighting conditions, because of my properly functioning visual system, because I am particularly craving coffee at that time of the day, and so on. If we start to run the kairetic test, we quickly notice how none of these explanations really makes a difference: we can subtract each of these candidate explanantes, and yet, according to Bogardus and Perrin, the explanation wouldn't be complete. For example, if the explanation offered for why I (truly!) believe that there's a cup of coffee in front of me is that it only appears that there is one, something would be missing because in fact there truly is a cup of coffee in front of me. To reach a complete and satisfactory explanation, we must appeal to the truth of p: I believe that there's a cup of coffee in front of me because it's true that there's a cup of coffee in front of me. The truth of p crucially figures in the explanation of why the target belief is held: hence, the belief under consideration constitutes knowledge. According to the explanationist, the same procedure generalises beyond perceptual knowledge and it is meant to apply, mutatis mutandis, to further cases of interest to epistemologists.

With these points in play, it's now worth pausing to appreciate the ambitions of Bogardus and Perrin's proposal. Equipped only with the notion of explanation and Strevens’ kairetic test, they set out to cover all the relevant instances of knowledge: perceptual, inductive, deductive, moral, and mathematical (Bogardus and Perrin Reference Bogardus and Perrin2020: section 3). Moreover, given cases like atomic clock, they also reject the key modalist assumption, namely any relevance of modal conditions on knowledge. They are quite explicit on this; for sake of vividness, consider the following passage:

We believe modalism misses something crucial about the nature of knowledge: the connection between a believer and the truth can't be fully captured in modal terms, because it's an explanatory connection. Modalism, then, can have no long-term success as a research project. It's standing in its own grave. So, it's time to look elsewhere for the analysis of knowledge. (Bogardus and Perrin Reference Bogardus and Perrin2020: 7, emphasis mine)

This is the main ambition of Bogardus and Perrin's explanationism: to provide a successful reductive analysis of knowledge without modal notions. Crucially, for their analysis to be successful, the explanationist condition must suffice for knowledge and thus be immune from Gettier-style counterexamples. Yet, as I argue in the next sections, the explanationist analysis has no such immunity and falls prey to Gettier-style cases. Modalism, on the contrary, does not stand in its own grave: it is not undermined by counterexamples such as atomic clock and it easily accommodates the same Gettier cases that will be shown to beset explanationism. Defending the superiority of modalism will occupy section 3; now I want to focus on two familiar vignettes featuring stopped clocks and fake barns.

2.1. Explanationism exposed: stopped clocks

Consider the following run-of-the-mill Gettier case:

stopped clock

Russell takes a competent reading from a clock that he knows to be reliable and has no reason to think is currently not working. Based on this reading, Russell forms the belief that it is 8:22 pm. What's more, the belief is true: it is indeed 8:22 pm. There is, however, a twist to the story: the clock is broken and the reason Russell's belief is true is that the clock happened to stop working exactly 24 hours ago.Footnote 8

Intuitively, Russell has a justified true belief that it's 8:22, but he doesn't know it. Can the explanationist accommodate this verdict? In this initial case, the answer is ‘yes’. Russell believes that it's 8:22 pm because the clock reads 8:22 pm. However, the clock reads 8:22 not because it is 8:22. Rather, it reads 8:22 because it was 8:22 exactly 24 hours before (Bogardus and Perrin Reference Bogardus and Perrin2020: 17). Russell doesn't believe that p because p is true: the bi-conditional of the explanationist analysis is not satisfied, and, accordingly, the explanationist condition is not met. Since the truth of p doesn't figure crucially in the explanation of why the target belief is held, the target belief does not to constitute knowledge. So far, so good: explanationism can capture absence of knowledge in this familiar Gettier-style case and it secures the right result.

But now consider the following slightly different version of stopped clock:

defective stopped clock

Russell takes a competent reading from a clock that he knows to be reliable and has no reason to think is currently not working. Based on this reading, he forms the belief that it's 8:22 pm. What is more, it is 8:22 pm and the clock correctly reads 8:22 pm. There is, however, a twist to the story: in virtue of an undetected manufacturing defect, the clock is designed to stop at exactly 8:22 pm, which is also when Russell happens to look at it. It's 8:22 pm, the clock stops at 8:22 pm, and Russell truly believes that it's 8:22 pm.

Here too, Russell may have a justified true belief that it's 8:22 pm, but he doesn't know it. The reason why Russell fails to know is the uncontroversial assumption that one can't know the time from a stopped clock regardless of when exactly the clock happens to stop. Can the explanationist secure the right result also in this case? Unfortunately, now the answer is ‘no’. Russell believes that it's 8.22 pm because the clock reads 8:22 pm. Unlike the previous version of this Gettier case, the clock reads 8:22 pm because it is 8:22 pm. Nevertheless, the clock also stops because it is 8:22 pm, and one hardly comes to know the time by consulting a stopped clock. Russell believes that p because p is true: the truth of p crucially figures in the explanation of why the target belief is held. However, the same fact also explains why the clock stops: given the undetected manufacturing defect, the fact that it's actually 8:22 pm is also the reason why the clock stops. Russell believes that p because p is true, but, pace the explanationist, he intuitively fails to know.

The explanationist analysis fails to pass the sufficiency test with more refined versions of standard Gettier cases. The explanationist condition is met: Russell believes that it's 8:22 pm because the clock reads 8:22 pm, the clock reads 8:22 pm because it is 8:22 pm and it's true that it is 8:22 pm. Yet, knowledge is intuitively absent. After all, you can't come to know the time from a stopped clock.Footnote 9 Even granting that the explanationist condition is necessary, defective stopped clock shows that it remains insufficient for knowledge. Standard Gettier cases like this call into question the adequacy of explanationism. As I proceed to show next, non-standard Gettier cases like fake-barn cases do the same and raise additional difficulties for the explanationist condition.

2.2. Explanationism exposed once more: fake barns

Consider another Gettier-style case, offered by Alvin Goldman (Reference Goldman1976) but credited to Carl Ginet:

fake barn

Barney, a reliable barn spotter, is driving through the countryside. He looks out of the window, sees a barn on the hill and comes to believe that he is looking at a barn. Whilst Barney's belief is true, unbeknownst to him, the structure he is looking at is the only real barn in an area filled with fake barns that are indistinguishable from real barns.

What can the explanationist say about fake barn? Bogardus and Perrin (Reference Bogardus and Perrin2020: 16) tentatively suggest a no-knowledge verdict.Footnote 10 However, their treatment of the case is ambiguous between two different de re and de dicto readings: once disambiguated, their diagnosis turns out problematic because of an especially troublesome closure failure. Let me take each point in turn and start with the details of their diagnosis of fake barn.

Bogardus and Perrin begin by considering an ordinary case of seeing a barn, and treat it on a par with equally ordinary cases of perceptual knowledge. In such ordinary cases, this is the relevant explanation: “Barney believes that there's a barn on the hill because it looks like there's a barn on the hill and it's true that there's a barn on the hill”. The truth of p (that there is a barn on the hill) crucially figures in a complete explanation of why Barney believes that there is a barn on the hill; accordingly, in this ordinary case, Barney knows. However, in fake barn, a different explanation enters the picture. It goes as follows: “Barney believes that there's a barn on the hill because it looks like there's a barn on the hill. However, it looks like there's a barn on the hill not because it's true that there's a barn on the hill but only because he is in an environment where most objects look like barns”. Otherwise put, Barney believes that there's a barn on the hill because he finds himself in Fake Barn Country. To back up such a potentially surprising diagnosis, Bogardus and Perrin offer the following remarks, worth quoting in full:

Even if your eyes happen to fall upon a real barn in a forest of fakes, we might begin to think it false that it looks like there's a barn before you because there is a barn before you. As the barn facades proliferate, a rival explanation looms into view: that it looks like there's a barn before you because you're in a region full of structures that look like barns. In other words, it becomes plausible to say that you believe there's a barn before you because it looks like there's a barn before you, and it looks like there's a barn before you because you're in Fake Barn Country. (Bogardus and Perrin Reference Bogardus and Perrin2020: 16; emphasis mine)

This is how Bogardus and Perrin aim to capture the no-knowledge verdict in fake barn: unlike ordinary instances of perceptual knowledge, in this case the truth of p doesn't figure crucially in the explanation of why the agent believes that there's a barn. The agent doesn't believe that p because p is true: rather, they believe that p because p appears to be true. According to Bogardus and Perrin, in fake barn we ought to explain Barney's true belief by appealing to the fact that objects look like barns, not the fact that they are real barns. Hence, no knowledge.Footnote 11

It's worth noting that Bogardus and Perrin's explanationist diagnosis seems prima facie hard to make sense of. Let's zero in on the alleged ‘rival explanation’ of the belief under consideration: why exactly should we explain Barney's true belief by appealing to the fact that ‘he's in a region full of structures that look like barns’? The explanation sounds ad hoc, and it doesn't go far enough. Suppose that Barney is back in real barn country, where barns look like barns and are actual barns. Should we also explain Barney's true belief by appeal to the fact that he's in a region full of structures that look like barns? If the explanation doesn't stop at appearances in the good case of real barns, it's unclear why it should stop at appearances in the ‘bad’ case of seeing the only real barn in the mists of papier-mâché copies. After all, in both cases the agent believes that there's a barn because it looks like there's a barn and it's true that there's a barn. The two appearance-based explanations are equally incomplete: Bogardus and Perrin's explanationism seems to lack the resources to provide a principled difference between the two cases. The main motivation for the no-knowledge verdict starts to lose plausibility.

But even granting that their explanationist diagnosis is correct (as I shall charitably grant), it applies at best to one version of the case. For sake of clarity, it is worth distinguishing between two versions of fake barnde re and de dicto respectively.Footnote 12 In the de re version, Barney comes to believe that that object on the hill is a barn. Barney's demonstrative belief is distinctively about that object, that particular barn on the hill. In the de dicto version, Barney comes to believe, more simply, that there is a barn on the hill. The indefinite article is crucial. Barney's de dicto belief is not demonstrative: it is not about that particular barn, it is just the belief that there is a barn on the hill.

With this distinction in play, let's revisit Bogardus and Perrin's explanationist diagnosis. Consider the de re version of fake barn. In this case, the explanationist has to grant knowledge to de re barn beliefs: in fact, they are structurally identical to ordinary cases of knowledgeable perceptual beliefs. Barney truly believes that that very object on the hill is a barn because that very object looks like a barn and it's true that that very object is a barn: Barney forms a demonstrative true belief because that very object looks like and is a barn, not because other objects look like barns. Thus, the explanationist is committed to presence of knowledge de re, just like they predict presence of knowledge in the good case of seeing a barn and in general instances of perceptual knowledge. In general, explanationists do not have much of a choice here: since it would carry over to ordinary perceptual cases, a no-knowledge verdict in the de re version of fake barn would open the door to a significant (and hence disturbing) sceptical threat.

Now, on to the de dicto version. In this case, Bogardus and Perrin's explanationist diagnosis may apply: Barney truly believes that there's a barn on the hill not because it's true that there's a barn on the hill, but because many other objects in that portion of the environment look like barns. If the explanationist aims to capture absence of knowledge in fake barn, then it inevitably has to be absence of knowledge de dicto. Thus, to sum up, Barney knows de re but fails to know de dicto.

This is, however, a problematic result. Suppose that some version of the closure principle on knowledge is true. For instance,

Closure. If one knows P and competently deduces Q from P, thereby coming to believe Q while retaining one's knowledge that P, then one comes to know that Q. (Williamson Reference Williamson2000; Hawthorne Reference Hawthorne, Steup and Sosa2005)

The principle enjoys independent plausibility, but defending it exceeds the scope of this paper. For my purposes, I shall more simply point out that if we conjoin the de re and de dicto versions of fake barn then this independently plausible principle fails. Let's fill in the details as follows: let P and Q be the de re and the de dicto barn propositions respectively. Barney knows (de re) that that very object on the hill is a barn, he competently deduces that since that object is a barn then there's a barn on the hill but, according to Bogardus and Perrin, he fails to know (de dicto) that there's a barn on the hill. Borrowing DeRose's (Reference DeRose1995) terminology, their explanationist analysis is committed to the following ‘abominable’ conjunction: Barney knows that that object on the hill is a barn but he does not know that there's a barn on the hill. We shouldn't accept this result light-heartedly: how could Barney know that that object on the hill is a barn and not know that there's a barn on the hill?Footnote 13

Let me make the same point, but from a different angle. Suppose further that some version of the knowledge norm of assertion is correct. For example,

KNA. One must: assert p if and only if one knows p.

This norm has prominent advocates (e.g., Unger Reference Unger1975; Williamson Reference Williamson2000; Sosa Reference Sosa2015; Simion and Kelp Reference Simion, Kelp and Goldberg2020), but defending it here would also take me too far afield. For my purposes, I shall more simply note that according to Bogardus and Perrin's version of explanationism Barney could permissibly assert the following: “I know that that object on the hill is a barn, but I don't know that there's a barn on the hill”. Given Barney's knowledge de re, this sounds infelicitous. Moreover, if Barney asserted the de dicto proposition that “There's a barn on the hill”, according to Bogardus and Perrin's explanationist condition he would strictly speaking violate the knowledge norm of assertion (though perhaps only blamelessly). This is also implausible: Barney seems intuitively entitled to make this assertion, even more so if we concede with Bogardus and Perrin that he knows de re that that object is a barn. Yet another result we should not accept light-heartedly.Footnote 14

On these last two points, I want to tread carefully. My objection does not rest on accepting the closure principle or the knowledge norm of assertion: the problem has to do with the too simple explanationist diagnosis of very hard fake-barn cases. Even granting that Barney fails to know in fake barn, this applies only to the de dicto and not to the de re version of the vignette. Once we conjoin these two distinct versions, Bogardus and Perrin's explanationist diagnosis turns out untenable. It may well be that the closure principle sometimes fails, but this does not seem an acceptable case of closure failure. It may well be also that the infelicity of Barney's assertion can be explained away by further pragmatic considerations, or that there is no theoretical pressure to square an analysis of knowledge with an independent linguistic norm of assertion. However, granting knowledge de re and denying knowledge de dicto remains problematic, and this is because Bogardus and Perrin's explanationist analysis doesn't provide a complete and plausible treatment of the fake barn vignette. The reason may be this: fake-barn cases are notoriously difficult, and put pressure on very complex analyses of knowledge.Footnote 15 Accordingly, it should not be so surprising that Bogardus and Perrin's explanationist condition cannot properly deal with them. On this front too, their version of explanationism fails to deliver.

Let me take stock. In the last two sections, I have argued that Bogardus and Perrin's explanationist condition remains insufficient for knowledge. In defective stopped clock, their condition is met but knowledge is absent. In fake barn, the no-knowledge verdict applies only to the de dicto version of the case, and this consequently leads to a problematic closure failure. Overall, the explanationist analysis fails to provide a satisfactory diagnosis of the two main types of Gettier-style cases.Footnote 16 As I proceed to argue next, a different modalist approach handles the very same cases rather easily.

3. Modalism defended

For my defence of modalism, I propose and endorse this formulation of the safety condition:

Safety. In most or all close possible worlds in which S believes that p via the same method of belief formation M that S uses in the actual world and S occupies the same environment E that S occupies in the actual world, p is true.

Two points of clarifications are in order. First, like other formulations of safety, this version allows for safety failure in case of false beliefs in different propositions than p. The focus is not on whether a belief-forming method M employed in an environment E yields true beliefs only in p, but also in propositions relevantly similar to p.Footnote 17 Second, and unlike other formulations of safety, this version is relative to both methods and environments. Such double index betters captures the spirit of the safety condition on knowledge. Safety theorists aim to assess whether a specific enough belief-forming method would produce true beliefs in relevantly similar situations: to make such an assessment, it's crucial to focus on the method and the environment where the method is employed. Consider a non-epistemic case: if we aim to assess whether a car is safe, we will make sure to drive it in a suitably specified environment (say, in appropriate driving conditions). In general, judgements on safety tacitly assume environmental factors, so it's worth making these factors explicit in the formulation of the safety condition on knowledge. In light of these points, I will now show that such refined version of safety is immune to the atomic clock counterexample and handles the previous Gettier cases better than explanationism. With an eye on these two theoretical virtues, I shall finally reassess the score in the debate between the explanationist and the modalist.

Let's begin with the knockdown counterexample. The explanationist rejects every modalist analysis because of cases like atomic clock: subjects know in the actual world and yet they form a false belief in a very similar nearby world. The case purportedly shows that modal conditions such as safety are not necessary for knowledge. However, for the case to have teeth, the error-possibility has to obtain in a similar nearby world, and it is notoriously difficult to individuate exactly which worlds count as relevantly similar and sufficiently close. To reach a higher level of precision, we should not assess atomic clock by relying on the ordinary sense of ‘close’ or ‘similar’. Instead, we should focus on the relevant subjunctive conditionals and hold fixed not only the method employed but also (and most crucially) the environment in which it is employed.Footnote 18 Thus, let's ask: were S to form beliefs via the same method M in the same environment E, would she continue to believe truly? With the proper focus on the relevant worlds, the answer is ‘yes’. In Atomic clock, the error-possibility requires a change in the environment: the isotope has to decay. If we keep both method and environment fixed and we focus on the worlds where the subject reads from the atomic clock and the isotope doesn't decay, then the subject continues forming true beliefs. The safety condition is satisfied: accordingly, the knowledge verdict is aptly captured. Consider the following figures:

Following Lewis (Reference Lewis1973, Reference Lewis1986), let's imagine possible worlds falling into concentric circles centred on the actual world (the black sphere), with “proximity serving as a [visual] metaphor for similarity” (Smith Reference Smith2016: 106). Figure 1 represents the atomic clock counterexample. The wide dotted sphere includes the worlds where only the method (reading from the atomic clock) is held fixed: since the isotope decays, in these worlds the subject's belief is false. Figure 2 highlights the benefits of a double index to methods and environments. In the smaller striped sphere, we see the close similar worlds where both the method (reading from the clock) and the environment (the isotope does not decay) are held fixed: in such worlds, the subject's belief is true. Crucially, the belief turns out false only in the further dotted sphere, namely in the less similar worlds where the method is fixed but the environment changes. In the similar close worlds in the striped sphere, the subject's belief remains true: for the belief to be false, we need to travel out to the worlds in the next sphere, which may be similar but not similar enough to threaten a properly understood safety condition.

Fig 1. The dotted sphere represents the close worlds where only the method is held fixed. In these worlds, the belief under consideration is false and unsafe.

Fig 2. The striped sphere represents the close worlds where both the method and the environment are held fixed. In these worlds, the belief under consideration is true and safe.

In atomic clock, the explanationist focusses on worlds that may seem intuitively close but nonetheless require a change in the environment: this change places them further away from the actual world. Thus, the case is not strong enough to motivate a full rejection of modalism. It's easy to come up with error-possibilities, but way harder to evaluate precisely how close they are: given a suitable index to both methods and environments, the error-possibility that the explanationist is appealing to is not after all close enough to render the target belief unsafe. Accordingly, the knockdown counterexample to modalism does not apply to the formulation of safety I am offering here. To do away with modal conditions on knowledge, the explanationist must do better.

Now, let's look at the Gettier cases that explanationism struggled with. Equipped with the refined safety condition canvassed above, the modalist accommodates the right verdict in each vignette. Consider again defective stopped clock. Since the clock actually stops at 8:22 pm, we should focus on the close worlds where the clock remains stopped. Russell's belief is not safe, and hence does not amount to knowledge: in the close worlds where Russell looks at the stopped clock, he too easily forms a false belief about the time. In fact, Russell too easily forms false beliefs in distinct but relevantly similar propositions. Suppose that, two minutes later, Russell forms the belief that two minutes have passed since 8:22 pm. Since the clock would still read 8:22 pm, Russell's belief in this distinct but relevantly similar proposition is false. Unlike the explanationist analysis, this refined formulation of safety correctly predicts that Russell fails to know.

Next, on to fake barn. A properly understood safety condition delivers a no-knowledge verdict in both the de re and de dicto versions of the vignette. This is due, once again, to the fact that safety is best understood as globalised to a set of relevantly similar propositions. The agent lacks knowledge de re because they would easily form a false belief in distinct and yet relevantly similar de dicto and de re propositions. Barney fails to know that the very object he is looking at is a barn because in close possible worlds he could have easily formed the false belief that there's a barn on the hill, or that another barn-looking object is three-dimensional, inhabited by farmers, meant to stock hay, and so on (cf. Bernecker Reference Bernecker2020: 5107). Crucially, by denying knowledge to the de re version of fake barn, this version of safety avoids the closure failure that the explanationist is inevitably committed to. On this count too, modalism is superior – and hence preferable – to explanationism.

Before concluding, one final and very important caveat. I do not pretend to have shown that the superiority of modalism is definitive. I am well aware that no formulation of safety is problem-free: modal conditions on knowledge incur serious (and perhaps unavoidable) difficulties.Footnote 19 One key aspect where explanationism does generally better than virtually any version of modalism is the case of knowledge of necessary truths which, as such, are true in every nearby world and thus trivially safe. Worse still for the sufficiency of modalist conditions on knowledge, the absence of an explanatory connection between the method employed and the truth of the belief in question suggests that beliefs in necessary truths may be only luckily true. Conversely, given the key focus on explanatory – rather than modal – connections between belief and truth, explanationists easily deal with such long-standing problems afflicting modalist analyses of knowledge.Footnote 20 For all these reasons, a full-fledged defence of modalism exceeds the scope of this paper. My aim is far more modest: all I argue is that when it comes to the Gettier-style cases considered here, my modalist condition easily delivers the intuitively correct verdicts, while Bogardus and Perrin's explanationist analysis clearly does not. This gives us defeasible but strong enough reason to prefer my modalist approach to Bogardus and Perrin's explanationist alternative.

4. Concluding remarks

I have considered two competing approaches to the task of capturing the notion of non-accidentality in the analysis of knowledge: the explanationist and the modalist. I focused mostly on the most recent version of the former, and found it wanting. Bogardus and Perrin's explanationist approach promises to offer a full-blooded reductive analysis of knowledge without modal conditions. However, when tested against a broader range of Gettier-style cases, such an approach does not live up to its promises. Their explanationist condition is not sufficient for knowledge: in defective stopped clock, the agent believes that p because p is true, and yet they lack knowledge. Moreover, their version of explanationism fails to provide a satisfactory diagnosis of fake-barn cases: by delivering a knowledge verdict de re and an ignorance verdict de dicto, Bogardus and Perrin are committed to a troublesome closure failure. I take this to be a more general indication of the inadequacy of the explanationist approach: however unpacked, the notion of explanation does not seem to be well suited to deliver a satisfactory analysis of knowledge. It is of course possible that other versions of explanationism may do better than Bogardus and Perrin's, but in light of the present discussion their specific explanationist proposal remains problematic.

What about the modalist? Far from being perfect, the safety condition canvassed above has at least two important virtues. First, it escapes the knockdown counterexample raised against any modalist approach: atomic clock poses no threat to such refined formulation of safety. Second, it has a relatively easy time in dealing with the same Gettier cases that beset explanationism: the formulation delivers the correct verdict of ignorance in each of the Gettier-style vignettes considered in this paper. Does this suggest that some version of the safety condition ultimately yields a successful analysis of knowledge? I very much doubt it, and epistemologists should not get their hopes up. However, if there exists such an analysis at all, it is more likely to rest on a modal rather than an explanationist condition – or at least so I've argued here.Footnote 21

Footnotes

1 For an overview of post-Gettier epistemology, see Ichikawa and Steup (Reference Ichikawa and Steup2012). For a more historically informed perspective, see Antognazza (Reference Antognazza2015). For discussion of Gettier-style counterexamples raised specifically against the sufficiency of modal conditions on knowledge, see in particular Goldberg (Reference Goldberg2015: section 1) and Grundmann (Reference Grundmann2018: section 3).

2 For instance, Faraci (Reference Faraci2019), Bogardus and Perrin (Reference Bogardus and Perrin2020), Korman and Locke (Reference Korman and LockeForthcoming a). Less recent advocates include Goldman (Reference Goldman1984), Rieber (Reference Rieber1998), Neta (Reference Neta2002), Jenkins (Reference Jenkins2005).

4 Nozick (Reference Nozick1981: 173) and Pritchard (Reference Pritchard2012: 1, Reference Pritchard2014: 94) offer sensitivity and safety as anti-Gettier conditions.

5 Hyperintensional notions distinguish between necessarily equivalent contents and block substitution salva veritate. It is widely agreed that explanation is hyperintensional: there's a truth-conditional difference between “I am in danger because Doctor Jekyll is in the room” and “I am in danger because Mr. Hyde is in the room”, even though Doctor Jekyll and Mr. Hyde are intensionally equivalent terms. For a state-of-the-art overview of hyperintensionality, see Berto and Nolan (Reference Berto and Nolan2021).

6 A quick but important terminological clarification: unless specified otherwise, I will henceforth use ‘explanationism’ and ‘the explanationist’ to refer to Bogardus and Perrin's specific version of explanationism.

7 In the explanationist's own words: “Such a case nicely pries apart our concept of knowledge from our concepts of safety and sensitivity, by polluting very many of the ‘nearby’ worlds with false beliefs while maintaining a tight enough connection between belief and its truth to allow for knowledge” (Bogardus and Perrin Reference Bogardus and Perrin2020: 4). For more counterexamples against the necessity of safety for knowledge, see Neta and Rohrbaugh (Reference Neta and Rohrbaugh2004), Comesaña (Reference Comesaña2005) and Kelp (Reference Kelp2009). I return to this counterexample in section 3, and I show it to be toothless against my version of modalism.

8 Following Pritchard (Reference Pritchard2012), this is a standard Gettier case featuring intervening luck: the agent's belief is initially false, but it then hits upon the truth courtesy of a stroke of luck. Differently, non-standard fake-barn cases display environmental luck: the agent's belief is true, but it could have easily been false given the environment where it was formed.

9 Or can you? Explanationists may bite the bullet and hold that the agent knows in defective stopped clock. I anticipate the following problems with this response. First, linguistic evidence tells against utterances like “I took a reading from a stopped clock, and I came to know the time”. Upon reflection, this knowledge attribution sounds implausible. Second, the case features the double stroke of luck typical of Gettier-style vignettes: one bad (the clock stops) and one good (the clock stops at an only accidentally correct time). If knowledge is absent in the original version, it should be absent in this structurally similar version too. Perhaps the explanationist could treat the case as an unusual instance of testimony: Russell gains knowledge from an unreliable source as in other alleged cases of unreliable testimonial knowledge (Hawthorne Reference Hawthorne2004: 68; Goldberg Reference Goldberg2005). While I take this to be the most promising response, I think it rests on a too inclusive (and hence distorted) conception of testimony: the case doesn't involve a single speech act, arguably a key defining feature of testimonial knowledge. For reasons of space, I will not pursue this issue further.

10 For the purpose of this paper, I shall grant to Bogardus and Perrin that some no-knowledge verdict in fake barn is correct. However, I also note that both epistemologists (Lycan Reference Lycan and Hetherington2006; Sosa Reference Sosa2010: 472–3; Turri Reference Turri2016; Schellenberg Reference Schellenberg2018: 211) and experimental philosophers (Colaço et al. Reference Colaço, Buckwalter, Stich and Machery2014) have adduced arguments to challenge the correctness of the no-knowledge verdict in fake barn. Accordingly, I care to emphasise that, unlike defective stopped clock, the ensuing objections do not clearly apply to other versions of explanationism that provide a different diagnosis of fake-barn cases. I am grateful to an anonymous reviewer for pushing me to clarify this point.

11 Another early advocate of explanationism, Alan Goldman (Reference Goldman1984: 44), also agrees: “In such cases … the proper explanation for the belief appeals to the broader context of the perceiver's being in the vicinity of all these look-alike objects, any of which would produce the belief in question.” Bogardus and Perrin acknowledge Alan Goldman's point in a footnote (Bogardus and Perrin Reference Bogardus and Perrin2020: 16, footnote 23).

12 For discussion of de re barn beliefs, see Brown (Reference Brown2000), Pryor (Reference Pryor2004: 71), Hawthorne (Reference Hawthorne2004: 56, footnote 17), Hiller and Neta (Reference Hiller and Neta2007: 312), and Bernecker (Reference Bernecker2020: 5107).

13 For similar reasons, Bogardus and Perrin's version of explanationism also struggles with Kripke's red barn example (Kripke Reference Kripke2011: Chapter 7).

14 See Hawthorne (Reference Hawthorne, Steup and Sosa2005: 32) for a defence of closure principles of knowledge based on considerations of conversational propriety.

15 As McGlynn (Reference McGlynn2014: 173) nicely puts it: “Barn cases seem to bring out just how demanding a state knowledge really is; the moral seems to be that knowing that p makes demands on one's external environment to a greater degree than we might have otherwise expected.” McGlynn's remarks equally apply to the explanationist analysis: knowing that p makes demands to one's external environment to a greater degree than just believing p because p is true.

16 To forestall misunderstanding and for sake of clarity, I shall briefly consider a line of response on behalf of the explanationist. In a short footnote, Bogardus and Perrin (Reference Bogardus and Perrin2020: 17, footnote 27) claim that since warrant entails truth, under explanationism there are no justified beliefs without knowledge and thus, a fortiori, no Gettier cases. This move does not let the explanationist off the hook. Firstly, factive justification incurs what Kelp (Reference Kelp2018: 84) helpfully dubs the ‘new’ Gettier problem, the problem to explain why agents lack justification in Gettier-style cases. On this point, explanationists remain suspiciously silent. Secondly, and more importantly, even granting that Gettiered agents lack justification, they nevertheless fail to know: at best, they have a true belief rather than a justified true belief. The explanationist condition remains insufficient for knowledge regardless of whether justification is present. Overall, this move does not help the explanationist with the cases considered in this paper.

17 Brown (Reference Brown2000), Williamson (Reference Williamson2000) and Pritchard (Reference Pritchard2012) advocate similar versions of global-method safety. See Rabinowitz (Reference Rabinowitz2011), Bernecker (Reference Bernecker2020: section 3), and Hirvelä (Reference Hirvelä2019) for discussion.

18 A word of caution on the methodology adopted here. I invoke subjunctive conditionals because they give us a better grip on which worlds count as relevantly close. By attending to these properly formulated conditionals and focussing on their truth-values, we get a better (though not perfect) understanding of the modal profile of the belief under consideration. Crucially, this is not the only way to flesh out the safety condition: rather, it's just a useful heuristic to achieve clearer judgements about especially controversial cases. See Bogardus (Reference Bogardus2014: 6–9) for similar remarks and Smith (Reference Smith2016: 111–16) for an illuminating discussion on the modal structure of the safety condition on knowledge.

19 Modalists face four uphill battles in the form of the following questions. First, in what sense are beliefs, methods and environments relevantly similar? The vagueness of the notion of similarity is a well-known source of problems for modalism. Second, how do we individuate the set of propositions that the safety condition is globalised to? Modalists usually rely on an intuitive grasp of the set of relevantly similar propositions without being too specific on this point. Third, how fine-grained does the individuation of the belief-forming method and environments have to be? This is a version of the generality problem, which has plagued modalist analyses of knowledge for a long time. While certainly pressing, I hasten to flag that none of these issues affect my modest defence of modalism: the action here is primarily on Gettier-style cases rather than on the more general problems that affect modalism.

20 See especially Faraci (Reference Faraci2019: 12–15), Korman and Locke (Reference Korman and LockeForthcoming b: section 3) and Lutz (Reference Lutz and Shafer-Landau2020) for discussion of the advantages of explanationism over modalism in the case of beliefs in necessary truths. See Hirvelä (Reference Hirvelä2019) for a promising modalist attempt to deal with the issue.

21 I would like to thank Chris Kelp, Adam Carter, Sven Bernecker, Lilith Newton and Giada Fratantonio for useful conversations on the topic of this paper. Thanks also to an anonymous reviewer and an associate editor for very constructive comments on an earlier version of this paper. This project has received generous funding from the Scottish Graduate School for Arts and Humanities.

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Figure 0

Fig 1. The dotted sphere represents the close worlds where only the method is held fixed. In these worlds, the belief under consideration is false and unsafe.

Figure 1

Fig 2. The striped sphere represents the close worlds where both the method and the environment are held fixed. In these worlds, the belief under consideration is true and safe.