Hostname: page-component-586b7cd67f-t7fkt Total loading time: 0 Render date: 2024-11-20T13:42:13.481Z Has data issue: false hasContentIssue false

Managing rainwater, improving livelihoods: assessing impacts using a Rainwater–Livelihoods–Poverty Index (RLPI)

Published online by Cambridge University Press:  10 May 2013

Kindie Getnet
Affiliation:
International Water Management Institute (IWMI), East Africa & Nile Basin Office, P.O. Box 5689, Addis Ababa, Ethiopia. Tel: +251-(0)11-6172252. E-mail: [email protected]
Geremew Kefyalew
Affiliation:
Wolaita Sodo University, Ethiopia. E-mail: [email protected]

Abstract

Assessing and empirically measuring the development impact of rainwater management innovations to inform related decisions remains conceptually and methodologically difficult. Whether it is empirically more appropriate to assess and measure the impact pathways than the impact per se remains an important methodological issue. This paper proposes a Rainwater–Livelihoods–Poverty Index (RLPI) as a comprehensive and participatory impact pathway assessment technique with measurable indicators recapitulating the sustainable livelihoods framework. The methodological contributions to rainwater impact assessment are two-fold. First, the RLPI explicitly incorporates intermediate processes and impact pathways as important factors affecting the development impacts of rainwater-related interventions. Second, the RLPI combines quantitative and qualitative household response data into a single yet meaningful quantitative impact indicator. This makes the methodology participatory, allowing farmers engagement to use their knowledge (as local expert observers) in informing rainwater management decisions. The methodology is empirically tested in Diga district (western Ethiopia) and validated using expert opinions.

Type
Research Article
Copyright
Copyright © Cambridge University Press 2013 

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

REFERENCES

Amha, R. (2006), Impact Assessment of Rainwater Harvesting Ponds: The Case of Alaba Woreda, Ethiopia, M.Sc. thesis, Addis Ababa University, Ethiopia.Google Scholar
Ansoms, A. and McKay, A. (2010), ‘A quantitative analysis of poverty and livelihood profiles: the case of rural Rwanda’, Food Policy 35: 584598.Google Scholar
Bagchi, D.K., Blaikie, P., Cameron, J., Chattopadhyay, M., Gyawali, N., and Seddon, D. (1998), ‘Conceptual and methodological challenges in the study of livelihood trajectories: case-studies in Eastern India and Western Nepal’, Journal of International Development 10: 453468.Google Scholar
Bond, R. and Mukherjee, N. (2002), ‘Livelihood asset status tracking: an impact monitoring tool?’, Journal of International Development 14: 805815.Google Scholar
Brown Gaddis, E.J., Falk, H.H., Ginger, C., and Voinov, A. (2010), ‘Effectiveness of a participatory modeling effort to identify and advance community water resource goals in St. Albans, Vermont’, Environmental Modelling Software 25: 14281438.Google Scholar
Castillo, G.E. and Namara, R.E. (2007), ‘Reversing the flow: agricultural water management pathways for poverty reduction’, in Molden, D. (ed.), Comprehensive Assessment of Agricultural Water Management, London: Earthscan, and Colombo, IWMI, pp. 149191.Google Scholar
Chowdhury, S. and Squire, L. (2006), ‘Setting weights for aggregate indices: an application to the commitment to Development Index and Human Development Index’, Journal of Development Studies 42: 761771.Google Scholar
Cohen, A. and Sullivan, C.A. (2010), ‘Water and poverty in rural China: developing an instrument to assess the multiple dimensions of water and poverty’, Ecological Economics 69: 9991009.Google Scholar
Critchley, W. and Gowing, J. (eds) (2012), Water Harvesting in Sub-Saharan Africa, London: Routledge.Google Scholar
de Fraiture, C., Karlberg, L., and Rockström, J. (2009), ‘Can rainfed agriculture feed the world? An assessment of potentials and risk’, in Wani, S.P., Rockström, J. and Oweis, T. (eds), Rainfed Agriculture: Unlocking the Potential, Wallingford: CABI, pp. 124132.Google Scholar
Descheemaeker, K., Amede, T., and Haileslassie, A. (2010), ‘Improving water productivity in mixed crop-livestock farming systems of sub-Saharan Africa’, Agricultural Water Management 97: 579586.Google Scholar
DFID (1999), Sustainable Livelihoods Guidance Sheets, London: DFID.Google Scholar
Douthwaite, B., Kuby, T., van de Fliert, E., and Schulz, S. (2003), ‘Impact pathway evaluation: an approach for achieving and attributing impact in complex systems’, Agricultural Systems 78: 243265.CrossRefGoogle Scholar
Dreze, J. (2002), ‘On research and action’, Economic and Political Weekly 37: 817819.Google Scholar
Ellis, F. (1998), ‘Household strategies and rural livelihood diversification’, Journal of Development Studies 35: 138.Google Scholar
Faltermeier, L. and Abdulai, A. (2009), ‘The impact of water conservation and intensification technologies: empirical evidence for rice farmers in Ghana’, Agricultural Economics 40: 365379.Google Scholar
Faurès, J.M. and Santini, G. (eds) (2008), Water and the Rural Poor: Interventions for Improving Livelihoods in Sub-Saharan Africa, Rome: FAO.Google Scholar
Fox, P., Rockstrom, J., and Barron, J.P. (2005), ‘Risk analysis and economic viability of water harvesting for supplemental irrigation in semi-arid Burkina Faso and Kenya’, Agricultural Systems 83: 231250.Google Scholar
Gottret, M. and White, D. (2001), ‘Assessing the impact of integrated natural resource management: challenges and experiences’, Conservation Ecology 5: 17.Google Scholar
Hahn, M.B., Riederer, A.M., and Foster, S.O. (2009), ‘The Livelihood Vulnerability Index: a pragmatic approach to assessing risks from climate variability and change – a case study in Mozambique’, Global Environmental Change 19: 7488.Google Scholar
Hatibu, N., Mutabazi, K., Senkondo, E.M., and Msangi, A.S.K. (2006), ‘Economics of rainwater harvesting for crop enterprises in semi-arid areas of East Africa’, Agricultural Water Management 80: 7486.Google Scholar
Hemphill, L., Berry, J., and McGreal, S. (2004), ‘An indicator-based approach to measuring sustainable urban regeneration performance: Part 1, conceptual foundations and methodological framework’, Urban Studies 41: 725755.CrossRefGoogle Scholar
Hosack, G.R., Hayes, K.R., and Dambacher, J.M. (2008), ‘Assessing model structure uncertainty through analysis of system feedback and Bayesian networks’, Ecological Applications 18: 10701082.CrossRefGoogle ScholarPubMed
Hussain, I. (2005), Pro-poor Intervention Strategies in Irrigation Agriculture in Asia: Poverty in Irrigated Agriculture-Issues, Lessons, Options and Guidelines, Colombo: International Water Management Institute and Asian Development Bank.Google Scholar
Hussain, I. (2007), ‘Poverty-reducing impacts of irrigation: evidence and lessons’, Irrigation and Drainage 56: 147164.Google Scholar
IFAD (2011), ‘New Realities, New Challenges: New Opportunities for Tomorrow's Generation’, Rural Poverty Report 2011, International Fund for Agricultural Development, Rome.Google Scholar
Joshi, P.K., Jha, A.K., Wani, S.P., Joshi, L. and Shiyani, R.L. (2005), ‘Meta-analysis to assess impact of watershed program and people's participation’, Comprehensive Assessment Research Report No. 8, Comprehensive Assessment Secretariat, Colombo.Google Scholar
Kassie, M., Holden, S., Kohlin, G., and Bluffstone, R. (2008), ‘Economics of soil conservation adoption in high-rainfall areas of the Ethiopian Highlands’, Discussion Paper No. Efd DP 08-09, Environment for Development, Gothenburg.Google Scholar
Kemp-Benedict, E., Bharwani, S., de la Rosa, E., Krittasudthacheewa, C., and Matin, N. (2009), Assessing Water-related Poverty Using the Sustainable Livelihoods Framework, Stockholm: Stockholm Environment Institute.Google Scholar
Krueger, T., Page, T., Hubacek, K., Smith, L., and Hiscock, K. (2012), ‘The role of expert opinion in environmental modelling’, Environmental Modelling & Software 36: 115.CrossRefGoogle Scholar
Lawrence, P., Meigh, J., and Sullivan, C. (2002), ‘The Water Poverty Index: an international comparison’, Keele Economics Research Paper No. 2002/19, Keele University, Keele.Google Scholar
Lazaro, E.A, Senkondo, E.M., and Kajiru, G.J. (2000), ‘Fitting RWH into the social-economic environment: ensuring acceptability and sustainability’, in Hatibu, N. and Mahoo, H.F. (eds), Rainwater Harvesting for Natural Resources Management, RELMA Technical Handbook No. 22, Nairobi: REMLA, pp. 87100.Google Scholar
Leal, J., Wordsworth, S., Legood, R., and Blair, E. (2007), ‘Eliciting expert opinion for economic models: an applied example’, Value in Health 10: 194203.Google Scholar
Lindenberg, M. (2002), ‘Measuring household livelihood security at the family and community level in the developing world,World Development 30: 301318.Google Scholar
Lodha, P.P. and Gosain, A.K. (2008), ‘Impact of watershed management on livelihoods: quantification and assessment’, Land Use and Water Resources Research 8: 17.Google Scholar
Malesu, M.M., Oduor, A.R., and Odhiambo, O.J. (eds) (2007), ‘Green Water Management Handbook: Rainwater Harvesting for Agricultural Production and Ecological Sustainability’, Technical Manual No. 8, World Agroforestry Centre (ICRAF), Nairobi, and Netherlands Ministry of Foreign Affairs.Google Scholar
Merrey, D.J. (2007), ‘Policy and institutional reform: the art of the possible’, in Molden, D. (ed.), Comprehensive Assessment of Agricultural Water Management, London: Earthscan, and Colombo: IWMI, pp. 193231.Google Scholar
Merrey, D. and Gebreselassie, T. (2011), ‘Promoting improved rainwater and land management in the Blue Nile (Abay) basin of Ethiopia’, NBDC Technical Report No. 1, ILRI, Nairobi.Google Scholar
Molden, D. (2007a), Water for Food, Water for Life: A Comprehensive Assessment of Water Management in Agriculture, London: Earthscan, and Colombo: IWMI.Google Scholar
Molden, D. (2007b), ‘Agriculture water use – meeting the challenge of food security, poverty reduction, and environmental sustainability’, in Molden, D. (ed.), Comprehensive Assessment of Agricultural Water Management, London: Earthscan, and Colombo: IWMI, pp. 137.Google Scholar
Molle, F. and Mollinga, P. (2003), ‘Water poverty indicators: conceptual problems and policy issues’, Water Policy 5: 529544.Google Scholar
Nassef, M. and Belayhun, M. (2011), Synthesis of Existing Knowledge and Experience: On the Provision of Water Supplies to Pastoral Communities in Ethiopia, Version 1, Synthesis and Reports, RiPPLE, Save the Children USA, CARE Ethiopia, UKaid/DFID, and USAID, [Available at] http://www.rippleethiopia.org.Google Scholar
Nguefack-Tsague, G., Klasen, S., and Zucchini, W. (2011), ‘On weighting the components of the Human Development Index: a statistical justification’, Journal of Human Development and Capabilities 12: 183202.Google Scholar
Oliver, D., Fish, R.D., Winter, M., Hodgson, C.J., Heathwaite, A.L., and Chadwick, D.R. (2012), ‘Valuing local knowledge as a source of expert data: farmer engagement and the design of decision support systems’, Environmental Modelling & Software 36: 7685.Google Scholar
Pagiola, S., (1998), Economic Analysis of Incentives for Soil Conservation, Washington, DC: World Bank Environment Department.Google Scholar
Rao, V. (2002), ‘Experiments in “participatory econometrics”: improving the connection between economic analysis and the real world’, Economic & Political Weekly 37: 1824.Google Scholar
Rockström, J. (2007), ‘Managing water in rainfed agriculture’, in Molden, D. (ed.), Comprehensive Assessment of Agricultural Water Management, London: Earthscan, and Colombo: IWMI, pp. 315352.Google Scholar
Rockström, J., Barron, J., and Fox, P. (2002), ‘Rainwater management for increased productivity among small-holder farmers in drought prone environments’, Physics and Chemistry of the Earth 27: 949959.Google Scholar
Rockström, J., Karlberg, L., Wani, S.P., Barron, J., Hatibu, N., Oweis, T., Bruggeman, A., Farahani, J., and Qiang, Z. (2010), ‘Managing water in rainfed agriculture: the need for a paradigm shift’, Agricultural Water Management 97: 543550.Google Scholar
Saisana, M. and Tarantola, S. (2002), State-of-the-Art Report on Current Methodologies and Practices for Composite Indicator Development, Ispra: European Commission Joint Research Centre, Institute for the Protection and the Security of the Citizen, Technological and Economic Risk Management Unit.Google Scholar
Saisana, M., Saltelli, A., and Tarantola, S. (2005), ‘Uncertainty and sensitivity analysis techniques as tools for the quality assessment of composite indicators’, Journal of the Royal Statistical Society: Series A 168: 307323.Google Scholar
Samson, E., Belayneh, B., Degeye, G., Belay, K., Demeksa, T., Estifanos, W., Zelalem, L., Addisu, D., Tucker, J., and Zemede, A. (2010), ‘Income diversification through improved irrigation in Ethiopia: impacts, constraints and prospects for poverty reduction. Evidence from East Harerghe Zone, Oromia Region, Ethiopia’, Working Paper No. 14, Research-inspired Policy and Practice Learning in Ethiopia and the Nile Region (RiPPLE), Addis Ababa.Google Scholar
Scoones, I. (1998), ‘Sustainable rural livelihoods: a framework for analysis’, IDS Working Paper No. 72, Institute of Development Studies, Brighton.Google Scholar
Soussan, J. (2004), Water and Poverty: Fighting Poverty through Water Management, Manila: Asian Development Bank.Google Scholar
Stroud, A. (2004), ‘Understanding people, their livelihood systems, demands and impact of innovations to advance development’, Uganda Journal of Agricultural Sciences 9: 797818.Google Scholar
Sullivan, C.A., Cohen, A., Faurès, J.M., and Santini, G. (2003a), The Rural Water Livelihoods Index, [Available at] http://www.fao.org/nr/water/docs/FAOW_RWLI_paper.pdf.Google Scholar
Sullivan, C.A., Meigh, J.R., Giacomello, A.M., et al. (2003b), ‘The Water Poverty Index: development and application at the community scale’, Natural Resources Forum 27: 189199.Google Scholar
UNDP (1990), Human Development Report 1990, New York: Oxford University Press.Google Scholar
UNDP (2010), The Real Wealth of Nations: Pathways to Human Development, Human Development Report 2010, 20th Anniversary edition, UNDP, New York.Google Scholar
Voinov, A. and Bousquet, F. (2010), ‘Modelling with stakeholders’, Environmental Modelling & Software 25: 12681281.Google Scholar
Wani, S.P., Rockström, J., and Oweis, T. (eds) (2009), ‘Rainfed Agriculture: Unlocking the Potential’, Wallingford: CABI.Google Scholar
Winkler, R.L. and Clemen, R.T. (2004), ‘Multiple experts vs. multiple methods: combining correlation assessments’, Decision Analysis 1: 167176.CrossRefGoogle Scholar
Bank, World (2005), Shaping the Future of Water for Agriculture: A Sourcebook for Investment in Agricultural Water Management, Washington, DC: World Bank.Google Scholar