Hostname: page-component-586b7cd67f-rcrh6 Total loading time: 0 Render date: 2024-11-23T04:37:22.762Z Has data issue: false hasContentIssue false

France, Russia, China: A Structural Analysis of Social Revolutions

Published online by Cambridge University Press:  03 June 2009

Theda Skocpol
Affiliation:
Harvard University
Rights & Permissions [Opens in a new window]

Extract

Core share and HTML view are not available for this content. However, as you have access to this content, a full PDF is available via the ‘Save PDF’ action button.

'A revolution', writes Samuel P. Huntington in Political Order in Changing Societies, 'is a rapid, fundamental, and violent domestic change in the dominant values arfd myths of a society, in its political institutions, social structure, leadership, and government activities and policies'.1 In The Two Tactics of Social Democracy in the Democratic Revolution, Lenin provides a different, but complementary perspective: 'Revolutions', he says, 'are the festivals of the oppressed and the exploited. At no other time are the masses of the people in a position to come forward so actively as creators of a new social order'.

Type
The Analysis of Revolution
Copyright
Copyright © Society for the Comparative Study of Society and History 1976

References

This article represents a shortened and revised version of a paper presented at the Session on Revolutions of the 1973 Meetings of the American Sociological Association. For criticism, advice (not all of it heeded), intellectual stimulation and encouragement offered to the author in the long course of preparing this paper, thanks go to: Daniel Bell, Mounira Charrad, Linda Frankel, George Homans, S. M. Lipset, Gary Marx, John Mollenkopf, Barrington Moore, Jr., Bill Skocpol, Sylvia Thrupp and Kay Trimberger.

1 Huntington, Samuel P., Political Order in Changing Societies (New Haven: Yale University Press, 1968), p. 264.Google Scholar

2 Possony, Stephan T., ed., The Lenin Reader (Chicago: Henry Regnery Company, 1966), p. 349.Google Scholar

3 For important examples see: Ted Robert, Gurr, Why Men Rebel (Princeton, New Jersey: Princeton University Press, 1970);Google ScholarSmelser, Neil J., Theory of Collective Behavior (New York: The Free Press of Glencoe, 1963),CrossRefGoogle Scholar and Eckstein, Harry, ‘On the Etiology of Internal Wars’, History and Theory 4(2) (1965).CrossRefGoogle Scholar

4 Crane, Brinton, The Anatomy of Revolution (New York: Vintage Books, 1965;Google Scholar original edition, 1938); Edwards, Lyford P., The Natural History of Revolution (Chicago: University of Chicago Press, 1971;Google Scholar originally published in 1927); Petee, George Sawyer, The Process of Revolution (New York: Harper and Brothers, 1938);Google Scholar and Hopper, Rex D., ‘The Revolutionary Process’, Social Forces 28 (03, 1950): 270–9.CrossRefGoogle Scholar

5 Eckstein, Harry, ed., Internal War (New York: The Free Press, 1964), p. 8.Google Scholar

6 Ibid., p.10.

7 See: Nagel, Ernest, ed., John Stuart Mill's Philosophy of Scientific Method (New York: Hafner Publishing Co., 1950);Google ScholarBloch, Marc, ‘Toward a Comparative History of European Societies’, in Lane, Frederic C. and Riemersma, Jelle C., eds., Enterprise and Secular Change (Homewood, Illinois: The Dorsey Press, 1953), pp. 494521;Google ScholarJrSewell, William H., ‘Marc Bloch and the Logic of Comparative History’, History and Theory 6(2) (1967): 208–18;CrossRefGoogle Scholar Neil J. Smelser, ‘The Methodology of Comparative AnalysisS.’, (unpublished draft); and Lipset, S. M., Revolution and Counterrevolution (New York: Anchor Books, 1970), part I.Google Scholar

8 In formulating the ‘agrarian bureaucracy’ societal type concept, I have drawn especially upon the work and ideas of Eisenstadt, S. N. in The Political Systems of Empires (New York: The Free Press, 1963);Google ScholarJrMoore, Barrington, in Social Origins of Dictatorship and Democracy (Boston: Beacon Press, 1967);Google Scholar and Fried, Morton H., ‘On the Evolution of Social Stratification and the State’, pp. 713–31Google Scholar in Diamond, Stanley, ed., Culture in History (New York: Columbia University Press, 1960).Google ScholarPubMed The label ‘agrarian bureaucracy’ is pilfered from Moore. Clear-cut instances of agrarian bureaucratic societies were: China, Russia, France, Prussia, Austria, Spain, Japan, Turkey.

9 Hopkins, Terence K. and Wallerstein, Immanuel, ‘The Comparative Study of National Societies’, Social Science Information 6 (1967), 39.CrossRefGoogle Scholar

10 See Wallerstein, Immanuel, The Modern World System: Capitalist Agriculture and the Origins of the European World-Economy in the Sixteenth Century (New York and London: Academic Press, 1974).Google Scholar

11 Hobsbawm, E.J.Industry and Empire (Baltimore, Md.: Penguin Books, 1969).Google Scholar

12 See Dorn, Walter L., Competition for Empire, 1740–1763 (New York: Harper and Row, 1963; originally, 1940).Google Scholar

13 Lasch, Christopher, The New Radicalism in America (New York: Vintage Books, 1967), p. 141.Google Scholar

14 Gerschenkron, Alexander, ‘Problems and Patterns of Russian Economic Development’, pp. 4272Google Scholar in Black, Cyril E., ed., The Transformation of Russian Society (Cambridge, Mass.: Harvard University Press, 1960).CrossRefGoogle Scholar

15 Robinson, Geroid Tanquary, Rural Russia Under the Old Regime (Berkeley and Los Angeles: University of California Press, 1969; originally published in 1932), Chap. 11.Google Scholar

16 Chamberlin, William Henry, The Russian Revolution, Volume I (New York: Grosset and Dunlap, 1963; originally published in 1935), pp. 6465.Google Scholar

17 Chorley, Katharine, Armies and the Art of Revolution (London: Faber and Faber, 1943), Chap. 6.Google Scholar

18 Ibid., pp.118–9

19 In 1904, ‘[t]’he Minister of Interior, von Plehve, saw a desirable outlet from the [turbulent domestic] situation in a [little victorious war]’ (Chamberlin, op. cit., p. 47).Google Scholar

20 See: Trotsky, Leon, The Russian Revolution (selected and edited by Dupee, F. W.) (New York: Anchor Books, 1959; originally published in 1932), Volume I, Chap. 2;Google Scholar and McGrew, Roderick E., ‘Some Imperatives of Russian Foreign Policy’, pp. 202–29 in Stavrou, Theofanis George, ed., Russia Under the Last Tsar (Minneapolis: University of Minnesota Press, 1969).Google Scholar

21 Trimberger, Ellen Kay, ‘A Theory of Elite Revolutions’, Studies in Comparative International Development 7 (3) (Fall, 1972), p. 192.CrossRefGoogle Scholar

22 Pintner, Walter M., ‘The Social Characteristics of the Early Nineteenth-Century Russian Bureaucracy’, Slavic Review 29(3) (09, 1970), 442–3.CrossRefGoogle Scholar See also, Rowney, Don Karl, ‘Higher Civil Servants in the Russian Ministry of Internal Affairs: Some Demographic and Career Characteristics, 1905–1916’, Slavic Review 31(1) (04, 1972): 101–10.CrossRefGoogle Scholar

23 Dorn, op. cit.; and Behrens, C. B. A., The Ancien Regime (London: Harcourt, Brace, and World, 1967).Google Scholar

24 de Tocqueville, Alexis, The Old Regime and the French Revolution (New York: Anchor Books, 1955; originally published in French in 1856).Google Scholar

25 Dorn, op. cit., p. 23.Google Scholar

26 Ibid., p.30

27 Fox, Edward Whiting, History in Geographic Perspective: The Other France (New York: W. W. Norton, 1971), p. 69.Google Scholar

28 Dorn, op. cit., p. 26.Google Scholar

29 Ford, Franklin L., Robe and Sword (New York: Harper and Row, 1965; originally published in 1953), p. 248.Google Scholar

30 Cobban, Alfred, The Social Interpretation of the French Revolution (Cambridge: Cambridge University Press, 1968),Google Scholar Chaps. 4 and 5. There is growing agreement among historians that, at the end of the Ancien Régime, there was, ‘between most of the nobility and the proprietary sector of the middle classes, a continuity of investment forms and socio-economic values that made them, economically, a single group. In the relations of production they played a common role. The differentiation between them was not in any sense economic; it was juridical’. From Taylor, George, ‘Noncapitalist Wealth and the Origins of the French Revolution’, American Historical Review 72(2) (01, 1967), pp. 487 ‘France’, pp. 2242CrossRefGoogle Scholar in Goodwin, Albert, ed., The European Nobility in the Eighteenth Century (New York: Harper and Row, 1967; originally published in 1953);Google Scholar and Behrens, op. cit., pp. 4684.Google Scholar

31 Cobban, Alfred, A History of Modern France, Volume I: 1715–1799 (Baltimore, Md.: Penguin Books, 1963; originally published in 1957), p. 155.Google Scholar

32 Ford, op. cit., p. 248.Google Scholar

33 Cobban, A History…, p. 68.Google Scholar

34 Dorn, op. cit.Google Scholar

35 Cobban, A History..., p. 122.Google Scholar

36 Egret, Jean, La Pré-Revolution Françcaise, 1787–1788 (Paris: Presses Universitaires de France, 1962).Google Scholar

37 Chorley, op. cit., pp. 138–9.Google Scholar

38 ibid., p. 141

39 Feuerwerker, Albert, China's Early Industrialization (New York: Atheneum, 1970; originally published in 1958), p. 41.Google Scholar

40 Chang, Chung-li, The Chinese Gentry (Seattle: University of Washington Press, 1955);Google ScholarHo, Ping-ti, The Ladder of Success in Imperial China (New York: Columbia University Press, 1962);Google Scholar and Michael, Franz, ‘State and Society in Nineteenth Century China’, World Politics 7 (04, 1955): 419–33.CrossRefGoogle Scholar

41 Kuhn, Philip, Rebellion and Its Enemies in Late Imperial China (Cambridge, Mass.: Harvard University Press, 1970).Google Scholar

42 Feuerwerker, , op. cit., pp. 40‘41.Google Scholar

43 Wright, Mary C., ed., China in Revolution: The First Phase, 1900–1913 (New Haven: Yale University Press, 1968), pp. 24–26.Google Scholar

44 Hatano, Yoshiro‘The New Annies’, pp. 365–82Google Scholar in Wright, ed., op. cit.; and Gittings, John, ‘The Chinese Army’, pp. 187224Google Scholar in Gray, Jack, ed., Modern China's Search for a Political Form (London: Oxford University Press, 1969).Google Scholar

45 Fincher, John, ‘Political Provincialism and the National Revolution’, in Wright, ed., op. cit., p. 202.Google Scholar

46 Fincher, op. cit.; and P'eng-yuan Chang, ‘The Constitutionalists’, in Wright, ed., op. cit.Google Scholar

47 Wright, ed., op. cit., p. 50.Google Scholar

48 Fincher, op. cit.Google Scholar

49 Wright, ed., loc. cit.Google Scholar

50 Fairbank, John King, The United States and China (Third Edition) (Cambridge, Mass.: Harvard University Press, 1971), p. 132.Google Scholar

51 Wilbur, Martin C., ‘Military Separatism and the Process of Reunification Under the Nationalist Regime, 1922–1937’, pp. 203–63Google Scholar in Ho, Ping-ti and Tsou, Tang, eds., China in Crisis, Volume I, Book I (Chicago: University of Chicago Press, 1968).Google Scholar

52 Soboul, Albert, The Sans Culottes (New York: Anchor Books, 1972; originally published in French in 1968);Google Scholar and Rude, George, The Crowd in the French Revolution (London: Oxford University Press, 1959).Google Scholar

53 Chesneaux, Jean, The Chinese Labor Movement, 1919–1927 (Stanford: Stanford University Press, 1968).Google Scholar

54 Wolf, Eric R., Peasant Wars of the Twentieth Century (New York: Harper and Row, 1969), p. 290.Google Scholar

55 In 1848 the East Elbian region of ‘Germany’ escaped general peasant insurrection, and the Prussian armies that crushed the German Revolutions of 1848 were recruited from the East Elbian estates, officers and rank-and-file alike. See: Hamerow, Theodore, Restoration, Revolution, Recreation (Princeton, N.J.: Princeton University Press, 1958);CrossRefGoogle Scholar and Holborn, Hajo, A History of Modern Germany, 1648- 1840 (New York: Alfred A. Knopf, 1963).Google Scholar

56 ‘Sanctioning machineries’ are organizations which control forceful or remunerative sanctions. ‘Social control’ also involves normative pressures, but to be truly binding, especially in hierarchical situations, these must typically be ‘backed up’ by application or credible threat of application of force or manipulation of needed remuneration.

57 See Wolf, op. cit., ‘Conclusion’;Google Scholar and Moore, op. cit., Chap. 9 and ‘Epilogue’.

58 Hampson, Norman, A Social History of the French Revolution (Toronto: University of Toronto Press, 1963), p. 23.CrossRefGoogle Scholar

59 Labrousse, Ernest, ‘The Evolution of Peasant Society in France from the Eighteenth Century to the Present’, pp. 4364Google Scholar in Acomb, E. M. and Brown, M. L., Jr., eds., French Society and Culture Since the Old Regime (New York: Holt, Reinhart and Winston, 1966);Google ScholarLefebvre, Georges, ‘Repartition de la Propriéeté et de l'Exploitation Foncièeres à la Fin de l'Ancien Réegime’, pp. 279306Google Scholar in Lefebvre, Georges, Études sur la Revolution Françcaise (Paris: Presses Universitaires de France, 1963);Google ScholarSoboul, Albert, La France à la Veille de la Revolution: Aspects Economiques et Sociaux (Paris: Centre de Documentation Universitaire, La Sorbonne, 1960), Chap. 6;Google Scholar and Hampson, op. cit., p. 23Google Scholar

60 Davies, Alun, ‘The Origins of the French Peasant Revolution of 1789’, History 49(165) (02, 1964), 25;CrossRefGoogle Scholar and Sée, Henri, Economic and Social Conditions in France During the Eighteenth Century (New York: F. S. Crofts, 1931), pp. 34.Google Scholar

61 Tilly, Louise, ‘The Food Riot as a Form of Political Conflict in France’, The Journal of Interdisciplinary History 11(1) (Summer, 1971): 23–57.Google Scholar

62 Davies, op. cit.;Google ScholarLefebvre, Georges, The French Revolution, Volume I (New York: Columbia University Press, 1962), pp. 4749;Google Scholar and Soboul, Albert, ‘Classes and Class Struggles During the French Revolution’, Science and Society 17 (5) (Summer, 1953), 243–4.Google Scholar

63 Hampson, op. cit., p. 24;Google Scholar also see Soboul, Albert, ‘The French Rural Community in the Eighteenth and Nineteenth Centuries’, Past and Present, Number 10 (11, 1956), 7895.Google Scholar

64 Soboul, ‘French Rural Community...,‘ 8081.Google Scholar

65 Bromley, J. S., ‘The Decline of Absolute Monarchy’,Google Scholar in Wallace-Hadrill, J. M. and McManners, J., eds., France: Government and Society (London: Methuen, 1957).Google Scholar

66 Tilly, op. cit.Google Scholar

67 Lefebvre, op. cit., Chap. 8Google Scholar

68 Hampson, op. cit., p. 69.Google Scholar

69 Rude, George, The Crowd in History (New York: Wiley, 1964), p. 103.Google Scholar

70 Cobban, Alfred, The Social Interpretation..., Chap. 5.Google Scholar

71 Lefebvre, loc. cit.Google Scholar

72 Chorley, op. cit., Chap. 8.Google Scholar

73 Hampson, op. cit., p. 78.Google Scholar

74 Lefebvre, op. cit., p. 129.Google Scholar

75 Hampson, op. cit., p. 27.Google Scholar

76 Soboul, ‘French Rural Community…’, p. 85.Google Scholar

77 Terence Emmons, ‘The Peasant and the Emancipation’, and Francis M. Watters, ‘The Peasant and the Village Commune’, both in Vucinich, Wayne S., ed., The Peasant in Nineteenth-Century Russia (Stanford: Stanford University Press, 1968);Google Scholar and Robinson, op. cit.Google Scholar

78 Blum, Jerome, Lord and Peasant in Russia (Princeton, N.J.: Princeton University Press, 1961), pp. 598–9;Google Scholar and Robinson, op. cit., pp. 7879.Google Scholar

79 Robinson, op. cit., p. 155Google Scholar

80 Ibid., pp. 188–207.

81 Gerschenkron, op. cit., pp. 4272.Google Scholar

82 Robinson, op. cit., pp. 225–6.Google Scholar

83 Chamberlin, op. cit., p. 257.Google Scholar

84 Ibid., p. 242

85 Ibid., p. 252

86 Ibid., p. 256

87 Ibid., p. 256

88 Tawney, R. H., Land and Labour in China (Boston: Beacon Press, 1966; originally published in 1932), Chap. 2.Google Scholar

89 Skinner, G. William, ‘Chinese Peasants and the Closed Community: An Open and Shut Case’, Comparative Studies in Society and History 13(3) (07, 1971), pp. 272–3.CrossRefGoogle Scholar

90 Kuhn, op. cit., passim.Google Scholar

91 Skinner, op. cit., 278ff.Google Scholar

92 See: Skinner, op. cit., Kuhn, op. cit.; and Taylor, George E., ‘The Taiping Rebellion: Its Economic Background and Social Theory’, Chinese Social and Political Science Review 16 (1933): 545614.Google Scholar

93 See: Selden, Mark, The Yenan Way in Revolutionary China (Cambridge, Mass.: Harvard University Press, 1971), Chaps. 1–2;Google ScholarWilson, Dick, The Long March 1935 (New York: Avon Books, 1971);Google Scholar and Smedly, Agnes, The Great Road: The Life and Times of Chu Teh (New York: Monthly Review Press, 1956).Google Scholar

94 Selden, op. cit.; Schurmann, Franz, Ideology and Organization in Communist China (second edition) (Berkeley and Los Angeles: University of California Press, 1968), pp. 412–37;Google ScholarKim, Ilpyong J., ‘Mass Mobilization Policies and Techniques Developed in the Period of the Chinese Soviet Republic’, pp. 78–98Google Scholar in Barnett, A. Doak, ed., Chinese Communist Politics in Action (Seattle: University of Washington Press, 1969).Google Scholar

95 Sefden, op. cit.; and Schumann, op. cit.Google Scholar

96 Hinton, William, Fanshen: A Documentary of Revolution in a Chinese Village (New York: Vintage Books, 1968; first published in 1966).Google Scholar

97 Schumann, op. cit., pp. 425–31.Google Scholar

98 See, for example, Mousnier, Roland, Peasant Uprisings in the Seventeenth Century: France, Russia and China (New York: Harper and Row, 1972; originally published in French, 1967).Google Scholar

99 Cobban, A History…, p. 134.Google Scholar See also: Hampson, A Social History…, p. 60;Google Scholar and Lefebvre, Georges, The French Revolution, Volume I (New York: Columbia University Press, 1962), p. 45.Google Scholar

100 Fox, op. cit., pp. 8990.Google Scholar

101 Fischer, George, ‘The Intelligentsia and Russia’, pp. 253 ‘The Russian Intelligentsia and Liberalism’, pp. 317–36Google Scholar in McLean, Hugh, Malia, Martin and Fischer, George, eds., Russian Thought and Politics- Harvard Slavic Studies, Volume IV (Cambridge, Mass.: Harvard University Press, 1957);Google Scholar and Treadgold, Donald W., ‘Russian Radical Thought, 1894–1917’, pp. 69 86 in Stavrou, ed., op. cit.Google Scholar

103 Israel, John, ‘Reflections on the Modern Chinese Student Movement’, Daedalus (Winter, 1968): 229–53;Google Scholar and North, Robert C. and Pool, Ithiel de Sola, ‘Kuomintang and Chinese Communist Elites‘, pp. 319455Google Scholar in Lasswell, Harold D. and Lerner, Daniel, eds., World Revolutionary Elites (Cambridge, Mass.: The M.I.T. Press, 1966).Google Scholar

104 North and Pool, op. cit.

105 Israel, John, Student Nationalism in China: 1927–1937 (Stanford: Hoover Institute Publications, 1966).Google Scholar

106 See: Fox, op. cit., Chap. 4, and Behrens, op. cit.

107 Fox, op. cit., p. 90.Google Scholar

108 Huntington, op. cit., p. 266..Google Scholar

109 See: Hampson, A Social History…, Chap. 2; Harcave, Sidney, The Russian Revolution of 1905 (London: Collier Books, 1970; first published in 1964);Google Scholar and Chang, P'eng-yuan, ‘The Constitutionalists’, pp. 143–83 in Wright, ed., op. cit.Google Scholar

110 On the Bolsheviks, see Daniels, Robert V., ‘Lenin and the Russian Revolutionary Tradition’, pp. 339–54 in McLean, Malia and Fischer, eds., op. cit. Daniels argues that ‘the more autocratic societies like pre-revolutionary Russia…prompted historical theories which put a premium on individual will, power and ideas…‘, p. 352.Google Scholar

111 Ford, Franklin L., ‘The Revolutionary-Napoleonic Era: How Much of a Watershed?‘ American Historical Review 69(1) (10, 1963), 2223.CrossRefGoogle Scholar

112 Hampson, Norman, The Enlightenment (Baltimore: Penguin Books, 1968), p. 262.Google Scholar

113 Hampson, A Social History…, Chap. 10.

114 Séee, op. cit., pp. 172–3.Google Scholar

115 Taylor, George V., ‘Noncapitalist Wealth and the Origins of the French Revolution’, American Historical Review 72(2) (01, 1967): 469–96.CrossRefGoogle Scholar

116 Cobban, Social Interpretation…, Chaps. 12 and 13.

117 Ibid., p.70.

118 On the difficulties with attempts to impose economic controls during the Jacobin ascendance, see:Soboul, , The Sans Culottes, ‘Conclusion’; and Moore, op. cit., pp. 7092.Google Scholar

119 Normally ‘class structure’ is analyzed only or mainly with reference to the mode of production of a society, but state organization and activities influence patterns of stratification as well. State influences were crucial in creating social forces that played key roles in the great historical social revolutions.