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Population Registration in Germany, 1842–1945: Information, Administrative Power, and State-Making in the Age of Paper
Published online by Cambridge University Press: 10 November 2020
Abstract
Population registration has figured only peripherally in histories of state formation in modern Europe. Although the registries never fully shed their original security function, the emergence of the interventionist state transformed the personal data or information collected by the registries into a central element of state administrative power. However, the ways in which this information could be used by both the civilian administration and the police to govern individuals and populations were limited by the use of paper as a means of data storage and transmission and by the information processing technologies available at the time. Rather than viewing the population registries and, later, the National Registry (Volkskartei) primarily as instruments of the Holocaust, this article embeds them in a longer, alternative history, which explores the relationship between population registration, information, information processing, and state formation between the mid-nineteenth and the mid-twentieth century.
Das Meldewesen wurde in der Geschichtsschreibung der Staatenbildung im modernen Europa bislang nur peripher berücksichtigt. Wenngleich die Melderegister ihre ursprüngliche Sicherheitsfunktion nie ganz abgestreift haben, machte das Aufkommen des interventionistischen Staats die von den Meldebehörden gesammelten Daten zu einem zentralen Element der staatlichen Verwaltungsmacht. Die Möglichkeiten der zivilen Verwaltung und der Polizei, diese Informationen zur Lenkung und Beherrschung von Individuen und Bevölkerung zu nutzen, waren jedoch durch die Verwendung von Papier als Speicher- und Transfermedium sowie durch die zeitgenössischen Informationsverarbeitungstechnologien eingeschränkt. Statt die Melderegister und die spätere Volkskartei primär als Instrumente des Holocaust zu betrachten, bettet dieser Beitrag sie in eine längerfristige, alternative Geschichte ein, welche die Beziehungen zwischen dem Meldewesen, Information, Informationsverarbeitung, und Staatenbildung zwischen der Mitte des 19. und der Mitte des 20. Jahrhunderts untersucht.
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References
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37 Verordnung, betreffend Strafbestimmungen für Zuwiderhandlungen gegen die Passvorschriften (May 21, 1919), RGBl., 1919, 470–71; Verordnung über die Abänderung der Verordnung vom 21. Juni 1916… (June 10, 1919), RGBl., 1919, 516–17; Notgesetz. Vom 24. Februar 1923, RGBl., 1923, 147–51 (Artikel IV); and Bekanntmachung zur Ausführung der Paßverordnung. Vom 4. Juni 1924, RGBl., 1924, 613–37.
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46 Preußischer Minister des Innern (February 18, 1926), BAB R1501, Nr. 114039.
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48 Neuregelung des polizeilichen Meldewesens. Runderlass des Ministers des Innern von 4.4.1930, MBliV 91 (1930), 353–66.
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50 Polizeiverordnung über das Meldewesen. Vom 22. April 1933, Preußische Gesetzsammlung, Nr. 30/1933, 129–47.
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52 Ellwein, Der Staat als Zufall und als Notwendigkeit, I:450, 453, 456. The counterpart to this reconstruction of administrative knowledge in terms of the exchange of data among official registries was what Craig Robertson, “Paper, Information, and Identity in 1920s America,” Information & Culture 50.3 (2015): 392–416, has called the “paperization of identity,” though, as Vincent Denis, Une histoire de l'identité. France 1715–1815 (Ceyzérieu: Editions Champ Vallon, 2008), has shown, the origins of this process reach back to the eighteenth century, at least in the Old World. Although the development of surveillance and record-keeping practices in the United States lagged that of the more advanced areas of Western Europe by a half-century, see the account of personal information and the “organization” of American society in Igo, Sarah, The Known Citizen. A History of Privacy in Modern America (Cambridge, MA: Harvard University Press, 2018), 55-98CrossRefGoogle Scholar.
53 In the interwar years a number of cities attached Addressograph (or, in German, Adrema) offices to their population registry offices. These offices helped rationalize the dissemination of information by using registry information to press the metal plates that were used to automatically address correspondence to the public. See the correspondence in NRW RW 0050-0053, Nr. 215; Regierender Bürgermeister (Bremen) to Reichs- und Preußischer Minister des Innern (March 13, 1935), GStAPrK I. HA, Rep. 77, Nr. 107a, Sonderakte, Bd. 1; Josef Sauermann, “Das polizeiliche Meldewesen maschinell!” Zeitschrift für Organisation 3 (February 20, 1929), 95-96; and Igo, The Known Citizen, 64ff.
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58 To borrow a turn from Jane Caplan and John Torpey, eds., Documenting Individual Identity. The Development of State Practices in the Modern World (Princeton, NJ: Princeton University Press, 2001), 3, I use the population registries to study identification practices, rather than identities themselves.
59 Betr.: Judenfrage; Erhebungen über die Rassezugehörigkeit und Verwertung des Ergebnisses durch die polizeilichen Meldebehörden (September 16, 1935), GStAPrK I. HA, Rep. 77, Nr. 107a, Sonderakte, Bd. 1; and Chef der Ordnungspolizei to Reichsführer SS und Chef der Deutschen Polizei, Hauptamt Sicherheitspolizei, Betr.: Überwachung des Judentums (July 3, 1937), GStAPrK I. HA, Rep. 77, Tit. 343, Abt. II, Nr. 17, Sonderakten, Bd. 2.
60 Gesetz über das Paß-, das Ausländerpolizei- und das Meldewesen sowie über das Ausweiswesen (May 11, 1937), RGBl., 1937, 589–90.
61 Verordnung über das Meldewesen (January 6, 1938), RGBl., 1938, 13–28. The preamble to this law can be found in BAB R43-II, Nr. 411, Bl. 15–22. The original ordinance contained only the most basic elements of the population registration system. It was fleshed out by three important supplemental decrees in 1938 and then amended many times before the end of the war. The official commentary is Erich Liebermann von Sonnenberg and Artur Kääb, Die Reichsmeldeordnung, 5. Aufl. (Munich, 1942), which reprints all of the supplementary decrees.
62 Liebermann von Sonnenberg and Kääb, Die Reichsmeldeordnung, 15, 94.
63 Liebermann von Sonnenberg and Kääb, Die Reichsmeldeordnung, 15.
64 Liebermann von Sonnenberg and Kääb, Die Reichsmeldeordnung, iii.
65 Liebermann von Sonnenberg and Kääb, Die Reichsmeldeordnung, 6, 97ff.
66 Drs. VI/2654, 7.
67 Verordnung über das Erfassungswesen (February 15, 1937), RGBl., 1937, 205–20; and Liebermann von Sonnenberg and Kääb, Die Reichsmeldeordnung, 189. On the military surveillance system in the Kaiserreich, see Brandt, Das Deutsche Militär-Ersatz-Wesen, 37–45, 90–100.
68 Wehrüberwachung. RdErl. d. RuPrMdI von 29.8.1936, and Paßtechnische Behandlung der Wehrpflichtigen und der Arbeitsdienstpflichtigen, RdErl. d. RuPrMdI v. 12.12.1936, both in RMBliV, 1936, Sp. 1199–1200, and 1679–82; and Ernst Peters, Standesamt und Erfassungswesen (Berlin, 1939).
69 Brandt, Das Deutsche Militär-Ersatz-Wesen, 91.
70 Gayer, Theodor, “Schafft die fortlaufenden Verzeichnisse ab—führt Karteien ein!” Zeitschrift für Organisation 1 (1927): 99–101Google Scholar; see also Schlenker, Paul, “Die Schuppen-Karteien. Ihre Arten und die Voraussetzungen ihrer Verwendung,” Zeitschrift für Organisation 1 (1927): 453–61Google Scholar, which begins with the declaration that “the bound volume is silent and rigid.” On the modernization of office and business practices, see Delphine Gardey, Écrire, calculer, classer. Comment une révolution de papier a transformé les sociétés contemporaines (1800–1940) (Paris: Éditions la Découverte, 2008); Gerri Flanzraich, “The Library Bureau and Office Technology,” Libraries and Culture 28:4 (1993): 403-29; and Yates, JoAnne, Control through Communication: The Rise of System in American Management (Baltimore, MD: Johns Hopkins University Press, 1993)Google Scholar. In the public sector, this rationalization movement, which was known as Büroreform, was implemented in Prussia and the Reich administration between the 1890s and 1945. See Drews, Bill, Grundzüge einer Verwaltungsreform (Berlin, 1919)Google Scholar; Verwaltungsakademie München, ed., Wirtschaftliche Arbeit in der öffentlichen Verwaltung (Munich, 1929); Arnold Brecht and Comstock Glaser, The Art and Technique of Administration in German Ministries (Westport, CT: Greenwood Press, 1940); Heinz Hoffmann, Behördliche Schriftgutverwaltung (Boppard am Rhein: Harald Boldt Verlag, 1993), 25–75; and Cornelia Vismann, Akten. Medientechnik und Recht, 3. Aufl. (Frankfurt: Fischer, 2011), which is available in English in abridged form as Files. Law and Media Technology (Stanford: Stanford University Press, 2008). By the end of the 1950s, the focus of debate had shifted from the rationalization of office work and record keeping to their “automation.” In Bürotechnik. Zur Soziologie der maschinellen Informationsbearbeitung (Stuttgart: Ferdinand Enke, 1963), Theo Pirker argued that sociological inquiry had gone fundamentally astray in attempting to explain the impact of punched cards and computers on the organization, functioning and work processes in administrative settings using concepts (the division and mechanization of labor) that had originally been developed to describe modern industrial processes. Instead, he argued that administrative offices should be conceptualized as information processing apparatuses.
71 The letter (November 27, 1934), which is reprinted in Aly and Roth, Die restlose Erfassung, 36–39, and The Nazi Census, 34–38, can be found in GStAPrK I. HA, Rep. 77, Nr. 107a, Sonderakte, Bd. 1. Aly and Roth get both the date and the archival reference slightly wrong.
72 Reg. Bauamtmann Brodersen, Vorschlag über die Einrichtung von Volks-Universalkarteien, BAK B106, Nr. 45485, 5. The cover letter, which is dated October 16, 1967, states that the proposal was originally submitted to the Reichskanzlei in January 1944 and that minor changes had been made in November 1945.
73 Liebermann von Sonnenberg and Kääb, Die Reichsmeldeordnung, 16–17. The British successfully operated a centralized National Registry. See Agar, The Government Machine, 201–61; and Manton, Kevin, Population Registers and Privacy in Britain, 1936–1984 (New York: Palgrave, 2019)CrossRefGoogle Scholar.
74 The official commentary is Erich Liebermann von Sonnenberg and Artur Kääb, Die Volkskartei (Munich, 1939). The National Registry is also treated in Aly and Roth, Die restlose Erfassung, 44–52; Holger Mühlbauer, Kontinuitäten und Brüche in der Entwicklung des deutschen Einwohnermeldewesens (Frankfurt: Peter Lang, 1995), 77–89; and Wietog, Jutta, Volkszählungen unter dem Nationalsozialismus. Eine Dokumentation zur Bevölkerungsstatistik im Dritten Reich (Berlin: Duncker & Humblot, 2001), 158–66Google Scholar.
75 The role of the National Registry in targeting adults who were either not engaged in remunerative work or who were working in occupations for which a labor book was not required was made explicit in Auswertung der Volkskartei. RdErl. d. RFSS (14.3.1940), NRW BR 005, Nr. 23279.
76 Bernhard Kroener, “The Manpower Resources of the Third Reich in the Area of Conflict between Wehrmacht, Bureaucracy, and the War Economy, 1939–1942,” in Germany and the Second World War, vol. V/I, ed. Militärgeschichtliches Forschungsamt (Oxford: Oxford University Press, 2000), 787–1154, esp. 850–67.
77 Besprechung vom 24. November 1938, betr. Volkskartei, Brandenburgisches Landeshauptarchiv (BLHA) Rep. ZA I Pol, Nr. 2701; and Daluege to Leiter der Parteikanzlei/Martin Bormann (June 17, 1943), BAB R19, Nr. 407.
78 I have not been able to locate in the archives any preliminary discussion or early drafts of the National Registry ordinance.
79 Reichsführer SS to Regierungspräsidenten in Potsdam (July 25, 1938), in BLHA Rep. 8, Beeskow, Nr. 3546.
80 Vermerk über die Sitzung des Reichsverteidigungsrats am 18. November 1938, in Trial of the Major War Criminals before the International Military Tribunal (1948), Vol. XXXII, 411–15.
81 Wietog, Volkszählungen unter dem Nationalsozialismus, 159–60, suggests that the creation of the registry was postponed in order to not coincide with the census scheduled for May.
82 Reichs- und Preußischer Minister des Innern to Landesregierungen (June 1937), BLHA Rep. ZA I Pol., Nr. 2701. A pithier version of this statement can be found in Liebermann von Sonnenberg and Kääb, Die Volkskartei, 65.
83 Liebermann von Sonnenberg and Kääb, Die Volkskartei, 47, 65. One observer estimated that this accounted for 80 percent of the value of the new system. See Regierungspräsident Potsdam/Graf G. Bismarck to Reichsführer SS, Betrifft: Volkskartei (December 24, 1938), BLHA Rep. ZA I Pol., Nr. 3724.
84 The value of such registries had been demonstrated by the Labor Administration, which in the summer of 1938 had used its files to rapidly compile statistics on the millions of persons to whom labor books had been issued. Tooze, Adam, Statistics and the German State, 1900–1945. The Making of Modern Economic Knowledge (Cambridge University Press, 2001), 236Google Scholar. The information processing system maintained by the labor offices was the largest and most modern one in the country. Jochen Mayer, “Speichern-Verarbeiten-Übertragen: Arbeitsbücher, Karteikarten und Statistiken im Arbeitseinsatz des ‘Dritten Reiches’,” Workshop Unabhängige Historikerkommission zur Geschichte des Reichsarbeitsministeriums 1933–1945 (October 2015). I would like to thank Mayer for sharing his paper with me.
85 Vereinfachung der Volkskartei. RdErl. d. RFSS… (29.1.1942), MBliV, 1942, S. 270, NRW BR 0005, Nr. 23279.
86 Liebermann von Sonnenberg and Kääb, Die Volkskartei, 28. Beginning in April/May 1941, the supplementary cards regarding Jewish ancestry that had been completed in conjunction with the 1939 census were made available for comparison with the population registries and the National Registry. See Reichsführer SS to the Höhere Verwaltungsbehörden, Betrifft: Ergänzungkarten für Angaben über Abstammung und Vorbildung (March 31, 1941), NRW BR 005, Nr. 23279. On the impact of such comparisons, see Wietog, Volkszählungen unter dem Nationalsozialismus, 161–66, 191–93.
87 Besprechung vom 24. November 1938, betr. Volkskartei, BLHA Rep. ZA I Pol, Nr. 2701.
88 Leiter der Partei-Kanzlei/Bormann to Reichsminister des Innern/Frick, Betrifft: Verwaltungsvereinfachung; hier: Einstellung der Arbeiten an der Volkskartei (May 28, 1943), BAB R41, Nr. 159. Despite their differences, Labor Ministry officials were extremely eager to gain access to the newly constructed registries. See Reichsarbeitsminister to Herrn Reichsminister des Innern, Betrifft: Volkskartei (July 9, 1939), BAB R41, Nr. 159.
89 Regierungspräsident in Potsdam/Graf G. Bismarck to Reichsführer SS, Betrifft: Volkskartei (December 24, 1938), and Oberregierungsrat Stegmann to Liebermann von Sonnenberg (January 6, 1939), both in BLHA Rep. ZA I Pol., Nr. 3724; and Liebermann von Sonnenberg and Kääb, Die Volkskartei, 48–49.
90 Leiter der Partei-Kanzlei/Bormann to Reichsminister des Innern/Frick, Betrifft: Verwaltungsvereinfachung; hier Einstellung der Arbeiten an der Volkskartei (May 28, 1943), BAB R41, Nr. 159. Bormann calculated that suspending the National Registry would free up about three thousand persons for other duties.
91 Reichsführer SS to Leiter der Parteikanzlei (February 27, 1943), Bayerisches Hauptstaatsarchiv (BayHStA) MInn 91735; and Daluege, Stellungnahme zum Schreiben des Leiters der Parteikanzlei vom 28. Mai 1943 an Reichsminister Dr. Frick, Betr.: Verwaltungsvereinfachung. Einstellung der Volkskartei (June 12, 1943), BAB R43-II, Nr. 659.
92 Vermerk, Betrifft: Volkskartei (July 10, 1943), R43-II, Nr. 659; and Vereinfachung der Verwaltung; hier Volkskartei (August 18, 1943), MBliV, 1943, 1343, in BLHA Rep. ZA I Pol., Nr. 2701. However, a population registry by age cohort was simply too valuable to dispense with completely, and Himmler ordered local officials to maintain a supplementary registry of the same age cohorts that would have been included in the registry. Runderlass des Reichsführers SS (August 27, 1943), BayHStA StK, Nr. 6309.
93 Bormann to Frick, Betrifft: Verwaltungsvereinfachung. Hier: Einstellung der Arbeiten an der Volkskartei (May 28, 1943), BAB R 41, Nr. 159; and Himmler to Bormann, Betrifft: Verwaltungsvereinfachung. Einstellung der Arbeiten an der Volkskartei (June 24, 1943), BAB R43-II, Nr. 659.
94 In contrast, as Lambertz, Jan, “The Urn and the Swastika: Recording Death in the Nazi Camp System,” German History 38:1 (2020): 77-95CrossRefGoogle Scholar, shows, the recording by the civil registries of the deaths of concentration camp inmates (and especially those of Jews) was characterized by a combination of administrative precision and cynical deception.
95 Aly and Roth, The Nazi Census, 119ff.
96 I have briefly discussed these technologies in Larry Frohman, “Population Registration, Social Planning, and the Discourse on Privacy Protection in West Germany,” Journal of Modern History 87.2 (June 2015): 316–56. Although there is no account of the use of punched cards in interwar Germany for accounting and inventory management purposes, see Vahrenkamp, Richard, “Die erste Informationsexplosion. Die Rolle der Lochkartentechnik bei der Bürorationalisierung in Deutschland 1910 bis 1939,” Technikgeschichte 84.3 (2017): 209–41CrossRefGoogle Scholar.
97 See the correspondence on this issue in BAB R2, Nr. 11659; and Jane Caplan, “‘Ausweis Bitte!’ Identity and Identification in Nazi Germany,” Identification and Registration Practices in Transnational Perspective, ed. James R. Brown, et al. (New York: Palgrave, 2013), 224–42. The Nazis could, however, impose security arrangements in occupied territories that they could not impose at home. On the population registration and ID card systems established in the Netherlands, see Friso Roest, et al., “Policy Windows for Surveillance: The Phased Introduction of the Identification Card in the Netherlands since the Early Twentieth Century,” in Histories of State Surveillance in Europe and Beyond, ed. Kees Boersma, et al. (London: Routledge, 2014), 150–69; and Bob Moore, “Nazi Masters and Accommodating Dutch Bureaucrats: Working Towards the Führer in the Occupied Netherlands, 1940–1945,” in Working towards the Führer, ed. Anthony McElligott and Tim Kirk (Manchester: Manchester University Press, 2003), 186–204.
98 This is the topic of my study The Politics of Personal Information. Surveillance, Privacy, and Power in West Germany (forthcoming New York: Berghahn, 2020).