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Trialogical Subsidiarity in International and Comparative Law: Engagement with International Treaties by Sub-State Entities as Resistance or Innovation

Published online by Cambridge University Press:  20 June 2018

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Abstract

This article proposes a new model for the engagement of sub-state units with the international legal order. “Trialogical subsidiarity” acknowledges that some areas are best regulated locally, but it also argues that international law has an increasing say in areas traditionally reserved for local law. The implementation of an international cultural heritage treaty by constituent units (CUs) in federal states, despite objections of the federal authorities, is a case study for the possibilities and implications of the use of international law by CUs without the filtering of the central state. This use enhances the legitimacy of international law and can lead to better outcomes for local populations, moving international law closer to its promise of being a law of peoples rather than of states.

Résumé

Cet article propose un nouveau modèle d’engagement par les unités infranationales dans l’ordre juridique international. La « subsidiarité trialogique » reconnaît que certains domaines sont mieux réglementés au niveau local, mais soutient également que le droit international a un droit de regard croissant dans les domaines traditionnellement réservés au droit local. La mise en œuvre d’un traité international sur le patrimoine culturel par les unités constituantes (UC) d’États fédéraux, malgré les objections des autorités fédérales, présente une étude de cas sur les possibilités et les enjeux du recours au droit international par les UC sans le filtre de l’État central. Ce recours renforce la légitimité du droit international et peut conduire à de meilleurs résultats pour les populations locales, rapprochant ainsi le droit international de son potentiel comme loi des peuples plutôt que des États.

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Copyright © The Canadian Yearbook of International Law/Annuaire canadien de droit international 2018 

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19 This terminology seems to be used in studies on education, to indicate overcoming a dialogical model in which knowledge is produced through interaction, to one in which knowledge is created through collaboration via shared objects. I do not purport to base my discussion on these models and simply borrow the terminology. But, on trialogical education, see Kai Hakkarainen & Sami Paavola, “Toward a Trialogical Approach to Learning” in Baruch Schwarz, Tommy Dreyfus & Rina Hershkowitz, eds, Transformation of Knowledge through Classroom Interaction (London: Routledge, 2009) 65.

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21 Aboriginal Heritage Act 2006, No 16, consolidated with 2016 amendments [Victoria Heritage Act].

22 Cultural Heritage Act (Loi sur le patrimoine culturel) 2011, c 21, consolidated with 2012 amendments [Québec Heritage Act].

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74 As discussed in Williams, Brennan & Lynch, supra note 60 at 919–29.

75 James Crawford, “The Constitution and the Environment” (1991) 13 Sydney L Rev 11 at 21.

76 Williams, Brennan & Lynch, supra note 60 at 242.

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90 Hogg, Constitutional Law, 1997, supra note 85 at 303.

91 On the use of proceduralism as an approach to division of powers in federal countries, see Hueglin & Fenna, supra note 43 at 136.

92 Van Ert, Gib & Matiation, Stefan, “Labour Conventions and Comprehensive Claim Agreements: A New Model for Subfederal Participation in Canadian International Treaty-Making” in Fitzgerald, Oonagh E, ed, The Globalized Rule of Law: Relationships between International and Domestic Law (Toronto: Irwin Law, 2006) 203 at 203.Google Scholar

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96 Ibid.

97 See e.g. a special issue of the Revue québecoise de droit international entirely dedicated to the fiftieth anniversary of the statement (June 2016). See particularlyPaquin, Stéphane & Chaloux, Annie, “La doctrine Gérin-Lajoie: 50 ans et pas une ride!” (2016) Revue québecoise de droit international, special series 5;Google Scholar Daniel Turp, “L’approbation des engagements internationaux importants du Québec: La nouvelle dimension parlementaire à la doctrine Gérin-Lajoie” (2016) Revue québecoise de droit international, special series 9; Michèle Rioux & Destiny Tchéhouali, “La Convention sur la Protection et la Promotion de la Diversité des Expressions Culturelles de l’Organisation des Nations Unies pour l’éducation, la science et la culture face aux enjeux et défis du numérique” (2016) Revue québecoise de droit international, special series 185; Véronique Guèvremont, “L’exercice de la compétence culturelle du Québec au-delà de ses frontières: de la coopération culturelle internationale au développement du droit international de la culture” (2016) Revue québecoise de droit international, special series 227.

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99 Stéphane Beaulac, “The Myth of Jus Tractatus in La Belle Province: Québec’s Gérin-Lajoie Statement” (2012) 35 Dalhousie LJ 237 at 241.

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101 Ibid at 80–83.

102 Cyr, supra note 9 at 14.

103 Ibid at 14.

104 Ibid at 38.

105 Ibid at 57.

106 Ibid at 172–73.

107 Agreement between the Government of Canada and the Government of Québec Concerning the United Nations Educational, Scientific and Cultural Organization, 5 May 2006, online: <http://en.ccunesco.ca/-/media/Files/Unesco/About/Governance/AgreementGOCGOQUNESCO2006.pdf?la=en> [UNESCO Agreement].

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111 Where the delegation is composed of a representative of government, one of employers, and one of employees. This tripartite model is enshrined in the Constitution of the ILO: “Article 3. Conference — Meetings and Delegates. 1. The meetings of the General Conference of representatives of the Members shall be held from time to time as occasion may require, and at least once in every year. It shall be composed of four representatives of each of the Members, of whom two shall be Government delegates and the two others shall be delegates representing respectively the employers and the workpeople of each of the Members.” ILO, Constitution of the International Labour Organisation (ILO), 1 April 1919, adopted by the Peace Conference in April 1919, the ILO Constitution became Part XIII of the Treaty of Versailles (28 June 1919). For a discussion, see Alvarez, José E, International Organizations as Law-Makers (Oxford: Oxford University Press, 2005).Google Scholar

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113 Hogg, Constitutional Law of Canada, 2017, supra note 44 at 4-5, 4-12.

114 2003 UNESCO Convention, supra note 20, Art 2.1.

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116 2003 UNESCO Convention, supra note 20, Art 2.3.

117 Lixinski, “Selecting Heritage,” supra note 115.

118 2003 UNESCO Convention, supra note 20, Art 1.

119 Ubertazzi, Benedetta, “The Territorial Condition for the Inscription of Elements on the UNESCO Lists of Intangible Cultural Heritage” in Adell, Nicolas et al, eds, Between Imagined Communities and Communities of Practice: Participation, Territory and the Making of Heritage (Göttingen: Universitätsverlag Göttingen, 2015) 111.CrossRefGoogle Scholar

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121 For an updated status list, see UNESCO Intangible Cultural Heritage, The States Parties to the Convention for the Safeguarding of the Intangible Cultural Heritage (2003), online: <https://ich.unesco.org/en/states-parties-00024>.

122 For a deeper discussion of these reasons, see Matthew Bevins, Australia and the Convention for the Safeguarding of the Intangible Cultural Heritage [manuscript on file with the author].

123 As discussed by personal communication with Antoine Gauthier (23 October 2017), who led the efforts within Québec for ICH legislation.. Convention on the Protection and the Promotion of the Diversity of Cultural Expressions, 20 October 2005, 2440 UNTS 311 (entered into force 18 March 2007).

124 World Heritage Convention, supra note 72, Art 34. For a commentary, see Boer, Ben, “Article 34: The Federal Clause” in Francioni, Francesco, ed, The 1972 World Heritage Convention: A Commentary (Oxford: Oxford University Press, 2008) 355.Google Scholar

125 2003 UNESCO Convention, supra note 20, Art 35: “Article 35 — Federal or non-unitary constitutional systems. The following provisions shall apply to States Parties which have a federal or non-unitary constitutional system: (a) with regard to the provisions of this Convention, the implementation of which comes under the legal jurisdiction of the federal or central legislative power, the obligations of the federal or central government shall be the same as for those States Parties which are not federal States; (b) with regard to the provisions of this Convention, the implementation of which comes under the jurisdiction of individual constituent States, countries, provinces or cantons which are not obliged by the constitutional system of the federation to take legislative measures, the federal government shall inform the competent authorities of such States, countries, provinces or cantons of the said provisions, with its recommendation for their adoption.”

126 Québec Heritage Act, supra note 22, s 2: “‘[P]atrimoine immatériel’: les savoir-faire, les connaissances, les expressions, les pratiques et les représentations transmis de génération en génération et recréés en permanence, en conjonction, le cas échéant, avec les objets et les espaces culturels qui leur sont associés, qu’une communauté ou un groupe reconnaît comme faisant partie de son patrimoine culturel et dont la connaissance, la sauvegarde, la transmission ou la mise en valeur présente un intérêt public.”

127 Antoine Gauthier, Confessions d’un gestionnaire: Les possibilités et les choix liés au patrimoine immatériel à l’échelle nationale (Québec City: Conseil québécois du patrimoine vivant, 2014).

128 Personal communication with Antoine Gauthier (23 October 2017); see also Conseil québécois du patrimoine vivant, Le patrimoine immatériel dans la législation québécoise: Mémoire sur le projet de loi 82 sur le patrimoine culturel déposé à la Commission de la culture et de la éducation de l’Assemblée nationale (Québec City: Conseil québécois du patrimoine vivant, 2010).Google Scholar

129 Québec culture et communications, Répertoire du patrimoine culturel du Québec, online: <http://www.patrimoine-culturel.gouv.qc.ca/rpcq/rechercheImmateriel.do?methode=afficherResultat>..>Google Scholar

130 Davenport, Paul, “Introduction” in Davenport, Paul & Leach, Richard H, eds, Reshaping Confederation: The 1982 Reform of the Canadian Constitution (Durham, NC: Duke University Press, 1984) 1 at 6.Google Scholar Citing Daniel Latouche, “Les Calculs Stratégiques derrière le “Canada Bill”” in Davenport & Leach, ibid, 165.

131 Victoria Heritage Act, supra note 21, s 79B.

132 For a general discussion, see Lucas Lixinski & Louise Buckingham, “Propertization, Safeguarding and the Cultural Commons: The Turf Wars of Intangible Cultural Heritage and Traditional Cultural Expressions” in Valentina Vadi & Bruno de Witte, eds, Culture and International Economic Law (London: Routledge 2015) 160.

133 Victoria Heritage Act, supra note 21, s 12(a).

134 Ibid, s 79C.

135 Ibid, s 79D.

136 Ibid, ss 79G (absence of contract) and 79H (non-compliance with terms of contract).

138 Antoine Gauthier, “Medir el Patrimonio Cultural Inmaterial: Enfoques, desafíos y retos” (manuscript on file with the author).

139 Knop, supra note 18 at 140–41.

140 Ibid at 133.

141 Ibid at 134.

142 On the Australian position, see Bevins, supra note 122.

143 Knop, supra note 18 at 136–38.

144 For a discussion, see Andreas Føllesdal, “Survey Article: Subsidiarity” (1998) 6: 2 Journal of Political Philosophy 190 at 190.

145 Ibid at 191.

146 Cyr, supra note 9 at 241–42, citing Mark A Luz & C Marc Miller, “Globalization and Canadian Federalism: Implications of the NAFTA’s Investment Rules” (2002) 47 McGill LJ 951 at 985–86.

147 Ibid at 266.

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