1 Introduction
The Hausdorff–Berezin operators on the unit disc
$\mathbb {D}$
of the complex plane
$\mathbb {C}$
were introduced in the paper [Reference Karapetyants, Samko and Zhu15] and then the study of such operators was continued (see, for example, [Reference Karapetyants and Mirotin13]). Some analogues of these operators were also studied, which were called the Hausdorff–Zhu operators (see papers [Reference Grudsky, Karapetyants and Mirotin7, Reference Karapetyants and Mirotin14]). The Hausdorff–Berezin operators appear as a natural generalization of the classical Berezin transform, and in addition to this, the class of such operators contains some other operators of complex analysis, including a maximal operator constructed from pseudohypertrophic discs in
$\mathbb {D}$
, for more details, see [Reference Karapetyants, Samko and Zhu15].
In multidimensional complex analysis, the Berezin transform also plays an important role. Recall that, on the unit ball, the Berezin transform is defined by (see, e.g., [Reference Hedenmalm, Korenblum and Zhu8, Reference Zhu24, Reference Zhu25])

Here,
${\mathrm {dA}}(z)$
is the volume measure, normalized so that
$\mathrm {A}({\mathbb B}^n)=1$
,
$\varphi _z(w)$
stand for involutive automorphisms of the unit ball
$\mathbb {B}^n$
in
$\mathbb {C}^n$
, see (5), and
$k_z(\cdot )$
are the normalized reproducing kernels of the classical Bergman space
$A^2({\mathbb B}^n,{\mathrm {dA}})$
; see formula (8).
It is very natural to introduce analogues of such operators in a ball and continue the study of such operators in this general setting. Given a measurable function K (an integral kernel) on the unit ball
${\mathbb B}^n$
, we introduce and study the integral operators

where
${\mathrm {dH}}$
stands for the
$\varphi _z$
– invariant Haar measure

We call such operators Hausdorff–Berezin operators.
The multidimensional setting gives us one more interesting example of an operator in the Hausdorff–Berezin class, namely the invariant Green potential
$\mathbb {G}$
, which is defined as (see [Reference Zhu24])

with the kernel G being the Green’s function for the invariant Laplacian
$\widetilde {\Delta },$
or simply the invariant Green’s function, and it is given by

The name Hausdorff in the title also comes into play due to some operator invariance, as can be seen from the formula (1). For the theory of Hausdorff operators, we mention first of all the paper [Reference Liflyand and Móricz20] and also papers [Reference Brown and Móricz4, Reference Chen, Fan and Wang5, Reference Lerner and Liflyand16–Reference Liflyand and Miyachi19]. For Hausdorff operators in the complex analysis, we refer to [Reference Aizenberg and Liflyand1, Reference Aizenberg, Liflyand and Vidras2, Reference Galanopoulos and Papadimitrakis6].
The article is organized as follows: In Section 2, we collect some preliminary facts. In Section 3, we provide some preliminary information about Hausdorff–Berezin operators. Section 4 presents our main results and is devoted to establishing sufficient and necessary boundedness conditions for Hausdorff–Berezin operators within
$L^p({\mathbb D}, {\mathrm {dH}})$
spaces. Here, we dwell on the methods of the study of operators with homogeneous kernels that was earlier developed in a real variable settings. For operators with homogeneous kernels, we refer to the books [Reference Karapetiants and Samko10, Reference Karapetiants and Samko12] and the review paper [Reference Karapetiants and Samko11], see also [Reference Avetisyan and Karapetyants3] for a general setting. In Section 5, we provide results on compactness of Hausdorff–Berezin operators in
$L^p({\mathbb D}, {\mathrm {dA}}).$
2 Preliminaries
Let us agree that the norm in
$L^p({\mathbb D}, {\mathrm {dH}})$
will be denoted by
$\|\cdot \|_p.$
Let
$a\in \mathbb {B}^n, P_a$
is the orthogonal projection from
$\mathbb {C}^n$
onto the one-dimensional subspace
$[a]$
generated by
$a,$
and
$Q_a$
is the orthogonal projection from
$\mathbb {C}^n$
onto
$\mathbb {C}^n\ominus [a].$
It is known that

The following map

defines the class of automorphisms of the unit ball, which is usually called symmetries or involutive automorphisms, i.e., involutions:

Note that for
$a=0$
, we assume
$\varphi _0(z)=-z.$
We will need the following lemma proven in [Reference Zhu23] which is valid for a bounded symmetric domains
$\Omega \in \mathbb {C}^n,$
group of automorphisms
$\mathrm {Aut}(\Omega )$
with
$G_0$
be a subgroup
$\{\psi \in \mathrm {Aut}(\Omega ): \psi (0)=0 \}.$
Lemma 1 [Reference Zhu23, Lemma 2]
For any
$a,b \in \Omega $
, there exists a unitary
$U\in G_0$
such that

Moreover, the unitary U is given by the formula

Recall that the function

is the Bergman reproducing kernel for the unit ball, and the normalized reproducing kernels
$k_z(\cdot ), z\in {\mathbb B}^n$
, are given by the formula

We will use the following known result (see [Reference Zhu24, Theorem 1.12]).
Lemma 2 [Reference Zhu24].
Suppose
$c\in {\mathbb R}$
,
$t>-1$
, and

-
(1) If
$c<0,$ then as a function of
$z, I_{c,t}(z)$ is bounded from above and bounded from below on
${\mathbb B}^n$ .
-
(2) If
$c>0,$ then
$I_{c,t}\eqsim (1-|z|^2)^{-c}$ as
$|z|\to 1^-$ .
-
(3) If
$c=0,$ then
$I_{0,t}\eqsim -\ln (1-|z|^2)$ as
$|z|\to 1^-$ .
3 Hausdorff–Berezin operators
For any one-variable kernel (a function) K on the unit ball
$\mathbb {B}^n$
, the corresponding Hausdorff–Berezin operator is defined by formula

if thus integral makes sense. Here,
${\mathrm {dH}}$
stands for the invariant Haar measure

We will use
${\mathfrak K}$
to denote the class of all Hausdorff–Berezin operators.
Along with the operator
$\mathbb {K}$
, we consider the conjugate operator

Lemma 3 The class
${\mathfrak K}$
coincides with the class of operators of the type

where the integral kernel
$\widetilde {K}$
is invariant in the sense that

Proof If we define the two-variable integral kernel by the rule

then it satisfies (10), because

Conversely, every operator
$\mathcal {K}$
with the kernel
$\widetilde K$
satisfying (10) has the form of the operator
$\mathbb {K}$
with

by definition.
Remark 1 Note that in one-dimensional complex case, i.e.,
${\mathbb B}^n={\mathbb D}$
the more strict invariance condition

is equivalent to the case that initial one-variable kernel K is radial, see [Reference Karapetyants, Samko and Zhu15]. We state the problem of finding an analog of such a condition as an open question for the case
${\mathbb B}^n, n>1.$
4 Boundedness of Hausdorff–Berezin operators in
$L^p({\mathbb B}^n,{\mathrm {dH}})$
In this section, we consider the boundedness of our Hausdorff–Berezin operators on the spaces
$L^p({\mathbb B}^n,{\mathrm {dH}})$
. We start with the case
$p=1$
. Let

If K is radial, then the formula (11) reads as

We use
$\|\mathbb {K}\|$
to define the operator norm of the operator
$\mathbb {K}$
acting in
$L^p({\mathbb B}^n,{\mathrm {dH}}).$
Theorem 4 Assume that
$\kappa <\infty $
. Then the operator
$\mathbb {K}$
is bounded on
$L^1({\mathbb B}^n,{\mathrm {dH}})$
and its operator norm on
$L^1({\mathbb B}^n,{\mathrm {dH}})$
satisfies
$\|\mathbb {K}\|\leqslant \kappa $
.
Proof The proof is immediate by Minkowski’s inequality. In fact,

as desired.
Let us consider the case
$1<p<\infty $
, where
$\frac {1}{p}+\frac {1}{q}=1$
. Given
$\sigma \in {\mathbb R}$
, let us write

and

If K is radial, then due to (7), the formula in (13) reads as

Theorem 5 Let
$1< p<\infty $
. If there exists
$\sigma _0\in {\mathbb R}$
such that

then the operator
$\mathbb {K}$
is bounded in
$L^p({\mathbb B}^n,{\mathrm {dH}})$
and its operator norm on
$L^p({\mathbb B}^n,{\mathrm {dH}})$
satisfies the estimate

where infimum is taken with respect to all those
$\sigma =\sigma _0$
for which (14) holds.
Proof Denote
$\tau _\sigma (z)=(1-|z|^2)^\sigma , \sigma \in {\mathbb R}.$
By Hölder’s inequality, we obtain

Note that

Therefore, we have

Here, to justify the change of the order of integration, we used Fubini’s theorem. Finally, collecting the above estimates, we obtain

This finishes the proof.
As a corollary, we formulate below the corresponding boundedness result for the conjugate operator
$\mathbb {K}^*$
(we will need it to prove Theorem 7).
Corollary 6 Let
$1<q<\infty $
. If there exist
$\sigma \in {\mathbb R}$
such that (14) holds, then the operator
$\mathbb {K}^*$
is bounded on
$L^q({\mathbb B}^n,{\mathrm {dH}})$
and its norm on
$L^q({\mathbb B}^n,{\mathrm {dH}})$
satisfies

where infimum is taken with respect to all those
$\sigma $
for which (14) holds.
For a nonnegative kernel (function) K, let us write

If K is also radial, then

Theorem 7 Let the kernel K be nonnegative. Suppose that the operator
$\mathbb {K}$
is bounded on
$L^p({\mathbb D},{\mathrm {dH}})$
with
$1\leqslant p<\infty $
. Then the following statements hold:
-
(1) If
$p=1,$ then
$\varkappa <\infty $ .
-
(2) If
$1<p<\infty $ , then
$\varkappa _1(p,\sigma )<\infty $ and
$\varkappa _2(q,\sigma )<\infty $ for any
$\sigma>\frac {2n}{n+1}$ .
Proof First, suppose that the operator
$\mathbb {K}$
is bounded in
$L^1({\mathbb D},{\mathrm {dH}})$
. Then for
$\phi (z)=(1-|z|^2)^{n+1}$
, we have

Suppose that the operator
$\mathbb {K}$
is bounded in
$L^p({\mathbb B}^n,{\mathrm {dH}})$
for some
$1<p<\infty $
. Then for all
$\phi \in L^p({\mathbb B}^n, {\mathrm {dH}})$
and
$\psi \in L^q({\mathbb D}, {\mathrm {dH}})$
, we have

Let

We obtain

The integral
$\int _{\mathbb {B}^n}(1-|z|^2)^{\sigma }\,{\mathrm {dH}}(z)$
is finite if and only if
$\sigma>n.$
This implies that
$\varkappa _1(p,\sigma )<\infty $
for any
$\sigma>\frac {2n}{n+1}.$
By the same arguments applied to the conjugate operator
$\mathbb {K}^*$
, we obtain that
$\varkappa _2(q,\sigma )<\infty $
for any
$\sigma>\frac {2n}{n+1}.$
At the conclusion of this section, let us consider the important example of the kernel K given by the formula
$K(z)=(1-|z|^2)^{\alpha }$
. First, we prove the following technical lemma.
Lemma 8 Suppose
$K(z)=(1-|z|^2)^{\alpha }$
,
$\alpha \in {\mathbb R}$
, and
$1<p<\infty $
with
$1/p+1/q=1$
. Suppose that
$\kappa , \kappa _1(p,\sigma )$
and
$\kappa _2(q,\sigma )$
are the corresponding to K numbers, as defined above. Then:
-
(a)
$\kappa <\infty $ if and only if
$\alpha>n$ .
-
(b)
$\kappa _1(p,\sigma )<\infty $ if and only if
$$ \begin{align*}\alpha>\max\left\{\frac{n+1}{2}\frac{\sigma}{p},n-\frac{n+1}{2}\frac{\sigma}{p}\right\}.\end{align*} $$
-
(c)
$\kappa _2(q,\sigma )<\infty $ if and only if
$$ \begin{align*}\alpha>\max\left\{\frac{n+1}{2}\frac{\sigma}{q},n-\frac{n+1}{2}\frac{\sigma}{q}\right\}.\end{align*} $$
Proof The proof is straightforward: one needs to substitute the kernel
$K(z)= (1-|z|^2)^{\alpha }$
into (11), (12), and (13), and then apply Lemma 2.
As a corollary of Lemma 8, we obtain the following result on the boundedness of the operator
$\mathbb {K}$
induced by the positive kernel
$K(z)=(1-|z|^2)^\alpha $
on
$L^p({\mathbb D},{\mathrm {dH}}).$
This result shows that for this kernel, the sufficient condition
$\kappa <\infty $
in Theorem 4 and the sufficient conditions (14) with
$\sigma =\frac {2n}{n+1}$
stated in Theorem 5 turn out to be necessary.
Theorem 9 Let
$1\leqslant p<\infty $
and
$\mathbb {K}$
be the Hausdorff–Berezin operator with kernel
$K(z)=(1-|z|^2)^{\alpha }$
. Then
$\mathbb K$
is bounded in
$L^p({\mathbb B}^n,{\mathrm {dH}})$
if and only if

Proof The sufficiency of (15) follows from Theorems 4 and 5 and Lemma 8 under the choice
$\sigma =\frac {2n}{n+1}.$
To prove necessity, we choose the minimizing function

It is obvious that
$f_\beta \in L^p({\mathbb B}^n,{\mathrm {dH}})$
if and only if
$\beta>n$
, and

It is clear that there should be
$\alpha>n-\frac {\beta }{p}$
. Otherwise, the integral on the right side of the above equality is infinite for any
$z\in {\mathbb B}^n$
. From Lemma 2, we see that

if and only if
$\alpha>\beta /p$
. Since
$\beta>n$
can be chosen arbitrarily close to n, this implies that
$\alpha \geqslant n/p$
. The case
$\alpha =n/p$
is excluded since in that case from Lemma 2, we obtain

Now the rest of the proof follows by Lemma 8.
5 Compactness of Hausdorff–Berezin operators
Before we formulate the next theorem, recall the definition of a positive-definite kernel. Let X be a nonempty set, and let
$\mathbf {K}$
be a function on
$X \times X$
such that

Then
$\mathbf {K}$
is called a positive-definite kernel on X. In this case,
$\mathbf {K}(x,x)\ge 0$
for all x. Let, in addition, X be a locally compact space which is equipped with regular Borel measure
$\mu $
, and let
$\mathbf {K}$
be continuous. The well-known sufficient condition for an integral operator B on
$L^2(\mu )$
(the space of
$\mu $
– measurable quadratically summable functions with respect to the measure
$\mu $
) with a kernel
$\mathbf {K}$
to be in a trace class states that this is the case if
$\mathbf {K}$
is a positive-definite kernel on X and

In such a case, the trace equals to:
$\mathrm {tr}B=I$
(see, e.g., Theorem 2.12 in [Reference Simon22] or arguments before Theorem XI.31 in [Reference Reed and Simon21]).
Theorem 10 The following statements hod true.
-
(i) Assume that
$1\le p<\infty $ , and there are real numbers
$\sigma $ and r such that
$$ \begin{align*}\sigma<p,\,\,\, (1-\sigma/p)p'<r,\,\,\,\, (1/p+1/p'=1),\end{align*} $$
(16)$$ \begin{align} &\int_{{\mathbb B}^n}\frac{|K(\varphi_z(w))|^r}{(1-|w|^2)^{r(n+1)}}{\mathrm{dA}}(w)<c_1<\infty \ \mbox{ for a.e. } z\in {\mathbb B}^n; \end{align} $$
(17)with some constants$$ \begin{align} &\int_{{\mathbb B}^n}|K(\varphi_z(w))|^\sigma{\mathrm{dA}}(z)<c_2<\infty \ \mbox{ for a.e. } w\in {\mathbb B}^n, \end{align} $$
$c_1, c_2.$ Then
$\mathbb K$ is a compact operator in
$L^p({\mathbb B}^n,{\mathrm {dA}}).$
-
(ii) The operator
$\mathbb K$ is a Hilbert–Schmidt operator in
$L^2({\mathbb B}^n,{\mathrm {dA}})$ if and only if
$$ \begin{align*}\frac{K(\varphi_z(w))}{(1-|w|^2)^{n+1}}\in L^2({\mathrm{dA}}\otimes{\mathrm{dA}}). \end{align*} $$
-
(iii) Let
$K(\varphi _z(w))/(1-|w|^2)^{n+1}$ be a positive-definite kernel on
${\mathbb B}^n$ and
$K(0)=0$ . Then
$\mathbb K$ is a trace class operator in
$L^2({\mathbb B}^n,{\mathrm {dA}})$ and
$\mathrm {tr}\, \mathbb K=0$ .
Proof To prove statement (i), we are going to apply [Reference Kantorovich and Akilov9, Chapter XI, Theorem 3] to the operator
$\mathbb {K}$
in the form

To this end, we identify the space
$\mathbb C^n$
with
${\mathbb R}^{2n}$
and
${\mathbb B}^n$
with the unit ball D of
${\mathbb R}^{2n}$
. Then the point
$z=s_1+\imath s_2\in {\mathbb B}^n$
corresponds to the point
$s=(s_1,s_2)\in {\mathbb R}^{2n}$
and the point
$w=t_1+\imath t_2\in {\mathbb B}^n$
corresponds to the point
$t=(t_1,t_2)\in {\mathbb R}^{2n}$
. Moreover, let the function
$K(\varphi _z(w))/(1-|w|^2)^{n+1}$
corresponds to
$\mathbf {K}(s,t)$
in the aforementioned theorem. Further, we put
$D'=D$
and
$q=p$
in this theorem. Since
$dt=|{\mathbb B}^n|{\mathrm {dA}}(w)$
(
$|{\mathbb B}^n|$
stands for the Euclidean volume of
${\mathbb B}^n$
), the condition (16) implies the validity of the condition 1) from [Reference Kantorovich and Akilov9, Chapter XI, Theorem 1] because

Similarly, the condition (17) implies the validity of the condition 2) from [Reference Kantorovich and Akilov9, Chapter XI, Theorem 1]. The remaining condition of this theorem is also satisfied due to our assumptions.
The statement (ii) is a corollary of the well-known result (see, e.g., [Reference Simon22, Theorem 2.11]).
Now, to prove (iii), we use the mentioned above sufficient condition for an integral operator to be in a trace class. Since
$\mathbf {K}(s,t)$
is a positive-definite kernel, it suffices to note that the second condition holds, since
$\mathbf {K}(s,s)=K(0)=0$
. This completes the proof.
Since
${\mathrm {dH}}$
is invariant, choosing
$r=1$
, we get the following corollary.
Corollary 11 Let
$K\in L^1({\mathrm {dH}})$
. If
$1<\sigma <p$
and (17) holds, then
$\mathbb K$
is compact in
$L^p({\mathbb B}^n,{\mathrm {dA}})$
.
Proof The condition (16) is valid for
$r=1$
, since for all
$z\in {\mathbb B}^n,$

It remains to note that in our case
$(1-\sigma /p)p'<1$
.
Example 12 The Hausdorff–Berezin operator with kernel

is a Hilbert–Schmidt operator in
$L^2({\mathbb B}^n,{\mathrm {dA}})$
if and only if
$\alpha>n+1/2$
.
Acknowledgments
A.K. and A.M. acknowledge the support of the Ministry of Education and Science of Russia (Agreement No. 075-02-2024-1427). Adolf Mirotin is partially supported by the State Program of Scientific Research of Republic of Belarus, project 20211776.
Data availability statement
The authors confirm that all data generated or analyzed during this study are included in this article.
Conflict of interest
This work does not have any conflict of interest.