Hostname: page-component-848d4c4894-nmvwc Total loading time: 0 Render date: 2024-07-05T17:48:10.617Z Has data issue: false hasContentIssue false

The illusion of continuity: Nikephoros Phokas, John Tzimiskes and the eastern border

Published online by Cambridge University Press:  04 January 2016

William Garrood*
Affiliation:
King’s CollegeLondon

Extract

Throughout the ninth and tenth centuries, the Byzantine Empire successfully expanded in the east. This culminated in the late tenth century with the great soldier emperors Nikephoros Phokas (963–969) and John Tzimiskes (969–976), who both achieved spectacular victories in the east at the expense of the empire’s Arab enemies. Modern scholarship always links these emperors together as following a consistent strategy. This article argues that, despite similarities, Nikephoros and John actually had different approaches to the eastern wars, in geography, level of focus, operational style and ultimate objective, underpinned by different strategic visions of the Empire’s position. This continuity is therefore illusory.

Type
Articles
Copyright
Copyright © The Centre for Byzantine, Ottoman and Modern Greek Studies, University of Birmingham 2013

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

1 Howard-Johnston, J. D., Studies in the organisation of the Byzantine army in the tenth and eleventh centuries (DPhil thesis, Oxford 1971) 246 Google Scholar.

2 Leo the Deacon, The History of Leo the Deacon, trans. Talbot, A-M. and Sullivan, D. F. (Washington D.C. 2005) 3 Google Scholar.

3 Canard, M., ‘La date des expéditions mésopotamiennes de Jean Tzimiskès’, Mélanges Henri Grégoire II. Annuaire de l’Institut de philologie et d’histoire orientales et slaves 10 (Brussels 1950) 99 Google Scholar, and repeated in Canard, M., Histoire de la dynastie des H’amdanides de Jazîra et de Syrie (Algiers 1953) 838 Google Scholar, hereafter Canard, Histoire.

4 Howard-Johnston, J. D., ‘Byzantium and its neighbours’, in Jeffreys, E. et al (eds), The Oxford Handbook of Byzantine Studies (Oxford 2008) 951 Google Scholar.

5 The only full-length narrative account of the eastern campaigns is G. Schlumberger, Un empereur byzantin au dixième siècle: Nicéphore Phocas (Paris 1890), and idem. L’épopée byzantin à la fin du dixième siècle (Paris 1896). The early years of Nikephoros’ campaigns are analysed in detail in Garrood, W. L., ‘The Byzantine conquest of Cilicia and the Hamdanids of Aleppo, 959-965’, Anatolian Studies 58 (2008) 127-40CrossRefGoogle Scholar. The main Greek sources for this period are Diaconi, Leonis, Historia, ed. Hase, C. B. (Bonn 1828)Google Scholar, hereafter Leo the Deacon; Skylitzes, Ioannes, Synopsis Historiarum, ed. Thurn, H., CFHB 5 (Berlin 1973)Google Scholar, hereafter Skylitzes. Both the main Arabic sources are available in translation: Sa’id, Yahya Ibn, Chronicle, ed. and trans. Vasiliev, A. A., Patrologia Orientalis, XVIII (Paris 1924)Google Scholar and XXIII (Paris 1932), hereafter Yahya; Miskawayh, , The experiences of the nations, ed. and trans. Margoliouth, D. S. and Amedroz, H. F., The eclipse of the Abbasid Caliphate: original chronicles of the Fourth Islamic Century, V (Oxford 1921)Google Scholar, hereafter Miskawayh. Other Arabic sources are summarized in Canard, , Histoire, and Bikhazi, J. B., The Hamdanid dynasty of Mesopotamia and North Syria 868 - 1014 (PhD thesis, University of Michigan 1981)Google Scholar, hereafter Bikhazi.

6 Canard, Histoire, 786; Vasiliev, , Byzance et les Arabes, IL.1. La Dynastie Macedonienne (867-959) , ed. Canard, M. (Brussels 1968) 355 Google Scholar, hereafter Vasiliev-Canard, , Byzance et les Arabes, II.1Google Scholar.

7 Canard, Histoire, 79; Vasiliev-Canard, , Byzance et les Arabes II. 1, 319, 361-3Google Scholar.

8 Whittow, M., The making of Orthodox Byzantium (London 1996) 322 Google Scholar.

9 Leo the Deacon 6-16, 24-8; Skylitzes 245-6, 249-50; Yahya, PO XVIII 782; Vasiliev-Canard, , Byzance et les Arabes, II. 1, 332-41Google Scholar (for the earlier expedition to Crete).

10 Leo the Deacon, 19-22; Skylitzes 250; Yahya PO XVIII, 781-3; Miskawayh 195-6; Canard, Histoire, 801; Bikhazi, 847.

11 Yahya, PO XVIII 784; Miskawayh 208; Canard, Histoire, 806-7; Bikhazi 847, 853-5.

12 Skylitzes 252-3; Yahya, PO XVIII 784-7; Miskawayh 208-11; Canard, Histoire, 808-16; Bikhazi 856-66; Garrood, ‘The Byzantine conquest of Cilicia and the Hamdanids of Aleppo’, 133-4.

13 Miskawayh, 216-17,222-6; Canard, Histoire, 818-23; Bikhazi 893-7,920-1; Garrood, ‘The Byzantine conquest of Cilicia and the Hamdanids of Aleppo’, 135-8.

14 Yahya, PO XVIII 796; Bikhazi 931-5; Vasiliev-Canard, , Byzance et les Arabes II, 1, 238 Google Scholar.

15 Yahya, PO XVIII 797-8; Canard, Histoire, 651; Bikhazi 922-32; Miskawayh 226-7.

16 Yahya, PO XVIII 803; Miskawayh 233-4; Canard, Histoire, 823-4.

17 Leo the Deacon 70-2; Skylitzes 270-1; Yahya, PO XVIII 805-6; Miskawayh 228; Canard 825; Bikhazi 931-5; McGeer, E., Sowing the Dragon’s Teeth (Washington D.C. 1996) 338-11Google Scholar; Halkin, F., ‘Translation par Nicéphore Phocas de la brique miraculeuse d’Hiérapolis (BHG 3 801n)’, Inédits byzantins d’Ochrida, Candie et Moscou, Subsidia hagiographica 38 (Brussels 1963) 253-60Google Scholar.

18 Yahya, PO XVIII 807; Canard, Histoire, 826; Bikhazi 935.

19 Leo the Deacon 62-3, 77-81; Skylitzes 276-8; Yahya, PO XVIII 807, 813-4; Canard, Histoire, 831.

20 Leo the Deacon 70-3; Yahya, PO XVIII, 814-16; Canard, Histoire, 831; Bianquis, Th., Damas et la Syrie sous la domination Fatimide 359-468/969-1076 (Damascus 1986) 38-9Google Scholar.

21 Leo the Deacon 74; Skylitzes 271-2.

22 Leo the Deacon 76.

23 Leo the Deacon 81-2; Skylitzes 272-3; Yahya, PO XVIII 816, 822-3; Canard, Histoire, 822; Holmes, C., Basil II and the governance of empire 976-1025 (Oxford 2006) 332 Google Scholar.

24 Yahya 823.

25 Yahya 824; Canard, Histoire, 667-74, 832; Bikhazi 948-52.

26 Canard, Hisoire, 833; Bikhazi 952-3.

27 Yahya 825-6.

28 Leo the Deacon 85-9; Skylitzes 279-81; Yahya, PO XVIII 824, 827-31.

29 Leo the Deacon 44, 49, 99; Skylitzes 267; Yahya, PO XVIII 790; Cheynet, J.-C., ‘Le Phocas’, in Dagron, G. and Mihaēscu, H. (eds), Le traité sur la guerilla de l’empereur Nicépbore Phocas (Paris 1986) 310-15Google Scholar and family tree; Cheynet, J.-C., Pouvoir et contestations à Byzance 963-1210 (Paris 1990) 268-70Google Scholar.

30 Canard, Histoire, 795; Vasiliev-Canard, , Byzance et les Arabes, II 1, 356 Google Scholar, 363.

31 Yahya, PO XVIII 775; Canard, Histoire, 798-9; Bikhazi 893-4.

32 Leo the Deacon 38-40; Skylitzes 256.

33 Leo the Deacon 50-4, 59-61; Skylitzes 267-70; Yahya, PO XVIII 793-7; Miskawayh 217, 222-5 (in Miskawayh’s account Tzimiskes is not named specifically and although he refers to the ‘domestic’, it is likely he means the emperor, not John.); Canard, Histoire, 818-21; Bikhazi 893-9.

34 Leo the Deacon 84.

35 Skylitzes 286.

36 Leo the Deacon 112-26; Skylitzes 292-3; Yahya, PO XVIII 831-2.

37 Leo the Deacon 103; Skylitzes 287; Yahya, PO XXIII 350-1; Walker, P. E., ‘A Byzantine victory over the Fatimids at Alexandretta (971)’, B 42 (1972) 431-40Google Scholar; Bianquis, , ‘La prise du pouvoir par les Fatimides en Egypte (357-363/968-974)’, Annales Islamologiques 11 (1972) 83-4Google Scholar; idem, Damas et la Syrie sous la domination Fatimide 359-468/969-1076, 39-51.

38 Leo the Deacon 128-45,148-58; Skylitzes 295-308; Yahya, PO XXIII 350; McGrath, S., ‘The battle of Dorostolon (971): rhetoric and reality’, in Miller, T.S. and Nesbitt, J. (eds), Peace and war: essays in honour of G. T. Dennis (Washington, D. C 1995) 152-64Google Scholar.

39 Leo the Deacon 145-7; Skylitzes 303.

40 Leo the Deacon 158-9; Skylitzes 309-10; Canard, Histoire, 841.

41 Canard, ‘La date des expéditions mésopotamiennes de Jean Tzimiskès’, 99-108.

42 Yahya, PO XXIII 353; Miskawayh 326; Canard, Histoire, 841.

43 Yahya 353. For the identification of Bathn-Hanzith as Anzitene see Holmes, , Basil II, 326 Google Scholar.

44 Yahya, PO XXIII 354; Miskawayh 335-6; Canard, Histoire, 842.

45 Leo the Deacon 162; trans. 204 n. 13 and 14.

46 Leo the Deacon 161-2; Yahya, PO XXIII 353; Canard, Histoire, 842-3; Matthew of Edessa, Zhamana-kagrut’iwn (Chronograpbia), ed. and trans. Dosturian, A., Armenia and the crusades, tenth to twelfth centuries (New York 1993) 28 Google Scholar; Canard, ‘La date des expéditions mésopotamiennes de Jean Tzimiskès’, 107, Holmes, C., ‘Byzantium’s eastern frontier in the tenth and eleventh centuries’, in Abulafia, D. and Berend, N. (eds), Medieval Frontiers: concepts and practices (Aldershot 2002) 100-1Google Scholar, Canard, M., ‘Deux documents arabes sur Bardas Skleros’, Extrait des actes du Ve congrès ď études byzantines. Studi Bizantini e Neoellenini, V (Rome 1939) 61-2Google Scholar.

47 Matthew of Edessa, Zhamanakagrut’iwn (Chronographia), ed. and trans. A. Dosturian, 27; Farag, W., Byzantium and its Muslim neighbours during the reign of Basil II (976-1025) (PhD thesis, University of Birmingham 1979) 40 Google Scholar.

48 Leo the Deacon 165-8; Yahya, PO XXIII 368-9; Canard, Histoire, 843-4; Walker, P.E., ‘The “crusade” of John Tzimiskes in the light of new Arabic evidence’, B 47 (1977) 301-27Google Scholar; Vasiliev, , Byzance et les Arabes III: Die Ostgrenze des Byzantinschen Reiches von 363 bis 1071 ed. Honigmann, E. (Brussels 1935) 99-102Google Scholar.

49 Yahya, PO XXIII 369; Canard, Histoire, 844; Holmes, , Basil II, 333-8Google Scholar; Laurent, V., ‘La chronologie des gouverneurs d’Antioche sous la seconde domination byzantine’, Mélanges de ľ Université Saint-Joseph de Beyrouth 38 (1962) 223 Google Scholar.

50 Walker, ‘The “crusade” of John Tzimiskes in the light of new Arabic evidence’, 324–6; al-Rudhrawari, The experiences of the nations, ed. and trans. Margoliouth, D. S. and Amedroz, H .F., The eclipse of the Abbasid caliphate, VI, 56 Google Scholar.

51 Leo the Deacon 177; Skylitzes 311.

52 Yahya, PO XXIII 372; Canard, Histoire, 849.

53 Holmes, , Basil II, 306-13Google Scholar; Whittow, The making of Orthodox Byzantium, 382-6; Cheynet, Pouvoir et contestations à Byzance; Howard-Johnston, ‘Byzantium and its neighbours’, 951.

54 Canard, Histoire, 850-1, 856-957; Farag, , Byzantium and its Muslim neighbours during the reign of Basil II, 188204 Google Scholar; idem., ‘The Aleppo question’, BMGS 14 (1990).

55 Holmes, , Basil II, 245 Google Scholar.

56 Cheynet, Pouvoir et contestations à Byzance, 216, 322.

57 See above, but also on the defeat of the Arab fleet outside Tarsos, see Vasiliev-Canard, , Byzance et les Arabes, II. 1, 360 Google Scholar; on Sicily, Leo the Deacon 66-7; on Cyprus, Dikigoropolos, A. I., Cyprus betwixt Greeks and Saracens’ AD 647-965 (DPhil thesis Oxford 1961)Google Scholar.

58 Tafel, G.L.F., Thomas, G. M., Urkunden zur älteren Handels- und Staatsgescbicbte der Republik Venedig (Vienna 1856) I, no. 14 Google Scholar; Nicol, D. M., Byzantium and Venice (Cambridge 1988) 37 Google Scholar; Leo the Deacon 81.

59 Bikhazi 822; Morris, R., ‘The two faces of Nikephoros Phokas’, BMGS 12 (1988) 90 Google Scholar; Lev, Y., ‘The Fatimid navy, Byzantium and the Mediterranean 909-1036 C.E./ 297 - 427 A.H.’, B 54 (1984) 236-8Google Scholar, 240-4; Farag, , Byzantium and its Muslim neighbours during the reign of Basil II, 42 Google Scholar.

60 Garrood, ‘The Byzantine conquest of Ciucia and the Hamdanids of Aleppo’, 138.

61 Miskawayh 213-14; Bikhazi 878-9.

62 Leo the Deacon 81; Yahya, PO XVIII 826.

63 Skylitzes 272; Yahya, PO XVIII 825.

64 Miskawayh 226.

65 For Eustathios’ relation to Nikephoros, see Cheynet, Pouvoir et contestations à Byzance (family tree). Note that Peter, ever loyal to the central government, later served Basil with distinction as well. Yahya, PO XXIII 374.

66 Saunders, W. B. R., ‘The Aachen reliquary of Eustathios Maleinos 969-970’, DOP 36 (1983) 211-19Google Scholar.

67 Skylitzes 314. Basil seems to have learned from Nikephoros’ fate. Other than Nikephoros Ouranos, no domestic of the scholai of the east was appointed during Basil’s reign: Cheynet, , ‘Basil II and Asia Minor’, in Magdalino, P. (ed.), Byzantium in the Year 1000 (Leiden 2003) 87 Google Scholar.

68 Leo the Deacon 95, 99; Morris, R., ‘Succession and usurpation: politics and rhetoric in the late tenth century’, in Magdalino, P. (ed.), New Constantines (Aldershot 1994) 202 Google Scholar.

69 Morris, ‘Succession and usurpation’, 207; Grierson, P., Catalogue of the Byzantine coins in the Dumbarton Oaks collection and in the Whittetnore collection, III/2 (Washington, D.C. 1973) 580 Google Scholar, 589; Cheynet, Pouvoir et contestations à Byzance, 213; idem, ‘Le Phocas’ in G. Dagron and H. Mihaěscu, Le traité sur la guerilla de l’empereur Nicéphore Phocas.

70 Yahya, PO XVIII 797; Miskawayh 225-6; Dagron, G.,‘Minorités ethniques et religieuses dans l’orient byzantin à la fin du Xe et au Xle siècle’, TM 6 (1976) 177216 Google Scholar.

71 Leo the Deacon 90; Miskawayh 209, 222; Bikhazi 860, 894-5; Shepard, J., ‘Constantine VII, Caucasian openings and the road to Aleppo’, in Eastmond, A. (ed.), Eastern approaches to Byzantium (Aldershot 1999) 36-7Google Scholar.

72 Canard, Histoire, 836; Farag, ‘The Aleppo question’, 50.

73 Canard, ‘Deux documents arabes sur Bardas Skieros’, 61-2; Holmes, ‘Byzantium’s eastern frontier in the tenth and eleventh centuries’, 100-1; Forsyth, J. H., Byzantine - Arab Chronicle of Yahya ibn Sa’id (PhD thesis, University of Michigan 1977) 402-9Google Scholar.

74 Yahya, PO XXIII 369; Walker, ‘The “crusade” of John Tzimiskes in the light of new Arabic evidence’, 323; Farag, , Byzantium and its Muslim neighbours during the reign of Basil II, 42 Google Scholar.

75 Matthew of Edessa, Zhamanakagrut’iwn (Chronographia), ed. and trans. Dosturian, Armenia and the crusades, 29-33.

76 Miskawayh 326-9; Yahya, PO XXIII 353-8; Canard, ‘La date des expéditions mésopotamiennes de Jean Tzimiskés’, 99-108; Walker, ‘The “crusade” of John Tzimiskes in the light of new Arabic evidence’, 320 n. 56.

77 Walker, , ‘A Byzantine victory over the Fatimids at Alexandretta (971)’, B 42 (1972) 439-40Google Scholar; idem, ‘The “crusade” of John Tzimiskes in the light of new Arabic evidence’, 306-11; idem, Exploring an Islamic empire: Fatimid history and its sources (London 2002) 306-7; Holmes, , Basil II, 307 Google Scholar, attests the increase in Fatimid activity in the 990s versus the previously ‘sporadic’ incursions. See Canard, M., ‘L’impérialisme des Fatimids et leur propagande’, Annales de l’Institut d’ Etudes Orientales 6 (1947) 167 Google Scholar; Bianquis, Th., ‘La prise du pouvoir par les Fatimides en Egypte (357-363/968-974)’, Annales Islamologiques 11 (1972) 103-4Google Scholar.

78 The Cambridge History of Iran, ed. Frye, R. N., V (Cambridge 1975) 266 CrossRefGoogle Scholar.

79 Stephenson, P., Byzantium’s Balkan frontier (Oxford 2000) 53 CrossRefGoogle Scholar.

80 Skylitzes 255; Matthew of Edessa, Zhamanakagrut’iwn (Chronographia), ed. and trans. Dosturian, Armenia and the crusades, 22; Laiou, A., ‘The Just War of eastern Christians and the Holy War of the crusaders’, in Sorabji, R. and Rodin, D. (eds), The ethics of war: shared problems in different traditions (Aldershot 2006) 35 Google Scholar. See also Riedel, M. L. D., Fighting the good fight (DPhil thesis, Oxford 2010)Google Scholar.

81 Leo the Deacon 35-6 for drills and 57-8 for the flogging of the soldier.

82 Leo the Deacon 89.

83 Lemerle, P., The agrarian history of Byzantium. From the origins to the twelfth century, trans. MacNiocaill, G. (Galway 1979) 128-31Google Scholar; On skirmishing warfare, ed. Dennis, G. T., Three Byzantine military treatises (Washington, D. C. 1985) 216 Google Scholar.

84 Leo the Deacon 96.

85 Leo the Deacon 99; Morris, ‘Succession and usurpation’, 202.