1 Introduction
A partition of a positive integer n is a finite nonincreasing sequence of positive integers $\lambda _1 \geq \lambda _2 \geq \cdots \geq \lambda _k$ such that $\lambda _1 + \lambda _2 + \dots + \lambda _k = n$ . We refer to the integers $\lambda _1, \lambda _2, \dots , \lambda _k$ as the parts of the partition. For example, the number of partitions of the integer $n=4$ is 5, and the partitions counted in that instance are
For more information about integer partitions, see [Reference Andrews3, Reference Andrews and Eriksson4].
An overpartition of a positive integer n is a partition of n wherein the first occurrence of a part may be overlined. The modern study of overpartitions was initiated in the groundbreaking work of Corteel and Lovejoy [Reference Corteel and Lovejoy11].
As an example, the number of overpartitions of $n=4$ is 14, and the overpartitions are
The number of overpartitions of n is often denoted $\overline {p}(n)$ , so from the example above we see that $\overline {p}(4) = 14$ .
As part of a larger study of overpartitions with restrictions on the nonoverlined parts, Alanazi et al. [Reference Alanazi, Alenazi, Keith and Munagi1] considered the family of functions $\overline {R}_{\ell }^*(n)$ which counts the number of overpartitions of weight n wherein nonoverlined parts must be $\ell $ -regular (that is, the nonoverlined parts are not allowed to be divisible by $\ell $ ) and there are no restrictions on the overlined parts. For example, $\overline {R}_3^*(4)=12$ thanks to the overpartitions
Note that the two overpartitions of $n=4$ which are ‘removed’ from those counted by $\overline {p}(4)$ in order to create the above list are $(3,1)$ and $(3,\overline {1})$ ; these are not counted by $\overline {R}_3^*(4)$ because they contain a nonoverlined part which is divisible by $\ell =3$ .
We note that the values of $\overline {R}_2^*(n)$ appear in the On-Line Encyclopedia of Integer Sequences [24, A022567], where they are interpreted as the number of partitions of n into two different colours of distinct parts.
One can readily see that an overpartition counted by $\overline {R}_{\ell }^*(n)$ can be viewed as an ordered pair of partitions $(\mu , \nu )$ where $\mu $ is an $\ell $ -regular partition (which accounts for the nonoverlined parts in an overpartition) and $\nu $ is a partition into distinct parts (which accounts for the overlined parts in an overpartition) such that the weight of $\mu $ plus the weight of $\nu $ equals n. We will use this representation of an overpartition in our discussions below.
Over the last several years, a number of authors have proven divisibility properties satisfied by $\overline {p}(n)$ and several restricted overpartition functions. See [Reference Alanazi, Munagi and Sellers2, Reference Bharadwaj, Hemanthkumar and Naika5–Reference Chetry and Saikia10, Reference da Silva and Sellers12, Reference Dou and Lin13, Reference Hirschhorn and Sellers15, Reference Hirschhorn and Sellers16, Reference Hirschhorn and Sellers18–Reference Munagi and Sellers23, Reference Ranganatha25–Reference Zhao and Jin39] for examples of such work.
In [Reference Alanazi, Alenazi, Keith and Munagi1], Alanazi et al. proved the following congruence properties satisfied by overpartitions with $\ell $ -regular nonoverlined parts:
Theorem 1.1 [Reference Alanazi, Alenazi, Keith and Munagi1, Theorem 3.1].
For all $n\geq 1$ , $\overline {R}_{\ell }^*(n) \equiv 1 \pmod {2}$ if and only if $\ell \, | \, n$ and the number of partitions of $n/\ell $ into distinct parts is odd.
Theorem 1.2 [Reference Alanazi, Alenazi, Keith and Munagi1, Theorem 3.2].
For all $n\geq 0$ , $\overline {R}_{3}^*(9n+4) \equiv \overline {R}_{3}^*(9n+7) \equiv 0 \pmod {3}$ .
The proofs of Theorems 1.1 and 1.2 given in [Reference Alanazi, Alenazi, Keith and Munagi1] rely solely on generating function manipulations.
Our overarching goal in this brief work is to revisit the two theorems above, using them as a springboard for additional results. In Section 2 we collect all of the tools necessary to complete the proofs of our results. Section 3 will focus on proofs of results modulo 2 and 4 satisfied by infinitely many functions in this family. In particular, we provide a combinatorial argument for Theorem 1.1 as well as a more effective way to ‘test’ whether $\overline {R}_{\ell }^*(n)$ is even or odd for a particular value of n. We will also provide an infinite family of congruences modulo 4 satisfied by this family of functions. In Section 4 we return specifically to the function $\overline {R}_{3}^*(n)$ , which is the focus of Theorem 1.2. We provide a slightly different proof of Theorem 1.2, and we extend the result significantly by finding an infinite family of mod 3 congruences satisfied by this function. We then prove an infinite number of congruences for $\overline {R}_{3}^*(n)$ modulo 4. Finally, we share a few closing remarks in Section 5.
2 Necessary tools
Based on the fact that $\overline {R}_{\ell }^*(n)$ counts overpartitions wherein there are no restrictions on the overlined parts while nonoverlined parts must be $\ell $ -regular, it is straightforward to see that the corresponding generating function is given by
where we define
We will rely heavily on the generating function (2.1) in our work below. We will also use an alternative representation for the generating function for $\overline {R}_{\ell }^*(n)$ which involves Ramanujan’s theta function,
The connection between $\varphi (q)$ and the generating function for $\overline {R}_{\ell }^*(n)$ is clear once we note the following two lemmas.
Lemma 2.1 (Hirschhorn [Reference Hirschhorn14, (1.5.8)]).
We have
Lemma 2.2 (Hirschhorn [Reference Hirschhorn14, (1.5.16)]).
We have
Thanks to Lemmas 2.1 and 2.2, we see that the generating function for $\overline {R}_{\ell }^*(n)$ can also be written as
This representation is extremely beneficial when proving congruences modulo powers of 2 satisfied by $\overline {R}_{\ell }^*(n)$ since
We will rely on a few other classical results from the theory of q-series.
Lemma 2.3 (Euler’s Pentagonal number theorem; see Hirschhorn [Reference Hirschhorn14, (1.6.1)]).
We have
Lemma 2.4 (Jacobi; see Hirschhorn [Reference Hirschhorn14, (1.7.1)]).
We have
We will also utilise the following 3-dissection.
Lemma 2.5 (Hirschhorn and Sellers, [Reference Hirschhorn and Sellers17]).
We have
Lastly, we will need the following well-known fact which follows, in essence, from the binomial theorem.
Theorem 2.6. For a prime p and positive integers k and l, we have
3 General results modulo 2 and 4
We are now in a position to give alternative proofs of Theorems 1.1 and 1.2 as well as additional results. We begin by focusing on Theorem 1.1. In doing so, we provide an equivalent statement which provides a more effective way of checking the parity of $\overline {R}_{\ell }^*(n)$ .
Theorem 3.1. For all $n\geq 1$ , $\overline {R}_{\ell }^*(n) \equiv 1 \pmod {2}$ if and only if $n=\ell \cdot j(3j+1)/2$ for some integer j.
Proof. Beginning with (2.3),
The result follows.
Next, we wish to use Theorem 3.1 as a springboard in two different directions. First, we provide an alternative proof of Theorem 3.1.
Combinatorially insightful proof of Theorem 3.1.
Consider an overpartition of the positive integer n which contains at least one part which is not a multiple of $\ell $ . Let $\lambda ^*$ be the largest such part. One can then naturally pair this overpartition with the corresponding overpartition wherein $\lambda ^*$ is switched from overlined to nonoverlined (or vice versa, depending on its original status in the overpartition). Clearly, this pairs all of the overpartitions of n wherein at least one part is not a multiple of $\ell $ . Thus, modulo 2, this set of overpartitions can be ignored. The remaining overpartitions are those wherein all of the parts must be multiples of $\ell $ . By definition, all such parts must be overlined, and in order for this to take place, it must be the case that each such part appears exactly once (one can only overline the first occurrence of any part in a given partition). Hence, the overpartitions which are not naturally paired as described above must be of the form
where every part is overlined and $\lambda _1> \lambda _2 > \dots > \lambda _k$ , that is, where the parts are all distinct. Clearly, the sum of these parts must be a multiple of $\ell $ , and it is well known that the generating function for such partitions is given by
This is congruent, modulo 2, to
and the result then follows from Lemma 2.3.
Next, we wish to extend Theorem 3.1 to a result for the modulus 4 (thanks to insights gained from (2.3)). We will stop short of writing down a characterisation modulo 4. Instead, we will settle for proving the following theorem which provides an infinite family of Ramanujan-like congruences modulo 4 for these functions.
Theorem 3.2. Let p be an odd prime, and let r, $1\leq r\leq p-1$ , be a quadratic nonresidue modulo p. Then, for all $n\geq 0$ , $\overline {R}_{p}^*(pn+r) \equiv 0 \pmod {4}$ .
Proof. Beginning with (2.3),
Because $f_p$ is a function of $q^p$ , and because we are interested in arguments which are arithmetic progressions of the form $pn+r$ where $1\leq r\leq p-1$ , we see that we simply need to consider whether we can represent $pn+r$ as
If this is possible, then we know that $r \equiv k^2 \pmod {p}$ . However, r is assumed to be a quadratic nonresidue modulo p. Therefore, there are no such solutions, and this implies that, for all $n\geq 0$ , $\overline {R}_{p}^*(pn+r) \equiv 0 \pmod {4}$ .
Clearly, the above yields infinitely many congruences modulo 4 satisfied by functions within this family, the ‘first’ of which is that, for all $n\geq 0$ ,
4 Returning to $\overline {R}_{3}^*(n)$
We next turn our attention specifically to the function $\overline {R}_{3}^*(n)$ . We begin by providing an alternative proof of Theorem 1.2 which will motivate much of the work in the rest of this section.
Alternative proof of Theorem 1.2.
We begin with (2.1) and work modulo 3:
Thanks to this 3-dissection of the generating function of $\overline {R}_{3}^*(n)$ (mod 3), we can immediately see that
Because this last expression is a function of $q^3$ , we know that, for all $n\geq 0$ ,
and
We note that the proof above is similar in nature to the proof of Theorem 1.2 in [Reference Alanazi, Alenazi, Keith and Munagi1]. Even so, we share the above for the sake of completeness, and also so that we might provide a proof of the following new ‘internal congruence’ satisfied by $\overline {R}_{3}^*(n)$ .
Lemma 4.1. For all $n\geq 0$ , $\overline {R}_{3}^*(9n+1) \equiv 2\overline {R}_{3}^*(n) \pmod {3}$ .
Proof. From the proof of Theorem 1.2 provided above, we see that
Because the right-hand side of this congruence is a function of $q^3$ , we know that the generating function for $\overline {R}_{3}^*(9n+1)$ satisfies
or
thanks to the proof of Theorem 1.2 above. The result follows immediately.
Lemma 4.1 now provides the machinery necessary to prove the following new congruence family.
Theorem 4.2. For all $n\geq 0$ and all $\alpha \geq 1$ ,
and
Proof. We prove this result by induction on $\alpha $ . The basis case ( $\alpha = 1$ ) states that
These congruences were proven in Theorem 1.2, so the basis case holds.
Next, we prove the induction step holds for each case. Assume that, for all $n\geq 0$ and some $\alpha \geq 1$ , we have
We wish to prove that
Note that
Therefore, with Lemma 4.1 in hand,
thanks to the induction hypothesis. Similarly, assume that, for all $n\geq 0$ and some ${\alpha \geq 1}$ , we have
We wish to prove that
Note that
Therefore, with Lemma 4.1 in hand,
thanks to the induction hypothesis. This completes the proof.
We close this section by providing an infinite family of congruences modulo 4 satisfied by $\overline {R}_{3}^*$ . In order to do so, we first prove the following lemma which is extremely helpful.
Lemma 4.3. We have
Proof. In [Reference Alanazi, Alenazi, Keith and Munagi1], the authors prove that
Thanks to Theorem 2.6, we know $f_2^3 \equiv f_1^6 \pmod {2}$ . Thus, we have
We have already seen in (3.1) that, for all $n\geq 0$ ,
In addition to this single congruence, we can prove two additional ‘isolated’ congruences.
Theorem 4.4. For all $n \geq 0$ ,
Proof. Thanks to Lemma 4.3,
Clearly, $2f_3^3$ is a function of $q^3$ , so the corresponding series expansion will contain only powers of q with exponents that are multiples of 3. Therefore, for all $n\geq 0$ ,
and
We now provide the following infinite family of congruences.
Theorem 4.5. Let $p\geq 5$ be prime and let r, $1\leq r\leq p-1$ , be such that $\operatorname {\mathrm {inv}}(3,p)\cdot 8\cdot r + 1$ is a quadratic nonresidue modulo p where $\operatorname {\mathrm {inv}}(3,p)$ is the inverse of 3 modulo p. Then, for all $n\geq 0$ , $\overline {R}_{3}^*(3(pn+r)+1) \equiv 0 \pmod {4}.$
Proof. Thanks to Lemmas 4.3 and 2.4,
Therefore, if we wish to consider values of the form $\overline {R}_{3}^*(3(pn+r)+1)$ , then we need to know whether we can write $ pn+r=3j(j+1)/2 $ for some nonnegative integer j. If we can show that no such representations exist, then the theorem is proved. Note that, if a representation of the form $ pn+r=3j(j+1)/2 $ exists, then $r\equiv 3j(j+1)/2 \pmod {p}$ . Since $p\geq 3$ , this is equivalent to $\operatorname {\mathrm {inv}}(3,p) \cdot r\equiv j(j+1)/2 \pmod {p}$ . We complete the square to obtain $\operatorname {\mathrm {inv}}(3,p)\cdot 8\cdot r + 1\equiv (2j+1)^2 \pmod {p}$ . However, we have assumed that $\operatorname {\mathrm {inv}}(3,p)\cdot 8\cdot r + 1$ is a quadratic nonresidue modulo p. Therefore, no such representation is possible, and this completes the proof.
Two sets of comments are in order in light of the above theorem. First, it is clear that, for any prime $p\geq 5$ ,
So from a computational standpoint, for any given prime $p\geq 5$ , it is very straightforward to determine the values r which provide the congruences mentioned in the theorem.
Secondly, we see that Theorem 4.5 provides $\tfrac 12(p-1)$ Ramanujan-like congruences modulo 4 for any prime $p\geq 5$ . So, for example, it is easy to determine that, for all $n\geq 0$ ,
and
5 Closing thoughts
We close this work with two comments for potential future work.
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(1) In light of (2.3), it is possible to obtain congruences satisfied by $\overline {R}_{\ell }^*(n)$ for moduli which are higher powers of 2. See, for example, the work of Munagi and Sellers [Reference Munagi and Sellers23] for such a result modulo 8.
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(2) Some of the results above, particularly Theorem 3.2, can be generalised to the functions $\overline {R}_{p^t}^*(n)$ for $t>1$ .
The interested reader may choose to pursue these items further.