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AN EFFECTIVE BOUND FOR GENERALISED DIOPHANTINE m-TUPLES

Published online by Cambridge University Press:  06 November 2023

SAUNAK BHATTACHARJEE
Affiliation:
IISER Tirupati, C/O Sree Rama Engineering College, (Transit Campus), Tirupati, Andhra Pradesh 517507, India e-mail: [email protected]
ANUP B. DIXIT*
Affiliation:
Institute of Mathematical Sciences (HBNI), CIT Campus, Taramani, Chennai, Tamil Nadu 600113, India
DISHANT SAIKIA
Affiliation:
Freie Universität Berlin, Kaiserswerther Str. 16-18, Berlin 14195, Germany e-mail: [email protected]
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Abstract

For $k\geq 2$ and a nonzero integer n, a generalised Diophantine m-tuple with property $D_k(n)$ is a set of m positive integers $S = \{a_1,a_2,\ldots , a_m\}$ such that $a_ia_j + n$ is a kth power for $1\leq i< j\leq m$. Define $M_k(n):= \text {sup}\{|S| : S$ having property $D_k(n)\}$. Dixit et al. [‘Generalised Diophantine m-tuples’, Proc. Amer. Math. Soc. 150(4) (2022), 1455–1465] proved that $M_k(n)=O(\log n)$, for a fixed k, as n varies. In this paper, we obtain effective upper bounds on $M_k(n)$. In particular, we show that for $k\geq 2$, $M_k(n) \leq 3\,\phi (k) \log n$ if n is sufficiently large compared to k.

Type
Research Article
Copyright
© The Author(s), 2023. Published by Cambridge University Press on behalf of Australian Mathematical Publishing Association Inc.

1 Introduction

Given a nonzero integer n, we say a set of natural numbers $S=\{a_1,a_2,\ldots , a_m\}$ is a Diophantine m-tuple with property $D(n)$ if $a_ia_j +n$ is a perfect square for $1\leq i<j\leq m$ . Diophantus first studied such sets of numbers and found the quadruple $\{1,33,68,105\}$ with property $D(256)$ . The first $D(1)$ -quadruple $\{1,3,8,120\}$ was discovered by Fermat, and this was later generalised by Euler who found an infinite family of quadruples with property $D(1)$ , namely,

$$ \begin{align*} \{a, b, a + b + 2r, 4r(r + a)(r + b) \}, \end{align*} $$

where $ab + 1 = r^2$ . In fact, any $D(1)$ -triple can be extended to a Diophantine quadruple [Reference Arkin, Hoggatt and Straus1]. In 1969, using Baker’s theory of linear forms in the logarithms of algebraic numbers and a reduction method based on continued fractions, Baker and Davenport [Reference Baker and Davenport2] proved that Fermat’s example is the only extension of $\{1,3,8\}$ with property $D(1)$ . In 2004, Dujella [Reference Dujella10], using similar methods, proved that there are no $D(1)$ -sextuples and there are only finitely many $D(1)$ -quintuples, if any. The nonexistence of $D(1)$ -quintuples was finally settled in $2019$ by He et al. in [Reference He, Togbé and Ziegler15].

In general, there are $D(n)$ -quintuples for $n\neq 1$ . For example,

$$ \begin{align*}\{1, 33, 105, 320, 18240\}\quad \text{and} \quad \{5, 21, 64, 285, 6720\}\end{align*} $$

are Diophantine quintuples satisfying property $D(256)$ . There are also examples of $D(n)$ -sextuples, but no $D(n)$ -septuple is known. So, it is natural to study the size of the largest m-tuple with property $D(n)$ . Define

$$ \begin{align*} M_n := \text{sup}\{|S| : S \text{ satisfies property } D(n)\}. \end{align*} $$

In 2004, Dujella [Reference Dujella9] showed that

$$ \begin{align*} M_n \leq C \log |n|, \end{align*} $$

where C is an absolute constant. He also showed that for $n>10^{100}$ , one can choose $C=8.37$ . This constant was improved by Becker and Murty [Reference Becker and Murty3], who showed that for any n,

(1.1) $$ \begin{align} M_n \leq 2.6071 \log |n| + \mathcal{O}\left(\frac{\log |n|}{(\log\log |n|)^2}\right). \end{align} $$

Our goal is to study this problem when squares are replaced by higher powers.

Definition 1.1 (Generalised Diophantine m-tuples)

Fix a natural number $k\geq 2$ . A set of natural numbers $S=\{a_1,a_2,\ldots , a_m\}$ satisfies property $D_k(n)$ if $a_ia_j +n$ is a kth power for $1\leq i<j\leq m$ .

For each nonzero integer n, define

$$ \begin{align*} M_k(n):= \text{sup}\{|S| : S \text{ satisfies property }D_k(n)\}. \end{align*} $$

For $k\geq 3$ and $m\geq 3$ , we can apply the celebrated theorem of Faltings [Reference Faltings12] to deduce that a superelliptic curve of the form

$$ \begin{align*} y^k = f(x)=(a_1 x +n)(a_2 x +n) (a_3 x+n)(a_4 x + n)~\cdots~ (a_m x +n) \end{align*} $$

has only finitely many rational points and a fortiori, finitely many integral points. Therefore, a set S satisfying property $D_k(n)$ must be finite. When $n=1$ , Bugeaud and Dujella [Reference Bugeaud and Dujella6] showed that

$$ \begin{align*} M_{3}(1) \leq 7, \quad M_{4}(1) \leq 5, \quad M_{k}(1) \leq 4 ~ \text{ for}~ 5 \leq k \leq 176, \quad M_{k}(1) \leq 3~ \text{ for}~ k \geq 177. \end{align*} $$

In other words, the size of $D_k(1)$ -tuples is bounded by $3$ for large enough k. In the general case, for any $n \neq 0$ and $k \geq 3$ , Bérczes et al. [Reference Bérczes, Dujella, Hajdu and Luca5] obtained upper bounds for $M_k(n)$ . In particular, they showed that for $k\geq 5$ ,

$$ \begin{align*} M_k(n) \leq 2|n|^5 + 3. \end{align*} $$

Dixit et al. [Reference Dixit, Kim and Murty8] improved these bounds on $M_k(n)$ for large n and a fixed k. Define

$$ \begin{align*} M_k(n;L):=\text{sup}\{|S \cap [|n|^L,\infty)|: S \text{ satisfies property } D_k(n)\}. \end{align*} $$

Then, for $k\geq 3$ , as $n\to \infty $ ,

(1.2) $$ \begin{align} M_k(n,L)\ll_{k,L} 1~ \text{ for }L\geq 3 \quad \text{and}\quad M_k(n) \ll_k \log n. \end{align} $$

The purpose of this paper is to make the implied constants in (1.2) explicit. In [Reference Dixit, Kim and Murty8], the bounds for $M_k(n)$ were proved under the further assumption that $n>0$ . As remarked in [Reference Dixit, Kim and Murty8], this assumption is not necessary, but an argument was not provided. We begin by proving the bounds (1.2) for all nonzero integers n.

Theorem 1.2. Let $k \geq 3$ be an integer. Then the following statements hold as $|n| \to \infty $ .

  1. (1) For $L \geq 3$ ,

    $$ \begin{align*}M_k(n, L) \ll 1,\end{align*} $$
    where the implied constant depends on k and L, but is independent of n.
  2. (2) Moreover,

    $$ \begin{align*}M_k(n) \ll \log |n|,\end{align*} $$
    where the implied constant depends on k.

We next state our main theorem, which is an effective version of Theorem 1.2.

Theorem 1.3. Let $k \geq 3$ be a positive integer. Then the following statements hold.

  1. (a) For $L \geq 3$ ,

    (1.3) $$ \begin{align} M_k(n, L) \leq 2^{28} \log (2k) \log (2 \log (2k)) + 14. \end{align} $$
  2. (b) Suppose n and k vary such that as $|n|\to \infty $ and $k = o(\log \log |n|)$ , then

    $$ \begin{align*} M_k(n) \leq 3 \, \phi(k)\, \log |n| + \mathcal{O} \bigg(\frac{ (\phi(k))^2\log |n|}{\log \log |n|}\bigg), \end{align*} $$
    where $\phi (n)$ denotes the Euler totient function.

Remark 1.4. (a) It is possible to replace $14$ on the right-hand side of (1.3) with a smaller positive integer for large values of k.

(b) For a fixed $k>2$ , Theorem 1.3(b) gives

$$ \begin{align*} M_k(n) \leq 3 \, \phi(k) \, \log |n| + \mathcal{O}\bigg(\frac{\log |n|}{\log\log |n|}\bigg) \quad \mbox{as } |n|\to \infty. \end{align*} $$

For $k=2$ , this upper bound is very close to the best known upper bound due to Becker and Murty which is given by (1.1).

(c) Theorem 1.3 holds in a slightly more general setting for Diophantine tuples with property $D_k(n)$ in the ring of integers of the kth cyclotomic field $\mathbb {Q}(\zeta _k)$ . In that case, we replace the Legendre symbol by the power residue symbol and follow the same method as in the proof of Theorem 1.3.

2 Preliminaries

In this section, we develop the necessary tools to prove our main theorems.

2.1 Gallagher’s larger sieve

In 1971, Gallagher [Reference Gallagher13] discovered an elementary sieve inequality which he called the larger sieve. We refer the reader to [Reference Cojocaru and Murty7] for the general discussion and record the result in a form applicable to our context.

Theorem 2.1. Let N be a natural number and $\mathcal {S}$ a subset of $\{1,2,\ldots , N\}$ . Let ${\mathcal P}$ be a set of primes. For each prime $p \in {\mathcal P}$ , let $\mathcal {S}_p=\mathcal {S} \pmod {p}$ . For $1<Q\leq N$ ,

$$ \begin{align*} |\mathcal{S}|\leq \frac{\sum_{p\leq Q, p\in {\mathcal P}} \log p - \log N}{\sum_{p\leq Q, p \in {\mathcal P}} \dfrac{\log p}{|\mathcal{S}_p|}-\log N}, \end{align*} $$

where the summations are over primes $p\leq Q, p \in {\mathcal P}$ , and the inequality holds provided the denominator is positive.

2.2 A quantitative Roth’s theorem

There are several quantitative results counting exceptions in Roth’s celebrated theorem on Diophantine approximations. We will use the following result due to Evertse [Reference Evertse11]. For an algebraic number $\xi $ of degree r, we define the (absolute) height by

$$ \begin{align*}H(\xi):= \bigg( a\prod_{i=1}^r \max(1, |\xi^{(i)}|)\bigg)^{1/r}, \end{align*} $$

where $\xi ^{(i)}$ for $1\leq i\leq r$ are the conjugates of $\xi $ (over $\mathbb {Q}$ ) and a is the positive integer such that

$$ \begin{align*}a\prod_{i=1}^r (x-\xi^{(i)}) \end{align*} $$

has rational integer coefficients with greatest common divisor equal to 1.

Theorem 2.2. Let $\alpha $ be a real algebraic number of degree r over $\mathbb {Q}$ and $0 <\kappa \leq 1$ . The number of rational numbers $p/q$ satisfying $\max (|p|,|q|) \geq \max (H(\alpha ), 2)$ and

$$ \begin{align*} \bigg|\alpha - \frac{p}{q} \bigg| \leq \frac{1}{\max (|p|,|q|)^{2+\kappa}} \end{align*} $$

is at most

$$ \begin{align*}2^{25}\kappa^{-3}\log (2r) \log (\kappa^{-1} \log (2r)).\end{align*} $$

2.3 Vinogradov’s theorem

The following bound on character sums was proved by Vinogradov (see [Reference Vinogradov16]).

Lemma 2.3. Let $\chi \pmod q$ be a nontrivial Dirichlet character and n an integer such that $(n,q)=1$ . If $\mathcal {A} \subseteq (\mathbb {Z}/q\mathbb {Z})^*$ and $\mathcal {B} \subseteq (\mathbb {Z}/q\mathbb {Z})^* \cup \{0\}$ , then

$$ \begin{align*} \sum_{a\in\mathcal{A}} \sum_{b\in\mathcal{B}} \chi(ab + n) \leq \sqrt{q |\mathcal{A}| |\mathcal{B}|}. \end{align*} $$

The original method of Vinogradov gives the bound on the right-hand side of the inequality as $ \sqrt {2q |\mathcal {A}| |\mathcal {B}|}$ . However, the above bound holds and a short proof can be found in [Reference Becker and Murty3, Proposition 2.5].

2.4 Bounds for primes in arithmetic progression

Let $Q,k,a$ be positive integers with $(a,k)=1$ . Denote by $\theta (Q;k,a)$ the sum of the logarithms of the primes ${p \equiv a \pmod k}$ with $p \leq Q$ , that is,

$$ \begin{align*} \theta(Q;k,a) := \sum_{\substack{p \equiv a \bmod k \\ p \text{ prime} \leq Q}} \log p. \end{align*} $$

The following bound on $\theta (Q;k,a)$ was obtained by Bennet et al. in [Reference Bennett, Martin, O’Bryant and Rechnitzer4, Theorem 1.2].

Theorem 2.4. For $k \geq 3$ and $(a, k) = 1$ ,

$$ \begin{align*} \bigg |\theta (Q; k, a) - \frac{Q}{\phi(k)} \bigg| < \frac{1}{160} \frac{Q}{\log Q} \end{align*} $$

for all $Q \geq Q_0 (k)$ , where

$$ \begin{align*} Q_0(k) = \begin{cases} 8 \cdot 10^9 & \text{if } 3 \leq k \leq 10^5, \\ \exp(0.03\sqrt{k}\log^3 k) & \text{if }k> 10^5. \end{cases} \end{align*} $$

2.5 Gap principle

The next two lemmas are variations of a gap principle of Gyarmati [Reference Gyarmati14].

Lemma 2.5 [Reference Dixit, Kim and Murty8, Lemma 2.4]

Let $k\geq 2$ . Suppose that $a,b,c,d$ are positive integers such that $a<b$ and $c<d$ . Suppose further that

$$ \begin{align*}ac+n, \quad bc+n, \quad ad+n, \quad bd+n \end{align*} $$

are perfect kth powers. Then,

$$ \begin{align*}bd \geq k^k n^{-k} (ac)^{k-1}. \end{align*} $$

An immediate corollary of this lemma shows that ‘large’ elements of any set with property $D_k(n)$ have ‘super-exponential growth’.

Corollary 2.6 [Reference Dixit, Kim and Murty8, Corollary 2]

Let $k\geq 3$ and $m\geq 5$ . Suppose that $n^3 \leq a_1 < a_2 < \cdots < a_m$ and the set $\{ a_1, a_2,\ldots , a_m\}$ has property $D_k(n)$ . Then $a_{2+3j} \geq a_2^{(k-1)^{j}}$ provided $1\leq j \leq (m-2)/3$ .

A modification of the proof of Lemma 2.5 yields a gap principle for negative values of n.

Lemma 2.7. For $n> 0$ and natural numbers $a,b,c,d$ such that $n^3 \leq a < b < c < d$ ,

$$ \begin{align*} (ac-n)(bd-n) \geq \frac{abcd}{2}. \end{align*} $$

Proof. Since $(ac-n)(bd-n) = abcd-n(ac+bd)+n^2$ , it is enough to prove that

$$ \begin{align*} \frac{abcd}{2} \geq n(ac+bd) - n^2. \end{align*} $$

Also, since $a \geq n^3$ and $c> n^3$ , for all cases other than $n=1, a=1, b=2, c=3$ ,

$$ \begin{align*} abcd &\geq 4n bd\\ &\geq 2nbd +2nac\\ &\geq 2nbd+2nac-2n^2, \end{align*} $$

where the first inequality is obvious as $a \geq n^3$ and $c \geq n^3+2$ . This gives the desired result. For the case $n=1, a=1, b=2, c=3$ , since $d> c$ , clearly

$$ \begin{align*} 2n(ac+bd) - 2n^2 = 4+4d < 6d = abcd.\\[-33pt] \end{align*} $$

We are now ready to prove the following analogue of Lemma 2.5.

Lemma 2.8. Let $n> 0$ and $k \geq 2$ . Suppose that $a,b,c,d$ are positive integers such that $n^3 \leq a < b < c < d$ . Suppose further that $ac - n, bc-n, ad-n, bd-n$ are perfect kth powers. Then,

$$ \begin{align*}bd \geq k^k 2^{-k} n^{-k} (ac)^{k-1}.\end{align*} $$

Proof. Since $(b-a)(d-c)>0$ , we have $bd + ac> ad + bc$ and it is easily seen that

$$ \begin{align*} (ad-n)(bc-n)> (ac-n)(bd-n). \end{align*} $$

As $(ac-n)(bd-n)$ and $(ad-n)(bc-n)$ are both perfect kth powers,

$$ \begin{align*} (ad-n)(bc-n) &\geq [((ac-n)(bd-n))^{1/k} + 1]^k\\ &\geq (ac-n)(bd-n) + k((ac-n)(bd-n))^{k-1/k}\\ &\geq (ac-n)(bd-n) + k\bigg(\frac{abcd}{2}\bigg)^{k-1/k}, \end{align*} $$

where the last inequality follows from Lemma 2.7. Thus,

$$ \begin{align*} -n(ad+bc) \geq -n(ac+bd) + k\bigg(\frac{abcd}{2}\bigg)^{k-1/k}. \end{align*} $$

Since $bd> ad + bc - ac > 0$ , we have $bd+ac-ad-bc < bd$ and hence,

$$ \begin{align*} nbd> k\bigg(\frac{abcd}{2}\bigg)^{k-1/k}. \end{align*} $$

Therefore,

$$ \begin{align*} bd \geq k^k 2^{1-k} n^{-k} (ac)^{k-1} \geq k^k 2^{-k} n^{-k} (ac)^{k-1}, \end{align*} $$

which proves the lemma.

This enables us to prove super-exponential growth for large elements of a set with $D_k(n)$ , when $n<0$ .

Corollary 2.9. Let $k \geq 3$ . If $n^3 \leq a < b < c < d < e$ are natural numbers such that the set $\{a,b,c,d,e\}$ has property $D_k(-n)$ , then $e \geq b^{k-1}$ .

Proof. From Lemma 2.8,

$$ \begin{align*} ce \geq k^k 2^{-k} n^{-k} (bd)^{k-1} \geq k^k 2^{-k} n^{-k} (bc)^{k-1}. \end{align*} $$

Therefore,

$$ \begin{align*} e \geq b^{k-1} c^{k-2} n^{-k} 2^{-k} \geq b^{k-1} n^{2k-6} 2^{-k} \geq b^{k-1}. \\[-36pt] \end{align*} $$

Using induction on the previous corollary, we deduce the following corollary.

Corollary 2.10. Let $k \geq 3$ and $m \geq 5$ . Suppose that $n^3 \leq a_1 < a_2 < \cdots < a_m$ and the set $\{a_1, a_2, \ldots , a_m\}$ has property $D_k(-n)$ . Then we have $a_{2+3j} \geq a_2^{(k-1)^j}$ provided $1 \leq j \leq (m-2)/3$ .

3 Proof of the main theorems

3.1 Proof of Theorem 1.2

We first prove Theorem 1.2. The proof follows a similar method to [Reference Dixit, Kim and Murty8].

Let n be a positive integer, $m = M_k (-n)$ and $S = \{a_1, a_2, a_3, \ldots , a_m\}$ be a generalised m-tuple with the property $D_k(-n)$ . Suppose $n^L < a_1 < a_2 < \cdots < a_m$ for some $L \geq 3$ . Consider the system of equations

(3.1) $$ \begin{align} \begin{split} a_1 x -n = u^k, \\ a_2 x -n = v^k. \end{split} \end{align} $$

Clearly, $x=a_i$ for $i \geq 3$ are solutions to this system. Also,

$$ \begin{align*} |a_2 u^k - a_1 v^k| = n(a_2-a_1). \end{align*} $$

Let $\alpha := (a_1/a_2)^{1/k}$ and . Then, we have the following two lemmas analogous to those proved in [Reference Dixit, Kim and Murty8]. The proof of the first lemma is identical to the proof of [Reference Dixit, Kim and Murty8, Lemma 3.1].

Lemma 3.1. Let $k \geq 3$ be odd. Suppose $u, v$ satisfy the system of equations (3.1). Let

Then, for $n> 2^{1/(L-1)}c(k)^{-1/(L-1)}$ ,

$$ \begin{align*} \left|\frac{u}{v} - \alpha\right| \leq \frac{a_2}{2v^k}. \end{align*} $$

Lemma 3.2. Let $(u_i, v_i)$ denote distinct pairs that satisfy the system of equations (3.1) with $v_{i+1}> v_i$ . For $n> 2^{1/(L-1)}c(k)^{-1/(L-1)}$ and $i\geq 14$ ,

$$ \begin{align*} \bigg|\frac{u}{v} - \alpha\bigg| < \frac{1}{v_i^{k-1/2}} \quad \mbox{and} \quad v_i> a_2^4. \end{align*} $$

Proof. From Lemma 3.1, $|{u_i}/{v_i} - \alpha | < {a_2}/{2v_i^k}$ . Thus, we need to show $a_2 < 2v_i^{1/2}$ for $i> 14$ . Since $v_i^k = a_2 a_i - n$ , we have $v_i \geq a_i^{1/k}$ . By Corollary 2.10, $a_{2+3j} \geq a_2^{(k-1)^j}$ , so that $v_{2+3j} \geq a_2^{(k-1)^j/k}$ . We choose a positive integer $j_0$ such that $(k-1)^{j_0}> 4k$ . Since $k \geq 3$ , we can take $j_0=4$ . As $2+3j_0 = 14$ , we have $v_i \geq v_{14}> a_2^4$ for all $i \geq 14$ . This completes the proof.

For larger values of k, the number $14$ in the above lemma can be improved to $2 + 3 j_0$ , where $j_0$ satisfies the condition $(k-1)^{j_0}> 4k$ .

Proof of Theorem 1.2

Now, assume that $(u_1,v_1), (u_2, v_2), \ldots , (u_m,v_m)$ satisfy the system of equations (3.1) with

$$ \begin{align*} v_i> \max(a_2^{1/k}, 2) \geq \max (H(\alpha), 2). \end{align*} $$

By Lemma 3.2, for $14 \leq i \leq m$ ,

$$ \begin{align*} \bigg|\frac{u}{v} - \alpha\bigg| < \frac{1}{v_i^{k-1/2}} \leq \frac{1}{v_i^{2.5}}, \end{align*} $$

as $k \geq 3$ . Since $\alpha =(a_1/a_2)^{1/k} < 1$ and $\max (u_i, v_i) = v_i$ , from Theorem 2.2, the number of such $v_i$ is $\mathcal {O} (\log k \,\log \log k)$ . This proves Theorem 1.2.

3.2 Proof of Theorem 1.3

Let $m = M_k (n)$ and $S = \{a_1, a_2, a_3, \ldots , a_m\}$ be a generalised m-tuple with the property $D_k(n)$ . Suppose $|n|^L < a_1 < a_2 < \cdots < a_m$ for some $L \geq 3$ . We consider the system of equations

(3.2) $$ \begin{align} \begin{split} a_1 x +n = u^k, \\ a_2 x +n = v^k. \end{split} \end{align} $$

As before, $x=a_i$ for $i \geq 3$ are solutions to this system. The statements of Lemmas 3.1 and 3.2 hold for all nonzero integers n. For $n>0$ , this was proved in [Reference Dixit, Kim and Murty8].

Proof of Theorem 1.3(a)

Let $(u_1,v_1), \ldots , (u_m,v_m)$ satisfy the system of equations (3.2) with $v_i> \max (a_2^{1/k}, 2) \geq \max (H(\alpha ), 2)$ . By Lemma 3.2, for $14 \leq i \leq m$ ,

$$ \begin{align*} \bigg |\frac{u_i}{v_i} - \alpha \bigg| \leq \frac{1}{v_i^{k-1/2}} \leq \frac{1}{v_i^{2.5}}, \end{align*} $$

as $k \geq 3$ . Since $\alpha = (a_1/a_2)^{1/k} < 1$ and $\max (u_i, v_i) = v_i$ , applying Theorem 2.2 with $\kappa = 0.5$ shows that the number of $v_i$ satisfying the above inequality is

$$ \begin{align*}2^{25} (0.5)^{-3} \log (2k) \log ((0.5)^{-1} \log (2k)) = 2^{28} \log (2k) \log (2 \log (2k)). \end{align*} $$

So, for $k \geq 3$ , the total number of solutions is at most

$$ \begin{align*} 2^{28} \log (2k) \log (2 \log (2k)) + 14.\\[-37pt] \end{align*} $$

Proof of Theorem 1.3(b)

Let $S = \{a_1, a_2, \ldots , a_m\}$ be a generalised Diophantine m-tuple with property $D_k(n)$ such that each $a_i \leq |n|^3$ . Since $M_k (n;3)$ has a finite bound depending on k, it is enough to prove the statement for $|S|$ . We shall apply Gallagher’s larger sieve with primes $p \leq Q$ satisfying $p \equiv 1 \pmod k$ . Let $\mathcal {P}$ be the set of all primes $p \equiv 1\pmod k$ . For all such primes $p \in \mathcal {P}$ , there exists a Dirichlet character $\chi \, (\mathrm {mod\, } p)$ of order k.

Denote by $S_p$ the image of $S \pmod p$ for a given prime p. For $p\in \mathcal {P}$ , applying Lemma 2.3 with $\mathcal {A} = \mathcal {B} = S_p$ and $\chi \, (\mathrm {mod\, } p)$ a character of order k,

$$ \begin{align*} |S_p|(|S_p| - 1) \leq \sum_{a \in S_p-\{0\}} \sum_{b \in S_p} \chi(ab+n) + |S_p| \leq \sqrt{p} |S_p| + |S_p|. \end{align*} $$

Thus,

$$ \begin{align*} |S_p| \leq \sqrt{p}+2. \end{align*} $$

Take $N = |n|^3$ . Since $a_i \leq |n|^3$ , applying Theorem 2.1 yields

$$ \begin{align*} |S| \leq \frac{\sum_{p\in \mathcal{P}, p \leq Q } \log p- \log N}{\sum_{p\in \mathcal{P}, p \leq Q } \dfrac{\log p}{|S_p|}-\log N}. \end{align*} $$

By Theorem 2.4,

$$ \begin{align*} \sum_{\substack{p \leq Q \\ p \equiv 1 \mathrm{mod\, } k}} \log p = \frac{Q}{\phi(k)} + \mathcal{O} \bigg(\frac{Q}{\log Q}\bigg), \end{align*} $$

when $Q> Q_0(k)$ . As in Section 2.4, $\theta (Q;k,1) = \sum _{p \leq Q, p \equiv 1 \mathrm {mod\, } k} \log p$ . We take $f(t) = {1}/{(\sqrt t+2)}$ . By partial summation,

(3.3) $$ \begin{align} \sum_{\substack{p \leq Q \\ p \equiv 1 \mathrm{mod\, } k}} f(p) \log p = \theta (Q;k,1) f(Q) - \int_{2}^{Q} \theta (t;k,1) f'(t) \,dt. \end{align} $$

The right-hand side is equal to

$$ \begin{align*}\frac{Q}{\phi(k) (\sqrt{Q}+2)} + \mathcal{O}\bigg(\frac{\sqrt{Q}}{\log Q}\bigg) + \frac{1}{\phi(k)} \bigg(\int_{2}^{Q} \frac{t}{2(\sqrt{t}+2)^2 \sqrt{t}} \,dt\bigg) + \mathcal{O} \bigg(\int_{2}^{Q} \frac{1}{\sqrt{t} \log t} \,dt\bigg).\end{align*} $$

The three terms above can be estimated as

$$ \begin{align*} \frac{Q}{\phi(k) (\sqrt{Q}+2)} &= \frac{\sqrt{Q}}{\phi(k)} + \mathcal{O}(1),\\ \frac{1}{\phi(k)} \bigg(\int_{2}^{Q} \frac{t}{2(\sqrt{t}+2)^2 \sqrt{t}} \,dt\bigg) &= \frac{\sqrt{Q}}{\phi(k)} + \mathcal{O}(\log Q),\\ \mathcal{O} \bigg(\int_{2}^{Q} \frac{1}{\sqrt{t} \log t} \,dt\bigg) &= \mathcal{O}\bigg(\frac{\sqrt{Q}}{\log Q}\bigg). \end{align*} $$

Putting this together in (3.3) yields

$$ \begin{align*} \sum_{\substack{p \leq Q \\ p \equiv 1 \mathrm{mod\, } k}} \frac{\log p}{\sqrt{p}+2} = \frac{2 \sqrt{Q}}{\phi(k)} + \mathcal{O} \bigg(\frac{\sqrt{Q}}{\log Q}\bigg). \end{align*} $$

Thus,

$$ \begin{align*} |S| \leq \frac{\dfrac{Q}{\phi(k)} + \mathcal{O}\bigg(\dfrac{Q}{\log Q}\bigg) - \log N}{\dfrac{2 \sqrt{Q}}{\phi(k)} + \mathcal{O}\bigg(\dfrac{\sqrt{Q}}{\log Q}\bigg) - \log N}. \end{align*} $$

Choose $Q=(\phi (k) \log N)^2$ . Note that the condition $Q> Q_0(k)$ is the same as

(3.4) $$ \begin{align} \log N> \frac{\exp(0.015 \sqrt{k} (\log k)^3) }{ \phi(k)}. \end{align} $$

Since $k = o(\log \log |n|)$ , (3.4) holds for N large enough. Now, for both the numerator and the denominator, divide by $\log N$ to get

(3.5) $$ \begin{align} |S| \leq \frac{\phi(k)\log N -1 + \mathcal{O} \bigg(\dfrac{Q}{\log N \log Q}\bigg)}{1 + \mathcal{O}\bigg(\dfrac{\sqrt{Q}}{\log N \log Q}\bigg)}. \end{align} $$

Because $k=o(\log \log N)$ , it is easy to see that

$$ \begin{align*} \frac{\sqrt{Q}}{\log N \log Q} = \frac{\phi(k)}{2\log \phi(k) + 2\log \log N} = o(1). \end{align*} $$

Hence, from (3.5),

$$ \begin{align*} |S| &\leq \frac{\phi(k)\log N + \mathcal{O} \bigg(\dfrac{(\phi(k))^2\log N}{\log \log N}\bigg)}{1 + \mathcal{O}\bigg(\dfrac{\phi(k)}{\log \log N}\bigg)}. \end{align*} $$

As $\mathcal {O}({\phi (k)}/{\log \log N}) = o(1) $ , it follows that

$$ \begin{align*} \frac{1}{1 + \mathcal{O}\bigg(\dfrac{\phi(k)}{\log \log N}\bigg)}=1 + \mathcal{O}\bigg(\frac{\phi(k)}{\log \log N}\bigg). \end{align*} $$

So, we obtain

$$ \begin{align*} |S| &\leq \phi(k)\log N + \mathcal{O} \bigg(\frac{(\phi(k))^2\log N}{\log \log N}\bigg). \end{align*} $$

Since $N=|n|^3$ and $M_k(n) := \text {sup}\{|S|\}$ , we conclude that

$$ \begin{align*} M_k(n) \leq 3 \, \phi(k) \, \log |n| + \mathcal{O} \bigg(\frac{(\phi(k))^2 \log |n|}{\log \log |n|}\bigg) \end{align*} $$

as required.

Acknowledgements

We thank Professor Alain Togbé for his question regarding effective versions of the bounds in [Reference Dixit, Kim and Murty8] during the second author’s talk in the Leuca 2022 conference, which motivated this paper. We are grateful to Professor Ram Murty and Dr. Seoyoung Kim for helpful comments on an earlier version of this paper. We also thank the referee for detailed and helpful comments on the paper.

Footnotes

The research of the second author is partially supported by the Inspire Faculty Fellowship. The research of the first and third authors was supported by a summer research program in IMSc, Chennai.

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