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Legitimacy and Compliance with International Law: Access to Detainees in Civil Conflicts, 1991–2006

Published online by Cambridge University Press:  23 January 2013

Abstract

Existing compliance research has focused on states’ adherence to international rules. This article reports on state and also non-state actors’ adherence to international norms. The analysis of warring parties’ behaviour in granting the International Committee of the Red Cross (ICRC) access to detention centres between 1991 and 2006 shows that both governments and rebel groups adhere to the norm of accepting the ICRC in order to advance their pursuit of legitimacy. National governments are more likely to grant access when they are democracies and rely on foreign aid. Insurgent groups are more likely to grant access when they exhibit legitimacy-seeking characteristics, such as having a legal political wing, relying on domestic support, controlling territory and receiving transnational support.

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Articles
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Copyright © Cambridge University Press 2013 

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Footnotes

*

Department of Political Science, Texas A&M University (email: [email protected]); and Strategy and Security Institute, University of Exeter (email: [email protected]), respectively. The authors acknowledge financial support from the Scowcroft Institute at the Bush School of Government and Public Service. They would like to thank the participants of ‘From Commitment to Compliance: The Persistent Power of Human Rights’ workshop (Berlin, 2010) for early feedback on this work. Special thanks are due to Tanja Börzel, Thomas Risse, Katherine Sikkink and Beth Simmons. For helpful discussions, the authors thank Katherine Bryant, Nisha Fazal, Nehemia Geva, Mike Koch, Quan Li, Cliff Morgan, James Morrow, Idean Salehyan and Ahmer Tarar. The authors are also indebted to one of the Editors, Kristian Gleditsch, and the four anonymous reviewers for their detailed and insightful comments, from which this article has greatly benefited. An online appendix is available at http://dx.doi.org/doi:10.1017/S0007123412000749. Data replication set available at: http://www-polisci.tamu.edu/faculty/jo/

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44 We exclude inter-state wars from our analysis since our theory pertains to warring parties in civil conflicts. According to the PRIO dataset, internationalized civil conflicts occur ‘between the government of a state and one or more internal opposition group(s) with intervention from other states (secondary parties) on one or both sides.’ These include Angola versus UNITA (with Namibia's intervention), and India versus NSCN-K (with Myanmar's intervention).

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46 A more adequate unit of analysis would be country-rebel group, a disaggregated version of country-rebel group clusters, as is the case in the Non-state actor dataset (Cunningham, Gleditsch and Salehyan, ‘It Takes Two’). We adopted the PRIO level classification of rebel group clusters because the ICRC rarely pinpoints the name of a particular group in conflicts involving multiple rebel groups.

47 The PRIO dataset treats multiple groups as one opposition organization when these groups share organizational aims. We also disaggregated the groups at the level of non-state actors and analysed the data using the same specifications. The results do not change much with the disaggregation of units. The results are on file with the authors.

48 For instance, during the years 1999, 2000 and 2001 the government of the Democratic Republic of Congo/Zaire faced two armed opposition groups: the Rally for Congolese Democracy (RCD) and the RCD-Liberation Movement. Both groups are closely affiliated and therefore have been grouped by PRIO as corresponding to the rebels for whom Democratic Republic of Congo/Zaire was fighting 1999, 2000, 2001. However, the groups differ when it comes to their military strength. The RCD has a rebel strength measure of 3 (parity), while the RCD-Liberation Movement has a rebel strength measure of 1 (much weaker than the government it opposes). We coded 3 as the high value for this strength variable, and 1 as the low estimate.

49 ICRC Annual Report, 1991–2006.

50 For example, one case in which we coded ‘absence of visits’ was based on the following passage from the 1998 ICRC annual report for Tajikistan: ‘despite numerous contacts at the highest levels, access was still not granted to detainees held by the government on the grounds that the Tajik legislation allows no outside contact whatsoever for detainees under investigation’ (International Committee of the Red Cross, Annual Report, ICRC Publications).

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69 This result is consistent with Walter's 2006 (‘Building Reputation’) finding that governments’ reputation-building efforts increase when they face the prospect of future challengers in civil wars.

70 This finding may seem contradictory to the finding of Valentino, Huth and Balch-Lindsay (‘Draining the Sea’) that heightened security threats make governments resort to more mass killing. We think that this divergence stems from the difference in the nature of the dependent variables. Although both studies investigate humanitarian violations, we study access to detainees and they study killing of civilians. In the case of access to detainees, military strength contributes to the organizational capacity to negotiate and gain recognition. In the case of killing civilians, militarily strong groups are likely to pose strategic threats that motivate governments to exterminate.

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72 We admit this is a very rough test of reciprocity. As Morrow discusses in ‘When Do States Follow the Laws of War?’, the simultaneity bias problem is present in statistical tests for reciprocity and, as he admits, the problem is difficult to tackle in a satisfying way. It is possible that ICRC access may be related to ceasefires or trust building exercises for peace agreements where both parties grant simultaneous access. To examine this possibility, we tested for a simultaneous (i.e., non-lagged) effect of reciprocity; the effect was insignificant.

73 Morrow, ‘When Do States Follow the Laws of War?’

74 This is consistent with Morrow's finding that evidence of reciprocity is weak when it comes to the treatment of prisoners of war, compared to other issues such as aerial bombardment in interstate wars.

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83 Developing governance functions takes time and, therefore, long-standing groups are more likely than younger rebel organizations to possess these functions. However, the longevity of a rebel group and its propensity to offer its supporters services that governments usually provide are two independent processes. Consider, for example, the case of Sendero Luminoso, a significant rebel force in Peru that appears in our dataset from 1991 to 1999. Although they were certainly a long-standing group, they never granted the ICRC visitation rights. We have additional evidence comparing access behaviour of rebel organizations fighting in conflicts of short and long duration. We find that rebel groups involved in short and long conflicts do not behave very differently when it comes to their access behaviour. This evidence is on file with the authors.

84 Spearman rank statistics show several legitimacy indicators are significantly correlated. For instance, transnational support and domestic mobilization capacity are significantly correlated with the rank statistic of 0.376.

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