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Ideological Hedging in Uncertain Times: Inconsistent Legislative Representation and Voter Enfranchisement

Published online by Cambridge University Press:  29 March 2011

Abstract

Can ideological inconsistency in legislators’ voting records be explained by uncertainty about constituent preferences? Do legislators ‘hedge their bets’ ideologically when faced with constituency uncertainty? This article presents an uncertainty-based theory of ideological hedging. Legislators faced with uncertainty about their constituent preferences have an incentive to present ideologically inconsistent roll-call records. Legislators experiment with a variety of roll-call positions in order to learn the preferences of their constituents. An examination of US senators during 1961–2004 shows that uncertainty due to black enfranchisement and mobilization led to higher ideological inconsistency in legislative voting records. Ideologically inconsistent behaviour by elected officials can be characterized as best responses to a changing and uncertain environment. These results have implications for representation and the stability of democracy.

Type
Research Article
Copyright
Copyright © Cambridge University Press 2011

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References

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23 Espino and Canon, ‘Vote Switching in the U.S. House’, examine legislator uncertainty over the content of specific roll calls to explain why legislators switch their votes on the same roll calls. Our study differs, as we focus on the uncertainty legislators have about constituent preferences and on the resulting ideological inconsistency.

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29 The types of positions taken in a campaign that are empty and not part of roll-call voting are distinct from roll-call votes as legislators are unable to control the agenda and timing of roll-call votes. See Grose, Christian R. and Middlemass, Keesha M., ‘Listen to What I Say, Not How I Vote: Congressional Support for the President in Washington and at Home’, Social Science Quarterly, 91 (2010), 143167CrossRefGoogle Scholar; Middlemass, Keesha M. and Grose, Christian R., ‘The Three Presidencies? Legislative Position-taking in Support of the President on Domestic, Foreign, and Homeland Security Policies in the 107th Congress’, Congress & the Presidency, 34 (2007), 5780CrossRefGoogle Scholar; and Grose, Christian R., ‘Bridging the Divide: Interethnic Cooperation, Minority Media Outlets, and the Coverage of Latino, African-American, and Asian-American Members of Congress’, Harvard International Journal of Press/Politics, 11 (2006), 115130CrossRefGoogle Scholar.

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32 While not a part of our theory, it is possible that voters may have a preference for inconsistent or ambiguous behaviour from their legislators. For example, Tomz, Michael and Van Houweling, Robert P., ‘The Electoral Implications of Candidate Ambiguity’, American Political Science Review, 103 (2009), 8398CrossRefGoogle Scholar.

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34 For example, Fenno, Home Style.

35 For example, Shepsle suggests that incumbents cannot be ambiguous as they have a pre-existing record; we argue that incumbent ambiguity can be achieved to some extent via inconsistency. See Shepsle, ‘The Strategy of Ambiguity’.

36 Theoretically, the new voter could be located anywhere along the dimension. In the case we examine later, senators may have surmised that newly enfranchised African-American voters were not on the far right. Of course, if a legislator surmised that black voters are located somewhere on the left side of the spectrum, then (in Figure 2) there will still be uncertainty over the location of the median compared to the scenario with no new voters, but this uncertainty space would be smaller than the more general scenario presented in the figure. Further, while the partisan preferences of black voters are generally known to legislators, there is little evidence that elected officials have in-depth knowledge of the ideological or issue preferences of these new voters.

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40 We also estimated regression models with dependent variables measuring misclassification rates based on three- and four-dimensional models of voting, and the results were substantively the same as the two-dimensional results we present here. This alleviates concerns that the presence of additional dimensions may be driving our results (e.g., what if some legislators are voting consistently on an unobserved third dimension?). We ruled out that possibility by estimating models with misclassified votes using Optimal Classification (OC) scores in three and four dimensions as the dependent variable, and our inferences remain unchanged (see online appendix, which may be viewed at http://www.journals.cambridge.org/jps).

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45 Data on changes in black electoral strength are not available nationally for this entire time period, but are available for the southern states from 1960 onwards. Southern states are identified as Alabama, Arkansas, Florida, Georgia, Louisiana, Mississippi, North Carolina, South Carolina, Tennessee, Texas and Virginia.

46 The average southern senator cast 596 non-unanimous roll-call votes per congress during that period.

47 We use census figures during census years and census population estimates for intervening years.

48 This measure is from Hood, Kidd and Morris, ‘Of Byrd[s] and Bumpers’.

49 This measure is ideal as it assesses both the change in the state's black voter population over a two-year time period and the relative size of the enfranchised and mobilized black population.

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51 See Shafer, Byron E. and Johnston, Richard, The End of Southern Exceptionalism: Class, Race, and Partisan Change in the Postwar South (Cambridge, Mass.: Harvard University Press, 2006)CrossRefGoogle Scholar. To construct this measure, we read the biographies of all senators in the Congressional Biographical Directory, which detail their places of birth and residencies through college (we also referred to other biographical sources when needed). We also employed alternative measures of the cosmopolitan variable (e.g., coding senators as non-natives or natives of the state they represent), and the results were substantively the same as those we present here. We also estimated a model without this variable, and the remaining results were consistent (see online appendix, which may be viewed at http://www.journals.cambridge.org/jps).

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53 Alternatively, we also estimated a regression with fixed effects for each congress (reported in Table 3).

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58 Given the presence of interactive terms, the computation of the marginal effects of changes in black electoral strength (X 3) for a Democratic senator is based on varying all values of the relevant constitutive and interaction terms.

59 We also estimated a model that included a three-way interaction between black electoral strength, Democrat and competitiveness (and all constitutive terms and two-way interactions). The results show that the combined effect of changes in black electoral strength and competitiveness is larger for Democratic than for Republican senators. Democratic senators from competitive states cast inconsistent votes when faced with changes in black electoral strength (see online appendix at http://www.journals.cambridge.org/jps).

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63 We used this alternative measure as the dependent variable in regressions with the same independent variables as those reported earlier in the article, and the results were substantively similar.

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