Published online by Cambridge University Press: 06 February 2015
This paper analyzes one of the key factors for understanding the region of Central Asia: its distinctive relationship to water resources and how states in the region co-operate—or should do so—in order to achieve better management of this valuable resource. Section I introduces the general legal context and, after the presentation of factual data, examines the management of water resources in the region from the viewpoint of the obligation of co-operation established under general international law, including the realization of the right of access to water and sanitation by all citizens. Subsequently, we analyze how and to what extent current international co-operation tools might contribute to solving existing challenges. To this end, we explore both co-operation in the generation and distribution of hydroelectric power in the region, and regional co-operation in the management, conservation, and sustainable development of the inland fisheries of Central Asia.
Professor of European Union Law and International Environmental Law, Department of International Law and Economics, Universitat de Barcelona. This paper is part of the project Àsia Central: una nova cartografia de les relacions energètiques i un nou espai per la constitució de marcs de governança energètica-ambiental [Central Asia: A New Mapping of Energetic Relationships and a New Framework of Environmental-Energy Governance), Co-ordination: Dr Aurèlia Mañé Estrada, Institut Català Internacional per la Pau, 2011RICIP00001 (2012–2013).
Professor of International Law and International Human Rights, Department of International Law and Economics, Universitat de Barcelona.
Professor of International Law, Department of International Law and Economics, Universitat de Barcelona.
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16. None of the five states of Central Asia has signed or ratified the 1999 Protocol to the Helsinki Convention on Water and Health, and only Uzbekistan has ratified the 2003 amendments to the Helsinki Convention that seek to extend its range of territorial application beyond the Member States and consultative members of the UNECE.
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85. Agreement on Joint Activities in Addressing the Aral Sea and the Zone Around the Sea Crisis, Improving the Environment, and Ensuring the Social and Economic Development of the Aral Sea Region, supra note 18.
86. Resolution of the Heads of States of Central Asia on Work of the EC of ICAS on Implementation of Action Plan on Improvement of Ecological Situation in the Aral Sea Basin for the 3–5 Years to Come with Consideration for Social and Economic Development, Concerning Water Quality in the Areas of the Aral Sea, the Amu Darya Basin, and the Syr Darya Basin, 3 March 1995, online: <http://www.cawater-info.net/library/eng/nukus_declaration.pdf>.
87. Agreement Between the Government of the Republic of Kazakhstan, the Government of the Kyrgyz Republic and the Government of the Republic of Uzbekistan on Joint and Complex Use of Water and Energy Resources of the Naryn and Syr Darya Cascade Reservoirs in 1998, 17 March 1998, online: <http://www.ce.utexas.edu/prof/mckinney/papers/aral/agreements/Annual-Operation-98.pdf>; Agreement Between the Government of the Republic of Kazakhstan, the Government of the Kyrgyz Republic and the Government of the Republic of Uzbekistan on Cooperation in the Area of Environment and Rational Nature Use, 17 March 1998, online: <http://ocid.nacse.org/tfdd/tfdddocs/593ENG.pdf>; and Agreement Between the Governments of the Republic of Kazakhstan, the Kyrgyz Republic, and the Republic of Uzbekistan on the Use of Water and Energy Resources of the Syr Darya Basin, 17 March 1998, online: <http://www.ce.utexas.edu/prof/mckinney/papers/aral/agreements/SyrDaryaAgr-Mar17-98.pdf>.
88. Protocol on Inserting Amendments and Addenda in the Agreement Between the Governments of the Republic of Kazakhstan, the Kyrgyz Republic, and the Republic of Uzbekistan on the Use of Water and Energy Resources of the Syr Darya Basin, of 17 March 1998, 7 May 1999, online: <http://www.ce.utexas.edu/prof/mckinney/papers/aral/agreements/SyrDaryaAmm-Jun-99.pdf>.
89. Agreement Between the Government of the Republic of Kazakhstan and the Government of the Kyrgyz Republic on Utilization of the Water Facilities of Interstate Use on the Chu and Talas Rivers, 21 January 2000, online: <http://www.ce.utexas.edu/prof/mckinney/papers/aral/agreements/OandM-Agreement.pdf>.
90. See, for example, Agreement Between the Government of the Republic of Kazakhstan and the Government of the Kyrgyz Republic on Utilization of the Water Facilities of Interstate Use on the Chu and Talas Rivers, supra note 89, or the Agreement Between the Government of the Republic of Kazakhstan and the Government of the Kyrgyz Republic on Comprehensive Use of Water and Energy Resources of the Naryn and Syr Darya Cascade Reservoirs, 16 March 2000, online: <http://www.ce.utexas.edu/prof/mckinney/papers/aral/agreements/Annual-UzKg-00.pdf>.
91. International Environmental Agreements (IEA) Database Project, “The Framework Convention for the Protection of the Environment for Sustainable Development in Central Asia” (22 November 2006), online: <http://www.ecolex.org/server2.php/libcat/docs/TRE/Full/En/TRE-143806.pdf>.
92. CAMPINS ERITJA, Mar and MAÑÉ-ESTRADA, Aurèlia, “Building a Regional Framework in Central Asia: Between Cooperation and Conflict”, ICIP Research Paper, 2014 at 47Google Scholar.
93. ERITJA, Mar CAMPINS and MAÑÉ-ESTRADA, Aurèlia, “Regional Conflict over Water in Central Asia: A New Model of Decentralized Energy Relations”, ICIP Policy Paper (No. 5), September 2012Google Scholar.
94. International Hydropower Association (IHA), “IHA Sustainability Guidelines” (February 2004), online: <http://www.hydropower.org/downloads/IHA%20Sustainability%20Guidelines_Feb04.pdf>; Kristin SCHUMANN, Larry HAAS, Richard TAYLOR, and Refaat ABDEL-MALEK, “Hydropower and Sustainable Development: A Journey” (paper submitted to the World Energy Congress 2010 International Hydropower Association), online: IHA <http://89.206.150.89/documents/congresspapers/392.pdf>.
95. The data of the European Association of Small Hydropower Producers (EASHP) show that, in the EU, small hydroelectric stations of up to 10 megawatts produce around 46 terrawatts per hour of electricity per year, which represents nearly 1.5 percent of the total production of energy and 9 percent of the production of renewable energy—enough to supply thirteen million homes: EASHP, “Current Status of Small Hydropower development in the EU-27. Raising Awareness of Small Hydropower Sector. Stream Map Project”, online: EASHP <http://www.streammap.esha.be/fileadmin/documents/Raising_awareness_doc___press_release/FINAL_SHP_Awareness_2011.pdf>.
96. Carnegie Endowment, “Summary of ‘Renewable Energy in Central Asia: Enhancing Food Security and Improving Social and Economic Conditions in Remote Locations’ ”, online: Carnegie Endowment <http://carnegieendowment.org/files/Summary_Final2.pdf>.
97. Carnegie Endowment, “Central Asian Renewable Energy Remote Community Assistance Project”, online: Carnegie Endowment <http://carnegieendowment.org/files/Project_on%20Renewable%20Energy%20in%20Central%20Asia.pdf>.
98. “Summary of ‘Renewable Energy in Central Asia: Enhancing Food Security and Improving Social and Economic Conditions in Remote Locations’ ”, supra note 96.
99. “Water Energy Nexus in Central Asia: Improving Regional Cooperation in the Syr Darya Basin”, supra note 3 at 5.
100. Minister of Foreign Affairs, Islamic Republic of Afghanistan, “İstanbul Process on Regional Security and Cooperation for a Secure and Stable Afghanistan” (2 November 2011), online: Ministry of Foreign Affairs <http://mfa.gov.af/en/news/4598>.
101. Peyrouse, supra note 82 at 134.
102. DENISON, Michael, “Game Over? Shifting Energy Geopolitics in Central Asia” (October 2012)Google Scholar, online: Central Asia Policy Brief <http://www.centralasiaprogram.org/images/Policy_Brief_5,_October_2012.pdf>.
103. Of note in this regard is the adoption of the 1958 Convention on Fishing and Conservation of Living Resources of the High Seas, 29 April 1958, 559 U.N.T.S. 285 (entered into force 20 March 1966).
104. For a complete overview of inland capture fisheries and their threats and strengths in various regions of the world, see WELCOMME, Robin L., COWX, Ian G., COATES, David, BÉNÉ, Christophe, FUNGE-SMITH, Simon, HALLS, Ashley, and LORENZEN, Kai, “Inland Capture Fisheries” (2010) 365 Philosophical Transactions of The Royal Society at 2881Google Scholar.
105. This principle begins to appear at the International Conference on Responsible Fisheries, held in Cancun in May 1992 (see the Cancun Declaration in the documents COFI/93/Inf.7 and CL102/19 presented at the 102nd session of the FAO Council, which unanimously endorsed the Cancun Declaration), and the contents of Section 17 of Agenda 21 [Agenda 21] adopted at the Rio Conference on Environment and Development in June 1992 (see the resolutions of the Rio Conference in the Report of the United Nations Conference on Environment and Development, 3–14 June 1992, UN Doc. A/CONF.151/26/Rev.1 (Vol. I)).
106. The FAO Code of Conduct for Responsible Fisheries [Code of Conduct] was adopted by the FAO Conference in its Resolution 4/95 of 31 October 1995 (see the “Report of the 28th Session of the Conference” (20–30 October 1995), online: <ftp://ftp.fao.org/docrep/fao/005/v9878s/v9878s00.pdf>).
107. In many cases, the domestic legislation of states fails to distinguish between marine fisheries and inland fisheries, and it even regulates the latter within the framework of rules governing marine fisheries, creating still greater problems.
108. Code of Conduct, supra note 106, arts. 6.1 and 6.2.
109. See ibid., art. 6.12, which establishes that
[s]tates should, within their respective competences and in accordance with international law, cooperate at sub-regional, regional and global levels through fisheries management organizations, other international agreements or other arrangements to promote conservation and management, ensure responsible fishing and ensure effective conservation and protection of living aquatic resources throughout their range of distribution, taking into account the need for compatible measures in areas within and beyond national jurisdiction.
110. Ibid., arts. 7.1.1 and 7.5.1.
111. In general, see WELCOMME, Robin L., Inland Fisheries: Ecology and Management (Oxford: FAO/Blackwell Publishing, 2001)Google Scholar. For example, see Chapter 18 of Agenda 21, supra note 105, ss. 18.40.f and 18.67, the framework of the 1992 Convention on Biological Diversity, 5 June 1992, 1760 U.N.T.S. 79, 31 I.L.M. 818 (entered into force 29 December 1993), to which all states in Central Asia are parties (Decisions X/28 and XI/23 adopted in the last two Conference of the Parties (COP), held in 2010 and 2012, respectively); and the Ramsar Convention, or the 1971 Convention on Wetlands of International Importance Especially as Waterfowl Habitat, 2 February 1971 (entered into force 21 December 1975), to which all the states are parties as well and have designated sites.
112. As called for by DUGAN, Patrick, with Vasu V. SUGUNAN, Robin L. WELCOMME, Christophe BÉNÉ, Randall E. BRUMMETT, and Malcolm C.M. BEVERIDGE, “Inland Fisheries and Aquaculture” in David MOLDEN, ed., Water for Food, Water for Life (London: Earthscan, 2007), 479Google Scholar.
113. In recent years, this trend appears to have experienced a limited reversal (see, in general, the complete report by THORPE, Andy and ANROOY, Raymon VAN, “Inland Fisheries Livelihoods in Central Asia: Policy Interventions and Opportunities” (2009)Google Scholar, online: FAO <http://www.fao.org/docrep/012/i0870e/i0870e00.htm>.
114. See the study produced for the preparatory meeting of CACFish held in June 2011: “Draft Conclusions and Recommendations of the Regional Study on the Feasibility of Restocking and Development of Culture-based Fisheries in Central Asia” (March 2011), online: FAO <ftp://ftp.fao.org/Fi/DOCUMENT/sec/CAFCAC_2011/5e.pdf>. The study provides an overview of regional bodies of water and the experiences of rebuilding fish stocks.
115. In this respect, see PETR, T., “Fisheries in Irrigated Areas of Central Asia” (1995)Google Scholar, online: FAO <http://www.fao.org/docrep/v9529e/v9529e00.HTM>.
116. For example, the Aidar-Arnasay is a man-made system of lakes in Uzbekistan that covers an area of 4,000 km2, and was created by draining the Chardara Reservoir. Subsequently, fish species were introduced in the resulting lakes. Outside the Aral Sea Basin, Lake Balkhash, in Kazakhstan, covers an area of over 18,000 km2 and is also of great importance to fishing.
117. Petr, , supra note 115 at 229Google Scholar.
118. See van Anrooy, Thorpe and, supra note 113Google Scholar.
119. For more on this subject, see van Anrooy, Thorpe and, supra note 113Google Scholar.
120. A centralized system like the Soviet one benefited from well-organized networks for gathering statistics and monitoring fish stocks. This assisted in evaluating the management strategies for fishing activity and made fine-tuning possible. Independence caused this entire water management system to break down (supra note 113 at 232).
121. In the Soviet era, the recommendation was to eat fish once a week, and during these “fish days”, restaurants served many varieties of fish. This tradition disappeared with the collapse of the Soviet Union and fish became less available and less common in the diet (see WELCOMME, R., “Review of the State of the World Fishery Resources: Inland Fisheries” (2011)Google Scholar, online: FAO <http://www.fao.org/docrep/015/i2484e/i2484e.pdf> at 41).
122. This constitutes “one of the—if not the—greatest output declines of any productive sector” in the region (see Thorpe and van Anrooy, supra note 113 at 11; emphasis in original).
123. Petr, , supra note 115 at 239Google Scholar.
124. Ibid.
125. See Dugan et al., supra note 112 at 459–60.
126. For a general analysis of RFMOs, see the Spanish language text, E. VÁZQUEZ GÓMEZ, Las Organizaciones Internacionales de ordenación pesquera. La cooperación para la conservación y la gestión de los recursos vivos del alta mar, Regional Government of Andalusia, Seville, 2002.
127. Historically, however, the oldest regional fisheries organization pertains to Lake Constance. Created in the nineteenth century, its specific task has been to manage fishing in the lake. Other organizations and commissions governing international waterways, which focus their activities on other uses, principally shipping, could also play a potential role in the protection of fisheries (see Welcomme, supra note 111 at 324).
128. In addition to the five regional offices (for Africa, Asia and the Pacific, Europe and Central Asia, Latin America and the Caribbean, and the Near East), the FAO has various subregional offices, including one for Central Asia, which has its headquarters in Ankara, Turkey.
129. See the corresponding references and Resolution 1/137 in the FAO Council Report (137th Session), 30 September 2009, online: FAO <ftp://ftp.fao.org/docrep/fao/meeting/018/k5962s01.pdf> at 54–7.
130. See “Report of The Third Intergovernmental Meeting on the Establishment of the Central Asian and Caucasus Regional Fisheries and Aquaculture Commission” (30 November–1 December 2010), online: FAO <http://www.fao.org/docrep/014/i2114b/i2114b00.pdf>, and the “Report of the Fourth Intergovernmental Meeting on the Establishment of the Central Asian and Caucasus Regional Fisheries and Aquaculture Commission” (22–24 June 2011), online: <http://www.fao.org/docrep/015/ba0096b/ba0096b00.pdf>.
131. See “Report of the First Session of the Central Asian and Caucasus Regional Fisheries and Aquaculture” (19–21 December 2011), online: FAO <http://www.fao.org/docrep/017/i2704b/i2704b00.htm>.
132. These decision-making mechanisms are widespread in RFMOs and other international organizations.
133. Notwithstanding art. I.3 of the agreement itself, which provides that any other FAO or UN Member Nation can request observer status in the meetings of the Commission and of the Technical Advisory Committee.
134. See the previously cited report SEC/R935 (Bi), paras. 25–43.