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Published online by Cambridge University Press: 14 March 2025
Yabuki Susumu, in a series of articles and talks, has rigorously mined the historical record of China (PRC/ROC)-Japan-US relations to illuminate the background to the dangerous conflict that presently threatens to bring war to the Western Pacific in the wake of Japanese nationalization of three of the Senkaku islands in September 2012. While other important issues add to the gravity of the conflict, including enlarged territorial claims by China, Japan and Korea in the form of advancing and defending competing claims to ADIZ in the East China and South China Seas, Yabuki shows the long trajectory of competing claims over the Senkaku dispute and the evolving policies of China, Japan and the United States in shaping it. Since so much of the international discussion of the issues has focused on China-Japan conflict, a particularly important contribution of the present paper is its clear presentation of US recognition at the highest levels of the significance of the competing territorial claims, and its maneuvering in negotiations with Taipei, Tokyo, and Beijing to shape the outcome.
1 Diaoyutai shi zhongguo guyou de lingtu, Guowuyuan baodao-bangongshi.
2 Congressional Research Service Report, Report for Congress, CRS 7-5700, by Mark E. Manyin
3 Ministry of Foreign Affairs, Republic of China.
5 Memorandum of Conversation, Source: National Archives, Nixon Presidential Materials, NSC Files, Box 1025, President/HAK Memcons, Memcon-the President, Kissinger, and Amb. Chow Apr. 12, 1971. Top Secret; Sensitive; Eyes Only. The President's Daily Diary indicates that Chow met with the President from 11:31 a.m. to 12:05 p.m. and that Emil Mosbacher, Chief of Protocol for the Department of State, was also present. (Ibid., White House Central Files) The conversation was recorded by the White House taping system. The statements in quotation marks are actually paraphrases. (Ibid., White House Tapes, Recording of conversation between Nixon and Kissinger, April 12, 1971, 11:28 a.m.–12:41 p.m., Oval Office, Conversation No. 477–3)
6 Apparent reference to the “Second Annual Report to Congress on United States Foreign Relations,” February 25, 1971, in Public Papers: Nixon, 1971, pp. 219–345.
7 Probable reference to an April 9 memorandum from Kissinger to Nixon; see Foreign Relations, 1969–1976, vol. V, Document 344. See also Document 167 in this volume.
8 Japanese-American negotiations over Okinawa sparked renewed Chinese interest in the Senkaku Islands (Tiaoyutai or Diaoyutai in Chinese). Chow gave a 4-page aide mémoire to Green on September 16, 1970, outlining ROC objections to Japanese sovereignty over the islands. (National Archives, RG 59, EA/ROC Files: Lot 75 D 61, Subject Files, Petroleum–Senkakus, January–September 1970). Shoesmith summarized reports of student demonstrations in Taipei against Japanese control of the Senkaku Islands and noted: “The Embassy believes that the initiative for the demonstrations has come from the students rather than the government. But the latter probably has given tacit approval out of reluctance to oppose the fruits of youthful patriotism and its own dissatisfaction over our China policy and oil exploration moratorium.” (Memorandum from Shoesmith to Green, April 17; ibid., Lot 75 D 76, Petroleum–Senkakus, January–March 1971) There were also student protests in the United States and Hong Kong. The White House tape of the April 12 meeting indicates that Chow emphasized that the final disposition of the Senkakus should be kept open, and that this issue was a measure of the ROC's ability to protect itself. He emphasized the symbolic importance of the islands. (Ibid., Nixon Presidential Materials, White House Tapes, Recording of conversation between Nixon and Kissinger, April 12, 1971, Oval Office, Conversation No. 477–3)
9 After Chow left the Oval Office, the President remarked that Chow was correct on the need to consider the political views of overseas Chinese. (Ibid.)
10 Nixon remarked that he would not raise the issue of the U.S. position in public, but, if asked, would say that it had not changed. He also emphasized that Murphy's visit would be private, with no press coverage, and that Murphy would report to the White House, not the Department of State. Finally he urged Chow to be “mum” about the United Nations issue until after Murphy visited Taiwan. (Ibid.) The White House also wanted to limit speculation by U.S. officials concerning policy toward China. An April 14 memorandum from Kissinger to the Acting Secretary of State reads in its entirety: “In the wake of recent developments, the President has asked that all substantive comments by U.S. officials, including responses to formal press inquiries, background statements on and off-the-record remarks and guidance to Posts abroad, concerning U.S. relations with the People's Republic of China be cleared with him through my office.” (Ibid., NSC Files, Box 521, Country Files, Far East, China, Vol. VI)
11 Memorandum of Conversation, Source: National Archives, Nixon Presidential Materials, NSC Files, Country Files, Far East, China, Vol. VI. Confidential. Sent for information. Drafted on April 14. The meeting was held in Kissinger's office. In an April 14 covering memorandum, Holdridge suggested that no further distribution be made. Kissinger initialed his approval. (Ibid.) Kissinger and Chow met from 3:31 to 3:47 p.m. (Library of Congress, Manuscript Division, Kissinger Papers, Box 480, Miscellany, 1968–1976, Record of Schedule)
12 During April 1971 there were signs that the Republic of China had accepted the U.S. position. Kearns reported that he spoke privately with Chiang Ching-kuo after a dinner at McConaughy's home in Taipei. He paraphrased Chiang as follows: “It is necessary for us to publicly oppose actions taken by the United States Government that favor the Chinese Communists. However, we wish the President to know that we understand the necessity of taking such actions at this time.” Chiang asked that his message be relayed to the President, and Peterson forwarded it on April 17. (Memorandum from Kearns to Peterson, April 15, and memorandum from Peterson to Nixon, April 17; both in National Archives, RG 59, S/S Files: Lot 73 D 443 and William P. Rogers' Official and Personal Papers, White House Correspondence)
13 Asian and Pacific Council.
14 Source: National Archives, Nixon Presidential Materials, NSC Files, Box 521, Country Files, Far East, China, Vol. VI. Confidential. Sent for information. A notation on the memorandum indicates Kissinger saw it on April 23, 1971.
15 Memorandum From the President's Assistant for International Economic Affairs (Peterson) to President Nixon. Source: National Archives, Nixon Presidential Materials, White House Special Files, President's Office Files, Box 12, President's Handwriting Files. Secret. Sent for action. A notation on the memorandum indicates the President saw it. This trip was arranged in early May. See Document 121. Overall trade policy toward the nations of East Asia is documented in Foreign Relations, 1969–1976, volume IV.
16 Attached but not printed is a message sent via backchannel by Kennedy to Peterson on June 7. A relatively complete record of the Sino-American textile negotiations is in National Archives, Nixon Presidential Materials, White House Special Files, Staff Member and Office Files, Peter Peterson, Box 1, 1971, Textile Negotiations (cables).
17 Source: National Archives, Nixon Presidential Materials, White House Special Files, President's Office Files, Box 87, Memoranda for the President. Secret; Eyes Only.
18 Nixon, Kissinger, and Peterson met at Camp David from 3:25 to 4:10 p.m. on June 7. (Ibid., White House Central Files, President's Daily Diary) According to a draft telegram to Rogers by U. Alexis Johnson: “Henry Kissinger stepped into the breach with material that I supplied him, and last night [June 7] obtained the President's decision that we would not change our position on the Senkakus. However, this points up the heat that GRC is bringing to bear on us and in turn in some degree probably reflects the heat that GRC is feeling on a subject which it neglected for so long.” (Ibid., RG 59, U. Alexis Johnson Files: Lot 96 D 695, Nodis Chrono 1971) Kissinger and Johnson discussed the Senkaku Island issue by telephone on the morning of June 7. Johnson stated: “The principle that we are applying is that we received the islands from Japan for administration and are returning them to Japan without prejudice to the rights-no position between the two governments on it.” (Memorandum of conversation between Kissinger and Johnson, June 7, 10:35 a.m.; ibid., Telcons, May–June 1971)
19 See Document 133 and footnote 2 thereto.
20 In an October 5 memorandum to Haig, Holdridge wrote that Peterson's office had contacted him to note that no military assistance mission had been dispatched to Taiwan. He noted, “Given Ambassador Kennedy's promise to the GRC, and given the doubts likely to be raised in their mind by any considerable postponement of the survey mission, we should move ahead reasonably soon to send a suitable officer to Taiwan.” Haig's handwritten comment on the bottom of the memorandum reads: “Cripes John-this is dynamite. In any event we should wait till we see how textiles come out.”(National Archives, Nixon Presidential Materials, NSC Files, Box 522, Country Files, Far East, China, Vol. IX)
21 Representative Wilbur D. Mills (D–Arkansas) was the ranking member of the House Ways and Means Committee.
22 On June 7 Kennedy told Chiang Ching-kuo of the decision on the Senkaku Islands. Chiang asked that the U.S. Government categorically state at the time of the signing of the Okinawa reversion agreement that the final status of the islands had not been determined and should be settled by all parties involved. (Backchannel message from Kennedy to Peterson, June 9; ibid., White House Special Files, Staff Member and Office Files, Peter Peterson, Box 1, 1971, Textile Negotiations (cables)) In a June 10 memorandum to Kissinger, Johnson noted that Rogers had raised this issue with Japanese Foreign Minister Aichi at their meeting in Paris on June 9. (Ibid., RG 59, U. Alexis Johnson Files: Lot 96 D 695, Kissinger, Henry, 1971) On June 12 Peterson informed Kennedy, who was in Seoul, that Rogers had approached Aichi, “strongly urging GOJ to discuss issue with GRC prior to signature of Okinawa Agreement on June 17.” He also noted that a Department of State spokesman would announce on June 17 that a return of “administrative rights” to Japan of the Senkaku Islands “can in no way prejudice the underlying claims of the Republic of China.” (Ibid., Nixon Presidential Materials, White House Special Files, Staff Member and Office Files, Peter Peterson, Box 1, 1971, Textile Negotiations (cables)) On June 15 Peterson cabled Kennedy, in Seoul, stating that Aichi had met with the ROC Ambassador in Tokyo to discuss the Senkaku issue. (Ibid.) On July 12 Chiang Ching-kuo complained to McConaughy that “the Japanese so far have refused to talk in any meaningful way on the subject.” (Telegram 3388 from Taipei, July 12; ibid., RG 59, Central Files 1970–73, POL CHINAT)
23 An exchange of notes between Rogers and Ambassador Shen on June 29 extended and amended the October 12, 1967, agreement on trade in cotton textiles. See TIAS 6361 (the 1967 agreement), TIAS 7011 (an exchange of notes for an interim agreement signed in late December 1970), and TIAS 7135 (the June 1971 notes). The agreement was further extended and amended in August 1971 (TIAS 7177). A new agreement was reached in December 1971 (TIAS 7249, corrected in TIAS 7469). The United States and the Republic of China were also parties to a multilateral accord on trade in wool and man-made fiber textile products in December 1971 (TIAS 7493 and 7498).
24 Source: National Archives, Nixon Presidential Materials, NSC Files, Box 523, Country Files, Far East, China, Vol. X. Secret; Sensitive; Eyes Only. The meeting was held at Kissinger's villa at the Key Biscayne Hotel. A short attached note reads: “Coleman: This is ready to go to file. JHH doesn't think it's necessary to have HAK read it through. Eileen.”
25 Kissinger held a short press conference on November 29 to announce the date for the President's trip to the PRC, where he was asked about the U.S. defense commitment to the ROC. (Department of State Bulletin, December 20, 1971, p. 709)
26 In a January 14 memorandum, Holdridge informed Kissinger that “Chou's comment probably represents a form of mild pressure on us to avoid delays or disapprovals rather than discontent over an actuality; [less than 1 line of source text not declassified] reporting has indicated considerable anxiety in the ROC Defense Ministry that we might tighten or reduce the flow of military assistance.” (National Archives, Nixon Presidential Materials, NSC Files, Box 523, Country Files, Far East, China, Vol. X)
27 All ellipses are in the source text.
28 Holdridge informed Kissinger that the Department of Defense had passed to the ROC the White House's request that no crew members arrive in the United States prior to March 11, 1972. (National Archives, Nixon Presidential Materials, NSC Files, Box 523, Country Files, Far East, China, Vol. X)
29 Apparent reference to Major General John Winthrop Barnes, who became Chief, MAAG, in the ROC in 1972.
30 Brackets in the source text.