Hostname: page-component-78c5997874-8bhkd Total loading time: 0 Render date: 2024-11-20T03:51:26.481Z Has data issue: false hasContentIssue false

Ethnic Quotas and Political Mobilization: Caste, Parties, and Distribution in Indian Village Councils

Published online by Cambridge University Press:  07 February 2013

THAD DUNNING*
Affiliation:
Yale University
JANHAVI NILEKANI*
Affiliation:
Harvard University
*
Thad Dunning is Associate Professor, Department of Political Science, Yale University, P.O. Box 208301, New Haven, CT 06520-8301 ([email protected]).
Janhavi Nilekani is a graduate of Yale College and a Ph.D. student in Public Policy, John F. Kennedy School of Government, Harvard University, 79 John F. Kennedy Street, Cambridge, MA 02138.

Abstract

Ethnic quotas are often expected to induce distribution of material benefits to members of disadvantaged groups. Yet, the presence of an ethnic quota does not imply that political mobilization takes place along ethnic lines: Cross-cutting affiliations within multi-ethnic party organizations may lessen the tendency of politicians to target benefits to particular ethnic groups. In this article, we evaluate the impact of quotas for the presidencies of village councils in India, a subject of considerable recent research. Drawing on fine-grained information from surveys of voters, council members, presidents, and bureaucrats and using a natural experiment to isolate the effects of quotas in the states of Karnataka, Rajasthan, and Bihar, we find weak distributive effects of quotas for marginalized castes and tribes, but suggestive evidence of the importance of partisanship. We then use survey experiments to compare the influence of party and caste on voting preferences and expectations of benefit receipt. Our results suggest that especially when politicians have dynamic political incentives to allocate benefits along party lines, cross-cutting partisan ties can blunt the distributive impact of ethnic quotas.

Type
Research Article
Copyright
Copyright © American Political Science Association 2013

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

REFERENCES

Alesina, Alberto. 1988. “Credibility and Policy Convergence in a Two-party System with Rational Voters.” American Economic Review 78: 796805.Google Scholar
Ban, Radu, and Rao, Vijayendra. 2008. “Tokenism versus Agency: The Impact of Women's Reservations on Village Democracies in South India.” Economic Development and Cultural Change 56 (3): 501–30.Google Scholar
Bardhan, Pranab, Mookherjee, Dilip, and Torrado, Monica Parra. 2005. “Impact of Reservations of Panchayat Pradhans on Targeting in West Bengal.” Duke University. BREAD Working Paper.Google Scholar
Bardhan, Pranab, Mookherjee, Dilip, and Torrado, Monica Parra. 2010. “Impact of Political Reservations in West Bengal Local Governments on Anti-poverty Targeting.” Journal of Globalization and Development 1 (1).Google Scholar
Bates, Robert. 1983. “Modernization, Ethnic Competition and the Rationality of Politics in Contemporary Africa.” In Rothchild, Donald and Olorunsola, Victor, State Versus Ethnic Claims: African Policy Dilemmas, Boulder, CO: Westview Press.Google Scholar
Beaman, Lori, Chattopadhyay, Raghabendra, Duflo, Esther, Pande, Rohini, and Topalova, Petia. 2008. “Powerful Women: Does Exposure Reduce Prejudice?” Weatherhead Center for International Affairs, Harvard University. WCFIA Working Paper.Google Scholar
Benjamini, Yoav, and Hochberg, Yosef. 1995. “The Control of the False Discovery Rate: A Practical and Powerful Approach to Multiple Testing.” Journal of the Royal Statistical Society, Series B 57: 289300.Google Scholar
Besley, Timothy, Pande, Rohini, Rahman, Lupin, and Rao, Vijayendra. 2004. “The Politics of Public Good Provision: Evidence from Indian Local Governments.” Journal of the European Economic Association 2 (2/3): 416–26.CrossRefGoogle Scholar
Besley, Timothy, Pande, Rohini, and Rao, Vijayendra. 2008. “The Political Economy of Gram Panchayats in South India.” In Development in Karnataka: Challenges of Governance, Equity, and Empowerment, eds. Kadekodi, Gopal K., Kanbur, Ravi, and Rao, Vijayendra. New Delhi: Academic Foundation, pp. 243–64.Google Scholar
Bhavnani, Rikhil. 2009. “Do Electoral Quotas Work after They Are Withdrawn? Evidence from a Natural Experiment in India.” American Political Science Review 103 (1): 2335.Google Scholar
Brass, Paul. 1965. Factional Politics in an Indian State: The Congress Party in Uttar Pradesh. Berkeley: University of California Press.Google Scholar
Brass, Paul. 1984. Faction and Party. Vol. 1 of Caste, Faction, and Party in Indian Politics. New Delhi: Chanakya Press.Google Scholar
Breeding, Mary. 2008. “Rewarding Loyalists, Buying Turnout, and Mobilizing the Poor: The Success of Mixed-Clientelist Strategies in Bangalore Elections.” Discussion paper prepared for the Political Economy Methods Group, Georgetown University.Google Scholar
Chandra, Kanchan. 2004. Why Ethnic Parties Succeed: Patronage and Ethnic Head Counts in India. New York: Cambridge University Press.Google Scholar
Chandra, Kanchan. 2005. “Ethnic Parties and Democratic Stability.” Perspectives on Politics 3 (2): 235252.Google Scholar
Chandra, Kanchan, and Wilkinson, Steven. 2008. “Measuring the Effect of ‘Ethnicity.’Comparative Political Studies 41 (4/5): 515–63.Google Scholar
Chattopadhyay, Raghabendra, and Duflo, Esther. 2004. “Women as Policy Makers: Evidence from a Randomized Policy Experiment in India.” Econometrica 72 (5): 1409–43.Google Scholar
Chauchard, Simon. 2010. “Can the Experience of Political Power by a Member of a Stigmatized Group Change the Nature of Day-to-Day Interpersonal Relations? Evidence from Rural India.” Dartmouth University. Unpublished manuscript.Google Scholar
Chhibber, Pradeeb K. 1999. Democracy without Associations: Transformation of the Party System and Social Cleavages in India. Ann Arbor: University of Michigan.CrossRefGoogle Scholar
Corbridge, Stuart, Williams, Glyn, Srivastava, Manoj, and Véron, René. 2005. Seeing the State: Governance and Governmentality in India. Cambridge: Cambridge University Press.Google Scholar
Cox, Gary. 2007. “Swing Voters, Core Voters, and Distributive Politics.” In Political Representation, eds. Shapiro, Ian, Stokes, Susan, and Wood, Elisabeth Jean. New York: Cambridge University Press, pp. 342–57.Google Scholar
Deaton, Angus. 2009. “Instruments of Development: Randomization in the Tropics, and the Search for the Elusive Keys to Economic Development.” Keynes Lecture, British Academy, October 9th, 2008.Google Scholar
Dixit, Avinash, Grossman, Gene M., and Gul, Faruk. 2000. “The Dynamics of Political Compromise.” Journal of Political Economy 108 (3): 531–68.CrossRefGoogle Scholar
Dixit, Avinash, and Londregan, John. 1996. “The Determinants of Success of Special Interests in Redistributive Politics.” Journal of Politics 58: 1132–55.CrossRefGoogle Scholar
Duflo, Esther. 2005. “Why Political Reservations?Journal of the European Economic Association 3.2–3.3: 668–78.CrossRefGoogle Scholar
Dunning, Thad. 2008. “Improving Causal Inference: Strengths and Limitations of Natural Experiments.” Political Research Quarterly 61 (2): 282–93.Google Scholar
Dunning, Thad. 2009. “The Salience of Ethnic Categories: Field and Natural Experimental Evidence from Indian Village Councils.” Yale University. Unpublished manuscript.Google Scholar
Dunning, Thad. 2012. Natural Experiments in the Social Sciences: A Design-based Approach. Cambridge: Cambridge University Press.Google Scholar
Dunning, Thad, and Harrison, Lauren. 2010. “Cross-cutting Cleavages and Ethnic Voting: An Experimental Study of Cousinage in Mali.” American Political Science Review 104 (1): 2139.Google Scholar
Gerber, Alan S., and Green, Donald P.. 2012. Field Experiments: Design, Analysis, and Interpretation. New York: W.W. Norton & Co.Google Scholar
Gerber, Alan S., and Malhotra, Neil. 2008. “Do Statistical Reporting Standards Affect What Is Published? Publication Bias in Two Leading Political Science Journals.” Quarterly Journal of Political Science 3 (3): 313–26.Google Scholar
Hartman, Erin, and Hidalgo, F. Daniel. 2011. “What's the Alternative?: An Equivalence Approach to Balance and Placebo Tests.” Manuscript, Departments of Political Science, MIT and UC Berkeley.Google Scholar
Imai, Kosuke, King, Gary, and Nall, Clayton. 2009. “The Essential Role of Pair-matching in Cluster-randomized Experiments, with Application to the Mexican Universal Health Insurance Evaluation.” Statistical Science 24: 2953.Google Scholar
Jaffrelot, Christophe. 2003. India's Silent Revolution: The Rise of the Lower Castes in India. New York: Columbia University Press.Google Scholar
Jensenius, Francesca Refsum. 2012. “Development from Representation? A Study of Quotas for Scheduled Castes in India.” University of California, Berkeley. Unpublished manuscript.Google Scholar
Laitin, David. 1986. Hegemony and Culture: Politics and Religious Change among the Yoruba. Chicago: The University of Chicago Press.Google Scholar
Mitra, Chandand. 1998. The Corrupt Society: The Criminalization of India from Independence to the 1990s. New Delhi: Viking.Google Scholar
Nichter, Simeon. 2008. “Vote Buying or Turnout Buying? Machine Politics and the Secret Ballot.” American Political Science Review 102: 1931.CrossRefGoogle Scholar
Nilekani, Janhavi. 2010. “Reservation for Women in Karnataka Gram Panchayats: The Implications of Non-random Reservation and the Effect of Women Leaders.” Senior Honors Thesis. Yale College.Google Scholar
Nugent, Amelia. 2011. “Panchayats, Seat Reservations, and the Women's Question in India: A Historical Trajectory.” Senior Honors Thesis. Mount Holyoke College.Google Scholar
Palaniswamy, Nethra, and Krishnan, Nandini. 2008. “Local Politics, Political Institutions, and Public Resource Allocation.” International Food Policy Research Institute, Discussion Paper 00834.Google Scholar
Pande, Rohini. 2003. “Can Mandated Political Representation Increase Policy Influence for Disadvantaged Minorities? Theory and Evidence from India.” American Economic Review 93 (4): 1132–51.Google Scholar
Parikh, Sunita. 1997. The Politics of Preference: Democratic Institutions and Affirmative Action in the United States and India. Ann Arbor: University of Michigan.Google Scholar
Pitkin, Hannah Fenichel. 1967. The Concept of Representation. Berkeley: University of California.Google Scholar
Posner, Daniel N. 2004. “The Political Salience of Cultural Difference: Why Chewas and Tumbukas Are Allies in Zambia and Adversaries in Malawi.” American Political Science Review 98 (4): 529545.Google Scholar
Posner, Daniel N. 2005. Institutions and Ethnic Politics in Africa. Cambridge, UK: Cambridge University Press.Google Scholar
Sekhon, Jasjeet. 2009. “Opiates for the Matches: Matching Methods for Causal Inference.” Annual Review of Political Science 12: 487508.Google Scholar
Selway, Joel. 2011. “The Measurement of Cross-cutting Cleavages and Other Multidimensional Cleavage Structures.” Political Analysis 19 (1): 4865.Google Scholar
Shastri, Sandeep. 2009. “Legislators in Karnataka: Well-entrenched Dominant Castes.” In Rise of the Plebeians? The Changing Face of Indian Legislative Assemblies, eds. Jaffrelot, Christophe and Kumar, Sanjay. New Delhi: Routledge, pp. 245–76.Google Scholar
Singh, Darshan. 2009. “Development of Scheduled Castes in India: A Review.” Journal of Rural Development 28 (4): 529–42.Google Scholar
Stokes, Susan C., Dunning, Thad, Nazareno, Marcelo, and Brusco, Valeria. 2013. Brokers, Voters, and Clientelism. New York: Cambridge University Press, forthcoming.Google Scholar
Tajfel, Henri, and Turner, John C.. 1979. “The Social Identity Theory of Inter-Group Behavior.” In Worchel, S. and Austin, L. W. (eds.), Psychology of Intergroup Relations. Chicago: Nelson-Hall.Google Scholar
Thachil, Tariq. 2011. “Embedded Mobilization: Social Services as Electoral Strategy in India.” World Politics 63 (3): 434–69.CrossRefGoogle Scholar
Thistlethwaite, Donald L., and Campbell, Donald T.. 1960. “Regression-discontinuity Analysis: An Alternative to the Ex-post Facto Experiment.” Journal of Educational Psychology 51 (6): 309–17.Google Scholar
Wilkinson, Steven I. 2003. “Social Cleavages and Electoral Competition in India.” India Review 2 (4): 3142.Google Scholar
Wilkinson, Steven I. 2006. “Explaining Changing Patterns of Party-Voter Linkages in India.” In Patrons, Clients or Politics: Patterns of Political Accountability and Competition, eds. Kitschelt, Herbert and Wilkinson, Steven I.. New York: Cambridge University Press, pp. 110–40.Google Scholar
Yadav, Vineeta. 2011. Political Parties, Business Groups, and Corruption in Developing Countries. New York: Oxford University Press.CrossRefGoogle Scholar
Supplementary material: PDF

Dunning Supplementary Material

Appendix

Download Dunning Supplementary Material(PDF)
PDF 389.6 KB
Submit a response

Comments

No Comments have been published for this article.