Article contents
Transformative Military Occupation: Applying the Laws of War and Human Rights
Published online by Cambridge University Press: 27 February 2017
Extract
Within the existing framework of international law, is it legitimate for an occupying power, in the name of creating the conditions for a more democratic and peaceful state, to introduce fundamental changes in the constitutional, social, economic, and legal order within an occupied territory? This is the central question addressed here. To put it in other ways, is the body of treaty-based international law relating to occupations, some of which is more than a century old, appropriate to conditions sometimes faced today? Is it still relevant to cases of transformative occupation—i.e., those whose stated purpose (whether or not actually achieved) is to change states that have failed, or have been under tyrannical rule? Is the newer body of human rights law applicable to occupations, and can it provide a basis for transformative acts by the occupant? Can the United Nations Security Council modify the application of the law in particular cases? Finally, has the body of treaty-based law been modified by custom?
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References
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27 Id.
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29 Geneva Convention IV, supra note 9, Art. 6(3).
30 Protocol I, supra note 17, Art. 3(b).
31 Universal Declaration of Human Rights, GA Res. 217A (III), UN Doc. A/810, at 71 (1948).
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59 See, e.g., Respect for Human Rights in Armed Conflicts, GA Res. 2444 (XXIII) (Dec. 19, 1968) (adopted unanimously).
60 UN General Assembly resolutions specifically urging the application of human rights in the Israeli–occupied territories include GA Res. 2443 (XXIII) (Dec. 19, 1968); GA Res. 2546 (XXIV) (Dec. 11, 1969); GA Res. 2727 (Dec. 15, 1970); and the subsequent annual resolutions entitled “Report of the Special Committee to Investigate Israeli Practices Affecting the Human Rights of the Population of the Occupied Territories.”
61 On the foundational regulations of the Kosovo and East Timor administrations, see infra notes 130 and 131.
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63 Legal Consequences for States of the Continued Presence of South Africa in Namibia (South West Africa) Notwithstanding Security Council Resolution 276 (1970), Advisory Opinion, 1971 ICJ Rep. 16, para. 122 (June 21). Note also the references to human rights law in id., paras. 92, 131.
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75 SC Res. 1483 (May22, 2003), 42 ILM 1016 (2003); SC Res.1546 (June 8, 2004), 43 ILM 1459 (2004); see text at notes 136, 152, respectively.
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77 Regina, ex parte Al–Skeini v. Sec’y of State for Def., [2005] EWCA Civ 1609, para. 5, available at <http://www.bailii.org>.
78 Id., para. 124.
79 Id., para. 125 (citation omitted).
80 Id., para. 142.
81 Id., paras. 142, 143, 147.
82 Id., paras. 147 (Brooke), 206 (Sedley), 210 (Richards).
83 These differences of view, which are not new, resurfaced over post–2003 Iraq. The strongest critique of the proposition that human rights law is applicable in times of occupation is that by Dennis, supra note 56, at 119–41.
84 Figures of states parties to the Geneva Conventions and Additional Protocols from the ICRC as of July 21, 2006, are available at its Web site, <http://www.icrc.org>.
85 These figures are current as of June 30,2006. Figures of states parties to the ICCPR, supra note 33, the ICESCR, supra note 34, the Convention Against Torture, supra note 35, and other human rights treaties are available from the United Nations at <http://www.ohchr.org/english/>.
86 Schindler, supra note 39, at 7.
87 Nonderogable provisions include the ECHR, supra note 32, Arts. 2, 3, 4(1), 7; and the ICCPR, supra note 33, Arts. 6, 7, 8(1) & (2), 11, 15, 16, 18.
88 For example, the United Kingdom did not make a derogation in respect of the European Convention on Human Rights in connection with the occupation of Iraq from 2003 onward. In general, it might be hard to argue that there was a “threat to the life of the nation” arising from the occupation of a distant country.
89 ICCPR, supra note 33, Art. 1; ICESCR, supra note 34, Art. 1.
90 Opinion of the Lord Chancellor and the Law Officers of the Crown (Mar. 1945), typescript copy of FO 371/50759 (U 1949), Public Record Office (now National Archives). On the British discussion about the legal status of Germany, see Donnison, F. S. V., Civil Affairs and Military Government: Central Organization and Planning 125–36 (1966)Google Scholar.
91 The position before May 7, 1945, is widely viewed as one of normal belligerent occupation. However, as some anti–Nazi measures taken early in the belligerent phase show, there was not a completely sharp distinction between the two stages of the occupation of Germany.
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95 Geneva Convention IV, supra note 9, Arts. 2, 6. On the meaning and status of Article 6, see supra text at notes 29–30.
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97 Letter Dated 20 March 2003 from the Permanent Representative of the United States of America to the United Nations Addressed to the President of the Security Council, UN Doc. S/2003/351.
98 Id.
99 H.R.4655, §3, 105th Cong. (1998), passed by the House of Representatives on October 5, 1998, 144 Cong. Rec. H9483 (daily ed. Oct. 5, 1998), and the Senate on October 7, 1998, id. at S11,811 (Oct. 7, 1998), as Pub. L. No. 105–338.
100 H.R. 4655, supra note 99, §2.
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102 Id., para. 11.
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110 Secret Downing Street memo of the Prime Minister’s meeting, supra note 103.
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112 There was no reference at all to the laws of war rules on occupations in an otherwise thoughtful study of Iraq by two U.S. nongovernmental institutions in which international lawyers were strongly represented. See Public International Law & Policy Group, & Century Foundation, Establishing A Stable Democratic Constitutional Structure in Iraq: Some Basic Considerations (May 2003)Google Scholar, available at <http://www.pilpg.org>.
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116 Id.
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119 SC Res. 1472 (Mar. 28, 2003), 42 ILM 767 (2003). The preamble stated:
Noting that under the provisions of Article 55 of the Fourth Geneva Convention . . . , to the fullest extent of the means available to it, the Occupying Power has the duty of ensuring the food and medical supplies of the population; it should, in particular, bring in the necessary foodstuffs, medical stores and other articles if the resources of the occupied territory are inadequate.
The word “humanitarian” features fourteen times in this resolution.
120 13–Point Statement on a Democratic Iraq (Apr. 15, 2003), Guardian Unlimited, Apr. 16, 2003, at <http://www.guardian.co.uk/Iraq/Story/0,2763,937856,00.html>.
121 General Tommy, R. Franks, Freedom Message to the Iraqi People (Apr. 16, 2003)Google Scholar. There is a question regarding its status. It was referred to as an important foundational document in certain later statements, including CPA Order No. 2 of May 23, 2003, see text at note 144 infra. An Arabic text of the “Freedom Message” was probably delivered by air over Iraq. However, the message does not appear to have been mentioned in the main daily press conferences given by the U.S. military at that time, or in the English–language international press. Its text is hard to locate on the Internet: it was not on the CPA, Pentagon, State Department or related Web sites when searched in March–May 2006. It was not noted at all in a study of the basic CPA framework, Elaine Halchin, L., The Coalition Provisional Authority (CPA): Origin, Characteristics, and Institutional Authorities (Congressional Research Service, updated June 6, 2005)Google Scholar, available at <http://www.fas.org/man/crs/RL32370.pdf>. Nor is its existence noted in many later books about the 2003 Iraq war. However, it can be found (in English), Ref. IZ C148, on the Aerial Propaganda Leaflet Database of the Web site of the PsyWar Society, at <http://www.psywar.org/apdsearchform.php>.
122 See supra note 121.
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124 Statement by the White House Press Secretary (May 6, 2003), available at <http://www.whitehouse.gov/news/releases/2003/05/20030506–5.html>.
125 Paul Bremer, L. (with Malcolm, McConnell), My Year In Iraq: The Struggle To Build A Future of Hope 12–13 (2006)Google Scholar.
126 For an intelligent and historically informed account of the structure and role of the CPA by one of its constitutional advisers, see Noah, Feldman, What We Owe Iraq: War and the Ethics of Nation–Building (2004)Google Scholar.
127 Letter Dated 8 May 2003 from the Permanent Representatives of the United States of America and the United Kingdom of Great Britain and Northern Ireland to the President of the Security Council, UN Doc. S/2003/538.
128 Id.
129 CPA Regulation No. 1, §1, ¶1 (May 16, 2003), available at <http://www.iraqcoalition.org/regulations/index.html#Regulations> [hereinafter CPA Regulations & Orders]. CPA regulations, orders, and other materials are also available on the CPA Web site at <http://www.cpa–iraq.org/#>. After the CPA’s role ended on June 28, 2004, it was originally indicated that the Web site would remain open for historical purposes only until June 30, 2006, but it in fact remained open after that date.
130 On the Authority of the Interim Administration in Kosovo, UNMIK/Reg/1999/1, §1,¶1 (July 25, 1999), available at <http://www.unmikonline.org/regulations/index.htm>.
131 On the Authority of the Transitional Administration in East Timor, UNTAET/Reg/1999/1, §1 (Nov. 27, 1999), available at <http://www.un.org/peace/etimor/untaetR/r–1999.htm>.
132 Halchin, supra note 121, at 8–42passim.
133 By the morning of May 9, 2003, the BBC and news agencies already had a draft text of what was to become, thirteen days later and after further amendment, Security Council Resolution 1483 (full draft text on file with author).
134 SC Res. 1483, supra note 75, pmbl. The resolution passed by a vote of 14–0. Syria was absent from the meeting.
135 Id., para. 5.
136 Id., para. 8.
137 See, e.g., SC Res. 1511 (Oct. 16, 2003), 43 ILM 254 (2004).
138 David, J. Scheffer, Beyond Occupation Law, 97 AJIL 842, 845, 849 (2003)Google Scholar. His excellent discussion of the relation between transformative and conservationist objectives in Iraq is part of the continuation of Agora: Future Implications of the Iraq Conflict, 97 AJIL 803.
139 Scheffer, supra note 138, at 859.
140 Gregory, H. Fox, The Occupation of Iraq, 36 Geo. J. Int’l L. 195, 296 (2005)Google Scholar.
141 For useful accounts of the Iraq events, drawing attention to the limitations of the plans and activities of ORHA and CPA, see especially Anthony, H. Cordesman, The Iraq War: Strategy, Tactics, And Military Lessons 493–516 (2003)Google Scholar; Michael, Gordon & Bernard, Trainor, Cobra II: The Inside Story of The Invasion and Occupation of Iraq 152–63 (2006)Google Scholar; David, L. Phillips, Losing Iraq: Inside The Postwar Reconstruction Fiasco 121–68 (2005)Google Scholar.
142 Ian, Traynor, Nuclear Looting Alarms UN Watchdog, Guardian, May 14, 2003, at 16 Google Scholar.
143 CPA Order No. 1 (May 16, 2003), available at CPA Regulations & Orders, supra note 129.
144 CPA Order No. 2 (May 23, 2003), available at id.
145 Bremer, supra note 125, at 54–59.
146 CPA Order No. 39 (Sept. 19, 2003), available at CPA Regulations & Orders, supra note 129.
147 Bremer, supra note 125, at 126–27.
148 The attack on the UN headquarters in Baghdad occurred five days after the passage of Security Council Resolution 1500 of August 14, 2003, establishing the UN Assistance Mission for Iraq. (The vote was 14 in favor, with Syria abstaining.) After the bombing, UNAMI was unable to function as planned in Iraq. Security Council Resolution 1546 of June 8, 2004, supra note 75, para. 7, cautiously provided for the resumption of its activities “as circumstances permit.”
149 PresidentGeorge, W. Bush, Interview with Brian Williams (NBC television news, Dec. 12, 2005), available in Lexis, News Library, Transcripts File Google Scholar.
150 This is the conclusion of the most thorough assessment of the subject, Richard, C. Eichenberg, Victory Has Many Friends: U.S. Public Opinion and the Use of Military Force, 1981–2005, 30 Int’l Security 140, 176 (2005)Google Scholar.
151 For a fuller exposition, completed at the time of the transfer of authority in June 2004, see Adam, Roberts, The End of Occupation: Iraq 2004, 54 Int’l & Comp. L.Q. 27 (2005)Google Scholar.
152 SC Res. 1546, supra note 75, pmbl. This resolution, which passed unanimously, was a substantially revised version of earlier drafts; the first had been presented at the United Nations on May 24, 2004. See also the detailed listing of the broad range of tasks of the multinational force (including even internment), and the assurance about the continued fulfillment of obligations under the law of armed conflict, contained in the letter of June 5, 2004, from the U.S. secretary of state to the president of the Security Council, annexed to the resolution.
153 Id, pmbl.
154 Id., para. 11.
155 Id., paras. 9, 12. See also the text of letters (both dated June 5, 2004) from the prime minister of the Interim Government of lraq and the U.S. secretary of state to the president of the Security Council, annexed to the resolution.
156 Id., pmbl. There had been no equivalent clause in the draft of Resolution 1546 presented at the United Nations by the United States and the United Kingdom on May 24, 2004. The revised draft presented on June 1 had included the clause in a shorter version than the final one. Only the final text, which was first circulated on June 7, contained the phrase “including obligations under international humanitarian law.”
157 Id., para. 1.
158 One post–2003 U.S. attempt to look at the matter, which it does from a policy rather than a legal perspective, is David, M. Edelstein, Occupational Hazards: Why Military Occupations Succeed or Fail, 29 Int’l Security 49 (2004)Google Scholar.
159 U.S. Dep’t of State, Office of the Coordinator for Reconstruction and Stabilization (established by presidential directive Dec. 7, 2005), at <http://www.state.gov/s/crs/>.
160 The establishment of the Peacebuilding Commission was recommended in the September 2005 World Summit Outcome document, supra note 94, paras. 97–105, and implemented on December 20, 2005, in concurrent Resolutions 60/180 of the General Assembly, and 1645 and 1646 of the Security Council.
161 Steven, R. Ratner, Foreign Occupation and International Territorial Administration: The Challenges of Convergence, 16 Eur. J. Int’l L. 695 (2005)Google Scholar.
162 SC Res. 1546, supra note 75, para. 1.
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