Skip to main content Accessibility help
×
Hostname: page-component-586b7cd67f-l7hp2 Total loading time: 0 Render date: 2024-11-23T07:45:12.007Z Has data issue: false hasContentIssue false

The Second Era

Electric Light

Published online by Cambridge University Press:  24 March 2022

Seth C. Oranburg
Affiliation:
Duquesne University, Pittsburgh
Get access

Summary

Image of the first page of this content. For PDF version, please use the ‘Save PDF’ preceeding this image.'
Type
Chapter
Information
A History of Financial Technology and Regulation
From American Incorporation to Cryptocurrency and Crowdfunding
, pp. 41 - 84
Publisher: Cambridge University Press
Print publication year: 2022

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Bibliography

Blue Chip Stamps v. Manor Drug Stores, 421 U.S. 723 (1975).Google Scholar
Brandeis, Louis D., Other People’s Money and How the Bankers Use It (1914).Google Scholar
Brandeis, Louis D., The Regulation of Competition Versus the Regulation of Monopoly, (1912), https://perma.cc/B3VZ-PYPF.Google Scholar
Brown v. Bullock, 194 F. Supp. 217 (S.D.N.Y. 1961).Google Scholar
Carlson, David, Fraud, Cornell U. (May 2020), available at https://perma.cc/G7GD-YHZM.Google Scholar
Carney, Caelainn, Robo-Advisers and the Suitability Requirement: How They Fit in The Regulatory Framework, 2018 Colum. Bus. L. Rev. 586 (2018).Google Scholar
Dura Pharms., Inc. v. Broudo, 544 U.S. 336 (2005).Google Scholar
Ernst & Ernst v. Hochfelder, 425 U.S. 185 (1976).Google Scholar
Fed. Hous. Fin. Agency v. Nomura Holding Am., Inc., 873 F.3d 85 (2017).Google Scholar
Glass, Andrew, Wilson Nominates Brandeis to Supreme Court, Jan. 28, 1916, Politico (January 28, 2019 12:00 AM), https://perma.cc/B2Z7-BJQ5.Google Scholar
Herman, Edward S., Lobell on the Wharton School Study of Mutual Funds: A Rebuttal, VA. L. Rev. 938 (1963).Google Scholar
History.com Editors, Civilian Conservation Corps, A&E Television Networks (May 11, 2010 (updated October 17, 2018)), https://perma.cc/LUZ8-G6QM.Google Scholar
Ji, Megan, Are Robots Good Fiduciaries? Regulating Robo-Advisors under the Investment Advisers Act of 1940, 117 Colum. L. Rev. 1543 (2017).Google Scholar
Kardon v. Nat’l Gypsum Co., 69 F. Supp. 512 (E.D. Pa. 1946).Google Scholar
Kohn v. Am. Metal Climax, 458 F.2d 255 (1972).CrossRefGoogle Scholar
Lentell v. Merrill Lynch & Co., 396 F.3d 161 (2005).Google Scholar
Lin, Tom C. W., Reasonable Investor(s), 95 B.U.L. Rev. 461 (2015).Google Scholar
Lindsay v. Morgan Stanley, 592 F.3d 347 (2010).Google Scholar
Novak, Matt. Yes, Adolf Hitler Really Said He Would ‘Make Germany Great Again.’ Gizmodo (Nov. 22, 2016) [https://perma.cc/45UN-ZGH7] (citing Green Bay Press-Gazette, January 4, 1934 (“Adolf Hitler…told people that he would make Germany ‘great’ again.”); St. Louis Star and Times, Feb. 24, 1940 (“Nationalism and Socialism…would make Germany great again.”)Google Scholar
SEC v. Capital Gains Research Bureau, Inc., 375 U.S. 180 (1963).Google Scholar
Securities Act of 1933, amend. 15 USCS § 77aGoogle Scholar
Sharp v. Coopers & Lybrand, 649 F.2d 175 (1981).Google Scholar
Strategic Diversity, Inc. v. Alchemix Corp., 666 F.3d 1197 (2012).Google Scholar
The Investment Advisers Act of 1940, amend. 15 U.S.C. § 80b-1 §§ §§ 80b-1–80b–21.Google Scholar
The Investment Company Act of 1940, amend. 15 U.S.C. § 80a-1 §§ §§ 80a-1–80a–64.Google Scholar
Timeline: The Evolution of the CCC, WGBH https://perma.cc/XNR2-R2GB.Google Scholar

Bibliography

Ackert v. Ausman, 198 F.Supp. 538 (1961).Google Scholar
Aldred Inv. Trust v. Securities and Exchange Commission, 151 F.2d 254 (1945).Google Scholar
Bounded Rationality, Stanford Encyclopedia of Philosophy (November 30, 2018), https://perma.cc/4ZR9-NGG9.Google Scholar
Breswick & Co. v. Briggs, 135 F.Supp. 397 (S.D.N.Y. 1955).Google Scholar
Brown v. Bullock, 35 Misc.2d 370 (1962).Google Scholar
Chan, C. Peter, Battle of Britain 10 Jul 1940–31 Oct 1940, World War II Database.Google Scholar
Cohen, Alma, et al., Index Fund Scholarship, Harv. L. School Forum on Corporate Governance (2018).Google Scholar
Derman, Emanuel, A Stylized History of Quantitative Finance, Colum. U. (2016).Google Scholar
Entel v. Allen, 270 F.Supp. 60 (1967).CrossRefGoogle Scholar
Ferris, Stephen P. & Yan, Xuemin (Sterling), Agency Conflicts in Delegated Portfolio Management: Evidence from Namesake Mutual Funds, 30 J. Fin. Rsch. 473 (2007).Google Scholar
Gaskill v. Polhemus, 57 A. 1048 (1904).Google Scholar
Glazer Donald, W., A Study of Mutual Fund Complexes, 119 U. Pennsylvania L. Rev. (1970).Google Scholar
Glicken v. Bradford, 204 F.Supp. 300 (S.D.N.Y. 1962).Google Scholar
Herman, Edward S., Lobell on the Wharton School Study of Mutual Funds: A Rebuttal Lobell on the Wharton School Study of Mutual Funds: A Rebuttal, 49 Virginia L. Rev. (1963).Google Scholar
Iuliano, Jason & Whittington, Keith E., The Nondelegation Doctrine: Alive and Well, 93 Notre Dame L. Rev. (2017).Google Scholar
Kilby, J. S., Miniaturized Electronic Circuits, U.S. Patent 3,138,743 (1959).Google Scholar
Korobkin, Russell B., Behavioral Analysis and Legal Form: Rules vs. Standards Revisited, 79 Oregon L. Rev. (2000).Google Scholar
Korpela, A. E. & Reiser, L. I., A.L.R. 3d § 30 (originally published in 1970).Google Scholar
Lanigan v. Apollo Savings, 288 N.E.2d 445 (1972).Google Scholar
Lin, Tom C. W., Reasonable Investor(s), 95 Boston U. L. Rev. (2015).Google Scholar
Livermore, Jesse L. & Smitten, Richard , How to Trade in Stocks: His Own Words: The Jesse Livermore Secret Trading Formula for Understanding Timing, Money Management and Emotional Control (1991).Google Scholar
Lobell, Nathan D., Rights and Responsibilities in the Mutual Fund, 70 Yale L.J. 1258 (1961).Google Scholar
Lutz v. Boas, 171 A.2d 381 (1961).CrossRefGoogle Scholar
McMenomy v. Ryden, 148 N.W.2d 804 (1967).Google Scholar
Miers v. Columbia Mut. Building & Loan Ass’n, 157 F. 940 (1907.).Google Scholar
Mintz v. Allen, 254 F.Supp. 1012 (1966).Google Scholar
Moore, G. E., Lithography and the Future of Moore’s Law, 11 IEEE Solid-State Circuits Society Newsletter (2006).Google Scholar
Mott v. Western Savings & Loan Ass’n, 20 P.2d 236 (1933).Google Scholar
Press Release, SEC, Release No.33295 (1935).Google Scholar
Roberts, Neal P., Ballistic Analysis of Firing Table Data for 155MM, M825 Smoke Projectile (U.S. Army Laboratory Command ed., 1990).Google Scholar
Rome v. Archer, 197 A.2d 49 (1964).Google Scholar
Saminsky v. Abbott, 194 A.2d 549 (1963).Google Scholar
Teller v. Wilcoxen, 81 N.W. 772 (1900).Google Scholar
The Mutual Fund and Its Management Company: An Analysis of Business Incest, 71 Yale L. J. 137 (1961).Google Scholar
Tucker, Anne M., The Long and the Short: Portfolio Turnover Ratios & Mutual Fund Investment Time Horizons, 43 Iowa J. Corp. L. 581 (2018).Google Scholar
Tuomi, Ilkka, The Lives and Death of Moore’s Law, 7 First Monday (2002), https://perma.cc/R9Z3-ENRH.Google Scholar
White v. Ludwig, 32 Misc.2d 120 (1961).Google Scholar
White v. Wogaman, 54 P.2d 793 (1936).Google Scholar

Bibliography

CB Insights, The Complete List of Unicorn Companies, https://perma.cc/P9EP-AJY8.Google Scholar
Green, Alisha & Torres, Blanca, Not Venturing Far from Home: Why VCs Won’t Leave Sand Hill Road, San Francisco Bus. Times (2017).Google Scholar
Karahan, Fatih et al., Understanding the 30-year Decline in the Startup Rate: A General Equilibrium Approach (2015).Google Scholar
Manjoo, Farhad, How “Super Angel” Investors Are Reinventing the Startup Economy, Fast Company (January 12, 2011).Google Scholar
National Venture Capital Association, NVCA 2007 Activity Survey, (2007).Google Scholar
National Venture Capital Association, NVCA 2010 Yearbook, (2010).Google Scholar
National Venture Capital Association, NVCA 2011 Yearbook, (2011).Google Scholar
National Venture Capital Association, NVCA 2019 Yearbook, (2019).Google Scholar
National Venture Capital Association, NVCA 2020 Yearbook, (2020).Google Scholar
National Venture Capital Association, NVCA Yearbook 2008, (2008).Google Scholar
Oranburg, Seth C., Bridgefunding: Crowdfunding and the Market for Entrepreneurial Finance, 25 Cornell J. L. Pub. Pol’y 397 (2015).Google Scholar
Oranburg, Seth C., Democratizing Startups, 68 Rutgers U. L. Rev. (2017).Google Scholar
Press Release, SEC, Release No.33–295 (1935).Google Scholar
Rowley, Jason D., There Are More VC Funds than Ever, but Capital Concentrates at the Top, Crunchbase News (2019).Google Scholar
Bob Zider, Bob, How Venture Capital Works, Harv. Bus. Rev. (1998).Google Scholar
Gompers, Paul A., The Rise and Fall of Venture Capital, 23 Bus. & Econ. History 1 (1994).Google Scholar

Save book to Kindle

To save this book to your Kindle, first ensure [email protected] is added to your Approved Personal Document E-mail List under your Personal Document Settings on the Manage Your Content and Devices page of your Amazon account. Then enter the ‘name’ part of your Kindle email address below. Find out more about saving to your Kindle.

Note you can select to save to either the @free.kindle.com or @kindle.com variations. ‘@free.kindle.com’ emails are free but can only be saved to your device when it is connected to wi-fi. ‘@kindle.com’ emails can be delivered even when you are not connected to wi-fi, but note that service fees apply.

Find out more about the Kindle Personal Document Service.

  • The Second Era
  • Seth C. Oranburg, Duquesne University, Pittsburgh
  • Book: A History of Financial Technology and Regulation
  • Online publication: 24 March 2022
Available formats
×

Save book to Dropbox

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Dropbox.

  • The Second Era
  • Seth C. Oranburg, Duquesne University, Pittsburgh
  • Book: A History of Financial Technology and Regulation
  • Online publication: 24 March 2022
Available formats
×

Save book to Google Drive

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Google Drive.

  • The Second Era
  • Seth C. Oranburg, Duquesne University, Pittsburgh
  • Book: A History of Financial Technology and Regulation
  • Online publication: 24 March 2022
Available formats
×