This chapter analyses the political dimension of Dante’s ethical thought. In the first part, I present a preliminary outline of Dante’s ethical–political theory, as it is articulated in the Monarchia. A dominant critical tradition has emphasised ‘the fundamental difference’ between the Commedia and the Monarchia. I demonstrate, by contrast, the fundamental unity between these two works, and show how Dante’s distinctive theory, with its strict division between temporal and spiritual power, underlies some of the key surprises that we find in his depiction of the other-world, in relation to previous traditions both popular and learned about the afterlife.Footnote 1 The second part of this chapter analyses Dante’s striking presentation of pagans in the afterlife. I argue that, for Dante, the virtuous pagan instantiates secular human flourishing (man’s earthly ethical goal) in a poem which literally depicts the afterlife. I also show how Dante’s presentation of pagans, and especially Roman pagans, forms a major structural argument for the divinely mandated vocation of the Holy Roman Empire, a key thesis of the Monarchia as well. The third part of the chapter examines Dante’s treatment of popes and prelates in the afterlife. I argue that, in line with the dualistic theory of the Monarchia, this contributes to a highly controversial manifesto for the radical reform of the Roman Church.
Dante’s Dualistic Ethical–Political Theory
Towards the end of his life, Dante developed a friendship with the Bolognese professor Giovanni del Virgilio, exchanging poetical epistles which have come down to us as his Latin eclogues.Footnote 2 After Dante’s death, Giovanni composed an epitaph in memory of the theologian-poet, who, he writes, assigned ‘to the dead, their places, and to the twin swords, their kingdoms’ (‘qui loca defunctis, gladiisque regnumque gemellis’).Footnote 3 In this single line, Giovanni celebrates, and gives equal weight to, Dante’s vision of the Christian afterlife in the three canticles of the Commedia, and to his argument for the strict division between temporal and spiritual power (the ‘twin swords’) in the three books of De Monarchia.
The relationship between temporal and spiritual power was one of the most contested issues of Dante’s period. In the late thirteenth century, a progressive via media had been adopted by Christian-Aristotelian scholars (typically accommodating the relative autonomy of these two powers with degrees of indirect subordination). At the beginning of the fourteenth century, however, positions became more polarised.Footnote 4 In 1302, the extreme papal claim for the direct subordination of temporal to spiritual power was represented by Giles of Rome’s De ecclesiastica potestate and Pope Boniface VIII’s derivative Unam Santam.Footnote 5 In the same year, John of Paris’s Tractatus de regia potestate et papali rebuffed these claims, arguing instead that the strict division between temporal and spiritual power is divinely mandated, and that if the pope abuses the spiritual sword (‘gladius spiritualis’), a temporal monarch may legitimately wage war against him, as an enemy of the public good.Footnote 6
Dante’s De Monarchia takes this division of jurisdictions to its extreme: Dante argues for the complete independence of two hemispheres of human conduct institutionally governed by the Empire and the Church.Footnote 7 Dante’s rationale for this theory combines a particular interpretation of Aristotelian anthropology with a novel extension of Aristotle’s political theory to apply to universal empire. He starts from the premise that man, uniquely amongst animals, has a hybrid nature: as mortal, man pertains to the world of time and contingency; as immortal, he connects to the sphere of eternity. In virtue of this, man has two ethical goals: human flourishing in this life and the beatific vision in the next. Dante then argues that the means to attain these goals have been revealed by the teachings of philosophy and of Divine revelation, respectively, and that the institutions divinely ordained to facilitate these journeys are the Empire (with temporal power and the responsibility for man’s earthly felicity) and the Church (with spiritual power and the responsibility for man’s eternal beatitude).Footnote 8 For Dante, then, the Church should possess no temporal power or wealth.
Dante’s distinction between the lex naturalis and the lex divina, although not ubiquitous in thirteenth-century thought, is a feature of those scholastic authors committed to the recuperation of neo-Aristotelian philosophy.Footnote 9 But whereas St Thomas Aquinas, for example, integrates and subordinates the order of nature to the order of grace, Dante’s strategy of two autonomous ethical goals emphasises distinction and separation rather than integration.Footnote 10 This leads to three problematic ethical implications: (1) it potentially relegates the function of Christianity solely to man’s eternal destiny in the next life; (2) the intrinsic perfectibility of human nature appears to render ‘healing grace’ (gratia sanans) redundant, with the implication that only ‘elevating grace’ (gratia elevans) is theoretically necessary for man; and (3) it establishes a dichotomy and tension between man’s pursuit of an earthly goal and his (apparently competing) pursuit of an eternal goal.Footnote 11 The political ramifications are correspondingly problematic. Where other Christian-Aristotelian authors advocated a via media mediating between temporal and spiritual power, Dante takes the distinction between homo naturalis and homo Christianus to an extreme. By doing so, he justifies the autonomy of Empire and Church which, in his view, independently derive their authority directly from God.
Dante’s radical dualistic theory, particularly given the extreme theocratic pretensions of the contemporary papacy, could not but suffer rebuke. Only six years after Dante’s death, it was lambasted by the Dominican Guido Vernani in De reprobatione ‘Monarchiae’ compositae a Dante Alighiero Florentino. Dante’s theory was, moreover, politically explosive.Footnote 12 In 1326, when Louis of Bavaria marched into Italy to oppose Pope John XXII and to install the anti-pope Nicholas V, Dante’s Monarchia was cited by the Imperial side to rally troops to its cause.Footnote 13 Meanwhile, Bertrand du Pouget, the papal legate in Italy, accused Dante of heresy, ordered all copies of his Monarchia to be publicly burnt, and threatened to disinter and incinerate Dante’s bodily remains.Footnote 14 Dante’s Monarchia was subsequently placed on the Vatican index of prohibited books in 1554, only to be removed in 1881.Footnote 15
It is not altogether surprising, therefore, that the early commentators and readers, right up to the twentieth century, showed little regard for the Monarchia (with only limited reading of the Convivio) – and paid little attention to Dante’s dualistic theory – in their interpretation of the poem. Leaving aside the restricted early readership of the Monarchia and the Convivio, it is understandable that the early Dante enthusiasts who commented on his poem, the first of whom included his sons Pietro and Jacopo d’Alighieri, shied away from reading the Commedia in light of this extreme dualism.Footnote 16 But even much of twentieth-century Dante scholarship, which scarcely needed to protect Dante’s poem in this way, sought to limit this dualism to Dante’s Latin and vernacular prose works (marginalised as chronologically earlier ‘minor works’). Thus Bruno Nardi, a dominant scholar in this tradition, claimed that ‘In the Commedia there is no more trace of the “two final ends” of the Monarchia.’Footnote 17 Kenelm Foster and Etienne Gilson, both acute readers of philosophical heterodoxy in Dante’s prose works, were still keen to emphasise that ‘the Comedy is quite another matter’ and that its subject ‘is theological – the final aims of man (ultima regna)’.Footnote 18
More recently, the compositional chronology underlining this view – that Dante’s Monarchia represents a dualistic stage in his intellectual trajectory that the poet left behind when he began writing the Commedia – has been systematically refuted. Modern philological evidence dates the Monarchia to the last few years of Dante’s life, when the greater part of the Commedia was already written.Footnote 19 Prue Shaw has argued convincingly that ‘there seems no good reason to doubt’ the authenticity of ‘the cross-reference in Book I to the Paradiso’ and, therefore, that the Monarchia was written ‘certainly no earlier than 1314 and possibly [during] the very last years of its author’s life’.Footnote 20 Further recent historical and contextual arguments have corroborated Shaw’s thesis. Specifically, they have narrowed the dating of the Monarchia to after 1316 and, most probably, to the years 1317–18.Footnote 21
This might make us reconsider Dante’s Commedia and Monarchia not only as (in Giovanni del Virgilio’s estimation) his two most significant works, but also as fundamentally related. Dante’s eschatological poem in the vernacular certainly served, like his political thesis in Latin, as imperial propaganda, calling insistently for the restoration of the ‘two suns’ (Empire and Church) in Rome: ‘Soleva Roma, che ’l buon mondo feo, / due soli aver, che l’una e l’altra strada / facean vedere, e del mondo e di Deo’ [Rome, which made the world good, used to have two suns that made visible the two paths, of the world and of God] (Purg. xvi, 106–8). But, as we shall see, Dante’s radical theory also profoundly influenced the very structure of his vision of the afterlife, contributing to an innovative, and distinctly politicised, eschatology. We can observe the imperial and papal dimensions of Dante’s dualistic ethical–political argument particularly clearly, I believe, in his representation of pagans and popes in the Commedia.
Pagans in Dante’s Christian Afterlife, and the Ideal of Empire
Alison Morgan’s analysis of the demography of Dante’s afterlife overturned the generally held critical assumption that his introduction of contemporary and obscure figures, and his portrayal of them as ‘lifelike individuals’, were major, original contributions to Christian eschatology.Footnote 22 Although Dante may be the first to combine a classificatory moral scheme with detailed characterisation (‘a convincing character who incarnates the sin of which he is suffering the consequence’), Morgan shows how, in the eleventh and twelfth centuries, many examples of ‘obscure individuals’ emerged in popular visions of the afterlife, many of whom were portrayed as ‘rounded characters’.Footnote 23 Dante’s originality lies, instead, ‘in the inclusion of classical figures, who are totally unrepresented in the earlier medieval texts’.Footnote 24 Of the approximately three hundred characters resident in Dante’s other-world, eighty-four are classical figures. Why, then, does Dante not only include classical figures, itself a novelty in prior vision literature, but include them in such great numbers? Morgan’s explanation is brief and reductive: the visions are ‘popular in nature’, whereas Dante, in the Commedia, is – by including classical figures – attempting to unite the learned and popular traditions, to aspire to the grandeur of a classical epic.Footnote 25
There is, I think, much more to Dante’s innovative inclusion of classical figures in his vision of the afterlife than literary ambition. Indeed, arguably more startling than Dante’s inclusion of classical figures is the location in which more than half of them (fifty-one), and more than one sixth of the total characters in the poem, are to be found: Limbo, the first circle of Dante’s Hell. The representation of Limbo, of itself, was unproblematic. It was conventionally identified with ‘Abraham’s bosom’, the place inhabited by faithful Jews (the limbus patronum) until the harrowing of Hell. That Limbo was still occupied in 1300, the date of the poem, was also unproblematic. Many thirteenth-century theologians supported the hypothesis that unbaptised infants, dying with original but not personal sin, would eternally occupy Limbo (the limbus infantium); there they would suffer the lack of the vision of God, but no exterior or interior pain. In contrast, the notion that Limbo would be occupied by grown men and women, and pagans to boot, was – as the reception of Dante’s first readers testifies – deeply problematic and troubling.Footnote 26 Augustine explicitly ruled out the possibility of a Limbo, equivalent to the limbus infantium, for pagans as ‘shameless presumption’ because all pagan virtue is contaminated.Footnote 27 Aquinas was perfectly comfortable with pagan salvation, and had developed a sophisticated theory of implicit faith whereby a pagan, even just by believing in Divine providence, could be seen implicitly to believe in Christ to come.Footnote 28 Nevertheless, Aquinas argued that it would be simply impossible for an adult, having reached the age of discretion, to avoid personal sin and die only with original sin.Footnote 29 Dante, however, adopts precisely this state as the moral situation of the virtuous pagans in the Commedia and, just as importantly, rejects the theory of implicit faith, thereby damning the ‘virtuous pagans’ to Limbo eternally.Footnote 30
Why does Dante include so many classical figures (itself unprecedented) in the afterlife and, against major theological authorities, locate the majority of these (fifty-one) in, of all places, Limbo? The answer, I believe, lies in his dualistic theory. Dante uses the virtuous pagan – to whom the spiritual goal, Divine revelation, and the institutional Church were of course unavailable – to figuratively represent secular human flourishing (man’s earthly goal) in a poem which literally depicts the afterlife.Footnote 31
For the overall topology and structure of Dante’s Hell, two occupants of Limbo are particularly significant: Dante’s guide, Virgil, and Aristotle. For visionaries of the twelfth and early thirteenth centuries, the choice of guide was typically fulfilled by a guardian angel, a local saint, a church patron, or the founder of an order.Footnote 32 Although Dante absorbs many of the characteristic features of the relationship between visionary and guide, his choice of guide, then, is striking: Virgil is neither an angel nor a saint, but instead a pagan who, as we soon discover, is eternally damned. Why Virgil? Clearly, at a meta-poetic level, Dante borrows extensively from Virgil’s depiction of the pagan underworld (Hades) in book six of the Aeneid to construct his own vision of Hell; at a narrative level, this relationship is embodied by Dante-character literally following Virgil. But once again, there is more to it. In the Commedia, Virgil identifies himself not as the poet of the pagan underworld (important though that is), but rather as the poet of Roman Empire (‘cantai di quel giusto / figliuol d’Anchise’ [I sang of that just son of Anchises]; Inf. i, 73–74). This reflects the fact that Dante treats Virgil’s Aeneid, in his prose works as in the Commedia, as a divinely revealed text in which God authorises and legitimates the Roman Empire as imperium sine fine.Footnote 33
Dante’s eulogy to the pagan poet Virgil in the opening of the poem as ‘lo mio maestro e ’l mio autore’ [my master and my author] (Inf. i, 67–87) is matched only by his eulogy to the pagan philosopher Aristotle in Limbo itself: ‘’l maestro di color che sanno’ [the master of those that know] (Inf. iv, 130–32). This choice reflects another remarkable feature of Dante’s vision of Hell in relation to its wider context. As Morgan has demonstrated, most of the sins punished in Dante’s Hell are found in popular Christian visions of the other-world, or are listed in twelfth- and thirteenth-century confession manuals.Footnote 34 What is innovative in Dante’s vision, as we have seen, is the subordination of this Christian material and competing classificatory schemes to a distinctively pagan moral categorisation taken principally from Aristotle. When Dante asks about the moral ordering of evil in Hell in Inferno xi, Virgil responds with reference not to Christian Scripture, but rather to natural philosophy, citing Aristotle’s Ethics (80), his Physics (101) and, arguably, his Metaphysics (97) within just twenty-two lines.Footnote 35
Why Dante’s particular eulogy of these two pagans, Virgil and Aristotle? This double emphasis reflects Dante’s conviction, born from experience, that ethics without power is weak, while power without ethics is dangerous (Conv. iv, vi, 17). Dante believed that the pagan Aristotle had given a comprehensive account of secular ethics: ‘qui ab Aristotele felicitatem ostensam reostendere conaretur’ (Mon. i, i, 4). And, contrary to apologists for papal temporal power, he believed that Imperial power was divinely instituted by God to administer justice and to enforce the moral law. As Davis puts it: ‘the emperor therefore presides over the moral world. It is his duty to put the ethical teachings of philosophers, especially Aristotle, into effect.’Footnote 36 In Purgatorio vi, Dante bemoans the empty seat (the ‘saddle’) of empire: what use are laws (the ‘bridle’) if there is no one to enforce them (Purg. vi, 88–90)? Arguably, then, one purpose of Dante’s Inferno is to represent in the afterlife the moral justice which, in the absence of an Emperor, Dante saw unfulfilled on Earth.
Nowhere is this political polemic clearer than in the final climax, or rather anti-climax, of Dante’s Hell: the depiction of Satan. With regard to the visionary tradition, that Dante’s Satan should digest sinners is unremarkable.Footnote 37 His image of Satan’s three mouths endlessly chewing three sinners, moreover, seems to derive directly from the vivid mosaics in the baptistery of Florence. What is extraordinary, rather, is the identity of two of the three sinners. At the centre, unsurprisingly, is Judas, who betrayed Christ. On either side, however, are the pagan Roman republicans Brutus and Cassius. Where Shakespeare would allow Brutus to justify his tyrannicide by his love for republican Rome (‘Not that I lov’d Caesar less, but that I lov’d Rome more’), Dante considers Brutus and Cassius the very worst sinners precisely because, by betraying Julius Caesar, they sought to frustrate the divinely ordered establishment of a universal Roman ruler.
Julius Caesar himself is amongst the ‘virtuous pagans’ in Limbo: ‘Cesare armato con li occhi grifagni’ [Caesar in armour with hawk-like eyes] (Inf. iv, 123). Indeed, of the pagans lauded for their moral virtue in Limbo (Inf. iv, 121–29), all – with the exception of Saladin who is alone and to one side (‘e solo, in parte, vidi ’l Saladino’; 129) – are connected to the history of Troy and Rome. Conversely, of the twenty-nine classical figures condemned to corporeal punishment in Hell, many – like Brutus and Cassius – frustrated or sought to frustrate the providential emergence of the Roman Empire. Their attempts are portrayed by Dante as entirely futile. Thus, in the first circle of lust, we encounter Helen and Paris, whose elopement led to the destruction of Troy; Dido, whose love Aeneas had to overcome to found Rome; and Cleopatra who, with Mark-Anthony, turned against Julius Caesar’s nephew Augustus. In the eighth circle of fraud, moreover, Ulysses, Diomedes, and Sinon are punished for their role in the deception of the Trojan Horse. In Dante’s providential view of human history, the consequent defeat of Troy would ultimately lead to the emergence of the Roman race which, in turn, would eventually subjugate the Greeks to its imperial rule.Footnote 38
Although the vast majority of Dante’s classical figures are found either in Limbo (fifty-one) or in the rest of Hell (twenty-nine), three notable exceptions exist: Cato of Utica, the custodian of Purgatory’s shores, and Ripheus and Trajan, who are amongst the just in Paradise. Strikingly, Cato is the next character encountered by Dante-character on his other-worldly journey, after Brutus and Cassius. Like them, Cato was a staunch republican and enemy of Julius Caesar. If not in Satan’s jaws (he was, after all, no traitor), he should surely, following Augustine’s specific condemnation of him as a famous suicide, be condemned with the violent-against-themselves in circle 7.Footnote 39 If not there, he should, at the least, be found with Lucretia (another Roman suicide whom Dante, unlike Augustine, deems virtuous) in the first circle of Limbo. Instead, Dante choreographs an elaborate narrative eulogy to Cato on the shores of Purgatory (Purg. i, 13–84), a decision that, for the poem’s first readers, carried with it more than a whiff of heresy.Footnote 40 Why, then, Cato’s startling presence here? The reason, I believe, is that Cato signifies the secular perfection of human nobility which Dante, in his dualistic ethical theory, distinguishes from man’s eternal, Christian beatitude. Following Roman authors, and with scant regard to subsequent Christian critique, Dante presents Cato as truly the quintessential model and pattern of pagan virtue.
Critics have failed to observe, however, that Cato in Ante-Purgatory is, with respect to his punishment, arguably no different from the virtuous pagans in Limbo. Souls in Ante-Purgatory, like the Limbo dwellers, experience the lack of the Divine vision (poena damni) but do not experience corporeal pain (poena sensus). What differentiates the state of the souls in Ante-Purgatory from their counterparts in Limbo is that their lack of the Divine vision and of corporeal pain is temporary (they will experience the poena sensus on the terraces of Purgatory so as to attain the vision of God in Paradise), whereas the Limbo dwellers’ lack of both Divine vision and corporeal pain is eternal. Dante arguably leaves it as ambiguous, then, whether this temporal distinction applies to Cato himself. Were he to remain permanently in Ante-Purgatory (unlike all the Christian souls who pass temporarily through), he would not, in fact, be saved: Ante-Purgatory would then be equivalent in its state (poena damni without poena sensus) to Limbo, except that Cato, unlike the Limbo dwellers, would be eternally bereft of human company. This fate would be worse than that experienced by his wife Marcia and a punishment, perhaps, for his suicide (in isolating himself from the human community). Most critics, however, have concluded that Cato is saved and will rise, on the last judgement, to heaven (and this may well be the implication of Purgatorio i, 73–75).Footnote 41
If Dante leaves open the possibility of Cato’s salvation, he is nevertheless insistent on the eternal damnation of Virgil and the other virtuous pagans. Although two virtuous pagans, Ripheus and Trajan, are amongst the blessed in Dante’s Paradise, their presence is due to two exceptional miracles which serve to accentuate, and prove, the general rule (Par. xx, 106–29). The fate of the souls in Ante-Purgatory, who live with hope and desire for the beatific vision, only intensifies Virgil’s consciousness of his own eternal fate – as one who lives without hope in desire (Inf. iv, 42). Whereas the long wait of the former – for the excommunicates, thirty times the period of their contumacy; for the rest, the period equal to the duration of their earthly lives – is bearable, Virgil’s wait entails little else but despair, as it represents not waiting at all but rather eternal loss (Purg. vii, 7–8). In this way, Dante makes the eternal damnation of Virgil and the other virtuous pagans a key drama in the poem as a whole. Virgil’s fate has also exercised critics, many of whom, even from the early commentators, have tried ‘to save Virgil’.Footnote 42
It is crucial to reiterate that the damnation of pagans (whether virtuous or not) was not an inevitable or irresolvable problem for Dante, as he had theological resources at his disposal, such as Aquinas’s theory of implicit faith, which he chose not to deploy. Dante’s original insistence that pagans could be without personal sin yet damned is, instead, a corollary of his dualistic ethical thought. On the one hand, it upholds pagan standards of virtue and philosophy as flawless and, therefore, legitimate guides to man’s temporal felicity. On the other hand, it places an exclusive primacy on Christian faith for man’s eternal salvation: a man, no matter how perfect in the moral and intellectual virtues, cannot be saved without faith.Footnote 43 In short, Dante sacrifices the destiny of Virgil and of the virtuous pagans in general to the exigencies of his theological–political vision. Dante’s representation of pagans in the afterlife is, then, directly related to the theological–political worldview articulated in the Monarchia. It supports an ethical theory which Dante put at the service of an imperial political programme. And it is no accident that the pagans exemplary for their moral virtue in Limbo (Inf. iv, 121–29) and the four virtuous pagans we encounter outside Limbo – Virgil, Cato, Ripheus, and Trajan – all played a critical role in the development of the Roman and Holy Roman Empires.
Popes in Hell, and a Celestial Manifesto for the Roman Church
Dante’s inclusion of contemporary characters, as we have seen, is not original: according to Morgan’s analysis, they make up 69 per cent of the identified characters in popular visions and only 36 per cent in Dante’s poem.Footnote 44 Notably, in her detailed comparison, one striking novelty occurs within this category: no writer before Dante had dared to place contemporary popes in Hell. Dante not only damns Pope Nicholas III (b. 1225; papacy 1277–80) to Hell as a simoniac (one who sells spiritual office for material gain), but also has him prophecy that the current Pope Boniface VIII (b. 1230: papacy 1294–1303) and the future Pope Clement V (b. 1264; papacy 1305–1314) will join him there.Footnote 45 Dante also implies that Pope John XXII (b. 1244; papacy 1316–1334), who was Clement V’s successor after a two-year interregnum, will also join him amongst the simoniacs: in Paradiso, St Peter refers to them both by their place of origin (Cahors and Gascony) and describes them as preparing to drink his blood (Par. xxvii, 58–60).Footnote 46 Celestine V (b. 1215; papacy 1294), who was canonised by Clement V in 1313, is also condemned by Dante to Hell, residing amongst the pusillanimous ‘neutrals’, as one ‘who in his cowardice made the great refusal’ (Inf. iii, 59–60). In fact, Celestine V’s abdication led to the pontificate of Boniface VIII, Dante’s bête noire.
Only three contemporary popes escape Dante’s Hell. Pope Adrian V (b. 1210/1215; papacy 1276) does so, in Dante’s account, only by a hair’s breadth, and he is presented in humiliating prostration on the terrace of avarice in Purgatory (Purg. xix, 103–14). Pope Martin IV (b. 1210/1220; papacy 1281–85) is presented as the worst of gluttons; in consequence, his face is more pierced than all the others on the terrace (‘e quella faccia / di là da lui, più che l’altre trapunta’; Purg. xxiv, 20–21).Footnote 47 The only contemporary pope whom Dante places in Paradise is Pope John XXI (b. 1210/1220; papacy 1276–77). No reference at all is given to his role as pope or to his papacy; instead, he is referred to as Peter of Spain (‘Pietro Spano’) and celebrated for his work of logic, the Summulae logicales (Par. xii, 134–35). Of the fourteen popes in Dante’s lifetime, then, eight are apparently allotted a place in Dante’s vision of the afterlife: of these, two were already in Hell in 1300 and two or three more are – we are informed – soon to follow. One, despite being a pope, gets into Purgatory through a late conversion; one is presented as the worst glutton on his terrace; and one, with no mention of his tenure as a pope, resides in Paradise as a celebrated logician.Footnote 48
What underlies Dante’s polemic against the popes of his day in his vision of the afterlife? His original, and striking presentation reflects more than a powerful sense that individuals are betraying their sacred office. Instead, Dante is arguing that the contemporary papacy is institutionally corrupt, and that it has lost its direction and betrayed its true purpose. Dante’s scathing depiction of contemporary popes in the afterlife, like his innovative representation of pagans, forms part of a theological–political argument with direct relevance for his immediate audience. As Nick Havely emphasises, Dante wrote the poem (c. 1307–21) around the same time as controversies surrounding Franciscan poverty reached fever pitch: ‘around 1309–12, when Clement V was formally investigating the Franciscan Spirituals; and from 1317 onwards, when John XXII was actively engaged in suppressing them.’Footnote 49 Davis adds, ‘it is Dante’s singling out of particular popes as protagonists of an epiphany of evil that seems to correspond most closely to the Spiritual Franciscan view of ecclesiastical corruption.’Footnote 50 There is, then, a pamphlet-like immediacy to Dante’s poem, with its theological–political programme for the radical reform of the Roman Church.Footnote 51
Dante’s epistle to the Italian cardinals, written after Pope Clement V’s death in 1314, reflects his direct engagement with contemporary events. It also provides a revealing commentary on the Commedia. In the epistle, Dante chastises the cardinals for despising the heavenly fire (the holy spirit which descended on the apostles at Pentecost), and for selling the doves in the temple, making a market of priceless spiritual goods (Epist. xi, 4). In his other-worldly vision, he places their contemporary leaders deep in hell: as counter-punishment (contrapasso), the tongues of flame, instead of informing their words, scorch their feet (Inf. xix, 22–30). In the epistle, Dante castigates contemporary prelates for having their backs and not their faces to the chariot of the Church (Epist. xi, 4); on the terrace of avarice, he represents Pope Adrian V with his backside grotesquely turned towards Heaven (Purg. xix, 97–99). In the epistle, Dante laments the despicable state of the Roman Church and the transfer of the papacy from Rome to Avignon in 1309 (Epist. xi, 1–4); in his poem, he presents an allegorical representation of the Church’s moral corruption, and clearly alludes to the Babylonian captivity through the sacred chariot’s detachment from the tree (Purg. xxxii, 100–60). The final vision of the ‘whore’ (puttana; 149 and 160) almost certainly refers to the papacy of Boniface VIII, while the ‘giant’ is conventionally interpreted to represent Philip IV, the successor to the French monarchy.Footnote 52
Dante is equally forthright in highlighting the root causes underlying the Church’s contemporary degeneracy: sloth and avarice. Where the Church fathers searched for God, the modern prelates, in their spiritual sloth, desire only riches and worldly power: each of them, Dante claims, has taken Cupidity as his wife (‘Cupiditatem unusquisque sibi duxit in uxorem’; Epist. xi, 7). On both occasions that Dante treats sloth and avarice in the Commedia (implicitly in Inferno vii and explicitly in Purgatorio xix), then, he splices these capital vices together, structurally dividing a canto in two. In both cases, he polemically associates these vices with clerics: in Inferno vii, all the avaricious are tonsured clerics, including popes and cardinals (‘Questi fuor cherci … e papi e cardinali / in cui usa avarizia il suo soperchio’). In Purgatorio xviii and xix, Dante sandwiches the siren between two clerics: an abbot (the only slothful soul identified) and Pope Adrian V (the first soul whom Dante encounters in the terrace of avarice). The pope, as successor Petri, should be married to his flock (and the Church, as a whole, to Christ as sponsa Christi); instead, he is paired to a whore (the siren is, by some early commentators, simplify referred to as meretrix hominum). The papacy’s avaricious assumption of temporal power was, for Dante, the principal institutional cause of moral evil: ‘la vostra avarizia il mondo attrista, / calcando i buoni e sollevando i pravi’ [your avarice afflicts the world, trampling the good and raising up the wicked] (Inf. xix, 104). This underpinned his firm conviction that temporal and spiritual power should be divided between Empire and Church. Dante’s condemnation of the contemporary papacy arguably reaches its climax in St Peter’s denunciation of his current successors: in the eyes of the Son of God, the seat of the papacy is vacant, and his burial place has become a sewer (Par. xxvii, 19–63).Footnote 53
Dante’s afterlife is not just, however, a polemical vision of the contemporary church’s corruption: it also presents a manifesto for reform. Thus, Dante’s Paradise arguably presents an other-worldly vision for the material poverty and spiritual evangelism he envisaged for the Church on Earth. The first, fourth, and seventh of the planetary spheres emphasise religious orders: Piccarda and Costanza (in the first heaven of the Moon) were Franciscan nuns, ‘Poor Clares’, before being violently abducted from their cloister; St Thomas Aquinas and St Bonaventure (in the fourth heaven of the Sun) praise the founders of each other’s orders, St Dominic and St Francis, while denouncing the subsequent degeneracy of their own; and St Benedict, the founder of Western monastic orders, and St Peter Damian, a rigorous reformer, extol the ascetic contemplative life in the seventh heaven of Saturn. The second and sixth spheres foreground the Empire and political justice. In the second sphere of Mercury, Dante locates the corruption of the papacy in the donation of Constantine, he upholds Justinian as an ideal emperor who reformed the civil law, and he models, in Pope Agapetus’s spiritual counsel of Justinian (in the form of a correction of heresy), the appropriate relationship he envisages between pope and emperor. Moreover, Dante represents the conquests of the Empire (embodied in the Imperial Eagle) as Divinely willed, and he reiterates his strange theory of the Atonement, according to which the universal jurisdiction of the Roman Empire under Augustus was necessary for Christ to have died for all people.Footnote 54 In the sixth sphere of Jupiter, the dramatic appearance of Ripheus and Trajan, in the eye of the Eagle, highlights – as we have seen – the providential role of the Roman Empire in administering justice. Finally, the third and fifth spheres of Heaven emphasise the cooperation of the papacy and temporal power in the persecution of heresy (Folco combats the heretic Cathars) and the liberation of the Holy Lands through the crusades (Dante presents his crusading ancestor Cacciaguida as a martyr). Throughout Paradiso, Dante counterpoises the worldliness of the contemporary papacy with the asceticism of the early Church and of the monastic and mendicant orders. The origins of the papacy in St Peter, of Western monasticism in St Benedict, and of the mendicant orders in St Francis were all characterised, Dante claims, by material poverty (Par. xxii, 88–93).
In Paradiso, Dante not only presents St Francis and his order as a model for the contemporary church, but also represents the pristine church in St Francis’s image. Certainly, St Francis is given a unique prominence by Dante, named for the third time in the heavenly rose as second only to John the Baptist in the hierarchy of heaven.Footnote 55 In Dante’s hagiography, St Francis is depicted as an alter Christus, and as a ‘new sun’ (‘nacque al mondo un sole’; Par. xi, 50), Dante’s symbol par excellence for God.Footnote 56 St Francis’s mystic marriage with Lady Poverty juxtaposes Dante’s representation of the contemporary prelates as married to Cupidity. Dante’s panegyric is particularly striking for emphasising one detail: he claims that ‘[Lady Poverty], deprived of her first husband, had waited, scorned and obscure, without a suitor eleven hundred years and more until this man appeared’ (‘Questa, privata del primo marito, / millecent’ anni e più dispetta e scura / fino a costui si stette sanza invito’; Par. xi, 64–66). In other words, Dante insists that St Francis was only the second (after Christ himself) to embrace poverty. How so? While many saints before St Francis had embraced poverty as a mistress, only Christ and St Francis, according to Dante, made poverty the ‘mother’ of their spiritual children, their followers or disciples. St Francis’s first congregation could not own material wealth (or its buildings) and was granted only the ‘use’ of it by the Church. This singular regulation was confirmed by Pope Nicholas III’s bull Exiit qui seminat (1279) but came under threat in the early 1300s and was effectively nullified one year after Dante’s death, by Pope John XXII’s bull Ad conditorem canonum (1322).
But it is precisely this model of Franciscan corporate poverty that Dante seems to envisage for the Church as a whole in De Monarchia. In that treatise, he argues that the Holy Roman Emperor (holding all temporal land and power) would cede the use, but not the possession, of wealth and buildings to the Church. By linking Christ and St Francis as the two husbands of poverty, he emphasises, once again in his Commedia, that Christ’s followers, the Church, should follow him in institutional poverty.Footnote 57 This messianic theological–political programme, then, underpins Dante’s depiction of the Christian afterlife from Virgil’s prophecy of the ‘veltro’, who will chase the she-wolf of cupidity back down to Hell, through the apocalyptic prophecies in the Earthly Paradise, to his final representation of the blessed in the Empyrean.
The canonical and, even, ‘timeless’ status of Dante’s Commedia in Western European literature may distract us from the historical immediacy of its theological–political polemic. But, as I have argued, Dante’s other-worldly vision is best understood precisely in the context of the reforming, and sometimes radical, currents of his time. Dante seems to have believed that a final, definitive eschatology through the culmination of human history in the Second Coming was near.Footnote 58 Building on Morgan’s seminal study, this chapter has shown that major innovations in Dante’s other-worldly vision are direct consequences of his theological–political programme for this-worldly renewal and reform. Moreover, in line with those scholars who have emphasised a continuity between Dante’s dualistic political thought in the Monarchia and in the Commedia, I have shown how this continuity is evident not only in terms of the doctrinal content but in the very structural organisation of Dante’s afterlife.
In particular, this chapter has focused on two novel, and surprising, aspects of Dante’s afterlife in relation to previous traditions about the other-world, both popular and learned: Dante’s treatment of pagans and of contemporary popes. By simultaneously emphasising the exemplary moral virtue of certain pagans and insisting on their eternal damnation, Dante is arguing that man can attain a secular happiness through philosophical guidance alone. By making Virgil his guide, by carefully constructing Roman history as Divinely ordained, and by organising the sins of Hell according to rational principles ostensibly taken from Aristotle, Dante is insisting that only a restoration of the Holy Roman Empire may bring peace and justice. Dante’s vision of the Christian afterlife is, as his scathing treatment of contemporary popes and prelates highlights, also a manifesto for radical reform of the Church. The structure of Purgatory and of Paradise, as I have shown, reflects the kind of ecclesial reform he envisaged. Most strikingly, Dante not only appears to adopt Franciscan communal poverty as a model for the Church as a whole, but seems to believe that only a restoration of the Holy Roman Empire may bring about this reform by forcibly stripping the Church of its temporal power and material wealth. Even setbacks from the perspective of 1300, such as Pope Boniface VIII’s worldly success and Henry VII’s future imperial failure, are viewed as temporary, with Dante having us focus on the pope’s and his successor’s future damnation (Inf. xix, 31–87; and Par. xxx, 139–48) and the emperor’s eternal crown awaiting him in heaven (Par. xxx, 133–38)
In Morgan’s taxonomy of the different kinds of other-worldly visions associated with different historical eras, she associates the Carolingian era with written representations of the other-world that are ‘political and satirical in nature’.Footnote 59 Although Dante’s poem shares other characteristics with many kinds of vision, it is worth stressing its political–satirical vein, which, I think, has been insufficiently examined in the critical tradition.Footnote 60 However, one decisive difference separates Dante’s political satire from that of the Carolingian visions. Rather than the ‘vision of the other world [becoming] a political weapon at the hands of the Church’, Dante’s other-worldly vision is decisively a political weapon for the Empire and, indeed, for his patron and the dedicatee of Paradiso, Cangrande della Scala, the leader of the Imperial faction in Italy. Whether Dante would have followed his patron in support of Louis of Bavaria’s march into Italy in 1326, and his installation of the Spiritual Franciscan Pietro Rainalducci as Anti-pope Nicholas, is a matter of conjecture, as Dante died five years earlier.Footnote 61 What is beyond conjecture, in my view, is that his Monarchia and his Commedia were potent ammunition for that cause.