Skip to main content Accessibility help
×
Hostname: page-component-586b7cd67f-l7hp2 Total loading time: 0 Render date: 2024-11-26T04:08:58.900Z Has data issue: false hasContentIssue false

23 - Econometric and Statistical Models for Operationalizing the Capability Approach

from Part II - Methods, Measurement and Empirical Evidence

Published online by Cambridge University Press:  11 November 2020

Enrica Chiappero-Martinetti
Affiliation:
University of Pavia
Siddiqur Osmani
Affiliation:
Ulster University
Mozaffar Qizilbash
Affiliation:
University of York
Get access

Summary

This chapter provides an overview of econometric and statistical methodologies that have been proposed in the literature for operationalizing the capability approach. It covers descriptive as well as modelling approaches, the former focusing on developing a full picture of the well-being situation using many indicators, and the latter going further to determine possible ‘causes’ for the situation, and hence leading to potential actions for improvement. It also highlights how the capability or freedom aspect is modelled using latent variables in the explanatory frameworks. Finally, it mentions some promising directions for future research in this domain and suggests combining the different approaches to obtain an optimal well-being output integrating both the descriptive and explanatory properties and allowing for informed policy decisions.

Type
Chapter
Information
Publisher: Cambridge University Press
Print publication year: 2020

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Abdi, H. and Valentin, D. 2007. ‘Multiple Correspondence Analysis’, in Salkind, N (ed.). Encyclopedia of Measurement and Statistics. Thousand Oaks, CA: Sage.Google Scholar
Addabbo, T. and Di Tommaso, M. L. 2009. ‘Children’s Capabilities and Family Characteristics in Italy’, in Biggeri, M, Ballet, J and Comim, F (eds.). Children and the Capability Approach: Child Labour, Education and Participation. New Delhi: Sage India: 222242.Google Scholar
Addabbo, T., Di Tommaso, M. L. and Maccagnan, A. 2010. ‘Gender Differences in Italian Children’s Capabilities’. Paper presented at the Human Development and Capability Association Conference, Amman.Google Scholar
Al-Janabi, H., Flynn, T. N. and Coast, J. 2012. ‘Development of a Self-Report Measure of Capability Wellbeing for Adults: The ICECAP-A’. Quality of Life Research. 21: 167176.Google Scholar
Al-Janabi, H., Peters, T. J., Brazier, J., Bryan, S., Flynn, T. N., Clemens, S., Moody, A. and Coast, J. 2013. ‘An Investigation of the Construct Validity of the ICECAPA Capability Measure’. Quality of Life Research 22: 18311840.Google Scholar
Al-Janabi, H., Flynn, T. N., Peters, T. J., Bryan, S. and Coast, J. 2014. ‘Test-Retest Reliability of Capability Measurement in the UK General Population’. Health Economics: 625630.Google Scholar
Anand, P. and van Hees, M. 2006. ‘Capabilities and Achievements: An Empirical Study. Journal of Socio-Economics 35: 268284.Google Scholar
Anand, P., Krishnakumar, J. and Tran, N.-B. 2011. ‘Measuring Welfare: Latent Variable Models for Happiness and Capabilities in the Presence of Unobservable Heterogeneity’. Journal of Public Economics 95/3: 205215.Google Scholar
Anand, P., Hunter, G., Carter, I., Dowding, K., Guala, F. and van Hees, M. 2009. ‘The Development of Capability Indicators’. Journal of Human Development and Capabilities 10: 125152.Google Scholar
Anderson, T. W. 1984. An Introduction to Multivariate Statistical Analysis. New York: John Wiley and Sons.Google Scholar
Andreassen, L., Dagsvik, J. and Di Tommaso, M. L. 2013. ‘Measuring Capabilities with Random Scale Models. Women’s Freedom of Movement’. Cognetti de Martiis Working Papers 201334. Department of Economics and Statistics, University of Turin.Google Scholar
Andreassen, L., Di Tommaso, M. L. and Maccagnan, A. 2015. ‘Do Men Care? Men’s Supply of Unpaid Labour’. Cognetti de Martiis Working Papers 201545. Department of Economics and Statistics, University of Turin.Google Scholar
Balestrino, A. and Sciclone, N. 2000. ‘Should We Use Functionings Instead of Income to Measure Well-Being? Theory, and Some Evidence from Italy’. Mimeo. University of Pisa.Google Scholar
Bandura, R. 2005. ‘Measuring Country Performance and State Behavior: A Survey of Composite Indices’. UNDP/ODS Background Paper prepared for the Book Project The New Public Finance: Responding to Global Challenges. New York: UNDP Office of Development Studies.Google Scholar
Bartholomew, D. J. and Knott, M. 1999. Latent Variable Models and Factor Analysis. London: Edward Arnold.Google Scholar
Bollen, K. A. 1989. Structural Equations with Latent Variables. New York: John Wiley & Sons.Google Scholar
Bourguignon, F. and Chakravarty, S. R. 2003. ‘The Measurement of Multidimensional Poverty’. Journal of Economic Inequality 1: 2549.Google Scholar
Brandolini, A. and D’Alessio, G. 1998. ‘Measuring Well-Being in the Functioning Space’, in Chiappero-Martinetti, E. Debating Global Society: Reach and Limits of the Capability Approach. Milan: Fondazione Feltrinelli. 91156.Google Scholar
Browne, M. W. 1984. ‘Asymptotically Distribution-Free Methods for the Analysis of Covariance Structures’. British Journal of Mathematical and Statistical Psychology 37: 6283.Google Scholar
Browne, M. W. and Arminger, G. 1995. ‘Specification and Estimation of Mean – and Covariance Structural Models’, in Arminger, G, Clogg, C. C. and Sobel, M. E. (eds.). Handbook of Statistical Modelling for the Social and Behavioral Sciences. Newbury Park: Plenum Press: 311359.Google Scholar
Coast, J., Flynn, T. N., Natarajan, L., Sproston, K., Lewis, J., Louviere, J. J. and Peters, J. J. 2008. ‘Valuing the ICECAP Capability Index for Older People’. Social Science and Medicine 67: 874882.Google Scholar
Comim, F., Qizilbash, M. and Alkire, S. (eds.). 2008. The Capability Approach: Concepts, Measures and Applications. Cambridge University Press.Google Scholar
Dagsvik, J. K. 2013. ‘Making Amartya Sen’s Capability Approach Operational: A Random Scale Framework for Empirical Modeling’. Theory and Decision 74/1: 75105.CrossRefGoogle Scholar
Decancq, K. and Lugo, M. A. 2013. ‘Weights in Multidimensional Indices of Wellbeing: An Overview’. Econometric Reviews 32/1: 734.Google Scholar
Deneulin, S. (ed.). 2009. An Introduction to the Human Development and Capability Approach: Freedom and Agency. Sterling, VA: Earthscan.Google Scholar
Di Tommaso, M. L. 2007. ‘Children’s Capabilities: A Structural Equation Model for India’. Journal of Socio-Economics 36: 436450.Google Scholar
Finn, A. and Louvière, J. J. 1992. ‘Determining the Appropriate Response to Evidence of Public Concern: The Case of Food Safety’. Journal of Public Policy and Marketing 11/1: 1225.Google Scholar
Fleurbaey, M. 2002. ‘Development, Capabilities and Freedom’. Studies in Comparative International Development 37/2: 7177.Google Scholar
Flynn, T. N., Louviere, J. J., Peters, T. J. and Coast, J. 2007. ‘Best–Worst Scaling: What It Can Do for Health Care Research and How To Do It’. Journal of Health Economics 26: 171189.Google Scholar
Flynn, T. N., Chan, P., Coast, J. and Peters, T. J. 2011. ‘Assessing Quality of Life Among British Older People Using the ICEPOP CAPability (ICECAP-O) Measure’. Applied Health Economics and Health Policy 9: 317329.CrossRefGoogle ScholarPubMed
Greenacre, M. 2007. Correspondence Analysis in Practice, 2nd ed. London: Chapman and Hall/CRC.Google Scholar
Greenacre, M. and Blasius, J. (eds.). 2006. Multiple Correspondence Analysis and Related Methods. London: Chapman and Hall/CRC.Google Scholar
Greene, W. H. 2012. Econometric Analysis, 7th ed. Boston, MA: Prentice Hall.Google Scholar
Grewal, I., Lewis, J., Flynn, T., Brown, J., Bond, J. and Coast, J. 2006. ‘Developing Attributes for a Generic Quality of Life Measure for Older People: Preferences or Capabilities?Social Science and Medicine 62: 18911901.Google Scholar
Hotelling, H. 1933. ‘Analysis of a Complex of Statistical Variables into Principal Components’. Journal of Educational Psychology 24: 417441.Google Scholar
Jöreskog, K. 1994. ‘Structural Equation Modelling with Ordinal Variables Using LISREL’. IMS Lecture Notes: Monograph Series.CrossRefGoogle Scholar
Jöreskog, K. and Goldberger, A. 1975. ‘Estimation of a Model with Multiple Indicators and Multiple Causes of a Single Latent Variable’. Journal of the American Statistical Association 70/351: 631639.Google Scholar
King, G. and Wand, J. 2007. ‘Comparing Incomparable Survey Responses: Evaluating and Selecting Anchoring Vignettes’. Political Analysis 15: 4666.Google Scholar
King, G., Murray, C. J. L., Salomon, J. A. and Tandon, A. 2004. ‘Enhancing the Validity and Cross-Cultural Comparability of Measurement in Survey Research’. American Political Science Review 98/February: 191205.Google Scholar
Krishnakumar, J. 2007. ‘Going Beyond Functionings to Capabilities: An Econometric Model to Explain and Estimate Capabilities’. Journal of Human Development 7: 3963.CrossRefGoogle Scholar
Krishnakumar, J. 2008. ‘Multidimensional Measures of Poverty and Well-Being Based on Latent Variable Models’, in Kakwani, N and Silber, J (eds.). Quantitative Approaches to Multidimensional Poverty Measures. Basingstoke: Palgrave Macmillan: 118134.Google Scholar
Krishnakumar, J. 2013. ‘Quantitative Methods for the Capability Approach’, in UNESCO-EOLSS Joint Committee (ed.). Social and Cultural Development of Human Resources. Encyclopedia of Life Support Systems (EOLSS). Developed under the auspices of UNESCO. Oxford: EOLSS Publishers.Google Scholar
Krishnakumar, J. and Ballon, P. 2008. ‘Estimating Basic Capabilities: A Structural Equation Model Approach Applied to Bolivian Data’. World Development 36/6: 9921010.CrossRefGoogle Scholar
Krishnakumar, J. and Nagar, A. L. 2008. ‘On Exact Statistical Properties of Multidimensional Indicators Based on Principal Components, Factor Analysis, MIMIC and Structural Equation Models’. Social Indicators Research 87: 481496.Google Scholar
Kuklys, W. 2005. Amartya Sen’s Capability Approach: Theoretical Insights and Empirical Applications. Berlin: Springer.Google Scholar
Lelli, S. 2001. ‘Factor Analysis vs. Fuzzy Sets Theory: Assessing the Influence of Different Techniques on Sen’s Functioning Approach’. Center for Economic Studies, Discussions Paper Series 01.21. University of Leuven.Google Scholar
Marley, A. A. J. and Louviere, J. J. 2005. ‘Some Probabilistic Models of Best, Worst, and Best–Worst Choices’. Journal of Mathematical Psychology 49: 464480.CrossRefGoogle Scholar
McFadden, D. 1984. ‘Econometric Analysis of Qualitative Response Models’, in Griliches, Z and Intriligator, M. D. (eds.). Handbook of Econometrics, vol. III. New York: Elsevier Science Publishers BV.Google Scholar
Muthen, B. 1984. ‘A General Structural Equation Model with Dichotomous, Ordered Categorical and Continuous Latent Indicators’. Psychometrika 49: 115132.Google Scholar
Muthen, B. 2002. ‘Beyond SEM: General Latent Variable Modelling’. Behaviormetrika 29/1: 81117.Google Scholar
Nardo, M. et al. 2005. ‘Handbook on Constructing Composite Indicators: Methodology and User Guide’. OECD Statistics Working Paper, STD/DOC(2005)3. Paris: Organisation for Economic Co-Operation and Development.Google Scholar
Phipps, S. 2002. ‘The Well-Being of Young Canadian Children in International Perspective: A Functionings Approach’. Review of Income and Wealth 48/4: 493515.Google Scholar
Qizilbash, M. 2008. ‘Amartya Sen’s Capability View: Insightful Sketch or Distorted Picture?’ in Comim, F, Qizilbash, M and Alkire, S (eds.). The Capability Approach: Concepts, Measure and Applications. Cambridge University Press: 275291.Google Scholar
Robeyns, I. 2005. ‘The Capability Approach: A Theoretical Survey’. Journal of Human Development 6/1: 93114.Google Scholar
Robeyns, I. 2006. ‘The Capability Approach in Practice’. Journal of Political Philosophy 14/3: 351376.Google Scholar
Robeyns, I. 2011. ‘The Capability Approach’, in Zalta, E. N. (ed). The Stanford Encyclopedia of Philosophy (winter 2016 ed.). Stanford University. Available at: https://plato.stanford.edu/archives/win2016/entries/capability-approach/ (accessed 24 February 2020).Google Scholar
Schokkaert, E. and Van Ootegem, L. 1990. ‘Sen’s Concept of the Living Standard Applied to the Belgian Unemployed’. Recherches Economiques de Louvain 56: 429450.CrossRefGoogle Scholar
Sen, A. K. 1985. Commodities and Capabilities. Amsterdam: North-Holland.Google Scholar
Sen, A. K. 1987. ‘The Standard of Living’, in Sen, A. The Standard of Living (ed. Hawthorn, G). Cambridge University Press: 138.Google Scholar
Sen, A. K. 1992. Inequality Re-examined. Oxford: Clarendon Press.Google Scholar
Sen, A. K. 1993. ‘Capability and Well-Being’, in Nussbaum, M and Sen, A (eds.). The Quality of Life. Oxford: Clarendon Press: 3053.Google Scholar
Sen, A. K. 1999. Development as Freedom. Oxford University Press.Google Scholar
Simon, J., Anand, P., Gray, A., Rugkåsa, J., Yeeles, K. and Burns, T. 2013. ‘Operationalising the Capability Approach for Outcome Measurement in Mental Health Research’. Social Science and Medicine 98: 187196.Google Scholar
Skrondal, A. and Rabe-Hesketh, S. 2004. Generalized Latent Variable Modeling: Multilevel, Longitudinal, and Structural Equation Models. Boca Raton, FL: Chapman and Hall/CRC.Google Scholar
Thurstone, L. L. 1927. ‘A Law of Comparative Judgement’. Psychological Review 34/4: 273286.Google Scholar
UNDP. 1990 (and annually thereafter). Human Development Report (HDR). Oxford University Press.Google Scholar
Wagle, U. 2005. ‘Multidimensional Poverty Measurement with Economic Well-Being, Capability and Social Inclusion: A Case from Kathmandu, Nepal’. Journal of Human Development 6/3: 301328.CrossRefGoogle Scholar

Save book to Kindle

To save this book to your Kindle, first ensure [email protected] is added to your Approved Personal Document E-mail List under your Personal Document Settings on the Manage Your Content and Devices page of your Amazon account. Then enter the ‘name’ part of your Kindle email address below. Find out more about saving to your Kindle.

Note you can select to save to either the @free.kindle.com or @kindle.com variations. ‘@free.kindle.com’ emails are free but can only be saved to your device when it is connected to wi-fi. ‘@kindle.com’ emails can be delivered even when you are not connected to wi-fi, but note that service fees apply.

Find out more about the Kindle Personal Document Service.

Available formats
×

Save book to Dropbox

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Dropbox.

Available formats
×

Save book to Google Drive

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Google Drive.

Available formats
×