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In Brazil, numerous participatory institutions have been suspended over the past decades, including many participatory budgeting (PB) programs at the municipal level. Since the introduction of PB in Porto Alegre in 1989, extensive literature has discussed its effects on the way urban social movements make demands. However, the suspension of many PBs across Brazil raises a new question: how do these movements adapt following the loss of an arena that had become central to their efforts? Looking at the pioneering experience of Porto Alegre’s PB, whose progressive erosion started in 2002, I argue that urban movements have since shifted away from institutionalized participation routines, and adopted new routines that combine bureaucratic activism with proximity politics. Focusing on these movements’ repertoires of interactions I argue that the erosion of PB led to the deinstitutionalization of urban social movements.
This chapter provides a comprehensive overview of the scholarly literature on youth engagement in policy advocacy in the context of municipal youth councils. First, the organizational structure, membership, and activities of youth councils are presented. Then, the prevalence and trends of youth councils in the US and internationally are discussed. A case exemplar of the Boston Mayor’s Youth Council and its youth-led participatory budgeting process is presented to illuminate key principles and practices of municipal youth councils, including the benefits and barriers of youth engagement on youth and communities. Then, the literature pertaining to power and empowerment processes in youth policy advocacy is reviewed, including key features of youth councils that can facilitate or impede psychological empowerment and community power. The chapter concludes with a review of implications for practitioners, leaders, policymakers, funders, and other stakeholders, as well as areas for future research.
Participatory budgeting (PB) is a democratic process that engages citizens in public investment decisions through a mix of deliberation, representation, and voting. This chapter describes how this democratic innovation has been practiced, elaborates its goals, provides an overview of its origins and diffusion, and reviews research on its outcomes for citizen engagement, local governance, and community empowerment. These findings are illustrated by two case studies. Porto Alegre, Brazil, not only represents the birthplace of PB, but also is an example of uniquely pronounced changes in government responsiveness to underserved communities and in the strength of civil society organizations after PB’s implementation. New York City’s program is fairly representative of PB as practiced in the Global North. Controlling a smaller share of city budgets, processes like PBNYC have been more able to replicate Porto Alegre’s model of equitable citizen engagement than to transform urban governance or the organization of local civil society.
Many citizens feel excluded from political decision-making, which, in their eyes, is dominated by an unresponsive political elite. Citizens with high populist attitudes perceive the world through a populist ‘lens’ and therefore yearn for more popular control and for ‘the people’ to be included in the political process. Participatory budgeting should be particularly suited to address populist demands due to the fact that it is focused on giving citizens actual influence on policy-making. However, so far, no study has examined the effect of participation in a democratic innovation on populist attitudes. This paper empirically assesses if and to what extent participation in a participatory budget affects populist attitudes, and whether citizens with high populist attitudes are affected differently than citizens with low populist attitudes. We analyze panel data on participants of four local participatory budgeting events in the Netherlands before and after participation and find that citizens with high populist attitudes decrease these attitudes significantly after participating in a participatory budget, whereas citizens with low populist attitudes are not significantly affected. Moreover, the significant difference in change between these two groups suggests that citizens with high populist attitudes go ‘through the looking glass’ and become less populist after participating in a participatory budget.
Inequalities in terms of who participates in politics yield policy outcomes that fail to reflect the interests of the broader public. Because these processes fail to engage the full citizenry in political decision-making processes, they are also markers of an anemic civic culture. Advocates of participatory budgeting (PB) – a process implemented at the subnational level in thousands of cities in the United States and beyond that invites residents to participate directly in the process of allocating public resources for local projects – argue that it can alleviate these inequalities. They argue that features of the PB process make it ripe for engaging new participants in the political process and weaving a more inclusive social fabric. We examine the correlates of interest in participating in PB using a survey of Cook County residents. We also consider the extent to which the policy priorities of those who are interested in participating diverge from those who are less interested. Although we find evidence that the process is particularly appealing to younger respondents and those who identify as Latine or Black (as opposed to White), we also find that interest is higher among those with higher socioeconomic status and those who perceive conditions in their neighborhood to already be good. Our evidence also suggests that inequalities in who is interested in participating may not radically affect policy outcomes. However, those who decline to participate cannot reap the broader social and political benefits advocates hope the PB process can foster.
Chapter 6 describes and explains the political inclusion of disadvantaged groups (women, indigenous peoples, Afro-descendants, and ordinary people) in contemporary Latin America. It highlights many impressive accomplishments – most notably, the steps taken to increase the number of women in political office by instituting gender quotas, a mechanism that obliges political parties to field a certain percentage of female candidates. It also discusses how various other institutional innovations have fostered political inclusion. However, it shows that indigenous peoples and Afro-descendants have gained less access to political office than women, and that few steps have been taken to redress this problem. It discusses this problem in Brazil, among other places. Moreover, it points out that institutions offering, in principle, an avenue for citizen input into government beyond voting for representatives are frequently hijacked by governments. It stresses both the promise and the limits of various initiatives to make democracy more inclusive. It concludes that, even though Latin American democracies have become more inclusive, democracy still works better for some groups than for others.
Citizens that tend to experience political exclusion are often more supportive of direct and participatory forms of decision-making. We empirically verify two competing explanatory logics for such high support: the “anti-establishment” logic, which expects politically excluded citizens to unconditionally express more support than their fellow citizens for democratic innovations (DIs); and the “instrumental” logic, which expects politically excluded citizens to only express more support for DIs than other citizens when these innovations offer procedural control and favorable outcomes. Based on a conjoint analysis of Dutch citizens' preferences for participatory budgeting, we find no support for the anti-establishment logic and partial support for the instrumental logic. We show how measures of citizens' own feelings of exclusion help to explain the results.
The democratic values discussed in the two preceding chapters are represented in four basic governance structures in contemporary public administration.The democratic influencegovernance structures, such as the rules and hierarchies of bureaucracy, or the mechanisms for consensus in participatory structures are considered.A framework for understanding the trade-offs between accountability and process values is provided.
Early in the twenty-first century, Latin America became a center for experiments with participatory institutions. While many observers applauded the growing possibilities for building more inclusionary polities, there are limits to the degree of popular sector empowerment delivered by the new institutions, whether instigated by revived left parties, charismatic populists, or technocratic elites. To account for the varying trajectories and limitations of participatory institutions, this chapter looks for inclusion in the most likely cases, starting with the diffusion of a single institution, participatory budgeting, and continuing with an examination of the countries that advanced most in bringing several types of participatory institutions from parchment to practice at multiple levels of government – Brazil, Peru, Venezuela, and Uruguay. Even in these most likely cases, such institutions tended to offer access through low quality channels of participation that entailed consultation rather than effective decision-making, focused on issues or resources of lesser magnitude, restricted involvement to a limited public, or even reinforced clientelism in some cases.
Participatory budgeting (PB) has been one of the most popular local democratic reforms in Latin America in recent decades. This article examines what happened to PB when it was scaled up to the state level and integrated in a participatory system in Rio Grande do Sul, Brazil (2011–14). Using theories of deliberative systems, multichannel participation, ‘venue shopping’ (the practice of seeking the most favourable policy venue) and countervailing power, as well as a multimethod research design, we explain how the systems approach allowed for both deliberation and direct democracy and mobilised new sectors to participate online. However, on the negative side, the different participation channels undermined each other. Social movements migrated to other spaces, leaving the budgeting process open to control by well-established, powerful public-sector groups.
Because of its early positive assessments, participatory budgeting (PB) has been and continues to be praised by several policymakers, and the Brazilian model has become an institutional blueprint around the world. No one questions the way the model has evolved in Brazilian municipalities with a long tradition of PB, but it was institutionalized there through practice and not through state legislation. It is thus highly permeable to political will and evolving ideas. Looking at the case of Belo Horizonte, where it was implemented in 1993, this study argues that while the political rhetoric of PB has remained central to political discourse over time, a significant but gradual policy change has occurred in practice. This change has important implications: not only does it have an impact on the policy outcomes of PB, but it also contributes to delegitimating the process for its participants, abetting its gradual deinstitutionalization.
Participatory budgeting in Porto Alegre, Brazil, has long been held up as a model of how grassroots social movements, in alliance with a Left party in power, have deepened democracy in a highly clientelistic context. But what happened to this democratic reform when the Partido dos Trabalhadores (Workers' Party, PT), which supported this initiative while it held the mayorship of Porto Alegre for 16 years, lost political power? This article examines the shifting fortunes of the participatory budgeting process following the defeat of the Workers' Party in the 2004 local elections. It explores how and why succeeding local administrations weakened participatory budgeting amid the changing political configuration of Porto Alegre, underscoring the critical role played by considerable executive branch powers in the process. The article concludes by examining what questions this raises for the sustainability of local democratic reforms.
Participation has undergone a communicative shift, which has favoured the organization of new participatory processes based on classic principles of deliberation theory. These experiments go beyond traditional protest: they include a communicative element with the aim of defining a public politics, which places them alongside models of deliberative governance. The present work sets out the characteristics of these new instruments (participatory budgeting, PB) in order to find out which problems deliberative governance initiatives are faced with. The conclusions tell us that the inequalities in participation are significant. Nevertheless, PB enables most participants to make effective use of their opportunities for deliberation. From this standpoint, the challenge for deliberative governance does not seem to be the deliberative capabilities of individuals, but rather the design of participatory procedures and the participation of individuals. We may question whether the administration can guarantee impartial political spaces that are as inclusive as possible.
The implementation of participatory budgeting in Buenos Aires following the crisis of December 2001 was a highly unlikely event. The different parties involved had competing and contradictory agendas that did not coincide with participatory budgeting's stated aims of extending citizen participation in government, but these interacted in a way that contingently created a space for a viable process to develop. Subsequent political shifts led to the demise of participatory budgeting, but the Buenos Aires case is nevertheless important because it highlights the way in which such processes can emerge in the absence of strong programmatic politics, thereby potentially opening new avenues for the promotion of democratic innovation.
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