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Reimagining Democracy: The Socialist Origins of the Initiative and Referendum in the United States

Published online by Cambridge University Press:  22 May 2023

Richard J. Ellis*
Affiliation:
Willamette University, Salem, OR, USA
*
*Corresponding author. E-mail: [email protected]
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Abstract

The initiative and referendum are commonly characterized as quintessentially Populist or Progressive reforms, but transatlantic socialism deserves pride of place in the intellectual history of direct legislation in the United States. A decade and a half before the People’s Party famously commended the idea of direct legislation at its 1892 nominating convention in Omaha, Nebraska, the Socialist Labor Party (SLP) made the demand for direct legislation a plank in its first party platform. That demand was shaped by the 1875 Gotha Program formulated by the Socialist Workers Party of Germany and informed by socialist debates during the First International and the pioneering work of Moritz Rittinghausen. The diffusion of these ideas among Gilded Age labor radicals is a crucial and underappreciated part of the story of the origins of the initiative and referendum in the United States. That socialists’ pioneering role in the origins of the initiative and referendum in the United States has largely been slighted is particularly ironic since the individual arguably most responsible for securing the direct legislation resolution at Omaha was among the nation’s most successful radical labor organizers and a committed socialist, Joseph R. Buchanan.

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Article
Copyright
© The Author(s), 2023. Published by Cambridge University Press on behalf of the Society for Historians of the Gilded Age and Progressive Era (SHGAPE)

On the day after Christmas in 1877, the year of labor’s “Great Upheaval,” a new political party calling itself the Workingmen’s Party of the United States convened a national convention in Newark, New Jersey.Footnote 1 One of the convention’s first acts was to rename the party the Socialistic Labor Party (SLP).Footnote 2 Among its final acts was to adopt a platform that included sixteen demands, the first of which, as one might expect from a self-described Labor Party, was for an eight-hour working day. The party also called for government inspection of working conditions, a prohibition on child labor in factories, and lifting laws designed to restrict union organizing and strikes. However, not all the party’s demands focused on labor issues. Its final three demands targeted the political process: that the right of suffrage “shall in no wise be abridged,” that “Every public officer shall be at all time subject to prompt recall by the election of a successor,” and a call for “Direct popular legislation enabling the people to propose or reject any law at their will.”Footnote 3

The SLP platform of 1877 was the first organized call in American history for the adoption of the initiative and referendum.Footnote 4 Nor was this demand a one-off or an afterthought. Every SLP national convention for the next two decades included a call for direct legislation.Footnote 5 Indeed, at the party’s second national convention in 1879, the platform’s first demand was for an “Entire revision of the United States Constitution so as to institute direct popular legislation, and enable the people to propose or reject any law at their will, and thus secure self-government” (the demand for an amendment to the Constitution to secure an eight-hour work day was relegated to the seventh demand).Footnote 6 In 1885, the platform language changed but the demand remained the same: “The people to have the right to propose laws (initiative) and to vote upon all laws of importance (Referendum).”Footnote 7

No other national political party during the 1870s or 1880s issued a call for direct legislation. Not the Greenback Party. Not the Anti-Monopoly Party. Not the Prohibition Party. Not the Equal Rights Party. And certainly not the two major political parties, the Republican and Democratic parties. Nor did the Granger Movement or the Farmers’ Alliance, which was the progenitor of the People’s (aka Populist) Party. When the southern and northwestern farmers’ alliances convened in St. Louis at the close of 1889, the platform they adopted said nothing about direct legislation. In its December 1890 convention in Ocala, the Farmers’ Alliance platform expanded to include the direct election of U.S. senators and a progressive income tax, but there was still no room for direct legislation. The platform adopted at the convention that formally launched the People’s Party in May 1891 was similar to the Ocala platform and still sans the initiative and referendum. Not until July 1892, when the Populist Party held their national nominating convention in Omaha, did the party pass a resolution commending “to the favorable consideration of the people and the reform press the legislative system known as the initiative and referendum.” This resolution was not part of the official party platform but was instead identified as one of ten “Expressions of Sentiments” appended to the platform.Footnote 8

Even though the SLP’s demand for direct legislation predates the Populist Party’s commendation of that reform by fifteen years, it is commonplace to find the initiative and referendum described as a creation of the Populist movement. Political scientist Amy Bridges, for instances, writes that “Direct democracy was first advocated in the United States by the People’s Party.”Footnote 9 Historians of the initiative and referendum generally know better but they, too, have missed or downplayed SLP’s pioneering role. Thomas Cronin’s account of the origins of the initiative process is more nuanced, but even he introduces the late nineteenth-century origins of direct democracy in a section titled “The Populist Impulse,” which gives pride of place to the “populist-minded groups” that came together at the Populist Party’s Omaha convention to support the initiative and referendum.Footnote 10 The SLP receives only a fleeting mention in Cronin’s narrative, while the SLP is ignored entirely in Thomas Goebel’s otherwise superb history, A Government by the People: Direct Democracy in America: 1890-1940. Footnote 11 Steven L. Piott’s comprehensive state-by-state history, Giving Voters a Voice: The Origins of the Initiative and Referendum in America, recognizes that the SLP was there first, but still misses the mark by more than a decade, noting that “prior to 1892 the only organized political agitation for direct legislation came from a plank in the platform of the SLP, which met in convention in Chicago on October 12, 1889.”Footnote 12 David Schmidt’s oft-cited Citizen Lawmakers even more seriously misleads by suggesting that the initiative and referendum only appeared in the SLP and Populist Party platforms after a New Jersey advocacy group, the People’s Power League (which soon merged with the People’s Union before becoming the Direct Legislation League), “sent delegates to the 1892 conventions of several political parties, and won approval of I&R resolutions in the platforms of the Socialist Labor Party and the Populist Party.”Footnote 13 Although delegates from the New Jersey-based People’s Union were responsible for securing support for the initiative and referendum at the Omaha convention, the group obviously played no role in inducing the SLP to retain a plank that had been a central part of its platform for a decade and a half.Footnote 14

Why have scholars generally overlooked the SLP’s pioneering advocacy of the initiative and referendum? Part of the answer may be that the standard compilation of nineteenth-century national party platforms omitted all SLP platforms prior to 1892 because the party did not nominate a presidential candidate until 1892.Footnote 15 Perhaps part of it, too, is an assumption that the SLP was too small and insular to have had a meaningful effect on the spread of the initiative and referendum in the United States.Footnote 16 But maybe the largest part of the explanation is that scholars of the initiative and referendum have been overly reliant on a handful of accounts written by late nineteenth and early twentieth century direct legislation reformers, some of whom were happy to downplay or even efface the radical socialist origins of the direct democracy idea and others of whom were probably unaware of those origins.Footnote 17 Whatever the reasons for this relative neglect, it is time we gave socialists their due in the germination of the idea of the initiative and referendum in the United States.Footnote 18

Socialist Before Populist: Joseph R. Buchanan and the Omaha Direct Legislation Plank

Of course, no serious scholar of the initiative and referendum assumes that direct legislation emerged fully formed out of the Populist mind, let alone the Omaha convention of 1892. Schmidt’s own account of the Omaha convention highlights the crucial role the New Jersey–based advocacy group played in persuading the Populist Party to include a resolution commending the initiative and referendum for the people’s “favorable consideration.” And Piott rightly points out that the tepid language of the resolution reflected the Populist Party’s “lukewarm commitment” to direct legislation at the time, an observation that cries out for us to explore ideological currents and social movements beyond the People’s Party in tracing the origins of direct legislation in the United States.Footnote 19

A clue to the puzzle of why a party with a “lukewarm commitment” to direct legislation would endorse it was left by J.W. Arrowsmith, president of the People’s Union, who in 1894 recorded that the inclusion of the direct legislation resolution owed to the Herculean efforts of a member of the newly formed People’s Union, who was selected to attend the Omaha convention, Joseph R. Buchanan. According to Arrowsmith, Buchanan—who served on the Omaha convention platform committee—“held the floor and resolutely refused to yield it until some concession was made to the New Jersey industrialists who were demanding ‘direct legislation’ as the Alpha and Omega of reform.”Footnote 20 Arrowsmith was right that without Buchanan there would have been no resolution, but he tells the reader nothing about Buchanan other than that he was from Newark, representing the “industrialists.”Footnote 21

What Arrowsmith, a well-to-do prohibitionist, left out of his history was that Joseph Ray Buchanan had been the most successful labor organizer in the Mountain West and its leading socialist.Footnote 22 Moreover, by Buchanan’s own reckoning in 1893, his awareness of the initiative and referendum “extend[ed] back about fifteen years”—that is, to the late 1870s, precisely the time that the SLP placed the demand for direct legislation into its party platform. Indeed, Buchanan made no effort to disguise the idea’s socialist origins, admitting that “the principle has been a part of the socialistic programme since the first declaration was given out by American socialists.”Footnote 23

Born to a Whig newspaper family in Hannibal, Missouri, in 1851, Buchanan headed west to Denver at the age of twenty-six where he had little difficulty finding employ in a newspaper office.Footnote 24 His upbringing in Missouri had taught him a lot about the printing trade, but little or “nothing of the ‘labor problem.’” In Denver he was introduced to socialism and trade unionism and joined the International Typographical Union (ITU). If Buchanan’s education in “the labor problem” began in Denver, his radicalization was precipitated by his move in 1880 to booming Leadville, Colorado, which at the time was among the nation’s richest silver camps, with a population of about 25,000 people, making it the second largest city in the state, behind only Denver. Although he went to Leadville to strike it rich, the prospecting proved “fruitless” and he quickly returned to the newspaper work he knew best. Ensconced at the unionized Daily Democrat, he took up the cause of striking Leadville miners—the leaders of whom were affiliated with the Knights of Labor—whose wages had been slashed, not because of declining profitability of the mines but because of an increase in the supply of labor that followed from the railway reaching Leadville in the summer of 1880. During the strike, Buchanan took to the streets, denouncing the mine operators for hours on end—“moving to a fresh rostrum every half hour or so”—and quickly made a name for himself as a charismatic “labor orator.” In the end, with the help of troops sent into Leadville by the state’s governor, the strike was broken, and Buchanan soon thereafter returned to Denver to work in the composing room of yet another newspaper, the Rocky Mountain News. Footnote 25

In Denver, he became more deeply involved in union politics, and was elected as his local’s (Local 49) delegate to the annual meeting of the International Typographical Union in the summer of 1882. The zeal he displayed at the convention on behalf of the rights of lowly “subs” earned him a nickname that stuck: the “Riproarer of the Rockies.” That November, he became a charter member of a new assembly of the Knights of Labor, embracing with gusto its exhortation to “Agitate, Educate, Organize!” Ever since arriving back in Denver, Buchanan had been “reading everything dealing with social conditions that [he] could get hold of,” devouring “the writings of the leading political economists,” and in December 1882, he founded the Labor Enquirer, a new newspaper whose masthead declared: “He Who Would be Free, Himself Must Strike the Blow.” That this was a favorite adage of African American abolitionists in the run up to and during the Civil War was no coincidence as Buchanan was committed to leading a “war for the emancipation of the wage slave.”Footnote 26

The Labor Enquirer (1882–1887), which was the mouthpiece for both the local assemblies of the Knights of Labor and of ITU Local 49, became the region’s most widely read labor paper, but Buchanan’s influence was not confined to the pages of his eight-page weekly. He also became one of the nation’s most sought-after labor speakers and the knights’ most successful union organizer. The high unionization rates in the Mountain West owed a great deal to Buchanan’s efforts as a polemicist and organizer. Between 1882 and 1888, unionization in Colorado was so rapid that by 1888 it counted more labor organizations per capita than any other state. Among Buchanan’s achievements was founding the spectacularly successful Union Pacific Knights (District Assembly 82), which organized all Union Pacific railroad workers from Omaha, Nebraska, to Portland, Oregon—and secured for these workers “the highest wages on any railroad line.” Buchanan played a key role not only in directing successful strikes against the Union Pacific railroad but also in coordinating strikes of coalminers and promoting boycotts of nonunion companies.Footnote 27

As successful as Buchanan was in organizing the unorganized into trade unions and extending the influence of the Knights of Labor, he grew increasingly frustrated by the failure of labor-backed candidates at the national level. Particularly disappointing was the abject failure of the Greenback-Labor Party presidential ticket in 1884, which tallied only a bit over 1 percent of the vote nationwide; that the party’s nominee, Benjamin Butler, did a little better in Colorado, receiving 3 percent of the vote, was scant consolation. As Buchanan later conceded in his 1903 memoir, Story of a Labor Agitator, he “began to lose faith in the ballot,” fearing that the majority of workingmen “were not only too stupid to raise themselves, but too weak to stand if raised by others.” Feeling “sick at heart” at workers’ political apathy, he turned to Burnette Haskell’s recently formed International Workingmen’s Association (IWA)—named after but not affiliated with the defunct and more famous International Workingmen’s Association, commonly known as the First International—as “a means more likely to accomplish the emancipation of the wage slave.”Footnote 28

Popularly known as the “Red International” on account of its red cards and its repudiation of the anarchism espoused by the “Black International”—aka the International Working People’s Association (IWPA)—Haskell’s IWA rejected both the ballot and violence as the means of emancipating the working class, favoring instead “a long campaign of socialist education and agitation.”Footnote 29 While remaining on the National Executive Board of the Knights of Labor, Buchanan became head of the IWA’s new Rocky Mountain Division (Haskell headed up the original Pacific Coast branch)—and the Labor Enquirer became the IWA’s “national official organ.” He also organized and led the Rocky Mountain Social League, a society dedicated to spreading the “doctrines of modern socialism.”Footnote 30 Buchanan’s aim was not only to disseminate socialist ideas in society but to “bore within” the Knights of Labor by recruiting IWA members and pushing the organization in a more revolutionary direction, an agenda that was vigorously resisted by the Knights’ more conservative leader Terence Powderly.Footnote 31

Buchanan’s conflict with Powderly intensified after the violence at Haymarket Square in Chicago on May 4, 1886. The demonstration at Haymarket Square had been called by labor organizers—most of them German born and many of them anarchists affiliated with the IWPA—to “protest against the brutality of the police” visited upon workers, many of them Knights of Labor, who had gathered in large numbers the previous day to show their support of the nationwide movement for the eight-hour workday. When the police ordered the remaining several hundred demonstrators to disperse, a bomb was thrown by someone in the crowd, killing a police captain and leading to a chaotic melee that killed and wounded many more officers and protesters. Thirty-one anarchists were indicted, eight put on trial, and seven convicted of first-degree murder and sentenced to death. Five of the seven were born in Germany, and many native-born labor leaders, Powderly among them, rushed to distance themselves from all foreign-born anarchists and socialists. But Powderly’s refusal to defend the anarchist leaders—most of whom spoke at the event but had left by time the bomb was thrown—also drew sharp condemnation from many labor leaders, including Buchanan, who felt the trial had been a sham, and that the anarchists were being executed for their ideas.Footnote 32

Sensing an opportunity to capitalize on the Haymarket events, Haskell pressed Buchanan to go to Chicago to help consummate two long sought objectives. First, he hoped that Buchanan could capitalize on the weakened state of the IWPA to bring about an organizational union of the SLP, IWA, and IWPA, in a fusion of the “Reds” and “Blacks.” Second, he hoped Buchanan could exploit labor’s dissatisfaction with Powderly—and with Chicago employers’ year-long anti-union drive backed by the police and armed Pinkerton agents—to oust him as the order’s Grand Master Workman, a post Powderly had held since 1879.Footnote 33

Buchanan moved to Chicago in January 1887, joined the SLP, and started up a new labor paper, the Chicago Labor Enquirer (Haskell took over the Denver Labor Enquirer), where he trained his sights on Powderly’s pusillanimous leadership and championed the cause of the “Haymarket Eight.”Footnote 34 However, Buchanan met with little success. In November 1887, four of the condemned anarchists were executed, one killed himself, and two got their sentences commuted to life imprisonment. Although the Red International did become amalgamated with the SLP in 1887, that was largely due to the rapid decline of Haskell’s IWA after the events at Haymarket rather than the building of a robust revolutionary socialism.Footnote 35 Certainly, Buchanan had no success bringing about a union of the reds and the even more badly weakened blacks. And despite Powderly’s unpopularity among Chicago’s workers, Buchanan was outmaneuvered by Powderly, although the organization Powderly presided over was reduced to a shadow of its former self (whereas in 1886, about 800,000 workers were members of the Knights of Labor, by the end of the decade the number was reduced to no more than 100,000). By the summer of 1888, Buchanan had abandoned revolutionary Marxism, a recantation that led to condemnation by prominent organs of the SLP in New York, the withdrawal of support from Chicago’s socialists and anarchists, and the collapse of his newspaper (he sent the subscribers’ list to Henry George in New York). To cap it off, he was then kicked out of the party before he could resign.Footnote 36

Buchanan left Chicago disillusioned with Marxist sectarianism but he “never relinquished the theory of socialism,” although he now adhered to an evolutionary rather than a revolutionary socialistic creed.Footnote 37 Moving east, he went to work as a labor editor at Charles Dana’s the New York Sun, and then was hired to write about labor news at the New York office of the American Press Association.Footnote 38 Working as a labor editor in New York City, Buchanan continued to advocate for the rights of labor, including the eight-hour work day, and became acquainted with AFL chief Samuel Gompers,Footnote 39 as well as the Newark labor reformer and longtime member of the Knights of Labor, Henry Beckmeyer,Footnote 40 who was among a small group of New Jersey men who in early 1892 organized the People’s Power League (Beckmeyer was the president).

It was while working as a labor editor in New York City and living in New Jersey that Buchanan attended the June 17, 1892, meeting in New Brunswick that gathered together representatives of around a dozen New Jersey labor and reform groups and out of which was organized the People’s Union as a nonpartisan body dedicated to electing only candidates who would pledge to support the proposition that “The people should have the power to propose law by mandatory petition, and to vote direct upon any act passed by legislative bodies for the purpose of accepting or rejecting, as by the people shall be deemed best.”Footnote 41 This was the body that selected Buchanan—who now identified with the Populist Party—to attend the Omaha convention two weeks later with the purpose of getting the Populist Party to insert this plank or something like it into the party’s platform.

The delegates in New Brunswick chose well, for few could command an audience better than Buchanan. It is fitting rather than ironic that the man selected to persuade the Populist Party to endorse the initiative and referendum was no agrarian populist or prairie farmer, but a legendary labor organizer and orator steeped in socialist doctrine, and whose awareness of the initiative and referendum almost certainly stemmed from the SLP platform.

Direct Legislation’s Transatlantic Origins: Rittinghausen, Bürkli, and the Gotha Program

Buchanan’s biography provides a glimpse into one of the ways that socialist ideas about direct legislation from the 1870s and 1880s became an integral part of the Populist movement and “the age of reform,” but that still leaves unanswered the question of how the demand for direct legislation become enshrined in the SLP platform fifteen years before it appeared in any other American party platform.Footnote 42 Most histories of the initiative process recognize the importance of the Swiss initiative and referendum system for direct democracy advocates in the 1890s, most notably in the pioneering works of William McCracken, Boyd Winchester, and especially James W. Sullivan,Footnote 43 but these accounts rarely acknowledge the pivotal role that European socialism and German-speaking socialist emigres played in introducing the idea of direct legislation to the United States.Footnote 44

The seminal figure in the intellectual history of direct legislation was a German socialist, Moritz Rittinghausen, who in the fall of 1850 published a series of articles on direct legislation in La Democratie Pacifique, edited by France’s leading Fourierite socialist Victor Considerant. Titled “Direct Legislation by the People or Genuine Democracy,” the articles were widely circulated in pamphlet form in four different languages (the English edition published in 1851 sold for a penny).Footnote 45 An enthusiastic convert to the cause, Considerant used his own pen as well to spread the gospel of direct legislation, in a pamphlet that went through four editions in four months. It too was translated into English in 1851, under the title The Difficulty Solved; or, The Government of the People by Themselves. Footnote 46

Both Rittinghausen and Considerant wrote as disappointed refugees who had left their countries after the failed revolutions of 1848–1849—Considerant fled to Brussels in the summer of 1849 after participating in a botched effort to overthrow Napoleon III, and Rittinghausen emigrated first to Paris and then to Brussels after Louis Napoleon’s coup in December 1851. Both, too, had first-hand experience with legislative bodies: Considerant as a member of the French Constituent Assembly and Rittinghausen as a member of the Frankfurt parliament. Both emerged from the revolutionary experience convinced that representative assemblies could not be counted on to represent the interests of the people, an argument that resonated with particular force in the wake of the French Assembly’s passage of a voter suppression law that disenfranchised nearly a third of the voters by making it more difficult to register to vote, stiffening residency requirements in a way that targeted nontaxpayers, and expanding “the number of offenses for which an elector could be disenfranchised to include proscribed political activities—such as distributing pamphlets—outrages against public morality or religion, questioning the principle of property or the family, vagabondage, or interference with army recruitment.”Footnote 47

Considerant and Rittinghausen’s advocacy of direct legislation met with fierce resistance not only from the “Party of Order” in France but from socialists, radicals, and anarchists across Europe. Proudhon devoted a large chunk of his 1851 anarchist classic, The General Idea of the Revolution in the Nineteenth Century, to attacking Rittinghausen and Considerant on the grounds that a state built upon direct legislation was every bit as antithetical to individual liberty as a state built upon representative democracy.Footnote 48 A lengthy review of Considerant and Rittinghausen’s pamphlets in the Westminister Review, organ of the English “Radicals” (among them, John Stuart Mill), assailed the impracticality of using the “the masses of the nation as a great voting machine for legislation,” although it commended the authors for their attention to “the vices of Parliament.”Footnote 49 Writing to Frederick Engels in the summer of 1851, from his own post of exile in London, Marx dismissed the concept of “pure democracy” or “direct government” as “figments in the minds of Rittinghausen [and] Considerant,” leading nowhere but to “impossibility and absurdity.”Footnote 50

Although Rittinghausen’s ideas did not make immediate headway in Europe, they captured the imagination of some German and Swiss socialists, most notably Zurich’s Karl Bürkli, who penned a short tract of his own, which was translated into English in 1870 as Direct Legislation by the People, versus Representative Government. Direct legislation, of course, had authentic roots in Swiss experience. Some cantons, generally the less populous ones, had a long history of adult males gathering once a year to vote directly on the laws. During the 1830s, many of the more populous cantons rewrote their constitutions and introduced a requirement that all constitutional amendments be approved by the people, a practice also common in many American states. Some cantons also allowed for legislative referenda, although many saw the plebiscite as a “co-opting device” that politicians used to ratify and legitimize measures. The new Swiss Constitution of 1848 instituted the mandatory constitutional referendum at the federal level and empowered citizens to petition for a new constitution.Footnote 51 But while direct legislation was part of the Swiss experience, Bürkli demanded something more radical than just the occasional vote of the people on constitutional changes. He strove instead to subvert if not entirely replace the rigged system of representative democracy.

In Bürkli’s view, like Rittinghuasen’s, representative democracy could never adequately represent the interests of working people. Bürkli maintained that every representative body was composed largely of “capitalists and their creatures, and members of the middle classes, hostile to social progress.” Just as “the slaveholder is, by his very nature, incapable of making laws in the interests of his slaves, so the representative being a capitalist, is incapable of ever framing laws in the interest of the workman.” Part of the problem with representative democracy was that people had been conditioned to vote for more highly educated people even though “in reality, interest is the determinative cause in matters of legislation.” Since working-class people would never be a majority in a legislature, their economic interests would always get shortchanged. Experience with representative democracy also taught that “people can be far more easily misled when there is a question of persons (such as elections for national or municipal councils) than where there is a question of things (for instance, voting on laws); and this for the simple reason that … it is far more easy to judge whether a certain law is made in the interest of the working classes, than whether a councilor will always speak and vote in the interest of the people.” The lesson for Bürkli was that “No saviour will ever redeem the people; they must redeem themselves”—and that salvation could only come through the initiative and referendum process.Footnote 52

In 1868, Bürkli got his chance to institutionalize this more radical vision of direct legislation when he was selected as a delegate to the council tasked with writing a new constitution for Zurich. His work was guided by the principle that the people should be given the broadest possible powers and the legislature’s powers should be rendered as small as possible.Footnote 53 The new constitution, which was approved by Zurich’s voters in the spring of 1869, gave citizens the power not only to initiate laws and constitutional amendments but required that laws passed by the legislature be voted on by the people (commonly called the obligatory referendum). The constitution did not abolish representative democracy in favor of “pure democracy,” as Rittinghausen had advocated, but it went further than anything that “had existed anywhere else before that time.”Footnote 54 As Friedrich Albert Lange (a German socialist and philosopher who, together with Bürkli, played a key role in writing the Zurich Constitution) boasted, it was the “first attempt in history to install democracy on a more rational basis than by popular assemblies or parliaments.”Footnote 55

Fresh off his success in institutionalizing direct democracy in Zurich, Bürkli journeyed to Basle in September 1869 for the Fourth General Congress of the First International, which included seventy-five socialist delegates from nine nations, including one American, Andrew Cameron of the National Labor Union.Footnote 56 Bürkli was one of Switzerland’s twenty-two delegates and Rittinghausen, who only the month before had helped to found the Social Democratic Workers’ Party of Germany, was among the ten German delegates. Much as Joseph Buchanan did at the Omaha Convention, Bürkli, backed by the large Swiss delegation, as well as Rittinghausen and others in the German delegation, pressed the Basle Congress to consider direct legislation, even though it was not on the congress’s original agenda. The proposal incurred strenuous opposition from, among others, the anarchist leader Mikhail Bakunin, who insisted that “the International should not participate in any political movement aiming merely at the reform of the bourgeois state.” After a heated debate, the congress agreed to return to the matter after the scheduled agenda items had been dealt with, but because the convention never got past agenda item number three the discussion of the initiative and referendum was never resumed.Footnote 57

Although failing to get the First International to endorse direct legislation, Bürkli and Rittinghausen nonetheless succeeded in pushing the initiative and referendum to the forefront of socialist agitation in Switzerland and Germany. Buoyed by Zurich’s example and urged on by Bürkli and Lange, Rittinghausen succeeded in making “the introduction of direct legislation (i.e., the right to make and reject proposals)” a core demand of the Eisenach Program adopted at the founding meeting of the German Social Democratic Workers’ Party in August 1869. The party’s platform insisted, too, that “political freedom represents the most essential precondition for the economic liberation of the laboring classes” and that therefore “the social question is inseparable from the political one.”Footnote 58 In 1875, when the party joined forces with Ferdinand Lassalle’s General German Workers Association to form the Socialist Workers Party of Germany, the resulting Gotha Program affirmed the foundational demand that the state must enact “Direct legislation by the people.” It also demanded that decisions “on war and peace” be made by the people, an idea that would be resurrected by socialists and others in the United States during and after World War I.Footnote 59

Marx and those closest to him remained as skeptical of direct legislation as they had been when Rittinghausen first introduced the idea. Marx’s famous Critique of the Gotha Programme, written in 1875 (though not published until 1891), included sharp criticism of the Gotha Program’s political demands, including direct legislation and universal suffrage, because they contained (in Marx’s words) “nothing beyond the old democratic litany familiar to all.”Footnote 60 Engels was even harsher, telling August Bebel in 1875 that the Gotha Program’s demand for direct legislation was “fashionable nonsense” and that direct legislation had done more damage than good in Switzerland.Footnote 61

Transplanting a “Foreign Platform”

While Marx and his allies remained skeptical about the Swiss experience with direct legislation, believing it either irrelevant or insufficiently revolutionary, the ideas of Bürkli, Rittinghausen, and Considerant found more fertile soil in the United States, where, as in Switzerland, reformers were able to frame radical institutional change as modernizing or adapting past practices to meet evolving conditions.Footnote 62 As Hanspeter Kriesi and Dominique Wisler explain, the existence of New England town meetings and state constitutions requiring popular approval of constitutional amendments gave “the new paradigm of direct legislation … a high ‘narrative fidelity’” in the United States “because it resonated well with the stories, myths, and folk tales” that made up the nation’s “cultural heritage.”Footnote 63

If “narrative fidelity” helps to explain how an idea that began on the radical fringes of American society during the 1870s and 1880s became institutionalized in the constitutions of nearly half the U.S. states in the opening two decades of the twentieth century, it may also help explain why we have not always fully appreciated the socialist roots of direct legislation.Footnote 64 After all, how could an idea that seems so quintessentially populist (and American) owe much of anything to socialists—particularly European socialists—who were concerned principally with the oppression of the working class?

That these socialist roots have often been obscured may also have something to do with the way that some Progressive Era reformers told the history of the direct legislation movement. The public backlash after the events at Haymarket Square prompted many in the radical world, including Henry George’s single taxers and the labor movement, to distance themselves from socialism.Footnote 65 Erasing the taint of an “alien” socialism likely facilitated bringing direct legislation into the mainstream of Progressive reform.

Among the earliest and most influential of these misleading Progressive histories was an 1896 essay on “The Direct Legislation Movement and Its Leaders,” by Eltweed Pomeroy, publisher of the Direct Legislation Record and soon to be the National Direct Legislation League’s first president. By Pomeroy’s reckoning, the first direct legislation resolutions introduced at a U.S. political convention occurred at a state convention of the Prohibition Party in New Jersey in April 1892 (the resolutions were tabled).Footnote 66 He acknowledged that the SLP already had a direct legislation plank but insisted that didn’t count because the platform “cannot be said to have been adopted in this country, as it was taken in a mass with many other things from the foreign platform where it was put mainly through the work of Charles Burkly of Zurich” (the French spelling of Karl Bürkli’s name). In Pomeroy’s view, moreover, “The socialist organizations [had] done nothing to promote Direct Legislation in America, but, on the contrary, … deemed it inadvisable to help in its advancement lest attention might be diverted from the movement for the co-operative commonwealth.”Footnote 67

There are a host of problems with Pomeroy’s history of the direct legislation movement. To begin with, although it is true that the SLP’s early embrace of direct legislation was influenced by a “foreign platform,” namely the German Gotha Program (which Bürkli did not have a direct hand in writing), it is misleading to suggest that the SLP plank therefore “cannot be said to have been adopted” in the United States. SLP members in the United States were not puppets of international socialism. For starters, by 1877, the First International no longer existed, a casualty of bitter factional and doctrinal feuds in the first half of the decade, and so there was no international socialist body dictating national party policy.Footnote 68 And, in any event, at no point did the First International endorse direct legislation.

Second, and more important, the SLP’s 1877 platform, though obviously modeled on the Gotha Program, was hardly a carbon copy of it. Both began from the premise that labor is the source of all wealth, that “the directors of labor” (what the Gotha Program called “the capitalist class”) monopolized “the means of labor” and maintained “the masses … in poverty and dependence” (“misery and slavery,” in the Gotha Program), and that the emancipation of labor must be achieved by the working classes. Many of the demands were the same, such as a progressive income tax, the right to strike, free and compulsory education, sanitary inspections of working conditions, and a prohibition on child labor and the employment of women in occupations detrimental to “health or morality.” But many were different. Some of those differences were in emphasis: the SLP called for abolishing prison labor, whereas the Gotha Program only called for its regulation. But sometimes the differences were substantial: for instance, the Gotha Program called for mandatory voting and secret ballots as well as the right to bear arms, none of which were included in the SLP platform. By the same token, the SLP platform demanded the power to recall all elected officials and the establishment of a Bureau of Labor Statistics in every state and the federal government, with the leaders of these offices to be elected by the people. Neither of these demands were in the Gotha Program. Moreover, the language of the direct legislation planks in the two platforms were substantially different. Whereas the Gotha Program demanded “Direct legislation by the people. Decision as to peace or war by the people,” the SLP platform called for “Direct popular legislation enabling the people to propose or reject any law at their will, and introduction of minority representation [that is, proportional representation] in all legislative elections.” Clearly the SLP delegates who convened in Newark in December 1877 were doing more than copying and pasting from the Gotha Program.Footnote 69

A further problem with Pomeroy’s claim is that the SLP platform’s call for direct legislation underwent changes that were unconnected to any “foreign platform.” Although the party placed the demand for direct legislation near the bottom of its list of demands in 1877, at its next convention two years later the party elevated direct legislation to its first political demand and changed the wording to clarify that it was calling for a federal constitutional amendment to institute direct legislation. At its third national convention in 1881, the direct legislation plank remained unchanged but only after a “lively discussion,” in which one delegate objected that “the referendum in America, where thousands upon thousands of laws are passed each year, [was] unfeasible, because one would never finish voting,” while a spokesman on the other side assured the convention that the referendum would apply “only to fundamental laws.”Footnote 70 In 1885, at the SLP’s fifth national convention, the convention altered the wording of the direct legislation plank to call for “The people to have the right to propose laws (initiative) and to vote upon all laws of importance (Referendum).”Footnote 71

At bottom, Pomeroy’s suggestion that the SLP platform “cannot be said to have been adopted in this country” bespeaks a reflexive animus toward a Marxist ideology seen as alien to American traditions and toward the party’s German-born Americans, who native-born reformers, like Pomeroy, distrusted as carriers of dangerously revolutionary doctrines. German emigres formed the backbone of the SLP, and at times, particularly during the early 1880s, the membership was so overwhelmingly German-speaking that the party convention’s proceedings were published only in German. For much of this period, the party’s principal (and often sole) organs were German language papers, although in November 1886, the party reestablished an official English-language organ, the Workingmen’s Advocate. Footnote 72 But during the party’s first few years,Footnote 73 and then again in the mid-1880s, the party attracted a broader ethnic constituency, including native-born Americans, and made common cause with other radical groups, including in Chicago local elections in 1878–1879 and in Henry George’s 1886 New York City mayoral campaign. Some local SLP sections unofficially backed Greenback candidates in local elections in 1878 and 1879, and in 1880, the national SLP voted to endorse the Greenback presidential candidate, James Weaver.Footnote 74 In fact, in 1880, forty-four members of the SLP were admitted as delegates to the Greenback Party’s national nominating convention, seven of whom were seated on the platform committee.Footnote 75 The antimonopoly ideology of the Greenback-Labor Party, as the party was officially designated after 1878, converged in many ways with that of the SLP, and the 1880 Greenback platform included many demands that could be found in the SLP platform, including an eight-hour workday and a progressive income tax.Footnote 76 The SLP, in short, was neither a rubber stamp for the German Socialist movement nor a hermetically sealed sect.

This brings us to Pomeroy’s second contention that “socialist organizations [did] nothing to promote Direct Legislation in America.” It is true that the SLP, much like the Socialist Workers Party in Germany, never prioritized enactment of direct legislation. Some have even suggested that the direct legislation plank never “reflected any real concern [on the part of the SLP leadership] with the desirability of direct democracy, but had been put into the party platform to attract members who could then be converted to recognizing the necessity for a revolutionary change of the economic system.”Footnote 77 But even if the direct legislation plank was more “decoration” or honeytrap than raison d’être, the party nonetheless strove to publicize it. In the spring of 1878, for instance, New York’s Henry Drury, “chief traveling organizer” for the SLP, conducted press interviews to advertise the party’s platform in which he explicitly listed the party’s demand for direct legislation. Drury helped to ensure that newspaper readers across the country encountered the SLP’s call for direct legislation.Footnote 78 The direct legislation plank was sufficiently well advertised that spring—it appeared as part of the SLP platform in countless newspapers in every region of the countryFootnote 79—that those opposed to socialism took explicit aim at it, as when the Baltimore Evening Bulletin complained that the socialists want “to have wages leveled upward and work hours leveled downward by direct legislation.”

In recruitment meetings in its first years, SLP representatives often opened by reading the platform and then a speaker would elaborate on the rationale of the various planks. In July 1879, for instance, several SLP members from New York hosted a meeting in the courthouse in Harrisburg, Pennsylvania, with about 100 workingmen in attendance. The featured speaker was Cyrenus Osborne Ward (older brother of the soon-to-be-famous sociologist Lester Frank Ward), who worked as a machinist at the Brooklyn Naval Yard and had ties to the international socialist movement (he had even met Marx). A reporter from the Harrisburg Independent highlighted Osborne’s remarks about “demand 15,” the direct legislation plank, in which “the speaker said [that] until we take upon ourselves the right to vote upon the laws … we will have nothing but class rule and class legislation.”Footnote 80 Even if the leadership of the SLP never made direct legislation a priority, the platform plank and the party’s members nonetheless played an important role in introducing discussion of the initiative and referendum into America’s workplaces, meeting halls, and newspapers and magazines.

The early influence of the SLP platform can be difficult to trace, concealed as it is within myriad social interactions and conversations that are lost to us. But sometimes the influence of the SLP platforms is so blatant that it would seem impossible to miss. For instance, when the Rhode Island Nationalists—a party inspired by the utopian socialism of Edward Bellamy—nominated a complete ticket for the state elections in the spring of 1891, they adopted the platform of the Socialist Labor Party virtually verbatim—and both Bellamy’s New Nation and the SLP organ the Workmen’s Advocate trumpeted the fact. The wording of the Nationalists’ demand—“The people have the right to propose laws according to the Initiative principal [sic], and to vote upon laws of importance according to the Referendum principle”—was lifted directly from the SLP’s most recent 1889 platform that declared that “The people to have the right to propose laws and to vote upon all measures, according to the Referendum principle,” essentially the same language the SLP had used since 1885.Footnote 81 The Maine Nationalists adopted this platform more than a year before both the Omaha convention’s commending of the initiative and referendum and the New Jersey Prohibition Party’s tabling of the resolutions supporting the initiative and referendum. The Socialists, not the People’s Party or the People’s Power League or the People’s Union, were the real pioneers of direct legislation.

There is abundant evidence that by the late 1880s SLP leaders were actively promoting the initiative and referendum in particular. In June 1889, for instance, a talk on “The Initiative and Referendum” was a featured part of the Sunday lecture program for the “agitation meetings” hosted by Chicago SLP’s “American section.”Footnote 82 The previous September, to take another example, the editor of the Workmen’s Advocate sparred with the New York Sun over government ownership. To the Sun’s question as to whether “Government Socialism, with the State owning everything” was preferable to “the present system, with its private property, private farming and manufacturers, the free initiative of the individual citizen, and the right of association,” the Workmen’s Advocate replied: “it depends upon what conception of government and State one has whether to answer unqualifiedly yes or no. The State of today is not entitled to the name” but “A State in which the people have the power of initiative and referendum, with the industries scientifically organized, in short, the Co-operative Commonwealth indicated in the Socialist Platform, would most assuredly be better” for the people than the present system “of which the people are not members but slaves.”Footnote 83 Contrary to Pomeroy’s account, then, many in the Socialist Labor Party—just like Bürkli, Rittinghausen, and Considerant—viewed the initiative and referendum not in competition with but as an essential component of and means to the Co-operative Commonwealth.

Conclusion

The conventional way of thinking about direct legislation as a Populist and/or Progressive reform has left us with an incomplete, even impoverished understanding of the intellectual origins of the initiative and referendum in the United States. First, by starting the history of direct legislation around 1890, historians have largely written Gilded Age politics and ideas out of the story of the origins of direct legislation. Second, in focusing on the American political tradition—whether in the form of a Jeffersonian persuasion, a Populist impulse, antimonopoly tradition, or populist republicanism—scholars have tended to neglect the transatlantic origins of the initiative and referendum.Footnote 84 Together, these emphases have led us to overlook or at least underestimate the crucial role that socialists, specifically the SLP, played in seeding and spreading the initiative and referendum in the United States.

To trace the intellectual origins of the U.S. initiative and referendum to European socialism, particularly the ideas of Rittinghausen, Bürkli, and the Gotha Program, is not to deny the ways that these socialist-inspired ideas were adapted and transformed in the American context. The transatlantic crossing of ideas is absolutely not a game of pass the parcel. But it is to insist that a fuller understanding of the origins of direct democracy requires historians to attend more closely to the ways these ideas were communicated, translated, reworked, and diffused during the Gilded Age.Footnote 85 And only by putting Gilded Age socialists at the center of our narrative can we accurately delineate and then explain how the initiative and referendum went from the margins to the mainstream of American politics and society.

References

Notes

1 The Workingmen’s Party was formed in the summer of 1877 at a “Unity Congress”—attended by seven delegates—that aimed to unite the nation’s socialist groups, including the Social Democratic Workingmen’s Party (which had been organized in 1874) and adherents of the recently disbanded International Workingmen’s Association (IWA). Socialists from the International—led by Friedrich Sorge—generally adhered to the Marxist position that the party should avoid political campaigns (until “strong enough to exercise a perceptible influence”) and instead focus in the short term on organizing trade unions and supporting striking workers. The Social Democrats generally took the Lassallean position that “pure and simple” unionism was insufficient to end the exploitation of labor, and that independent political action was necessary. Up until 1890, Lassalleans typically held the upper hand in the Socialist Labor Party. Commons, John et al., History of Labor in the United States (New York: Macmillan, 1926) 2:270 Google Scholar.

2 For its first decade the party was known as the Socialistic Labor Party, but by 1887 it was called the Socialist Labor Party.

3 SLP of North America, National Platform, adopted by the First National Convention, at Newark, NJ, Dec. 26–31, 1877, http://www.slp.org/pdf/platforms/plat1877.pdf (accessed on Jan. 5, 2023). The three political process demands were conspicuously absent from the eleven demands made in July 1877 at the “Unity Congress,” in which the Marxist position prevailed that workers should “abstain from all political movements for the present and … turn their back on the ballot box.” Foner, Philip S., The Workingmen’s Party of the United States: A History of the First Marxist Party in the Americas (Minneapolis, MN: MEP Publications, 1984), 34 Google Scholar. At the December 1877 convention in Newark, the Lassallean faction won out (“Science the Arsenal, Reason the Weapon, the Ballot the Missile” was the adopted motto) and shortly thereafter the Marxist faction led by Sorge withdrew from the SLP (104–05).

4 The 1876 platform of the SDWP included a call for the compulsory referendum, but not the initiative. Specifically, it demanded that “All enactments shall be laid before the people for ratification or rejection.” “Platform of the Social Democratic Workingmen’s Party of North America,” http://www.marxisthistory.org/history/usa/parties/slp/1876/0000-sdworkingmensparty-platform.pdf (accessed on Jan. 5, 2023). The SDWP’s demand for a mandatory referendum reflected the platform of the German Social Democrats—discussed more later in the article—and perhaps also the influence of several veterans of the English-speaking sections of the First International, notably William West, who before joining the SDWP had been a leader of the New York City-based Section 12 of the International. West advocated for the mandatory referendum as far back as the 1840s, when he was a leader in George Henry Evans’s National Reform Association, and also as a leader of the “New Democracy” in the late 1860s. See Mark A. Lause, Young America: Land, Labor, and the Republican Community (Urbana: University of Illinois Press, 2005), esp. 92; and Messer-Kruse, Timothy, The Yankee International: Marxism and the American Reform Tradition, 1848-1876 (Chapel Hill: University of North Carolina Press 1998), esp. 249 Google Scholar. Although West and other “Yankee radicals” from Section 12 were regarded with suspicion by the German-speaking Marxists in the SLP, Messer-Kruse shows that West was nonetheless permitted to join the SLP in November 1878, by which time Sorge and his allies had left the SLP (250).

5 From 1877 through 1889, the party’s national convention was held every other year. The party also held national conventions in 1893 and 1896, as well as its first national nominating convention in August 1892 to nominate a presidential and vice-presidential candidate.

6 Platform of the SLP, in “Socialistic Labor Party, Platform, Constitution, and Resolutions, together with a condensed report of the Proceedings of the National Convention held at Allegheney, PA, Dec. 26, 1879, to Jan. 1, 1880” (Detroit, MI, Apr. 1880), 2, https://archive.org/details/PlatformConstitutionAndResolutionsTogetherWithACondensedReportOf/page/n1/mode/2up (accessed on Jan. 5, 2023). For the 1881 platform (in German), see https://archive.org/details/CongressDerSozialistichenArbeiterparteiDec.26-291881 (accessed on Jan. 5, 2023); and for the 1883 demands, see “A Socialistic Congress,” Baltimore Sun, Dec. 27, 1883, 3, and “What the Socialists Want,” New York Times, Dec. 29, 1883, 5.

7 Socialistic Labor Party of North America, National Platform, adopted by the Fifth National Convention, at Cincinnati, OH, Oct. 5–8, 1885, http://www.slp.org/pdf/platforms/plat1885.pdf (accessed on Jan. 5, 2023). This language was retained in the 1887 platform, and in 1889, the language was changed to read: “The people to have the right to propose laws and to vote upon all measures of importance, according to the Referendum principle.” The 1885, 1887, and 1889 platforms can be found at http://www.slp.org/slp_hist.htm (accessed on Jan. 5, 2023). For the proceedings of the 1887 convention, see https://archive.org/details/ReportOfTheProceedingsOfTheNationalConventionOfTheSocialisticLabor/page/n1 (accessed on Jan. 5, 2023). The 1889 convention split in two but both the regular and the dissident conventions included planks endorsing the initiative and referendum. For the dissident convention, see the national and state platforms in the Proceedings of the National Convention, Sept. 28, 1889, https://archive.org/details/ProceedingsOfTheSocialistLaborParty1889Convention (accessed on Jan. 5, 2023).

8 Piott, Steven L., Giving Voters a Voice: The Origins of the Initiative and Referendum in America (Columbia: University of Missouri Press, 2003), 13 Google Scholar. In 1896, support for the initiative and referendum become an official plank of the People’s Party’s platform.

9 Bridges, Amy, Democratic Beginnings: Founding the Western States (Lawrence: University Press of Kansas, 2015), 113 CrossRefGoogle Scholar. Similarly, Hanspeter Kriesi and Dominique Wisler write that “In the United States, the movement for direct legislation started … under the impulse of the populist movement [which] was followed by that of the progressive movement at the turn of the twentieth century.” “The Impact of Social Movements on Political Institutions: A Comparison of the Introduction of Direct Legislation in Switzerland and the United States,” in How Social Movements Matter, eds. Marco Giugni, Doug McAdam, and Charles Tilly (Minneapolis: University of Minnesota Press, 1999), 44.

10 Thomas Cronin, Direct Democracy: The Politics of the Initiative, Referendum, and Recall (Cambridge, MA: Harvard University Press, 1989), 43–45. In a later section, however, Cronin does credit “the socialists and the People’s Party” with being the “first proponents” of the initiative and referendum (50).

11 Cronin, Direct Democracy, 52; Goebel, Thomas, A Government by the People: Direct Democracy in America, 1890–1940 (Chapel Hill: University of North Carolina Press, 2002)Google Scholar. Goebel’s “economic” interpretation of the origins of the initiative and referendum highlights the centrality of what he calls “populist republicanism” (4, 18).

12 Piott, Giving Voters a Voice, 7n12. In his valuable 1963 master’s thesis, “Organized Labor and the Initiative and Referendum Movement, 1885-1920” (Seattle: University of Washington), Richard G. Jones highlighted the Socialist Labor Party’s 1885’s platform, which he found in an appendix to Richard T. Ely’s 1890 book, The Labor Movement in America. However, Jones mistakenly assumed that this was the first platform in which the SLP had called for direct legislation, although he does note that “Undoubtedly, as individuals, many members of the SLP had called for the I&R long before 1885” (35).

13 Schmidt, David D., Citizen Lawmakers: The Ballot Initiative Revolution (Philadelphia, PA: Temple University Press, 1989), 56 Google Scholar. Strictly speaking, the delegates were selected by the People’s Union, not the People’s Power League.

14 The wording in the SLP 1892 platform was identical to the wording used in the 1889 platform: “The people to have the right to propose laws and to vote upon all measures of importance, according to the Referendum principle.” The 1892 platform can be found in Kirk H. Porter, ed., National Party Platforms (New York: Macmillan, 1924), 179. Also misleading is the claim by Altman, David, that “ by the early 1890s, the platform of the Socialist Labor Party included the initiative and referendum.” Citizenship and Contemporary Democracy (New York: Cambridge University Press, 2019), 36 Google Scholar; emphasis added.

15 Porter, National Party Platforms.

16 The SLP’s third national convention in 1881 had all of seventeen delegates, and two years later the SLP national convention in Baltimore counted sixteen delegates, while the party’s heavily German-born membership dwindled to about 1,500 members, down from a high of around 10,000 in the late 1870s. Quint, Howard H., The Forging of American Socialism: Origins of the Modern Movement (Durham: University of North Carolina Press, 1953), 18 Google Scholar, 23, 24; Bell, Daniel, Marxian Socialism in the United States (Princeton, NJ: Princeton University Press, 1967), 2425 Google Scholar.

17 Particularly influential has been J.W. Arrowsmith’s oft-cited “The Direct Legislation Movement in New Jersey,” Direct Legislation Record (May 1894), 2–3. A prominent prohibitionist, Arrowsmith does note in passing that the SLP had a plank in its platform prior to 1892, although he does not specify when the SLP first adopted this plank.

18 One study that does highlight socialism’s importance in the origins of direct legislation is Eric D. Lawrence, Todd Donovan, and Shaun Bowler, “Adopting Direct Democracy: Tests of Competing Explanations of Institutional Change,” American Politics Research (Nov. 2009), 1024–47. Using the statistical technique of “event history analysis,” Lawrence, Donovan, and Bowler find that “electoral support for the Socialist Party had an important association with the success of [initiative] reform efforts, above and beyond support for Populists and Progressives” (1025).

19 Piott, Giving Voters a Voice, 13.

20 Arrowsmith, “The Direct Legislation Movement in New Jersey,” 2. The same account, without any identifying information about Buchanan, is offered in Eltweed Pomeroy, “The Direct Legislation Movement and Its Leaders,” Arena (June 1896), 38. Contrary to Arrowsmith’s account, Buchanan did not achieve this feat on his own. In fact, after James W. Sullivan, in his “For Justice and the State” column in the Twentieth Century (NY), credited Buchanan, “the only trades-unionist on the [platform] committee,” with having “put through” the direct legislation resolution (July 28, 1892, 4), Buchanan wrote to Sullivan to share the credit with John B. Ware of Alabama, who “introduced the subject in the committee, and worked day and night to secure its adoption.” (“Correspondence,” Twentieth Century, Sept.1, 1892, 12). Ware became a convert to direct legislation by being a “regular reader” of James W. Sullivan’s columns in the Twentieth Century (Sullivan, “The Direct Legislation Question in Practical Politics,” Twentieth Century, Sept. 1, 1892, 5). Ware, who had recently started up a cooperative bank as well as a land company in Birmingham, was nominated for Congress in the summer of 1892 by his county’s People’s Party, but at a district convention he was “shoved aside” in favor of a candidate who supported fusion with the Republican Party (Birmingham Daily News [MD], Sept., 29, 1892, 2). Ware refused to drop out of the race, however, and ran an energetic if futile independent campaign as an exponent of “straightout Populism,” but received only a handful of votes (0.3 percent).

21 Schmidt’s account makes no mention of Buchanan. Quoting Eric Goldman’s account in Rendezvous with Destiny, Piott describes Buchanan only as “a representative of a New Jersey workingman’s organization” (Giving Voters a Voice, 13). Buchanan is not mentioned in either Cronin, Direct Democracy, or Goebel, A Government by the People.

22 Enyeart, John Paul, The Quest for ‘Just and Pure Law’: Rocky Mountain Workers and American Social Democracy, 1870-1924 (Stanford, CA: Stanford University Press, 2009), 11 CrossRefGoogle Scholar.

23 Joseph R. Buchanan, “Direct Legislation,” Bloomfield Record (NJ), Jan. 13, 1893, 1.

24 During the 1840s, Buchanan’s grandfather and father published the Whig paper, the Hannibal Journal, which they sold in 1850 to Orion Clemens, who employed—as typesetter and contributor—his younger brother, who the world would come to know as Mark Twain.

25 James R. Buchanan, The Story of a Labor Agitator (New York: Outlook, 1903), chapter 1 (“My First Strike”), quotations at 4, 9, 15. On Leadville circa 1880, see “Cities of Colorado,” 3, Doing History, Keeping the Past: Essays in Colorado History and Historic Preservation, https://www.unco.edu/hewit/doing-history/pdf/essays/cities.pdf (accessed on Jan. 5, 2023). Buchanan’s life and work is explored in depth in Gene Ronald Marlatt, “Joseph R. Buchanan: Spokesman for Labor during the Populist and Progressive Eras” (PhD diss., University of Colorado, 1975).

26 Buchanan, The Story of a Labor Agitator, 45, 47, 49; Enyeart, The Quest for ‘Just and Pure Law’, 25, 69.

27 Enyeart, The Quest for ‘Just and Pure Law,’ 15–16, 27, 41, 50, 52; the unionization estimate is based on a report issued in 1888 by the Colorado Bureau of Labor Statistics (cited at 50); Hild, Matthew, Greenbackers, Knights of Labor, and Populists: Farmer-Labor Insurgency in the Late-Nineteenth-Century South (Athens: University of Georgia Press, 2007), 6668 CrossRefGoogle Scholar; Buchanan, The Story of a Labor Agitator, 49; Commons, History of Labor, 2:368; Robert E. Weir, Knights Unhorsed: Internal Conflict in a Gilded Age Social Movement (Detroit, MI: Wayne State University Press, 2000), 75–79, 96.

28 Buchanan, The Story of a Labor Agitator, 68, 103.

29 The Black International (the International Working People’s Association) was an international anarchist organization established in London in 1881. It was hoped it would be a kind of Second International that could take the place of the now-defunct socialist International Workingmen’s Organization (known as the First International, which endured from 1864 to 1876), which had expelled Bakunin and his fellow anarchists.

30 Quint, Forging of American Socialism, 20; Buchanan, The Story of a Labor Agitator, 267, 256. See also Chester McArthur Destler, American Radicalism, 1865-1901 (Chicago: Quadrangle Books, 1966 [1946]), 79; Commons, History of Labor, 2:299. When Buchanan moved to Chicago in January 1887, Denver’s fledgling SLP assumed control over the Rocky Mountain Social League. Enyeart, The Quest for ‘Just and Pure Law’, 81.

31 Buchanan, The Story of a Labor Agitator, 264; Destler, American Radicalism, 80, 102 (quotation at 102). Although Buchanan generally foreswore the violence preached by the anarchists of the Black International, the doctrinal differences did not stop him from using his editorial page to advertise the price of dynamite rather than gold. As he himself admitted, he “came very close to the line that divided reform from revolution.” Buchanan, The Story of a Labor Agitator, 264.

32 Buchanan, The Story of a Labor Agitator, 295–96, 322; Enyeart, The Quest for ‘Just and Pure Law’, 66.

33 Destler, American Radicalism, 101–02; Enyeart, The Quest for ‘Just and Pure Law’, 66; Buchanan, The Story of a Labor Agitator, 361.

34 Buchanan, The Story of a Labor Agitator, 328, 343, 449; Destler, American Radicalism, 101; Weir, Knights Unhorsed, 86–87, 89–90.

35 Commons, History of Labor, 300n38.

36 Destler, American Radicalism, 103–04; Buchanan, The Story of a Labor Agitator, 447–57; Schneirov, Richard, Labor and Urban Politics: Class Conflict and the Origins of Modern Liberalism in Chicago, 1864-97 (Urbana: University of Illinois Press, 1998), 245–46Google Scholar. As Destler points out, Buchanan’s autobiography, written in 1903, does “much to obscure the true character of Buchanan’s own career and of the left-wing movement within the Knights of Labor before 1887” (104). The manner in which Buchanan’s autobiography often obscured the full extent of his earlier radicalism is also stressed in Marlatt, “Joseph R. Buchanan.”

37 Buchanan, The Story of a Labor Agitator, 69. Marlatt suggests that some of this shift in rhetoric was dictated by his new position as a syndicated columnist for the American Press Association. After penning a glowing review of Henry Demarest Lloyd’s A Strike of Millionaires Against Miners (1890), which showed that the plutocratic mine owners had “squeezed the life blood out of the workers,” Buchanan confided privately to Lloyd that had he a paper of his own he would have included a “more sanguineous denunciation of the mine owners” in his review but “as it is … I must be conservative.” Marlatt, “Joseph R. Buchanan,” 317 (emphasis in original).

38 Boston Globe, May 19 1889, 16. Dana was sympathetic to Buchanan’s labor radicalism, having voted for Butler in 1884. In his youth, Dana had a strong interest in the utopian socialism of Charles Fourier and lived at the Fourierist colony Brooke Farm in the 1840s. Buchanan himself had an interest in utopian colonies, being a nonresident member of the Kaweah colony in central California (Commercial Advertiser [Canton, NY], Apr. 22, 1891, 2), which was founded in 1886 by Buchanan’s IWA comrade, Burnette Haskell. The colony was inspired by the ideas of one of the most prominent SLP members, Laurence Gronlund, particularly his book The Cooperative Commonwealth (1884), which also inspired Edward Bellamy’s utopian novel Looking Backward and the Bellamyite Nationalist movement. In the spring of 1890, while a resident at Kaweah Colony, Haskell (who founded a Bellamyite Nationalist Club in San Francisco the previous spring) was a delegate at the first California Nationalist state convention, which included among its eleven demands an advisory initiative process, specifically “The right of initiative, by which, upon the petition of a certain number, any public question shall be submitted at a general election to the people, to obtain the views of the people as a guide or instruction to legislation.” “California Nationalists,” Workmen’s Advocate, May 3, 1890, 3.

39 Both Gompers and Buchanan were featured speakers at a conference of labor editors in New York City in the fall of 1899. “Editors Form a Pool,” Boston Globe, Oct. 13, 1889, 6.

40 Buchanan wrote sympathetically about Beckmeyer’s ideas for achieving “the ultimate co-operative commonwealth” by uniting producers and consumers through a labeling system that would allow consumers to know which products had been produced through fair labor practices. “Consumers’ Circle,” Kentucky Leader (Lexington), Apr. 1, 1894, 10.

41 Arrowsmith, “The Direct Legislation Movement in New Jersey,” 2; also see “Jersey Politics,” Trenton Times (NJ), June 24, 1892, 8. The platform of the People’s Power League, as it appeared on membership enrollment forms, read, “The people shall have the power to propose legislation and to vote direct upon all laws passed by legislative bodies.” Evening World (NY), July 30, 1892, 5. Given that the People’s Power League was still seeking to enroll members in July 1892, it appears that the league did not immediately merge into the new People’s Union.

42 Hofstadter, Richard, The Age of Reform: From Bryan to F.D.R. (New York: Knopf, 1955)Google Scholar.

43 Winchester, Boyd, The Swiss Republic (Philadelphia, PA: J.B. Lippincott, 1891)Google Scholar; W.D. McCrackan, “The Swiss Referendum,” Arena (Mar. 1891); McCrackan, W.D., The Rise of the Swiss Republic (Boston: Arena Publishing, 1892)Google Scholar; J. W. Sullivan,” The Referendum in Switzerland,” The Chautauquan (Apr. 1891), 29–34; J.W. Sullivan, Direct Legislation by the Citizenship Through the Initiative and Referendum (New York: Twentieth Century Publishing Company, 1892).

44 There is no mention, for instance, of the Gotha Program, Rittinghausen, Considerant, or Bürkli in Cronin, Direct Democracy; Goebel, A Government by the People; Piott, Giving Voters a Voice. A welcome exception is the explicitly cross-national perspective in Altman, Citizenship and Contemporary Direct Democracy.

45 Alexander Harvey, “Rittinghausen and His Work,” in Direct Legislation by the People, trans. Andrew Harvey (New York: Humboldt Library, 1897), 9; Rittinghausen, Martin, Three Letters on Direct Legislation by the People; or, True Democracy (London: James Watson, 1851).Google Scholar The Three Letters, which make up the first three (of eight) chapters in the 1897 Humboldt Library edition, originally appeared in Democratie Pacifique on September 8, 15, and 22, 1850. Beecher, Jonathan, Victor Considerant and the Rise and Fall of French Romantic Socialism (Oakland: University of California Press, 2001), 284 CrossRefGoogle Scholar, 502n43.

46 Victor Considerant, The Difficulty Solved; or, The Government of the People by Themselves Democracy (London: James Watson, 1951). Considerant admitted that, “blinded by the common prejudice,” he initially doubted the practicability of direct legislation” outside of a “world reorganized and regenerated by association,” but that those doubts quickly melted away upon reading and reflecting upon Rittinghausen’s arguments (78–79). Considerant’s own essays that comprised The Difficulty Solved originally appeared in Democratie Pacifique on November 17 and 24 and December 8, 1850. Beecher, Considerant and the Rise and Fall of French Romantic Socialism, 287, 502n44.

47 Bateman, David A., Disenfranchising Democracy: Constructing the Electorate in the United States, the United Kingdom, and France (New York: Cambridge University Press, 2018), 283 CrossRefGoogle Scholar; Beecher, Considerant and the Rise and Fall of French Romantic Socialism, 283, 285.

48 “Fourth Study,” in P.J. Proudhon, The General Idea of the Revolution in the Nineteenth Century (London: Freedom Press, 1923), 100–69.

49 “The Latest Continental Theory of Legislation,” Westminster Review (London) (Jan. 1852), 161.

50 Karl Marx to Frederick Engels, Aug. 8, 1851, in Marx and Engels: Collected Works (London: Lawrence & Wishart, 2010), 38:411, http://www.koorosh-modaresi.com/MarxEngels/V38.pdf (accessed on Jan. 5, 2023).

51 Fossedal, Gregory A., Direct Democracy in Switzerland (New Brunswick, NJ: Transaction Publishers, 2002), 8890 Google Scholar.

52 Bürkli, Karl, Direct Legislation by the People, versus Representative Government, translated from the original Swiss pamphlets by Eugene Oswald (London: Cherry & Fletcher, 1870), 79 Google Scholar.

53 Schiedt, Hans-Ulrich, Die Welt neu erfinden: Karl Bürkli (1823-1901) und seine Schriften (Zurich: Chronos Verlag, 2002), 235–36Google Scholar.

54 Altman, Citizenship and Contemporary Direct Democracy, 32 (quoting Bruno Kaufmann et al. in their 2010 Guidebook to Direct Democracy in Switzerland and Beyond).

55 Nippel, Wilfried, Ancient and Modern Democracy (New York: Cambridge University Press, 2016), 300 CrossRefGoogle Scholar (quoting Lange).

56 Founded in 1864, the First International was divided over whether to participate in elections and party politics. Those who believed with Marx in seizing the power of the state generally answered yes, whereas those who advocated the destruction of the state (whether styled anarchists or “libertarian socialists”) preferred direct action. Neither side had much interest in direct legislation, with followers of Marx tending to deride it as utopian, and anarchists typically agreeing with Proudhon that it was pointless since it did not touch state power.

57 G.M. Stekloff, History of the First International (New York: International Publishers, 1928), 138, https://www.marxists.org/archive/steklov/history-first-international/ch10.htm (accessed on Jan. 5, 2023). Kriesi and Wisler, “Impact of Social Movements,” 52.

58 Schiedt, Die Welt neu erfinden, 243–44; Altman, Citizenship and Contemporary Direct Democracy, 32, 39. For the text of the Eisenach Program, see https://archive.org/stream/EisenachProgram/725_socDemWorkersParty_230_djvu.txt (accessed on Jan. 5, 2023). This language mirrored Bürkli’s own conviction that without “the political fulcrum,” the “social lever” was powerless to “lift from off its hinges the old form of society, with its poverty of the masses and its individual wealth.” Bürkli, Direct Legislation by the People, 5.

59 The Gotha Program can be found at https://archive.org/stream/GothaProgramme/726_socWrkrsParty_gothaProgram_231_djvu.txt (accessed on Jan. 5, 2023).

60 Karl Marx, Critique of the Gotha Programme, https://www.marxists.org/archive/marx/works/1875/gotha/ch04.htm (accessed on Jan. 17, 2023).

61 Nippel, Ancient and Modern Democracy, 300n117.

62 The irrelevance of the Swiss experience for Germany was argued in 1893 by Karl Kautsky, who allowed that while direct legislation might work in Switzerland where “the preconditions for it [are] perfectly developed,” “one thing does not work for everyone. We Germans and Austrians have other things to do. We have a great and bitter struggle to fight against militarism and absolutism.” Quoted in Altman, Citizenship and Contemporary Direct Democracy, 40.

63 Kriesi and Wisler, “Impact of Social Movements,” 50–51; also see 64.

64 A list of the states that adopted the initiative and referendum as well as the year of adoption can be found in Cronin, Direct Democracy, 51 (Table 3.1).

65 For an example of the single taxers’ frantic efforts in the late 1880s to avoid any association with socialism, see William Croasdale’s “Socialism vs. the Single Tax,” published in Henry George’s The Standard (NY). “Whosever attempts to identify us with the socialists and anarchists,” Croasdale wrote, “outrages truth and strikes at our cause a blow that should only be delivered by the hand of the acknowledged enemy” (Apr. 27, 1889, 4).

66 The resolutions recommending direct legislation at the New Jersey State Prohibition Convention were introduced by Arrowsmith and George Strobell and called for the recall of elected officials, the initiative by petition at the city, state, and national level, the mandatory referendum at the city, state, and national level, and for the election of office-holders to be held on a separate day from any direct legislation elections. James W. Sullivan, “For Justice in the State,” Twentieth Century, June 9, 1982, 4.

67 Pomeroy, “The Direct Legislation Movement and Its Leaders,” 37. Ironically, Pomeroy closed his article with a quotation from George D. Herron (“History is the progressive disclosure of the self-government of man as the providential design” [43]), who at the time Pomeroy wrote was a supporter of the Socialist Labor Party.

68 The American remnant of the IWA was officially dissolved at a congress in Philadelphia in July 1876. Commons, History of Labor, 2:222.

69 Gotha Program; Socialistic Labor Party, National Platform, adopted by the First National Convention.

70 SLP Party Congress, Dec. 1881, 7, https://archive.org/details/CongressDerSozialistichenArbeiterparteiDec.26-291881 (accessed on Jan. 5, 2023). The 1881 convention proceedings appear to have been published only in German; my thanks to Bill Smaldone for the translation. There was, however, some coverage of the proceedings in the English language press. See, for instance, the Rochester Democrat and Chronicle, Dec. 29, 1881, 1.

71 Socialistic Labor Party of North America, National Platform, adopted by the Fifth National Convention, at Cincinnati, OH, Oct. 5-8, 1885, http://www.slp.org/pdf/platforms/plat1885.pdf (accessed on Jan. 5, 2023).

72 The Workmen’s Advocate, which had been the newspaper for the New Haven Connecticut Trades Council, assumed the role of official English-language organ of the SLP on November 21, 1886. In March 1891, it was replaced by the New York City-based The People.

73 See, for instance, the “immense mass meeting of socialists” called by the SLP in New York City to protest against Bismarck’s repressive anti-Socialist laws that were aimed at arresting the growing strength of the Socialist Workers Party of Germany. Speeches were made in English (by John Swinton and Henry Drury), German, French, and Czech (what was then called Bohemian). “Bismarck Denounced,” New York Herald, Jan. 23, 1879, 10.

74 On the interactions between the SLP and Greenbackism between 1878 and 1880, see Lause, Mark A., The Civil War’s Last Campaign: James B. Weaver, the Greenback-Labor Party and the Politics of Race and Section (Lanham, MD: University Press of America, 2001), esp. 4049 Google Scholar, 170–77. Lause notes, for instance, that in 1879 the Greenback-Labor Party’s “celebrations of the Fourth of July from rural Iowa to Detroit accorded a central role to the SLP. At Detroit, a comrade read the Declaration of Independence, the Greenback-Labor platform, and that of the SLP to show how the one clears the way for the other” (41).

75 Fred E. Haynes, Social Politics in the United States (Boston: Houghton Mifflin, 1924), 57–58; Lause, The Civil War’s Last Campaign, 70, 73.

76 Among those who joined the SLP in 1880 was Terence Powderly. Craig Phelan, Grand Master Workman: Terence Powderly and the Knights of Labor (Westport, CT: Greenwood Press, 2000), 66–67.

77 Jones, “Organized Labor and the Initiative and Referendum Movement,” 39. Also see “The Socialist View,” Direct Legislation Record (Dec. 1900), 61–62, including the complaint from J.W. Wells, secretary of the Illinois Executive Committee of the Union Reform Party, which “stands for nothing but D.L” (59). Wells complained to Pomeroy that “the Socialist Labor party pretend to favor the initiative and referendum, but in every instance where we have met them in discussion they have combatted it … clinging to the party method, or government by party” (62).

78 See, for example, “The Communists,” Buffalo Sunday Morning News, May 5, 1878, 1; “The Commune,” Boston Globe, May 6, 1878, 1; “What the Commune Is,” Topic (Leonoir, NC), July 27, 1878, 3. For another example of an SLP advocate—Alexander Longley, editor of the St. Louis-based Communist and founder of the short-lived Reunion Colony in Jasper County, Missouri—giving a press interview that resulted in frontpage coverage of the direct legislation plank in a major newspaper, see the “The Local Commune: What the Socialists and Communists of St. Louis are Doing,” St. Louis Evening Post, Apr. 25, 1878, 1.

79 Of course, many radical newspapers printed the SLP platform. See, for instance, the Star of Hope (Urbana, KS), Apr. 1, 1878, 2; and the Workingman’s Friend (Leavenworth, KS), Dec.14, 1878, 4. But so, too, did conservative newspapers eager to sound the alarm of the dangers of communism in America. See, e.g., “Communism in America,” Daily Messenger (Saint Albans, VT), Apr. 28, 1878, 2; and “Labor Against Capital,” New York Herald, July 1, 1879, 5; the Herald article was also reprinted in the Chicago Tribune, July 3, 1879, 6. Among the many other papers in the spring and summer of 1878 that printed the 1877 SLP platform, including the direct legislation plank, were the Weekly Observer, May 14, 1878, 1; Owensboro Examiner (KY), May 17, 1878, 4; Southern Standard (Arkadelphia, AK), May 25, 1878, 4; Denton Journal, May 18, 1878, 2; Oshkosh Northwestern, May 27, 1878, 2; Huntsville Weekly Democrat, May 29, 1878, 4; Memphis Evening Herald, May 29, 1848, 2; Kansas Chief (Troy, KS), May 30, 1878, 1; the Times-Picayune (New Orleans, LA), June 3, 1878, 1; Pee Dee Herald (Wadesboro, NC), June 26, 1878, 3; Weekly Democrat-Times (Greenville, MS) June 29, 1878, 4; New Orleans Daily Democrat, July 8, 1878, 4; “The Spread of Communism,” St. Mary’s Beacon (Leonardtown, MD), Apr. 26, 1878, 1 (from the Baltimore Evening Bulletin).

80 “Workingmen in Council,” Harrisburg Independent, July 8, 1879, 1. Biographical information about C. Osborne Ward is from Fink, Leon, Progressive Intellectuals and the Dilemmas of Democratic Commitment (Cambridge, MA: Harvard University Press, 1999)Google Scholar, 292n7. Also see Lause, Civil War’s Last Campaign, 40. In 1869, Ward had accompanied Andrew Cameron to the Basle Congress of the IWA. Montgomery, David, Beyond Equality: Labor and the Radical Republicans, 1862-1872 (Urbana: University of Illinois Press, 1981), 415 Google Scholar.

81 Pittsburg Kansan, Mar. 25, 1891, 4; “The Platform Moving On,” Workmen’s Advocate, Mar. 28, 1891, 2; “Rhode Island Again,” The New Nation, Apr. 4, 1891, 150. Also see J.W. Sullivan, “Our Weekly Newsletter,” Twentieth Century, Apr. 2, 1891, 15. Apparently, the platform was also used by the Nationalists in Cleveland. The Workmen’s Advocate crowed, “We trust that in the course of time this platform will be adopted by every labor and reform organization in the land. By that time, perhaps the name of ‘Socialist’ will have lost its terrors.” The Workmen’s Advocate printed the party platform in its entirety in almost every issue between 1888 and 1891. For examples of other newspapers publishing the 1885, 1887, or 1889 SLP platforms, see the New York Sun, Aug. 21, 1887, 4; Los Angeles Evening Express, June 16, 1888, 2; Inter Ocean (Chicago), Oct. 3 1889, 5; Buffalo Enquirer, May 28, 1891, 6.

82 “Chicago: Interesting Public Meeting of the American Section,” Workmen’s Advocate, June 1, 1889, 1. The initiative and referendum also featured prominently in the section’s wide-ranging debate on May 31 about the abolition of the Senate and the role of the executive in a system in which the laws are “made and ratified by the people through the principles of the initiative and referendum.”

83 “The Troublesome Trusts,” Workmen’s Advocate, Sept. 1, 1888, 2.

84 The first two terms are employed by Cronin, Direct Democracy, 40, 43, and the latter two concepts are central to Goebel, A Government by the People, 4, 10.

85 Among the most important figures in this process of adaptation and diffusion was James W. Sullivan, whose story is told in Richard J. Ellis, “The Opportunist: James W. Sullivan and the Origins of the Initiative and Referendum in the United States,” American Political Thought 11(Winter 2022): 1–47.