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ON THE NUMBER OF NEARLY SELF-CONJUGATE PARTITIONS

Published online by Cambridge University Press:  11 November 2022

BERNARD L. S. LIN*
Affiliation:
School of Science, Jimei University, Xiamen 361021, PR China
SITONG SUN
Affiliation:
School of Science, Jimei University, Xiamen 361021, PR China e-mail: [email protected]
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Abstract

A partition $\lambda $ of n is said to be nearly self-conjugate if the Ferrers graph of $\lambda $ and its transpose have exactly $n-1$ cells in common. The generating function of the number of such partitions was first conjectured by Campbell and recently confirmed by Campbell and Chern (‘Nearly self-conjugate integer partitions’, submitted for publication). We present a simple and direct analytic proof and a combinatorial proof of an equivalent statement.

Type
Research Article
Copyright
© The Author(s), 2022. Published by Cambridge University Press on behalf of Australian Mathematical Publishing Association Inc.

1 Introduction

A partition $\lambda $ of a positive integer n is a finite weakly decreasing sequence of positive integers $\lambda =(\lambda _1,\lambda _2,\ldots ,\lambda _r)$ such that $\sum _{i=1}^r \lambda _i=n$ . The terms $\lambda _{i}$ are called the parts of $\lambda $ and the number of parts of $\lambda $ is called the length of $\lambda $ , denoted $\ell (\lambda )$ . The weight of $\lambda $ is the sum of its parts, denoted by $|\lambda |$ . We use $m(\lambda )$ to denote the largest part of $\lambda $ . The Ferrers graph of $\lambda $ is an array of left-justified cells with $\lambda _{i}$ cells in the ith row. The Durfee square of a partition is the largest possible square contained within the Ferrers graph and anchored in the upper left-hand corner of the Ferrers graph. The conjugate of $\lambda $ , denoted $\lambda ^T$ , is the partition whose Ferrers graph is obtained from that of $\lambda $ by interchanging rows and columns.

A partition $\lambda $ is said to be self-conjugate if $\lambda =\lambda ^T$ . It is well known that the number of self-conjugate partitions of n equals the number of partitions of n into distinct odd parts. This result is due to Sylvester [Reference Sylvester5]. Andrews and Ballantine [Reference Andrews and Ballantine2] recently proved that the number of parts in all self-conjugate partitions of n is almost always equal to the number of partitions of n in which no odd part is repeated and there is exactly one even part (possibly repeated).

There is an interesting variation of self-conjugate partitions. Assuming that $\lambda $ is a partition of n, then $\lambda $ is said to be nearly self-conjugate if the Ferrers graphs of $\lambda $ and its conjugate have exactly $n-1$ cells in common. For example, there are two nearly self-conjugate partitions of $5$ , which are depicted in Figure 1.

Figure 1 The two nearly self-conjugate partitions of 5.

Let $\mathrm {nsc}(n)$ count the number of nearly self-conjugate partitions of n. The sequence $\{\mathrm {nsc}(n)\}_{n\geq 0}$ seems to be first considered by Campbell, who conjectured the generating function of $\mathrm {nsc}(n)$ (see [Reference Campbell and Sloane4]).

Conjecture 1.1. We have

(1.1) $$ \begin{align} \sum_{n\geq 0}\mathrm{nsc}(n)q^n=\frac{2q^2}{1-q^2}(-q^3;q^2)_\infty. \end{align} $$

Throughout the paper, we adopt the following q-series notation:

$$ \begin{align*} (a;q)_{0}&=1,\\ (a;q)_{n}&=\prod_{k=1}^{n}(1-aq^{k-1}) \quad \text{for } n\geq 1,\\ (a;q)_\infty&=\prod_{k=1}^\infty (1-aq^{k-1}). \end{align*} $$

To interpret the right-hand side of (1.1), Campbell and Chern (‘Nearly self-conjugate integer partitions’, submitted for publication) introduced symplectic partitions, in which the smallest part equals $2$ and all others are distinct odd parts. Clearly, the generating function of twice the number of symplectic partitions equals the expression on the right-hand side of (1.1). Campbell and Chern, established a correspondence showing that the number of nearly self-conjugate partitions of n is equal to twice the number of symplectic partitions of n, which confirms Conjecture 1.1.

In this note, we aim to prove Conjecture 1.1 by analysing the structure of nearly self-conjugate partitions and using elementary techniques (see Section 2). In Section 3, we give an equivalent statement of Conjecture 1.1 and provide a combinatorial proof.

2 Analytic proof

Let $\mathscr {N}$ denote the set of nearly self-conjugate partitions and $\mathscr {D}$ denote the set of partitions into distinct parts. Let $\mathscr {G}$ denote the set of gap-free partitions (partitions in which every integer less than the largest part must appear at least once) and $\mathscr {G}_k$ denote the subset of $\mathscr {G}$ consisting of the partitions with the largest part being k. Given a partition $\lambda \in \mathscr {G}$ , we define

$$ \begin{align*} \mathrm{rep}(\lambda)=|\{i:i\ \text{appears more than once in}\ \lambda\ \text{and}\ i\ \text{is not the largest part in}\ \lambda\}|. \end{align*} $$

That is, $\mathrm {rep}(\lambda )$ counts the number of repeated parts less than the largest part of $\lambda $ . For example, if $\lambda =(4,4,3,2,2,1,1)$ , then $\mathrm {rep}(\lambda )=2$ . For a partition $\lambda \in \mathscr {D}$ , we use $c(\lambda )$ to denote the number of separate sequences of consecutive integers of $\lambda $ . For example, if $\mu =(8,7,5,4,3,1)$ , then $c(\,\mu )=3$ , counting the sequences

$$ \begin{align*}(8,7),(5,4,3),(1).\end{align*} $$

Remark 2.1. $c(\lambda )$ serves as an important statistic in Sylvester’s refinement of Euler’s partition identity [Reference Andrews and Eriksson3, page 88], namely, the number of odd partitions of n with exactly k different parts equals the number of distinct partitions of n into k separate sequences of consecutive integers.

We first give an auxiliary result.

Lemma 2.2. We have

$$ \begin{align*} \sum_{\lambda \in \mathscr{N}}q^{|\lambda|}=2\sum_{\lambda \in \mathscr{G}}(\mathrm{rep}(\lambda)+1)q^{2|\lambda|+1-m(\lambda)}. \end{align*} $$

Proof. Recall the Frobenius symbol [Reference Andrews and Eriksson3] of $\lambda $ , which is a two-rowed array

$$ \begin{align*}\left(\begin{matrix}a_1&a_2&\cdots&a_k\\b_1&b_2&\cdots&b_k\end{matrix}\right) \end{align*} $$

with $a_1>a_2>\cdots >a_k\geq 0$ and $b_1>b_2>\cdots >b_k\geq 0$ , where $a_i$ (respectively, $b_i$ ) counts the number of cells to the right of (respectively, below) the ith diagonal entry of $\lambda $ in its Ferrers graph and k is the size of the Durfee square of $\lambda $ . Then,

$$ \begin{align*} |\lambda|=\sum_{i=1}^{k}a_i+\sum_{i=1}^{k}b_i+k. \end{align*} $$

Now we add one to each term of the Frobenius symbol of $\lambda $ to get a modified Frobenius symbol,

$$ \begin{align*} \left( \begin{matrix} \alpha_1&\alpha_2&\cdots&\alpha_k\\ \beta_1&\beta_2&\cdots&\beta_k \end{matrix} \right) \end{align*} $$

with $\alpha _1>\alpha _2>\cdots >\alpha _k\geq 1$ and $\beta _1>\beta _2>\cdots >\beta _k\geq 1$ .

If $\lambda \in \mathscr {N}$ , there exists exactly one j such that $|\alpha _j-\beta _j|=1$ and $\alpha _i=\beta _i$ for all $i\neq j$ . Assuming that $\alpha _j-\beta _j=1$ ,

$$ \begin{align*} |\lambda|=2\sum_{i=1}^{k}\beta_i+1-k. \end{align*} $$

Conversely, for a partition $\beta =(\,\beta _1,\beta _2,\ldots ,\beta _k)\in \mathscr {D}$ , there exists exactly $c(\,\beta )$ separate sequences of consecutive integers. For each i with $1\leq i\leq c(\,\beta )$ , let $\beta _{j_i}$ be the first integer in the ith sequence of consecutive integers in $\beta $ . We have

$$ \begin{align*}\beta_1=\beta_{j_1}>\beta_{j_2}>\cdots>\beta_{j_{c(\,\beta)}}.\end{align*} $$

We now construct a partition $\alpha ^i=(\alpha ^i_1,\alpha ^i_2,\ldots ,\alpha ^i_{k})$ for each i with $1\leq i\leq c(\,\beta )$ by

$$ \begin{align*} \alpha^i_r=\begin{cases} \beta_r+1 \quad& \mbox{if}\ r=j_i, \\[5pt] \beta_r \quad& \mbox{otherwise.} \end{cases} \end{align*} $$

Then, we have a modified Frobenius symbol with the first row being $\alpha ^i$ and the second row being $\beta $ , which corresponds to a nearly self-conjugate partition. Thus, in total, there are $c(\,\beta )$ nearly self-conjugate partitions with such modified Frobenius symbols.

If $\beta _j-\alpha _j=1$ , we can exchange $\alpha $ and $\beta $ in the Frobenius symbol and obtain the same conclusion. Consequently, we can conclude that

$$ \begin{align*} \sum_{\lambda \in \mathscr{N}}q^{|\lambda|}=2\sum_{\beta \in \mathscr{D}}c(\,\beta)q^{2|\beta|+1-\ell(\,\beta)}. \end{align*} $$

For a partition $\lambda \in \mathscr {D}$ , its conjugate $\lambda ^T$ must be a gap-free partition and it follows that $\ell (\lambda )=m(\lambda ^T)$ and $c(\lambda )=\mathrm {rep}(\lambda ^T)+1$ . Thus,

$$ \begin{align*} \sum_{\lambda \in \mathscr{D}}c(\lambda)q^{2|\lambda|+1-\ell(\lambda)} =\sum_{\lambda \in \mathscr{G}}(\mathrm{rep}(\lambda)+1)q^{2|\lambda|+1-m(\lambda)}. \end{align*} $$

This completes the proof.

We are now in a position to prove (1.1). By standard combinatorial arguments,

$$ \begin{align*} \sum_{\lambda \in \mathscr{G}_k}z^{\mathrm{rep}(\lambda)+1}q^{|\lambda|} &=\sum_{j\geq0}q^{\,jk}zq^{{k(k+1)}/{2}}\prod_{i=1}^{k-1}(1+zq^{i}+zq^{2i}+\cdots)\\ &=zq^{{k(k+1)}/{2}}\frac{\prod_{i=1}^{k-1}(1-q^{i}+zq^{i})}{(q;q)_{k}}. \end{align*} $$

Differentiating the above equation with respect to z, putting $z=1$ and replacing q by $q^2$ ,

$$ \begin{align*} \sum_{\lambda \in \mathscr{G}_k}(\mathrm{rep}(\lambda)+1)q^{2|\lambda|} &=\frac{1}{(q^{2};q^{2})_{k}}\bigg(q^{k(k+1)}+q^{k(k+1)}\sum_{i=1}^{k-1}q^{2i}\bigg) \notag\\ &=\frac{q^{k(k+1)}}{(q^{2};q^{2})_{k}}\sum_{i=0}^{k-1}q^{2i} =\frac{q^{k(k+1)}(1-q^{2k})}{(q^{2};q^{2})_{k}(1-q^{2})}. \end{align*} $$

By Lemma 2.2,

(2.1) $$ \begin{align} \sum_{\lambda \in \mathscr{N}}q^{|\lambda|}&=2\sum_{\lambda \in \mathscr{G}}(\mathrm{rep}(\lambda)+1)q^{2|\lambda|+1-m(\lambda)}\notag\\ &=2\sum_{k\geq 1}q^{1-k}\sum_{\lambda \in \mathscr{G}_k}(\mathrm{rep}(\lambda)+1)q^{2|\lambda|} \notag\\&=2\sum_{k\geq 1}\frac{q^{1-k}q^{k(k+1)}(1-q^{2k})}{(q^{2};q^{2})_{k}(1-q^{2})} \notag \\ &=2\sum_{k\geq 1}\frac{q^{k^{2}+1}(1-q^{2k})}{(q^{2};q^{2})_{k}(1-q^{2})} \notag \\ &=\frac{2q^{2}}{1-q^{2}}\sum_{k\geq 1}\frac{q^{k^{2}-1}}{(q^{2};q^{2})_{k-1}}. \end{align} $$

Recall Euler’s identity [Reference Andrews1, page 19],

$$ \begin{align*} (-zq;q)_\infty=\sum_{k\geq 0} \frac{z^kq^{k(k+1)/2}}{(q;q)_k}. \end{align*} $$

Replacing q by $q^2$ and z by q,

$$ \begin{align*} (-q^3;q^2)_\infty =\sum_{k \geq 0} \frac{q^{k(k+2)}}{(q^2;q^2)_k}. \end{align*} $$

From (2.1) and the above identity,

$$ \begin{align*} \sum_{\lambda \in \mathscr{N}}q^{|\lambda|}= \frac{2q^{2}}{1-q^{2}}\sum_{k\geq 0}\frac{q^{k^2+2k}}{(q^{2};q^{2})_{k}} =\frac{2q^{2}}{1-q^{2}}(-q^{3};q^{2})_{\infty}. \end{align*} $$

This completes the proof.

3 Equivalent statement

Multiplying both sides of (1.1) by $1-q^{2}$ and comparing the coefficients of $q^n$ ,

$$ \begin{align*} \mathrm{nsc}(n)-\mathrm{nsc}(n-2)=2\mathrm{do}_{\geq3}(n-2), \end{align*} $$

where $\mathrm {do}_{\geq 3}(n)$ denotes the number of partitions of n into distinct odd parts with the smallest part at least $3$ .

Based on the classical bijection [Reference Sylvester5] between the partitions of n into distinct odd parts and the self-conjugate partitions of n, Campbell and Chern (‘Nearly self-conjugate integer partitions’, submitted for publication) established the following result.

Lemma 3.1 (Campbell and Chern)

The number of nearly self-conjugate partitions of n equals twice the number of partitions of n with exactly one even part such that the differences between parts are at least $2$ .

Let $\mathscr {O}(n)$ denote the set of partitions of n with exactly one even part and the differences between parts being at least $2$ . Thus, Conjecture 1.1 could be restated as follows.

Proposition 3.2. For $n\geq 2$ ,

$$ \begin{align*} |\mathscr{O}(n)|-|\mathscr{O}(n-2)|=\mathrm{do}_{\geq3}(n-2). \end{align*} $$

Proof. We first introduce an injection $\varphi : \mathscr {O}(n-2)\rightarrow \mathscr {O}(n)$ for every $n\geq 2$ . Assuming that $\lambda =(\lambda _1,\lambda _{2},\ldots )\in \mathscr {O}(n-2)$ , we define $\varphi (\lambda )=\mu \in \mathscr {O}(n)$ as follows.

Case 1: If $\lambda $ has only one part, then this unique part must be even. Hence, we can assume that $\lambda =(2m)$ and define $\mu =(2m+2)$ .

Case 2: If $\ell (\lambda )\geq 2$ and the smallest part is odd, we assume that

$$ \begin{align*}\lambda=(\lambda_1,\ldots,\lambda_{i-1},2m,\lambda_{i+1},\lambda_{i+2},\ldots).\end{align*} $$

We define $\mu =(\lambda _1,\ldots ,\lambda _{i-1},2m+1,\lambda _{i+1}+1,\lambda _{i+2},\ldots )$ . It is easy to see that $\ell (\,\mu )=\ell (\lambda )\geq 2$ and the largest part of $\mu $ is odd.

Case 3: If $\ell (\lambda )\geq 2$ and the smallest part is even, we suppose that

$$ \begin{align*}\lambda=(\lambda_1,\lambda_2,\ldots,\lambda_{i-1},2m)\end{align*} $$

and define $\mu =(\lambda _1+1,\lambda _2,\ldots ,\lambda _{i-1},2m+1)$ . It is clear that $\ell (\,\mu )=\ell (\lambda )\geq 2$ and the largest part of $\mu $ is even and the smallest part of $\mu $ is greater than or equal to 3.

We observe that each partition in $\mathscr {O}(n)\!\setminus \!\varphi (\mathscr {O}(n-2))$ is a partition $\mu =(\kern1pt\mu _1,\mu _2,\ldots ,\mu _r)$ with $r\geq 2$ , $\mu _1$ being even and $\mu _r=1$ . Obviously, $\mu _1-\mu _2\geq 3$ . Subtracting $1$ from the largest part and removing the smallest part, we get a partition into distinct odd parts with each part at least $3$ , which is counted by $\mathrm {do}_{\geq 3}(n-2)$ . This completes the proof.

Acknowledgement

The authors would like to thank the referee for helpful comments and suggestions.

Footnotes

This work was supported by the National Natural Science Foundation of China (No. 11871246).

References

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Figure 0

Figure 1 The two nearly self-conjugate partitions of 5.