Introduction
Infrared (IR) spectroscopic analysis of materials is based on molecular vibrations that label any chemical compound with a characteristic “fingerprint” spectrum in the 3–30 µm wavelength region. No labeling of samples is needed for IR spectrometers (usually abbreviated FTIR for Fourier-transform infrared spectrometer) to readily acquire IR spectra of any material in any form, be it in gas, liquid, or solid state. Infrared spectra identify chemicals in a straightforward manner, and therefore most suppliers bundle their FTIR instruments with spectral databases that offer automatic chemical recognition and even quantitative information (chemometrics) on the relative abundance of individual constituents of mixtures and composite materials. No wonder IR spectrometers are helpful in all fields of science and engineering and are common workhorses in university and industrial laboratories.
The single worst shortcoming of IR chemical recognition has been its inability to perform submicrometric microscopy, owing to the diffraction limit of spatial resolution, at half the wavelength of light analyzed. In the world of sub-µm microscopy, IR was a “no go” in spite of the inherent rich information available. But there is no fundamental-physics reason why light could not be concentrated to a volume much smaller than a wavelength, even down to atomic size. Fortunately an 85-year-old idea on super-focusing was turned into reality two decades ago when antenna-based light concentration to a few nm size was demonstrated in theory and experiment [Reference Novotny and Hecht1]. In consequence light optical microscopy and IR near-field microscopy could be successfully developed in a single instrument [Reference Keilmann and Hillenbrand2], and a commercial optical/IR/THz nanoscope product was introduced (neaspec.com) that offers a routine spatial resolution of 20 nm. Named NeaSNOM (for new scanning near-field optical microscope) it earned an Innovation Award from Microscopy Today in 2013. Here we highlight the real-world application of NeaSNOM, including recent searches for sub-µm crystals in a biological context [Reference Amarie3, Reference Geith4], and sub-µm coexisting structural phases within organic thin films [Reference Westermeier5].
Materials and Methods
Basics of IR nanoscopy
A standard cantilevered tip (metallized version), as used in any atomic force microscope (AFM), serves as the infrared-concentrating element: it is illuminated by a conventionally focused IR beam and develops a tiny “hot spot” of greatly enhanced intensity just under the tip (Figure 1a). When the tip is close to the sample, the photons in this spot get modified in their amplitude and phase in response to the complex refractive index of the sample at just this location. This information about the sample is carried with the IR radiation scattered in all directions. Back-scattered IR light is collected for the convenience of the scattering-type SNOM's (s-SNOM's) instrument operator. Proprietary electronic filtering selects the photons from just the hot spot by capitalizing on the effect of tapping at 10–50 nm amplitude, which turns the near-field interaction between tip and sample off and on at the cantilever's mechanical oscillation frequency of around 100 kHz [Reference Keilmann and Hillenbrand2].
Acquisition modes
The NeaSNOM nanoscope offers alternation between two modes of acquiring and displaying IR information, monochromatic IR images and hyperspectral maps. More precisely, the nanoscope can output an image at a fixed wavelength chosen to highlight a desired molecular component (or a series of repeated images at varied wavelengths to obtain rudimentary spectral information), but it can also be switched to deliver broad IR spectra, pixel-by-pixel, for local chemical recognition and identification even of unexpected material. The latter configuration, termed nano-FTIR (Figure 1b), includes all essential parts of an FTIR spectrometer with the nanoscope namely a broadband IR source and a Michelson interferometer (but unlike standard FTIR, the nano-FTIR uses an asymmetric configuration that can determine both amplitude and phase spectra) [Reference Huth6].
Results
Phosphate flakes on a biological specimen
One application potential of s-SNOM is for biological and medical purposes, by imaging microscopic biomineral structures [Reference Amarie3]. Figure 2a shows images of a polished cross section of a mussel shell consisting of calcium carbonate microcrystals bound by organic material. The calcitic crystal structure in the outer part of the shell (top) abruptly transitions to the periodic arrangement of aragonite microcrystals in the inner part (bottom), leading to the well-known mother-of-pearl iridescent appearance of structural color. With monochromatic IR illumination selected at 980 cm-1 (corresponding to a wavelength of 10.2 µm), which is away from calcium carbonate vibration frequencies, the IR image shows no contrast between these types of microcrystals, but rather, a consistently higher signal than the organic material in between. Notice that the differing topographical height of the calcite surfaces does not change the observed IR signal, as the latter only depends on refractive index; there is no topography artifact or cross-talk into the IR image.
Surprisingly, numerous nano-scale features of enhanced scattering were discovered (yellow in the chosen color scale) and shown in Figure 2a. Close inspection of the topography verified that these are about 10 nm high objects. In order to learn about the chemical nature of these unexpected objects, the same location was investigated by the nano-FTIR mode of operation. Three-hundred IR spectra were collected along a line crossing one of the objects and extending 2.5 µm over several calcite and arogonite microcrystals. The result (Figure 2b) shows the expected fingerprint resonance due to the well-known crystal vibrations of trigonal calcite and orthorhomic aragonite, at 873 and 855 cm-1, respectively. The resonance at about 1,018 cm-1 identifies the thin object as crystalline phosphate. Close inspection (Figure 2a) reveals that all such flakes observed appear to be 10–20 nm high and have a smoother surface than the carbonate crystals. Even though these features are found in the calcite but not the aragonite, they were tentatively assigned to be just preparation artifacts. In any case, the important conclusion remains that s-SNOM and nano-FTIR are capable of not only detecting but also identifying tiny crystals on a sample surface.
Human bone
Bone samples were nanoscopically inspected after standard poly(methyl methacrylate) (PMMA) embedding and polishing. Figure 3 shows an IR s-SNOM image of a human femoral head at 9.47 µm wavelength. This resonance is associated with the PO3- vibration of phosphate nanocrystals, the main mineral component of bone [Reference Geith4]. The marked void designates a canaliculus. It is surrounded by a 1 µm wide region of increased IR signal, which indicates a higher mineral density. The observed nanostructures were suspected to be fibrils of collagen with attached phosphate nanocrystals. The fibril orientation appears to be perpendicular to the sample surface in the neighborhood of the canaliculus, but not so further out. Further images were taken of lacunae [Reference Geith4], and also of tubuli in human dentin, and the structures were verified by scanning electron microscopy (SEM) and BE-SEM. Because SEM can damage the sample and requires conductive coatings, SEM images were taken only after completion of s-SNOM imaging because s-SNOM is sensitive to damage as it probes a thin surface layer only (of 20–50 nm depth) [Reference Keilmann and Hillenbrand2].
Organic materials for solar cells
Solar cells converting sunlight directly into electric power are installed all over the world; these mostly consist of single-crystal Si material to optimize photon-induced charge production and transport. The minimization of structural defects that could scatter charge carriers allows a conversion efficiency that is currently about 25% [7]. The quest for lower-cost alternative materials is proceeding with great international effort. Organic solar cells consist of suitable conductive polymers or small organic molecules that facilitate large-area flexible devices and low-cost production on many types of substrate by wet-chemical processing or thermal evaporation. In the case of well-defined small molecules, the resulting organic thin films are highly ordered, but they are far from being defect-free. They show a crystalline grain structure on a length-scale on the order of 1 µm (Figure 4a). Key challenges for organic solar cell development are these materials' short diffusion length, due to a high density of structural defects and a short carrier scattering time. Certainly the nanoscale morphology is a key issue for charge-transport properties, and accordingly, great effort has been made toward morphology control [Reference Lin8]. It achieved device conversion efficiency up to 11% [7]. However, it is very difficult to map the nanoscale crystallization, and it remains unclear where the electronic defects are localized.
Nanoscale polymorphism in thin-film pentacene. Today’s best-performing organic solar cells consist of thin films with optimally designed, synthesized molecules. Pentacene has long been the prototypical molecule to study the fundamental electronic and structural properties of organic thin films. It is a small molecule made up as a linear chain of five benzene rings. On evaporation, pentacene molecules stand almost perpendicular to the SiO2 substrate surface. Continuous thin (typically 40 nm) pentacene films of ordered crystalline grains (Figure 4b) can be p-type semiconductors with mobility up to 10 cm2/Vs, comparable to amorphous Si. X-ray diffraction aimed at determining the molecular layer period shows two distinctly differing values (Figure 4c). This means that two distinct polymorphs, the thin-film phase (TFP) and the bulk phase (BP), coexist and even change over time. The footprint of the X-ray beam on the sample is macroscopic, of the order of 1 mm2, and until recently no available microscopy could decide the important question of how both polymorphs may be spatially distributed, and over which lateral or vertical dimensions (see Figure 4b for a possible arrangement). Infrared nanoscopy now straightforwardly decides these issues [Reference Westermeier5].
The essential reason for this success is that the two structural phases differ in their vibration frequencies. For Figure 5b the IR frequency was chosen to highlight the BP polymorph. Indeed there are elongated BP ellipsoidal domains of about 400 µm in width everywhere on the sample, obviously embedded in TFP pentacene. They do not appear to be correlated to the topographic morphology because they even extend through grain boundaries. A repeat of the image acquisition with the illumination frequency changed to highlight TFP pentacene produces an IR image with reversed contrast, as would be expected. As a final experimental proof, nano-FTIR spectra were acquired at different positions of the sample (Figure 5c). Evidently the local spectrum taken on a BP ellipsoid shows a higher resonance frequency (906 cm-1) than that of the surrounding TFP (904 cm-1). These values are consistent with published far-field FTIR-spectra of the two polymorphs. Note that a basic agreement of far-field and near-field resonance positions of molecules has been recently confirmed in experiment and theory [Reference Huth6]. Lastly, it may be questioned whether the polymorphs extend throughout the film depth, as sketched in Figure 4b, or whether there may be a sign of inhomogeneity also in the vertical direction. The answer is negative from the following observation: the topography (Figure 5a) shows on close inspection a depression of about 2–3 nm at all BP elliptic regions. Given the film thickness of 40 nm, the depression amounts to about 6% shrinkage, and this agrees quantitatively with the lowering of vertical extent of a BP (1.44 nm=14.4 Å) compared to a TFP pentacene molecule (1.54 nm=15.4 Å). Thus an inhomogeneous ordering of TFP and BP phases in the vertical direction can be ruled out. In fact it is highly probable that an initially homogeneous TFP pentacene film over time changes its conformation, by nucleation and lateral growth of vertically homogeneous BP polymorph ellipsoid domains, keeping the number of molecular layers unchanged [Reference Westermeier5].
Discussion
A straightforward, independent proof of our findings could come from X-ray microscopy at brilliant light sources like synchrotrons, which promise comparable resolution in the near future. Quite generally, it will be interesting and exciting to see IR nanoscopy results confirmed and strengthened by complementary high-resolution techniques, as already performed with SEM [Reference Amarie3, Reference Geith4].
Conclusion
Infrared nanoscopy, performed in the IR near-field microscope, is able to produce either local IR spectra or images using selected wavelengths at spatial resolutions down to 20 nm. This allows routine identification of tiny crystals embedded in various matrices.
Acknowledgement
We are grateful to S. Amarie, C. Westermeier, P. Zaslansky, Y. Kajihara, E. Griesshaber, W.W. Schmahl, T. Geith, S. Milz, F. Bamberg, A. Cernescu, and B. Nickel for their original contributions and active collaboration in developing IR nanoscopic applications.