Hostname: page-component-cd9895bd7-dk4vv Total loading time: 0 Render date: 2024-12-23T13:49:09.631Z Has data issue: false hasContentIssue false

Effective multi-scale approach to the Schrödinger cocycle over a skew-shift base

Published online by Cambridge University Press:  17 April 2019

R. HAN
Affiliation:
School of Mathematics, Georgia Institute of Technology, Atlanta, GA30332, USA email [email protected]
M. LEMM
Affiliation:
Harvard University, Department of Mathematics, 1 Oxford Street, Cambridge, MA02138, USA email [email protected]
W. SCHLAG
Affiliation:
Yale University, Department of Mathematics, 10 Hillhouse Ave, New Haven, CT06511, USA email [email protected]

Abstract

We prove a conditional theorem on the positivity of the Lyapunov exponent for a Schrödinger cocycle over a skew-shift base with a cosine potential and the golden ratio as frequency. For coupling below 1, which is the threshold for Herman’s subharmonicity trick, we formulate three conditions on the Lyapunov exponent in a finite but large volume and on the associated large-deviation estimates at that scale. Our main results demonstrate that these finite-size conditions imply the positivity of the infinite-volume Lyapunov exponent. This paper shows that it is possible to make the techniques developed for the study of Schrödinger operators with deterministic potentials, based on large-deviation estimates and the avalanche principle, effective.

Type
Original Article
Copyright
© Cambridge University Press, 2019

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Béllissard, J. and Simon, B.. Cantor spectrum for the almost Mathieu equation. J. Funct. Anal. 48(3) (1982), 408419.Google Scholar
Bourgain, J.. Green’s Function Estimates for Lattice Schrödinger Operators and Applications (Annals of Mathematics Studies, 158) . Princeton University Press, Princeton, NJ, 2005.Google Scholar
Bourgain, J.. On the spectrum of lattice Schrödinger operators with deterministic potential. J. Anal. Math. 87 (2002), 3775.CrossRefGoogle Scholar
Bourgain, J.. Positive Lyapounov exponents for most energies. Geometric Aspects of Functional Analysis (Lecture Notes in Mathematics, 1745) . Springer, Berlin, 2000, pp. 3766.Google Scholar
Bourgain, J. and Goldstein, M.. On nonperturbative localization with quasi-periodic potential. Ann. of Math. (2) 152(3) (2000), 835879.Google Scholar
Bourgain, J., Goldstein, M. and Schlag, W.. Anderson localization for Schrödinger operators on ℤ with potentials given by the skew-shift. Comm. Math. Phys. 220(3) (2001), 583621.Google Scholar
Damanik, D.. Lyapunov exponents and spectral analysis of ergodic Schrödinger operators: a survey of Kotani theory and its applications. Spectral Theory and Mathematical Physics: A Festschrift in Honor of Barry Simon’s 60th Birthday (Proceedings of Symposia in Pure Mathematics, 76, Part 2) . American Mathematical Society, Providence, RI, 2007, pp. 539563.Google Scholar
Duarte, P. and Klein, S.. Lyapunov exponents of linear cocycles. Continuity via Large Deviations (Atlantis Studies in Dynamical Systems, 3) . Atlantis Press, Paris, 2016.Google Scholar
Duarte, P. and Klein, S.. Continuity of the Lyapunov Exponents of Linear Cocycles. Associação Instituto Nacional de Matemática Pura e Aplicada, Rio de Janeiro, 2017.Google Scholar
Fürstenberg, H.. Noncommuting random products. Trans. Amer. Math. Soc. 108 (1963), 377428.Google Scholar
Goldstein, M. and Schlag, W.. Hölder continuity of the integrated density of states for quasi-periodic Schrödinger equations and averages of shifts of subharmonic functions. Ann. of Math. (2) 154(1) (2001), 155203.Google Scholar
Heath-Brown, D. R.. Pair correlation for fractional parts of 𝛼n 2 . Math. Proc. Cambridge Philos. Soc. 148(3) (2010), 385407.Google Scholar
Herman, M.-R.. Une méthode pour minorer les exposants de Lyapounov et quelques exemples montrant le caractère local d’un théorème d’Arnol’d et de Moser sur le tore de dimension 2. Comment. Math. Helv. 58(3) (1983), 453502.Google Scholar
Katznelson, Y.. An Introduction to Harmonic Analysis (Cambridge Mathematical Library) , 3rd edn. Cambridge University Press, Cambridge, 2004.Google Scholar
Krüger, H.. Multiscale analysis for ergodic Schrödinger operators and positivity of Lyapunov exponents. J. Anal. Math. 115 (2011), 343387.Google Scholar
Krüger, H.. On positive Lyapunov exponent for the skew-shift potential. Preprint.Google Scholar
Marklof, J. and Strömbergsson, A.. Equidistribution of Kronecker sequences along closed horocycles. Geom. Funct. Anal. 13(6) (2003), 12391280.Google Scholar
Montgomery, H. L.. Ten Lectures on the Interface between Analytic Number Theory and Harmonic Analysis (CBMS Regional Conference Series in Mathematics, 84) . American Mathematical Society, Providence, RI, 1994.Google Scholar
Rudnick, Z., Sarnak, P. and Zaharescu, A.. The distribution of spacings between the fractional parts of n 2𝛼. Invent. Math. 145(1) (2001), 3757.CrossRefGoogle Scholar
Schlag, W.. Regularity and convergence rates for the Lyapunov exponents of linear cocycles. J. Mod. Dyn. 7(4) (2013), 619637.Google Scholar
Sorets, E. and Spencer, T.. Positive Lyapunov exponents for Schrödinger operators with quasi-periodic potentials. Comm. Math. Phys. 142(3) (1991), 543566.Google Scholar
Viana, M.. Lectures on Lyapunov Exponents (Cambridge Studies in Advanced Mathematics, 145) . Cambridge University Press, Cambridge, 2014.Google Scholar