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INTERTEXTUALITY AND MEMORY IN EARLY CHINESE WRITINGS: A CASE STUDY FROM HUAINANZI
Published online by Cambridge University Press: 09 October 2019
Abstract
This article aims to illustrate the usefulness of analytical approaches to early Chinese writings which center on effects of textual memory. Due to a dearth of contemporaneous descriptions, concrete practices of oral transmission, dictation, performance, and interpretation in Early China largely lie beyond the ken of present-day scholarship. But recurrence of linguistic-stylistic elements testifies to the presence of these elements in an author's memory. Memory should thus, in principle, provide a comparatively accessible perspective on textual production. To demonstrate this point, the article investigates verbal parallels to a passage from Huainanzi 淮南子 15, “Bing lüe” 兵略 (An Overview of the Military). The internal and distributional patterns as well as the qualitative properties of textual overlaps with other extant writings suggest a composition process that involved a particular type of textual memory. Parallels are fuzzy and patchy; they rarely exceed one or two clauses; they display an irregular distribution across intertexts; the similarities between them cut across linguistic and stylistic categories and recombine in unpredictable constellations. This bundle of characteristics suggests not so much systematic exploitation of trained mnemonic capacities to reproduce long stretches of text verbatim, but instead, a reliance on the aptness of linguistic-stylistic elements of various kinds to spring to mind piecemeal in particular thematic contexts. These specificities are captured well by Boris Gasparov's notion of “communicative fragments.” To invoke an Aristotelian distinction, the resulting effects are close to those of unsupervised remembering rather than the deliberate, goal-directed cognitive activity of recollecting. Looking beyond the present study, it is hoped that future investigations of intertextuality will combine aspects of close reading—as in this article—and methods of digitally enhanced distant reading. This will likely help to elucidate distinct habits of text production and to devise more refined textual typologies, which might eventually feed into more nuanced literary, historical, and philosophical interpretations.
提要
近幾十年來陸續有出土文獻面世,引起中西學者對抄本文化的研究熱誠。而受到抄本文化研究的啟發,西方漢學界近年特別關注於文本的撰述、傳授等相關議題。但古代的傳授方法與慣例,無論是口述、朗讀、聽寫等,其詳情現今恐無法而知。然而,各種互文現象則不然。重出的文字或語言模式屢屢載於諸文本上,可以證實這些元素必定原本存在作者的記憶中。 因此,本文主張,文本記憶的概念能為文本分析帶來一個有用的比較視角。本文以《淮南子・兵略》為例,藉其豐富的互文現象探討文本生產的問題。本文認為,《兵略》篇與其他著作相似甚至重複的言語既簡短且模糊,並非有意引用典故或固有語言資料。它們分散而不集中,難以確認文本間的影響;它們之間的相似性跨越了語言與形式的範疇,並以一種不可預期的方式重新組合;互文有令人印象深刻的形式或意涵,故易於回想;互文現象體現在特殊的語境中,大概是應其語境而發的。在《淮南子・兵略》中互文現象的這些特色令人想到 Boris Gasparov 所謂的溝通片斷( communicative fragments),即常態性地出現在相似語境當中的語句或模式。本文認為,溝通片斷並非作者有意為之,而是意義或文理上固有聯繫而在創作過程中無意間提升到作者意識層次。而《兵略》篇則似乎為組合多種溝通片斷而成的,顯現出一種特定文本構成方法,亦即是作者有意無意中組合與語境相符的溝通片斷以撰文。
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- Copyright © The Society for the Study of Early China and Cambridge University Press 2019
Footnotes
I would like to thank Paul R. Goldin, Zeb Raft, Edward L. Shaughnessy, and the two anonymous reviewers for numerous helpful suggestions. All remaining shortcomings are my own responsibility. I would also like to thank Liu Yuan-ju 劉苑如 for the opportunity to present this paper at the Institute of Literature and Philosophy (Academia Sinica, Taipei), and for her invitation to publish a Chinese translation of an earlier version in Zhongguo wenzhe tongxun 中國文哲通訊 28 (2018).
References
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12. Meyer, Philosophy on Bamboo, 172. Similar unexplained contradictions emerge in Meyer’s interpretations of the Tsinghua counterpart of the Shangshu 尚書 chapter “Jin teng” 金縢 in different publications; see Shaughnessy, Edward L., of, review Origins of Chinese Political Philosophy: Studies in the Composition and Thought of the Shangshu, ed. Kern, Martin and Meyer, Dirk (Leiden: Brill, 2017)Google Scholar, Rao Zongyi guoxueyuan yuankan 5 (2018), 426–28.
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19. Eve, “Memory, Orality and the Synoptic Problem,” 319.
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21. Such elements may range from single lexical items to phrases, sentences, entire sections of text, and even to more abstract properties such as generic features of certain text types.
22. These factors are too wide-ranging and complex to address in sufficient detail, but on cognitive aspects of the last point see at least the intriguing, classic paper by Clark, Andy and Chalmers, David J., “The Extended Mind,” Analysis 58 (1998), 10–23CrossRefGoogle Scholar; reprinted in The Extended Mind, ed. Richard Menary (Cambridge, MA: MIT Press, 2010), 27–42.
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28. Gasparov, Speech, Memory, and Meaning, 8.
29. Gasparov, Speech, Memory, and Meaning, 55–56.
30. Gasparov, Speech, Memory, and Meaning, 46; see the illuminating examples of “The mushroom omelet left without paying” (ibid., 4–6) and “May we come in” (ibid., 91–93).
31. Gasparov, Speech, Memory, and Meaning, 95.
32. For an overview of intertextuality in literary theory beginning with Ferdinand de Saussure’s (1857–1913) concept of the sign and Michail Bakhtin’s (1895–1975) work on the dialogic nature of the novel, and extending down to recent postmodern developments, see Allen, Graham, Intertextuality (London: Routledge, 2000)CrossRefGoogle Scholar. Strikingly, this student introduction does not suggest any concrete analytical approaches or research programs.
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40. Huainanzi jishi 淮南子集釋, ed. He Ning 何寧 (Beijing: Zhonghua, 1998), 15.1056 (“Bing lüe xun” 兵略訓), has shu 贖 instead of xu 續. He quotes Yu Yue 俞樾 (1821–1907) to the effect that shu stands in for xu, to be understood as “connecting, linking up,” hence, jie xu 解續: “breaking / splitting / dividing up and connecting / gathering together.”
41. Shu 屬 may be a graphic mistake for lü 履 or ju 屨 “tread / step on.” Wang Niansun 王念孫 (1744–1832) suggests the character nian 𨃨, with the same meaning.
42. Huainanzi jiaoshi 淮南子校釋, ed. Zhang Shuangdi 張雙棣 (Beijing: Beijing daxue, 1997), 15.1560 (“Bing lüe xun” 兵略訓); tr. Andrew S. Meyer, in The Huainanzi, ed. Major and Queen, 587–88. Here and throughout, reconstructed pronunciations are Axel Schuessler’s Minimal Old Chinese from his Minimal Old Chinese and Later Han Chinese: A Companion to Grammata Serica Recensa (Honolulu: University of Hawai‘i Press, 2009).
43. For the parallel, see Wenzi jiaoshi 文子校釋, ed. Li Dingsheng 李定生 and Xu Huijun 徐慧君 (Shanghai: Shanghai guji, 2016), 11.450 (“Shang yi” 上義). For a study of the Wenzi with further references see Els, Paul van, The Wenzi: Creativity and Intertextuality in Early Chinese Philosophy (Leiden: Brill, 2018)CrossRefGoogle Scholar.
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45. Shuoyuan jiaozheng 說苑校證, ed. Xiang Zonglu 向宗魯 (Beijing: Zhonghua, 1987), 15.375 (“Zhi wu” 指武); note the parallel in Kongzi jiayu shuzheng 孔子家語疏證, ed. Chen Shike 陳士珂 (Shanghai: Shanghai shudian, 1987), 2.39 (“Zhi si” 致思), where the lines in question vary slightly.
46. Sunzi xiangjie 孫子詳解, ed. Niu Guoping 鈕國平 (Shanghai: Shanghai guji, 2013), 3.21 (“Mou gong” 謀攻). A similar formulation can be found in chap. 4 (ibid., 32), while similar ideas are discussed in a slightly different form in Guanzi, Laozi, and Liu tao (see notes ibid., 22).
47. The phrase “alterations of the extraordinary and the usual” (奇正之變; HNZ 15/26) also occurs in Shiyi jia zhu Sunzi jiaoli 十一家注孫子校理, ed. Yang Bing’an 楊丙安 (Beijing: Zhongshua, 1999), 5.89 (“Shi” 勢).
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50. Han Feizi jiaoshu 韓非子校疏, ed. Zhang Jue 張覺 (Shanghai: Shanghai guji, 2010), 31.661 (“Nei chu shuo xia” 內儲說下).
51. Han shi waizhuan jianshu 韓詩外傳箋疏, ed. Qu Shouyuan 屈守元 (Chengdu: Ba Shu shushe, 1996), 7.656.
52. Huangdi neijing lingshu jizhu 黃帝內經靈樞集注, ed. Zhang Yin’an 張隱庵 (Taiyuan: Shanxi kexue jishu, 2013), 7.262–63 (“Yu ban” 玉版).
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56. No other received text seems to preserve exactly the same verb–object combinations.
57. Shuoyuan jiaozheng, 11.271 (“Shan shui” 善說).
58. Lüshi chunqiu xin jiaoshi 呂氏春秋新校釋, ed. Chen Qiyou 陳奇猷 (Shanghai: Shanghai guji, 2002), 9.486 (“Shun min” 順民); tr. Knoblock, John and Riegel, Jeffrey, The Annals of Lü Buwei: A Complete Translation and Study (Stanford: Stanford University Press, 2000), 211–12Google Scholar.
59. Lüshi chunqiu xin jiaoshi, 21.1458 (“Qi xian” 期賢); tr. Knoblock and Riegel, The Annals of Lü Buwei, 555–56. Cf. the parallel in Xinxu jiaoshi 新序校釋, Shi Guangying 石光瑛 (Beijing: Zhonghua, 2001), 5.689–90 (“Za shi” 雜事).
60. In one of the economic chapters of Guanzi, the phrase yu si fu shang 輿死扶傷 appears three times in direct speech attributed to Duke Huan of Qi and Master Guan respectively. See Guanzi qingzhong pian xinquan 管子輕重篇新詮, ed. Ma Feibai 馬非百 (Beijing: Zhonghua, 1979), 13.502, 556 (“Qing zhong jia” 輕重甲).
61. Huainanzi jiaoshi, 8.879 (“Ben jing” 本經); tr. John S. Major in The Huainanzi, ed. Major and Queen, 286.
62. Zhanguo ce jizhu huikao 戰國策集注匯考, ed. Zhu Zugeng 諸祖耿, rev. ed. (Nanjing: Fenghuang, 2008), 25.1344 (“Qin wang shi ren wei Anling jun” 秦王使人謂安陵君); see also Shuoyuan jiaozheng, 12.295 (“Feng shi” 奉使).
63. Ban Gu 班固, Han shu 漢書, repr. (Beijing: Zhonghua, 1964 [1962]), 45.2171.
64. See “Gao You Huainan honglie jie xu” 高誘淮南鴻烈解敘, 2, in Huainanzi jiaoshi (the item is included with separate pagination). On Wu Pi, see also Loewe, Michael, A Biographical Dictionary of the Qin, Former Han and Xin Periods (221 BC–AD 24) (Leiden: Brill, 2000), 585–86Google Scholar; on Meng Tian see ibid., 437–38.
65. Heguanzi jiaozhu 鶡冠子校注, ed. Huang Huaixin 黃懷信 (Beijing: Zhonghua, 2014), 19.371 (“Wuling wang” 武靈王).
66. Heguanzi jiaozhu, 19.378 (“Wuling wang”). Understanding mei 每 as being synonymous with sui 雖, “even though”; see Gushu xuci tongjie 古書虛詞通解, ed. Xie Huiquan 解惠全, Cui Yonglin 崔永琳, and Zheng Tianyi 鄭天一 (Beijing: Zhonghua, 2008), 420.
67. Xunzi jijie 荀子集解, ed. Wang Xianqian 王先謙 (Beijing: Zhonghua, 2013 [1988]), 16.348 (“Qiang guo” 彊國); tr. Hutton, Eric, Xunzi: The Complete Text (Princeton: Princeton University Press, 2014), 165CrossRefGoogle Scholar.
68. Xunzi jijie, 15.316 (“Yi bing” 議兵); tr. modified from Hutton Xunzi, 146.
69. Xunzi jijie, 10.232–33 (“Fu guo” 富國); tr. modified from Hutton, Xunzi, 96.
70. Xunzi jijie, 10.238 (“Fu guo”); tr. Hutton, Xunzi, 98. Cf. the parallel in Han shi waizhuan jianshu, 6.570; tr. Hightower, James, Han Shih Wai Chuan: Han Ying’s Illustrations of the Didactic Application of the Classic of Songs (Cambridge: Harvard University Press, 1952), 215–16Google Scholar.
71. Xinxu jiaoshi, 4.539 (“Za shi”). Cf. Huainanzi jiaoshi, 12.1262 (“Dao ying” 道應), where the sentences in question do not appear.
72. Lyne, Memory and Intertextuality in Renaissance Literature, 48.
73. Han shi waizhuan jianshu, 6.573–74; tr. Hightower, Han Shih Wai Chuan, 216–17. Cf. the parallel in Xinxu jiaoshi, 4.615–21. The passage in Han shi waizhuan 6 follows the Han shi waizhuan parallel to Xunzi jijie, 10.238 (“Fu guo”); tr. Hutton, Xunzi, 98 (see above). Whether by coincidence or not, the beginning of Han shi waizhuan 6 also uses the phrase “the Three Armies” (san jun 三軍), which features so prominently in the exhortation to unity.
74. Lun yu jishi 論語集釋, ed. Cheng Shude 程樹德 (Beijing: Zhonghua, 1990), 26.901 (“Zilu shang” 子路上).
75. Huainanzi jiaoshi, 6.710 (“Lan ming” 覽冥); tr. Major in The Huainanzi, ed. Major and Queen, 229.
76. On self-cultivation as organizing principle of the book Huainanzi and as core concept in the work’s political ideology, see Harold Roth, “Daoist Inner Cultivation Thought and the Textual Structure of the Huainanzi,” in The Huainanzi and Textual Production in Early China, ed. Queen and Puett, 40–82.
77. See Lun yu jishi, 33.1137 (“Ji shi” 季氏). Gale uses Soothill’s translation here.
78. Cf. Xunzi jijie, 27.592–93 (“Da lüe” 大略); tr. Hutton, Xunzi, 304; Han shi waizhuan jianshu, 4.388; tr. in Hightower, Han Shih Wai Chuan, 139–40.
79. Here, Wang Liqi王利器 in his Yantie lun jiaozhu 鹽鐡論校注 (Beijing: Zhonghua, 1992), 1.13 n. 41 (“Ben yi” 本義), references two Mengzi quotes: 仁者無敵 (Mengzi zhengyi 孟子正義, ed. Jiao Xun 焦循 [Beijing: Zhonghua, 1987], 2.68 [“Liang Hui wang shang” 梁惠王上]); 如此則無敵於天下 (Mengzi zhengzyi, 7.232 [“Gongsun Chou shang” 公孫丑上]).
80. Yantie lun jiaozhu, 1.2 (“Ben yi”); tr. Gale, Esson M., Discourses on Salt and Iron: A Debate on State Control of Commerce and Industry in Ancient China, Chapter I–XXVIII (Leiden: Brill, 1931; Taipei: Ch’eng Wen, 1973), 4–5Google Scholar (italics in the original). Citations refer to the Ch’eng Wen edition.
81. Gale, Discourses on Salt and Iron, 5 n. 1, notes: “A frequently used quotation of uncertain source … The passage is indeed reminiscent of Lao-tzu, chap. 68,” where it says, in the Wang Bi 王弼 version: 善為士者不武,善戰者不怒,善勝敵者不與 (Laozi gujin: wu zhong duikan yu xiping yinlun 老子古今:五種對勘與析評引論, ed. Liu Xiaogan 劉笑敢 [Beijing: Zhongguo shehui kexue, 2006], 659; see ibid. for variant versions). See also Yi Zhou shu huijiao jizhu 逸周書彙校集注, ed. Huang Huaixin 黃懷信, Zhang Maorong 張懋鎔, and Tian Xudong 田旭東 (Shanghai: Shanghai guji, 1995), 8.113 (“Da wu jie” 大武解): 善政不攻,善攻不侵,善侵步伐,善伐不搏,善搏不戰 (Beitang shuchao 北堂書鈔, quoted ibid., records a slightly different sequence, which some scholars such as Wang Niansun prefer: 善征不侵,善侵不伐,善伐不陣,善陣不鬬,善鬬不敗); Guliang zhuan zhushu 穀梁傳注疏, ed. Shisan jing zhushu zhengli weiyuanhui 十三經注疏整理委員會 (Beijing: Beijing daxue, 2000), Duke Zhuang 8, 85: 故曰:善陳者不戰,此之謂也。善為國者不師,善師者不陳,善陳者不戰,善戰者不死,善死者不亡; Xinxu jiaoshi, 5.704 (“Za shi”), credits 善為國者不師 to Chunqiu; Han shu 23.1088 quotes under gu yue 故曰 the following: 善師者不陣,善陣者不戰,善戰者不敗,善敗者不亡.
82. Xunzi jijie, 10.238 (“Fu guo”).
83. Lun yu jishi, 27.920 (“Zilu xia” 子路下); see Gale, Discourses on Salt and Iron, 4 n. 4.
84. See Han Feizi jiaoshu, 38.996 (“Nan san” 難三); Shuoyuan jiaozheng, 7.154 (“Zheng li” 政理), with a parallel in Kongzi jiayu shuzheng, 3.88 (“Bian zheng” 辨政); Shangshu da zhuan bu zhu 尚書大傳補注, ed. Wang Kaiyun 王闓運 (Xu xiu si ku quan shu 續修四庫全書, ed.), 6.11b–12a; and a critical discussion in Mozi jiangu 墨子閒詁, ed. Sun Yirang 孫詒讓 (Beijing: Zhonghua, 1986), 11.394 (“Geng Zhu” 耕柱).
85. Xunzi jijie, 10.238 (“Fu guo”).
86. For the interpretation of zhe chong 折衝 see Gao You’s 高誘 (c. 168–212 c.e.) commentary at Lüshi chunqiu xin jiaoshi, 20.1377 n. 38 (“Zhao lei” 召類); also quoted to elucidate the Yantie lun passage in Yantie lun jiaozhu, 1.12 n. 40 (“Ben yi”).
87. See Yantie lun jiaozhu, 1.12 n. 40 (“Ben yi”).
88. See Huifeng, Ren 任慧峰, Xian Qin junli yanjiu 先秦軍禮研究 (Beijing: Shangwu yinshuguan, 2015), 59–62Google Scholar.
89. Lüshi chunqiu xin jiaoshi, 3.148 (“Xian ji” 先己); cf. tr. in Knoblock and Riegel, The Annals of Lü Buwei, 105–6. Cf. the parallel in Shizi yizhu 尸子譯注, ed. Li Shoukui 李守奎 and Li Yi 李軼 (Harbin: Heilongjiang renmin, 2004), 48 (“Chu dao” 處道). Tang 堂 is lexicalized as “[hall in] a palace,” “raised foundation for a building,” and “raised, square-shaped” foundation or altar (see the glosses in Guxun huizuan 故訓匯纂, ed. Zong Fubang 宗福邦, Chen Shinao 陳世鐃, and Xiao Haibo 蕭海波 [Beijing: Shangwu yinshuguan, 2003], 427).
90. Shuoyuan jiaozheng, 7.146 (“Zheng li”); cf. the parallel in Kongzi jiayu shuzheng, 3.86 (“Xian jun” 賢君). In Lüshi chunqiu, Confucius’s interlocutor is Duke Ai of Lu; in Shuoyuan and Kongzi jiayu, it is Duke Ling of Wei.
91. Qian, Sima 司馬遷, Shi ji 史記 (Beijing: Zhonghua, 1963 [1959]), 112.2957Google Scholar; see also Han shu 64A.2806. On the memorial and the official who presented it, Xu Yue 徐樂, an associate of Zhufu Yan 主父偃, in whose biography the memorial is recorded, see Loewe, Biographical Dictionary, 624.
92. Lüshi chunqiu jiaoshi, 20.1370 (“Zhao lei”). Cf. the rendering in Knoblock and Riegel, The Annals of Lü Buwei, 524–25, where the crucial sentence is, however, mistranslated. See also the parallel in Xinxu jiaoshi, 6.821–25 (“Ci she” 刺奢).
93. On this formula, see Weingarten, , “The Sage as Teacher and Source of Knowledge: Editorial Strategies and Formulaic Utterances in Confucius Dialogues,” Asiatische Studien / Études Asiatiques 68.4 (2014), 1175–1223Google Scholar.
94. Da Dai liji jiegu 大戴禮記解詁, ed. Wang Pinzhen 王聘珍 (Beijing: Zhonghua, 1983), 1.2 (“Zhu yan” 主言); cf. the parallel in Kongzi jiayu shuzheng, 1.12 (“Wang yan jie” 王言解).
95. Han Feizi jiaoshu, chap. 32.708 (“Wai chu shuo zuo shang” 外儲說左上).
96. The case is different for some of the Xunzi passages quoted above, for which Han shi waizhuan parallels exist. These are most likely cases of direct textual borrowing.
97. Lyne, Memory and Intertextuality in Renaissance Literature, 6. Lyne misconstrues the distinction by defining “memory” as a “practical art” and “recollection” as an event happening to people. His reference is to Lewis, Rhodri, “Hamlet, Metaphor, and Memory,” Studies in Philology 109.5 (2012), 609–41CrossRefGoogle Scholar, and here see esp. 618–19, where Lewis refers to Aristotle’s De Memoria et Reminiscentia, 453a; see Bloch, David, Aristotle on Memory and Recollection: Text, Translation, Interpretation, and Reception in Western Scholasticism (Leiden: Brill, 2012), 48–51Google Scholar.
98. For this term see Sandmel, Samuel, “Parallelomania,” Journal of Biblical Literature 81.1 (1962), 1CrossRefGoogle Scholar, who claims to have encountered it “in a French book of about 1830, whose title and author I have forgotten.”
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