Book contents
- Frontmatter
- Contents
- Contents
- List of contributors
- Foreword
- Acknowledgements
- Table of treaties, guidelines and rules
- Table of cases
- List of abbreviations
- 1 Introduction
- 2 Public interest in investment arbitration
- 3 Article 1. Scope of application
- 4 Article 2. Publication of information at the commencement of arbitral proceedings
- 5 Article 3. Publication of documents
- 6 Article 4. Submission by a third person
- 7 Article 5. Submission by a non-disputing Party to the treaty
- 8 Article 6. Hearings
- 9 Article 7. Exceptions to transparency
- 10 Article 8. Repository of published information
- 11 The application of transparency
- 12 Conclusion: The Rules as a swing of the pendulum?
- Index
4 - Article 2. Publication of information at the commencement of arbitral proceedings
Published online by Cambridge University Press: 05 August 2015
- Frontmatter
- Contents
- Contents
- List of contributors
- Foreword
- Acknowledgements
- Table of treaties, guidelines and rules
- Table of cases
- List of abbreviations
- 1 Introduction
- 2 Public interest in investment arbitration
- 3 Article 1. Scope of application
- 4 Article 2. Publication of information at the commencement of arbitral proceedings
- 5 Article 3. Publication of documents
- 6 Article 4. Submission by a third person
- 7 Article 5. Submission by a non-disputing Party to the treaty
- 8 Article 6. Hearings
- 9 Article 7. Exceptions to transparency
- 10 Article 8. Repository of published information
- 11 The application of transparency
- 12 Conclusion: The Rules as a swing of the pendulum?
- Index
Summary
Once the notice of arbitration has been received by the respondent, each of the disputing parties shall promptly communicate a copy of the notice of arbitration to the repository referred to under article 8. Upon receipt of the notice of arbitration from the respondent, or upon receipt of the notice of arbitration and a record of its transmission to the respondent, the repository shall promptly make available to the public information regarding the name of the disputing parties, the economic sector involved and the treaty under which the claim is being made.
4.1 Introduction
1. Article 2 regulates the publication of information at the commencement of arbitral proceedings. It does so in a rather concise manner, as it only consists of one paragraph. From a systematic point of view, Article 2 is the first provision of the UNCITRAL Rules on Transparency in Treaty-based Investor-State Arbitration (the Rules) to deal substantively with the issue of transparency, after the meticulous definition of the scope of application of the Rules provided by Article 1. Articles 2 to 6 establish the transparency obligations introduced by the Rules. Article 2 makes an express reference to Article 8, which is concerned with the repository of published information.
2. Article 2 imposes the first transparency obligation also from a chronological perspective. The temporal reference point for Article 2 is the commencement of the arbitration, i.e., the moment when the Respondent received the notice of arbitration. Article 3(2) of the Arbitration Rules (2010) stipulates: ‘Arbitral proceedings shall be deemed to commence on the date on which the notice of arbitration is received by the respondent’. Consequently, as soon as the arbitration commences, the transparency mechanism of Article 2 is triggered.
3. Article 2 imposes two obligations. The first one is the obligation for the parties to communicate a copy of the notice of arbitration to the repository. The second obligation requires the repository to make available to the public information regarding the name of the disputing parties, the economic sector involved and the treaty under which the claim is being made.
- Type
- Chapter
- Information
- Transparency in International Investment ArbitrationA Guide to the UNCITRAL Rules on Transparency in Treaty-Based Investor-State Arbitration, pp. 64 - 90Publisher: Cambridge University PressPrint publication year: 2015