Skip to main content Accessibility help
×
Hostname: page-component-78c5997874-mlc7c Total loading time: 0 Render date: 2024-11-09T05:33:21.619Z Has data issue: false hasContentIssue false

10 - Millimeter Wave Communications for 5G Networks

from Part II - Physical Layer Communication Techniques

Published online by Cambridge University Press:  28 April 2017

Jiho Song
Affiliation:
Purdue University, USA
Miguel R. Castellanos
Affiliation:
Purdue University, USA
David J. Love
Affiliation:
Purdue University, USA
Vincent W. S. Wong
Affiliation:
University of British Columbia, Vancouver
Robert Schober
Affiliation:
Friedrich-Alexander-Universität Erlangen-Nürnberg, Germany
Derrick Wing Kwan Ng
Affiliation:
University of New South Wales, Sydney
Li-Chun Wang
Affiliation:
National Chiao Tung University, Taiwan
Get access

Summary

Motivations and Opportunities

Wireless broadband systems, such as cellular and Wi-Fi systems, are now a ubiquitous presence in our lives around the world. Today, these systems operate using carrier frequencies below 6 GHz. The fifth generation (5G) systems must be designed to meet future demands for wireless data, which are projected to continue growing exponentially with time. This has motivated researchers to look at the underutilized bands available at higher frequencies [1–5]. Current research has shown that millimeter wave systems could provide the capacity enhancements needed for serving future wireless data [6–11].

Bands at millimeter wave frequencies, which can roughly be defined as bands with carrier frequencies between 30 and 100 GHz, have received little commercial attention in the past. To meet the demands for new spectrum, the Federal Communications Commission (FCC) has explored the deployment of new services at millimeter wave frequencies [12]. The potential for commercial success of millimeter wave is mainly due to the potential for very large bandwidths. For example, the 60 GHz band, which has received much discussion for potential unlicensed wireless broadband access, has a bandwidth of 7 GHz.

Despite this promise, there are many challenges to be overcome. Communication at millimeter wave frequencies must occur under relatively demanding propagation conditions. High-frequency systems suffer from increased path loss, additional channel losses, and more costly radio frequency (RF) technology [13–17]. Compared with today's systems, the path loss alone can be tens of dB more at millimeter wave frequencies. Luckily, advances in hardware and communication theory are making widespread use of millimeter communication more likely. Device technology has continued to evolve, with advances in the fabrication of complementary metal–oxide–semiconductor (CMOS) compatible millimeter wave radios becoming more and more cost-effective [6, 18]. There have been accompanying advances in RF technology that may make the generation, reception, and analog processing of millimeter wave signals less challenging [8, 9, 19].

Communication researchers have continued to look at multiple-antenna technology, which can be readily employed at millimeter wave. Multiple-antenna radio links in the millimeter wave frequencies are inherently directional, which could enable denser wireless broadband deployments, generating less interference. Research has focused on millimeter wave systems using a multitude of antennas in a small form factor utilizing uniform linear arrays (ULAs) and uniform planar arrays (UPAs).

Type
Chapter
Information
Publisher: Cambridge University Press
Print publication year: 2017

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

[1] W., Roh, “Performances and feasibility of mmwave beamforming prototype for 5G cellular communications,” in Proc. of IEEE International Conf. on Communications (ICC), Jun. 2013.
[2] A., Ghosh, “Can mmWave wireless technology meet the future capacity crunch,” in Proc. of IEEE International Conf. on Communications (ICC), Jun. 2013.
[3] F., Khan and J., Pi, “Millimeter-wave mobile broadband: Unleashing 3–300 GHz spectrum,” in Proc. of IEEE Wireless Communications and Networking Conf. (WCNC), Mar. 2011.
[4] Qualcomm, “Leading the world to 5G,” Feb. 2015. Available at www.qualcomm. com/media/documents/files/qualcomm-5g-vision-presentation.pdf.
[5] Ericsson, “Microwave towards 2020,” Sep. 2015. Available at www.ericsson.com/ res/docs/2015/microwave-2020-report.pdf.
[6] T. S., Rappaport, S., Sun, R., Mayzus, H., Zhao, Y., Azar, K., Wang, G. N., Wong, J. K., Schulz, M., Samimi, and F., Gutierrez, “Millimeter wave mobile communications for 5G cellular: It will work!,” IEEE Access, vol. 1, pp. 335–349, May 2013.Google Scholar
[7] A., Ghosh, T. A., Thomas, M. C., Cudak, R., Ratasuk, P., Moorut, F. W., Vook, T. S., Rappaport, G. R., MacCartney, S., Sun, and S., Nie, “Millimeter-wave enhanced local area systems: A high-data-rate approach for future wireless networks,” IEEE J. Sel. Areas Commun., vol. 32, no. 6, pp. 1152–1163, Jun. 2014.Google Scholar
[8] Z., Pi and F., Khan, “An introduction to millimeter-wave mobile broadband systems,” IEEE Commun. Mag., vol. 49, no. 6, pp. 101–107, Jun. 2011.Google Scholar
[9] W., Roh, J. Y., Seol, J., Park, B., Lee, J., Lee, Y., Kim, J., Cho, K., Cheun, and F., Aryanfar, “Millimeter-wave beamforming as an enabling technology for 5G cellular communications: Theoretical feasibility and prototype results,” IEEE Commun. Mag., vol. 52, no. 2, pp. 106–113, Feb. 2014.Google Scholar
[10] R. W., Heath, N., Gonzalez-Prelcic, S., Rangan, W., Roh, and A., Sayeed, “An overview of signal processing techniques for millimeter wave MIMO systems,” IEEE J. Sel. Top. Signal Process., vol. 10, no. 3, pp. 436–453, Apr. 2016.Google Scholar
[11] Z., Pi, J., Choi, and R. W., Heath, “Millimeter-wave Gbps broadband evolution towards 5G: Fixed access and backhaul,” IEEE Commun. Mag., vol. 54, no. 4, pp. 138–144, Apr. 2016.Google Scholar
[12] FCC, “Allocations and service rules for the 71–76 GHz, 81–86 GHz, and 92–95 GHz bands,” Memorandum opinion and order, Mar. 2005.
[13] E., Ben-Dor, T. S., Rappaport, Y., Qiao, and S. J., Lauffenburger, “Millimeter-wave 60 GHz outdoor and vehicle AoA propagation measurements using a broadband channel sounder,” in Proc. of IEEE Global Communications Conf. (GLOBECOM), Dec. 2011.
[14] H., Zhang, S., Venkateswaran, and U., Madhow, “Channel modeling and MIMO capacity for outdoor millimeter wave links,” in Proc. of IEEE Wireless Communications and Networking Conf. (WCNC), Apr. 2010.
[15] E., Torkildson, H., Zhang, and U., Madhow, “Channel modeling for millimeter wave MIMO,” in Proc. of Information Theory and Applications Workshop (ITA), Jan. 2010.
[16] Z., Muhi-Eldeen, L., Ivrissimtzis, and M., Al-Nuaimi, “Modelling and measurements of millimeter wavelength propagation in urban environments,” IET Microw. Antennas Propag., vol. 4, no. 9, pp. 1300–1309, Sep. 2010.Google Scholar
[17] T. S., Rappaport, F., Gutierrez, E., Ben-Dor, J. N., Murdock, Y., Qiao, and J. I., Tamir, “Broadband millimeter-wave propagation measurements and models using adaptive-beam antennas for outdoor urban cellular communications,” IEEE Trans. Antennas Propag., vol. 61, no. 4, pp. 1850–1859, Apr. 2013.Google Scholar
[18] F., Gutierrez, S., Agarwal, K., Parrish, and T. S., Rappaport, “On-chip integrated antenna structures in CMOS for 60 GHz WPAN systems,” IEEE J. Sel. Areas Commun., vol. 27, no. 8, pp. 1367–1378, Oct. 2009.Google Scholar
[19] S., Rangan, T. S., Rappaport, and E., Erkip, “Millimeter-wave cellular wireless networks: Potentials and challenges,” Proc. IEEE, vol. 102, no. 3, pp. 366–385, Mar. 2014.Google Scholar
[20] O. E., Ayach, R. W., Heath, S., Abu-Surra, S., Rajagopal, and Z., Pi, “Low complexity precoding for large millimeter wave MIMO systems,” in Proc. of IEEE International Conf. on Communications (ICC), Jun. 2012.
[21] O. E., Ayach, S., Rajagopal, S., Abu-Surra, Z., Pi, and R. W., Heath, “Spatially sparse precoding in millimeter wave MIMO systems,” IEEE Trans. Wireless Commun., vol. 13, no. 3, pp. 1499–1513, Mar. 2014.Google Scholar
[22] J., Brady, N., Behdad, and A. M., Sayeed, “Beamspace MIMO for millimeter-wave communications: System architecture, modeling, analysis, and measurements,” IEEE Trans. Antennas Propag., vol. 61, no. 7, pp. 3814–3827, Jul. 2013.Google Scholar
[23] C. S., Choi, M., Elkhouly, E., Grass, and C., Scheytt, “60-GHz adaptive beamforming receiver arrays for interference mitigation,” in Proc. of IEEE Personal Indoor and Mobile Radio Communications (PIMRC), Sep. 2010.
[24] D., Ramasamy, S., Venkateswaran, and U., Madhow, “Compressive adaptation of large steerable arrays,” in Proc. of Information Theory and Applications Workshop (ITA), Feb. 2012.
[25] A., Hirata, T., Kosugi, H., Takahashi, R., Yamaguchi, F., Nakajima, T., Furuta, H., Ito, H., Sugahara, Y., Sato, and T., Nagatsuma, “120-GHz-band millimeter-wave photonic wireless link for 10-Gb/s data transmission,” IEEE Trans. Microw. Theory Tech., vol. 54, no. 5, pp. 1937–1944, May 2006.Google Scholar
[26] ITU-R, “Attenuation by atmospheric gases,” Recommendation ITU-R P.676-10, 2013.
[27] FCC, “Millimeter wave propagation: Spectrum management implications,” Bulletin 70, 2007.
[28] H., Zhao, R., Mayzus, S., Sun, M., Samimi, J. K., Schulz, Y., Azar, K., Wang, G. N., Wong, F., Gutierrez, and T. S., Rappaport, “28 GHz millimeter wave cellular communication measurements for reflection and penetration loss in and around buildings in New York City,” in Proc. of IEEE International Conf. on Communications (ICC), Jun. 2013.
[29] S., Collonge, G., Zaharia, and G. E., Zein, “Influence of the human activity on wide-band characteristics of the 60 GHz indoor radio channel,” IEEE Trans. Wireless Commun., vol. 3, no. 6, pp. 2396–2406, Oct. 2004.Google Scholar
[30] S., Hur, T., Kim, D. J., Love, J. V., Krogmeier, T. A., Thomas, and A., Ghosh, “Millimeter wave beamforming for wireless backhaul and access in small cell networks,” IEEE Trans. Commun., vol. 61, no. 10, pp. 4391–4403, Oct. 2013.Google Scholar
[31] R. C., Hansen, Phased Array Antennas, 2nd edn, Wiley-Interscience, 2009.
[32] A. M., Sayeed and N., Behdad, “Continuous aperture phased MIMO: Basic theory and applications,” in Proc. of Allerton Conf. on Communication, Control, and Computing, Oct. 2010.
[33] A. M., Sayeed and N., Behdad, “Continuous aperture phased MIMO: A new architecture for optimum line-of-sight links,” in Proc. of IEEE International Symposium on Antennas and Propagation (ISAP), Jul. 2011.
[34] A. M., Sayeed, “Deconstructing multiantenna fading channels,” IEEE Trans. Signal Process., vol. 50, no. 10, pp. 2563–2579, Oct. 2002.Google Scholar
[35] ITU-R, “Specific attenuation model for rain for use in prediction methods,” Recommendation ITU-R P. 838-3, 2005.
[36] J. G., Proakis, Digital Communications, 4th edn, McGraw-Hill, 2001.
[37] S., Hur, T., Kim, D. J., Love, J. V., Krogmeier, T. A., Thomas, and A., Ghosh, “Multilevel millimeter wave beamforming for wireless backhaul,” in Proc.of IEEE Global Communications Conf. Workshops (GLOBECOM), Dec. 2011.
[38] S., Hur, T., Kim, D. J., Love, J. V., Krogmeier, T. A., Thomas, and A., Ghosh, “Millimeter wave beamforming for wireless backhaul and access in small cell networks,” IEEE Trans. Commun., vol. 61, no. 10, pp. 4391–4403, Oct. 2013.Google Scholar
[39] J., Song, S. G., Larew, D. J., Love, T. A., Thomas, and A., Ghosh, “Millimeter wave beam-alignment for dual-polarized outdoor MIMO systems,” in Proc. of IEEE Global Communications Conf. Workshops (GLOBECOM), Dec. 2013.
[40] J., Song, J., Choi, S. G., Larew, D. J., Love, T. A., Thomas, and A., Ghosh, “Adaptive millimeter wave beam alignment for dual-polarized MIMO systems,” IEEE Trans. Wireless Commun., vol. 14, no. 11, pp. 6283–6296, Nov. 2015.Google Scholar
[41] IEEE, “PHY/MAC complete proposal specification (TGad D0.1),” IEEE 802.11-10/0433r2 Std., 2012.
[42] S., Sun, T. S., Rappaport, R. W., Heath, A., Nix, and S., Rangan, “MIMO for millimeter-wave wireless communications: Beamforming, spatial multiplexing, or both?” IEEE Commun. Mag., vol. 52, no. 12, pp. 110–121, Dec. 2014.Google Scholar
[43] A., Alkhateeb, O. E., Ayach, G., Leus, and R. W., Heath, “Hybrid precoding for millimeter wave cellular systems with partial channel knowledge,” in Proc. of Information Theory and Applications Workshop (ITA), Feb. 2013.
[44] A., Alkhateeb, O. E., Ayach, G., Leus, and R. W., Heath, “Channel estimation and hybrid precoding for millimeter wave cellular systems,” IEEE J. Sel. Top. Signal Process., vol. 8, no. 5, pp. 831–846, Oct. 2014.Google Scholar
[45] A., Alkhateeb, G., Leus, and R. W., Heath, “Limited feedback hybrid precoding for multi-user millimeter wave systems,” IEEE Trans. Wireless Commun., vol. 14, no. 11, pp. 6481–6494, Nov. 2015.Google Scholar
[46] D. J., Love, R. W., Heath, and T., Strohmer, “Grassmannian beamforming for multiple-input multiple-output wireless systems,” IEEE Trans. Inf. Theory, vol. 49, no. 10, pp. 2735–2747, Oct. 2003.Google Scholar
[47] R. H., Walden, “Analog-to-digital converter survey and analysis,” IEEE J. Sel. Areas Commun., vol. 17, no. 4, pp. 539–550, Apr. 2009.Google Scholar
[48] B., Murmann, “ADC performance survey,” in Proc. of ISSCC and VLSI Symposium, vol. 2013, 1997.Google Scholar
[49] O., Dabeer, J., Singh, and U., Madhow, “On the limits of communication performance with one-bit analog-to-digital conversion,” in Proc. of IEEE International Workshop on Signal Processing Advances in Wireless Communications (SPAWC), Dec. 2006.
[50] M. T., Ivrlac and J. A., Nossek., “On MIMO channel estimation with single-bit signal-quantization,” in International ITG Workshop on Smart Antennas (WSA), Feb. 2007.
[51] A., Mezghani and J. A., Nossek, “On ultra-wideband MIMO systems with 1-bit quantized outputs: Performance analysis and input optimization,” in Proc. of IEEE International Symposium on Information Theory (ISIT), Jun. 2007.
[52] A., Mezghani, F., Antreich, and J. A., Nossek, “Multiple parameter estimation with quantized channel output,” in Proc. of International ITG Workshop on Smart Antennas (WSA), Feb. 2010.
[53] O. E., Ayach, S., Rajagopal, S., Abu-Surra, Z., Pi, and R. W., Heath, “Analog-to-digital converter survey and analysis,” IEEE Trans. Wireless Commun., vol. 13, no. 3, pp. 1499–1513, Jan. 2014.Google Scholar
[54] J., Mo and R. W., Heath, “High SNR capacity of millimeter wave MIMO systems with one-bit quantization,” in Proc. of Information Theory and Applications Workshop (ITA), Feb. 2014.
[55] D., Palguna, D. J., Love, T., Thomas, and A., Ghosh, “Millimeter wave receiver design using parallel delta sigma ADCs and low precision quantization,” in Proc. of IEEE Global Communications Conf. Workshops (GLOBECOM), Dec. 2015.
[56] G. P., Fettweis, “HetNet wireless fronthaul: The challenge missed,” in Proc. of Information Theory and Applications Workshop (ITA), Feb. 2014.
[57] H. Q., Ngo and E. G., Larsson, “EVD-based channel estimation in multicell multiuserMIMO systems with very large antenna arrays,” in Proc. of IEEE International Conf. on Acoustics, Speech and Signal Processing (ICASSP), Mar. 2012.
[58] H., Yin, D., Gesbert, M., Filippou, and Y., Liu, “A coordinated approach to channel estimation in large-scale multiple-antenna systems,” IEEE J. Sel. Areas Commun., vol. 31, no. 2, pp. 264–273, Feb. 2013.Google Scholar
[59] A., Soysal and S., Ulukus, “Joint channel estimation and resource allocation for MIMO systems – part II: Multi-user and numerical analysis,” IEEE Trans. Wireless Commun., vol. 9, no. 2, pp. 632–640, Feb. 2010.Google Scholar
[60] C. B., Chae, D., Mazzarese, N., Jindal, and R. W., Heath, “Coordinated beamforming with limited feedback in the MIMO broadcast channel,” IEEE J. Sel. Areas Commun., vol. 26, no. 8, pp. 1505–1515, Oct. 2008.Google Scholar
[61] R., Bhagavatula and R. W., Heath, “Adaptive limited feedback for sum-rate maximizing beamforming in cooperative multicell systems,” IEEE Trans. Signal Process., vol. 59, no. 2, pp. 800–811, Feb. 2011.Google Scholar
[62] P., Kerret and D., Gesbert, “CSI feedback allocation in multicell MIMO channels,” in Proc. of IEEE International Conf. on Communications (ICC), Jun. 2012.
[63] D., Gesbert, S., Hanly, H., Huang, S. S., Shitz, O., Simeone, and W., Yu, “Multi-cell MIMO cooperative networks: A new look at interference,” IEEE J. Sel. Areas Commun., vol. 28, no. 9, pp. 1380–1408, Dec. 2010.Google Scholar
[64] J., Zhang, R., Chen, J. G., Andrews, A., Ghosh, and R. W., Heath, “Networked MIMO with clustered linear precoding,” IEEE Trans. Wireless Commun., vol. 8, no. 4, pp. 1910–1921, Apr. 2009.Google Scholar
[65] B., Hassibi and B. M., Hochwald, “How much training is needed in multiple-antenna wireless links?” IEEE Trans. Inf. Theory, vol. 49, no. 4, pp. 951–963, Apr. 2003.Google Scholar
[66] W., Santipach and M. L., Honig, “Asymptotic performance of MIMO wireless channels with limited feedback,” in Proc. of IEEE Military Communcations Conf. (MILCOM), Oct. 2003.
[67] W., Santipach and M. L., Honig, “Optimization of training and feedback overhead for beamforming over block fading channels,” IEEE Trans. Inf. Theory, vol. 56, no. 12, pp. 6103–6115, Dec. 2010.Google Scholar
[68] J., Song, J., Choi, and D. J., Love, “Codebook design for hybrid beamforming in millimeter wave systems,” in Proc. of IEEE International Conf. on Communcations (ICC), Jun. 2015.
[69] J. L., Paredes, G. R., Arce, and Z., Wang, “Ultra-wideband compressed sensing: Channel estimation,” IEEE J. Sel. Top. Signal Process., vol. 1, no. 3, pp. 383–395, Oct. 2007.Google Scholar
[70] G., Taübock and F., Hlawatsch, “A compressive sensing technique for OFDM channel estimation in mobile environments: Exploiting channel sparsity for reducing pilots,” in Proc. of IEEE International Conf. on Acoustics, Speech and Signal Processing (ICASSP), Mar. 2008.
[71] G., Taübock, F., Hlawatsch, D., Eiwen, and H., Rauhut, “Compressive estimation of doubly selective channels in multicarrier systems: Leakage effects and sparsity-enhancing processing,” IEEE J. Sel. Top. Signal Process., vol. 4, no. 2, pp. 255–271, Apr. 2010.Google Scholar
[72] C. R., Berger, S., Zhou, J. C., Preisig, and P., Willett, “Sparse channel estimation for multicarrier underwater acoustic communication: From subspace methods to compressed sensing,” IEEE Trans. Signal Process., vol. 58, no. 3, pp. 1708–1721, Mar. 2010.Google Scholar
[73] W. U., Bajwa, J., Haupt, A. M., Sayeed, and R., Nowak, “Compressed channel sensing: A new approach to estimating sparse multipath channels,” Proc. IEEE, vol. 98, no. 6, pp. 1058–1076, Jun. 2010.Google Scholar
[74] C. R., Berger, Z., Wang, J., Huang, and S., Zhou, “Application of compressive sensing to sparse channel estimation,” IEEE Commun. Mag., vol. 48, no. 11, pp. 164–174, Nov. 2010.Google Scholar
[75] World Health Organization, “Electromagnetic fields and public health: Mobile phones,” Fact Sheet 193, Oct. 2014. Available at www.who.int/mediacentre/factsheets/fs193/en/.
[76] B., Hochwald, D. J., Love, S., Yan, P., Fay, and J. M., Jin, “Incorporating specific absorption rate constraints into wireless signal design,” IEEE Commun. Mag., vol. 52, no. 9, pp. 126–133, Sep. 2014.Google Scholar
[77] O. P., Gandhi and A., Riazi, “Absorption of millimeter waves by human beings and its biological implications,” IEEE Trans. Microw. Theory Technol., vol. 34, no. 2, pp. 228–235, Feb. 1986.Google Scholar
[78] M., Zhadobov, N., Chabat, R., Sauleau, C. L., Quement, and Y. L., Drean, “Millimeter-wave interactions with the human body: State of knowledge and recent advances,” Int. J. Microw. Wireless Technol., vol. 3, pp. 237–247, Mar. 2011.Google Scholar
[79] T., Wu, T. S., Rappaport, and C. M., Collins, “Safe for generations to come: Considerations of safety for millimeter waves in wireless communications,” IEEE Microw. Mag., vol. 16, no. 2, pp. 65–84, Mar. 2015.Google Scholar
[80] A., Ghosh, T. A., Thomas, M. C., Cudak, R., Ratasuk, P., Moorut, F. W., Vook, T. S., Rappaport, G. R., MacCartney, S., Sun, and S., Nie, “Millimeter wave enhanced local area systems: A high data rate approach for future wireless networks,” IEEE J. Sel. Areas Commun., vol. 32, no. 6, pp. 1152–1163, Jun. 2014.Google Scholar
[81] Y., Niu, Y., Li, D., Jin, L., Su, and A. V., Vasilakos, “A survey of millimeter wave communications for 5G: Opportunities and challenges,” Wireless Netw., vol. 21, no. 8, pp. 2657–2676, Sep. 2014.Google Scholar

Save book to Kindle

To save this book to your Kindle, first ensure [email protected] is added to your Approved Personal Document E-mail List under your Personal Document Settings on the Manage Your Content and Devices page of your Amazon account. Then enter the ‘name’ part of your Kindle email address below. Find out more about saving to your Kindle.

Note you can select to save to either the @free.kindle.com or @kindle.com variations. ‘@free.kindle.com’ emails are free but can only be saved to your device when it is connected to wi-fi. ‘@kindle.com’ emails can be delivered even when you are not connected to wi-fi, but note that service fees apply.

Find out more about the Kindle Personal Document Service.

Available formats
×

Save book to Dropbox

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Dropbox.

Available formats
×

Save book to Google Drive

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Google Drive.

Available formats
×