Skip to main content Accessibility help
×
Hostname: page-component-78c5997874-4rdpn Total loading time: 0 Render date: 2024-11-08T08:24:14.132Z Has data issue: false hasContentIssue false

2 - Strategic Calculation and International Socialization: Membership Incentives, Party Constellations, and Sustained Compliance in Central and Eastern Europe

Published online by Cambridge University Press:  06 November 2009

Frank Schimmelfennig
Affiliation:
Professor of European Politics, ETH Zurich
Jeffrey T. Checkel
Affiliation:
Universitetet i Oslo
Get access

Summary

After the end of the Cold War, European regional organizations proclaimed liberal democracy as the new standard of legitimacy for the states of the emerging pan-European international community. These organizations defined the international socialization of the ex-communist Central and East European countries (CEECs) to this standard as a new core task for themselves, and devised a diversified set of instruments—reaching from the provision of expertise to membership conditionally—to promote and support the democratic consolidation of the region.

Fifteen years later, it is obvious that the results have been highly divergent. Whereas one group of countries, mainly the central European and Baltic countries, quickly and smoothly adopted fundamental liberal norms of state organization and conduct, other CEECs—most notably Belarus and Serbia—have long defied “Westernization.” Still others have displayed inconsistent patterns characterized by stop-and-go processes or fluctuation between progress and reversals. The aim of this article is to explore the causal mechanism and conditions that have produced the uneven outcomes and pathways of democratic international socialization in the CEECs.

My argument is based on a rationalist approach to international socialization. It conceives of socialization as a process of reinforcement that has three major components. First, whereas European regional organizations have used a variety of strategies and instruments, only the high material and political rewards of membership in the European Union (EU) and the North Atlantic Treaty Organization (NATO) have triggered sustained domestic change in those CEECs that initially violated the liberal-democratic community norms.

Type
Chapter
Information
Publisher: Cambridge University Press
Print publication year: 2007

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Ágh, Attila. 1998a. Emerging Democracies in East Central Europe and the Balkans. Cheltenham, England: Edward Elgar.Google Scholar
Agh, Attila. 1998b. The Politics of Central Europe. London: Sage.CrossRefGoogle Scholar
Andrejevs, Georgs. 1993. Latvian Minister of Foreign Affairs' Reply to the OSCE High Commissioner to the National Minorities of April 18, 1993. Available at 〈http://www.arts.uwaterloo.ca/MINELRES/osce/counrec.htm〉. Accessed 22 June 2005.
Andrejevs, Georgs. 1994. Latvian Minister of Foreign Affairs' Reply to the OSCE High Commissioner to the National Minorities of January 25, 1994. OSCE Ref. Com. No. 8. Available at 〈http://www.arts.uwaterloo.ca/MINELRES/osce/counrec.htm〉. Accessed 22 June 2005.
Baldwin, David. 1971. The Power of Positive Sanctions. World Politics 24 (1):19–38.CrossRefGoogle Scholar
Berglund, Sten, Hellén, Thomas, and Aarebrot, Frank H., eds. 1998. The Handbook of Political Change in Eastern Europe. Cheltenham, England: Edward Elgar.CrossRefGoogle Scholar
Birch, Sarah. 2000. Elections and Representation in Post-Communist Eastern Europe. In Elections in Central and Eastern Europe: The First Wave, edited by Klingemann, Hans-Dieter, Mochmann, Ekkehard, and Newton, Kenneth, 13–35. Berlin: Sigma.Google Scholar
Birkavs, Valdis. 1996. Latvian Minister of Foreign Affairs' Reply of December 24, 1996, to the OSCE High Commissioner on National Minorities. No. 31/1003-7767. Available at 〈http://www.arts.uwaterloo.ca/MINELRES/osce/counrec.htm〉. Accessed 22 June 2005.
Birkavs, Valdis. 1997. Latvian Minister of Foreign Affairs' Reply of September 11, 1997, to the OSCE High Commissioner on National Minorities. No. 31/666-5680. Available at 〈http://www.arts.uwaterloo.ca/MINELRES/osce/counrec.htm〉. Accessed 22 June 2005.
Blondel, Jean, and Müller-Rommel, Ferdinand. 2001. Cabinets in Eastern Europe. Basingstoke, England: Palgrave.CrossRefGoogle Scholar
Bútora, Martin, and Bútorová, Zora. 1999. Slovakia's Democratic Awakening. Journal of Democracy 10 (1):80–95.CrossRefGoogle Scholar
Checkel, Jeffrey T. 2001. Why Comply? Social Learning and European Identity Change. International Organization 55 (3):553–88.CrossRefGoogle Scholar
Davis, James W. Jr. 2000. Threats and Promises: The Pursuit of International Influence. Baltimore, Md.: Johns Hopkins University Press.Google Scholar
Diamond, Larry. 1996. Is the Third Wave Over?Journal of Democracy 7 (3):20–37.CrossRefGoogle Scholar
Elster, Jon. 1983. Sour Grapes: Studies in the Subversion of Rationality. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Elster, Jon. 1989. Nuts and Bolts for the Social Sciences. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Goldgeier, James M. 1999. Not Whether But When: The US Decision to Enlarge NATO. Washington, D.C.: Brookings Institution.Google Scholar
Goldman, Minton F. 1999. Slovakia since Independence: A Struggle for Democracy. Westport, Conn.: Praeger.Google Scholar
Haggard, Stephan, Marc A. Levy, Andrew Moravcsik, and Kalypso Nicolaidis. 1993. Integrating the Two Halves of Europe: Theories of Interests, Bargaining, and Institutions. In After the Cold War: International Institutions and State Strategies in Europe, 1989–1991, edited by Keohane, Robert O., Nye, Joseph S., and Hoffmann, Stanley, 173–95. Cambridge, Mass.: Harvard University Press.Google Scholar
Henderson, Karen. 2002. Slovakia: The Escape from Invisibility. London: Routledge.CrossRefGoogle Scholar
Ikenberry, G. John, and Kupchan, Charles A.. 1990. Socialization and Hegemonic Power. International Organization 44 (3):283–315.CrossRefGoogle Scholar
Ismayr, Wolfgang, ed. 2002. Die politischen Systeme Osteuropas. Opladen, Germany: Leske and Budrich.CrossRefGoogle Scholar
Jaggers, Keith, and Gurr, Ted Robert. 1995. Tracking Democracy's Third Wave with the Polity III Data. Journal of Peace Research 32 (4):469–82.CrossRefGoogle Scholar
Jasiewicz, Krzysztof. 1998. Elections and Voting Behaviour. In Developments in Central and East European Politics. Vol. 2, edited by White, Stephen, Batt, Judy, and Lewis, Paul, 166–87. Basingstoke, England: Macmillan.CrossRefGoogle Scholar
Johnston, Alastair Iain. 2001. Treating International Institutions as Social Environments. International Studies Quarterly 45 (4):487–515.CrossRefGoogle Scholar
Jubulis, Mark A. 1996. The External Dimension of Democratization in Latvia: The Impact of European Institutions. International Relations 13 (3):59–73.CrossRefGoogle Scholar
Kaldor, Mary, and Ivan Vejvoda. 1999. Democratization in Central and Eastern European Countries: An Overview. In Democratization in Central and Eastern Europe, edited by Kaldor, Mary and Vejvoda, Ivan, 1–24. London: Pinter.Google Scholar
Kelley, Judith. 2004: International Actors on the Domestic Scene: Membership Conditionality and International Socialization by International Institutions. International Organization 58 (3):425–57.CrossRefGoogle Scholar
Knobel, Heiko. 2004. Latvia. Unpublished manuscript, University of Mannheim, Germany.
Krause, Kevin Deegan. 2003. The Ambivalent Influence of the European Union on Democratization in Slovakia. In The European Union and Democratization, edited by Kubicek, Paul J., 56–86. London: Routledge.CrossRefGoogle Scholar
Kubicek, Paul J., ed. 2003. The European Union and Democratization. London: Routledge.CrossRefGoogle Scholar
Leff, Carol Skalnik. 1997. The Czech and Slovak Republics: Nation versus State. Boulder, Colo.: Westview.Google Scholar
Lewis, Paul G. 2001. The “Third Wave” of Democracy in Eastern Europe: Comparative Perspectives on Party Roles and Political Development. Party Politics 7 (5):543–65.CrossRefGoogle Scholar
Malová, Darina, and Marek Rybář. 2003. The European Union's Policies Towards Slovakia: Carrots and Sticks of Political Conditionality. In The Road to the European Union. Vol. 1, The Czech and Slovak Republics, edited by Rupnik, Jacques and Zielonka, Jan, 98–112. Manchester, England: Manchester University Press.Google Scholar
Mattli, Walter. 1999. The Logic of Regional Integration: Europe and Beyond. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
McFaul, Michael. 2002. The Fourth Wave of Democracy and Dictatorship: Noncooperative Transitions in the Postcommunist World. World Politics 54 (2):212–44.CrossRefGoogle Scholar
Mite, Valentinas. 2002. Latvia: Language Laws Amended, but Issue Remains Divisive. RFE/RL Features, 15 May 2002. Available at 〈http://www.rferl.org/features/2002/05/15052002082221.asp〉. Accessed 22 June 2005.
Parliamentary Assembly of the Council of Europe. 1999. Honouring of Obligations and Commitments by Latvia. Doc. 8426, 24 May 1999.
Plakans, Andrejs. 1997. Democratization and Political Participation in Postcommunist Societies: The Case of Latvia. In The Consolidation of Democracy in East-Central Europe, edited by Dawisha, Karen and Parrott, Bruce, 245–89. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Pravda, Alex. 2001. Introduction. In Democratic Consolidation in Eastern Europe. Vol. 2, International and Transnational Factors, edited by Zielonka, Jan and Pravda, Alex, 1–27. Oxford: Oxford University Press.CrossRefGoogle Scholar
Pridham, Geoffrey. 1999. Complying with the European Union's Democratic Conditionality: Transnational Party Linkages and Regime Change in Slovakia, 1993–1998. Europe-Asia Studies 51 (7):1221–44.CrossRefGoogle Scholar
Risse, Thomas. 2000. “Let's Argue!”: Communicative Action in World Politics. International Organization 54 (1):1–39.CrossRefGoogle Scholar
Risse, Thomas, and Sikkink, Kathryn. 1999. The Socialization of International Human Rights Norms into Domestic Practices: Introduction. In The Power of Human Rights: International Norms and Domestic Change, edited by Risse, Thomas, Ropp, Stephen, and Sikkink, Kathryn, 1–38. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Samson, Ivo. 1997. Die Slowakei zwischen Annäherung an Moskau und Streben nach “Westintegration (Bericht 2/1997). Cologne, Germany: Bundesinstitut für ostwissenschaftliche und Internationale Studien.Google Scholar
Schimmelfennig, Frank. 2000. International Socialization in the New Europe: Rational Action in an Institutional Environment. European Journal of International Relations 6 (1):109–39.CrossRefGoogle Scholar
Schimmelfennig, Frank. 2001. The Community Trap: Liberal Norms, Rhetorical Action, and the Eastern Enlargement of the European Union. International Organization 55 (1):47–80.CrossRefGoogle Scholar
Schimmelfennig, Frank. 2003. The EU, NATO, and the Integration of Europe: Rules and Rhetoric. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Schimmelfennig, Frank. Forthcoming. International Norm Promotion in Eastern Europe: A Qualitative Comparative Analysis. In EU Membership and Consolidation of Democracy in East Central Europe, edited by Ekiert, Grzegorz and Zielonka, Jan. Baltimore, Md.: Johns Hopkins University Press.Google Scholar
Schneider, Eleonora. 1997. Quo vadis, Slowakei? Von der eingeleiteten Demokratie zum Autoritarismus? (Bericht 36). Cologne, Germany: Bundesinstitut für ostwissenschaftliche und Internationale Studien.Google Scholar
Sedelmeier, Ulrich. 2000. Eastern Enlargement: Risk, Rationality, and Role-Compliance. In The State of the European Union: Risks, Reform, Resistance and Revival, edited by Cowles, Maria Green and Smith, Michael, 164–85. Oxford: Oxford University Press.CrossRefGoogle Scholar
Sitter, Nick. 2001. Beyond Class vs. Nation? Cleavage Structures and Party Competition in Central Europe. Central European Political Science Review 2 (3):67–91.Google Scholar
Smith, Graham, Law, Vivien, Wilson, Andrew, Bohr, Annette, and Allworth, Edward. 1998. Nation-Building in the Post-Soviet Borderlands: The Politics of National Identities. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Stankovsky, Jan, Plasser, Fritz, and Ulram, Peter A.. 1998. On the Eve of EU Enlargement: Economic Developments and Democratic Attitudes in East Central Europe. Schriftenreihe des Zentrums für Angewandte Politikforschung 16. Vienna: Signum Verlag.Google Scholar
Vachudova, Milada Anna. 2001. The Leverage of International Institutions on Democratizing States: Eastern Europe and the European Union. RSC Working Paper No. 2001/33. San Domenico, Italy: European University Institute (EUI), Robert Schuman Centre of Advanced Studies (RSCAS).
Van Der Stoel, Max. 1993a. Letter of April 6, 1993, to Georgs Andrejevs, Latvian Minister of Foreign Affairs. Ref. No. 238/93/L/Rev. Available at 〈http://www.arts.uwaterloo.ca/MINELRES/osce/counrec.htm〉. Accessed 22 June 2005.
Van Der Stoel, Max. 1993b. Letter of December 10, 1993, to Georgs Andrejevs, Latvian Minister of Foreign Affairs. Ref. No. 1463/93/L. Available at 〈http://www.arts.uwaterloo.ca/MINELRES/osce/counrec.htm〉. Accessed 22 June 2005.
Van Der Stoel, Max. 1996. Letter of October 28, 1996, to Valdis Birkavs, Latvian Minister of Foreign Affairs. Ref. No. 1085/96/L. Available at 〈http://www.arts.uwaterloo.ca/MINELRES/osce/counrec.htm〉. Accessed 22 June 2005.
Van Der Stoel, Max. 1997. Letter of May 23, 1997 to Valdis Birkavs, Latvian Minister of Foreign Affairs. Available at 〈http://www.arts.uwaterloo.ca/MINELRES/osce/counrec.htm〉. Accessed 22 June 2005.
Van Der Stoel, Max. 1998. On the Proposals of the Working Group Concerning the Amendments to the Citizenship Law. Letter to Mr. Guntars Krasts, Prime Minister of Latvia. Ref. No. 984/98/L. Available at 〈http://www.osce.org/documents/hcnm/1998/04/2734_en.pdf〉. Accessed 22 June 2005.
Van Der Stoel, Max. 1999. Statement on Latvian Language Law by OSCE High Commissioner on National Minorities, 15 July. Vienna: OSCE Secretariat, Press and Public Information Section. Available at 〈http://www.osce.org/press_rel/1999/07/820-hcnm.html〉. Accessed 3 January 2005.
Zaagman, Rob. 1999. Conflict Prevention in the Baltic States: The OSCE High Commissioner on National Minorities in Estonia, Latvia, and Lithuania. ECMI Monograph 1. Flensburg, Germany: European Centre for Minority Issues.

Save book to Kindle

To save this book to your Kindle, first ensure [email protected] is added to your Approved Personal Document E-mail List under your Personal Document Settings on the Manage Your Content and Devices page of your Amazon account. Then enter the ‘name’ part of your Kindle email address below. Find out more about saving to your Kindle.

Note you can select to save to either the @free.kindle.com or @kindle.com variations. ‘@free.kindle.com’ emails are free but can only be saved to your device when it is connected to wi-fi. ‘@kindle.com’ emails can be delivered even when you are not connected to wi-fi, but note that service fees apply.

Find out more about the Kindle Personal Document Service.

Available formats
×

Save book to Dropbox

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Dropbox.

Available formats
×

Save book to Google Drive

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Google Drive.

Available formats
×