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4 - Interstate Arbitration: Chapter 1 of the Federal Arbitration Act

Published online by Cambridge University Press:  16 November 2009

Edward Brunet
Affiliation:
Lewis and Clark College, Portland
Richard E. Speidel
Affiliation:
Northwestern University, Illinois
Jean E. Sternlight
Affiliation:
University of Nevada, Las Vegas
Stephen J. Ware
Affiliation:
University of Kansas
Stephen J. Ware
Affiliation:
Professor of Law, University of Kansas
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Summary

INTRODUCTION: THE CONTRACTUAL APPROACH TO ARBITRATION LAW

This chapter consists of proposals to reform the Federal Arbitration Act (FAA). These proposed reforms address only domestic (United States) arbitration law, which is covered by Chapter 1 of the FAA. These reforms do not address the law governing international arbitration, which is covered by Chapters 2 and 3 of the FAA, as well as by various treaties including the Convention on the Recognition and Enforcement of Foreign Arbitral Awards.

These proposed reforms rest on what I call the contractual approach to arbitration law. This approach consists of at least three principles. Stated colloquially, these principles are that: (1) you should not be sent to arbitration unless you have agreed to be there, (2) if you have agreed to arbitration then your agreement should be enforced, and (3) your arbitrator's powers are only those that you and the other party to the agreement gave the arbitrator. Stated more precisely, these three principles of the contractual approach to arbitration law are:

First Principle: a court should not send a dispute to arbitration unless the parties have formed an enforceable contract requiring arbitration of that dispute.

Second Principle: arbitration agreements should be enforced “save upon such grounds as exist at law or in equity for the revocation of any contract.”

Third Principle: because an arbitrator's power derives from the parties' contract, the arbitrator should not be permitted to reach a result that the parties could not have reached themselves by simply contracting for it.

Type
Chapter
Information
Arbitration Law in America
A Critical Assessment
, pp. 88 - 126
Publisher: Cambridge University Press
Print publication year: 2006

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